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Windows XP Security Technical Implementation Guide

V6R1.32 · · · Released 25 Apr 2014 · 208 rules
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The Windows XP Security Technical Implementation Guide (STIG) is published as a tool to improve the security of Department of Defense (DoD) information systems. The requirements were developed from Federal and DoD consensus, as well as the Windows XP Security Guide and security templates published by Microsoft Corporation. Comments or proposed revisions to this document should be sent via e-mail to the following address: disa.letterkenny.FSO.mbx.stig-customer-support-mailbox@mail.mil.
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b
Physical security of the Automated Information System (AIS) does not meet DISA requirements.
Medium - V-1070 - SV-29616r1_rule
RMF Control
Severity
M
CCI
Version
1.001
Vuln IDs
  • V-1070
Rule IDs
  • SV-29616r1_rule
Inadequate physical protection can undermine all other security precautions utilized to protect the system. This can jeopardize the confidentiality, availability, and integrity of the system. Physical security of the AIS is the first line protection of any system.System AdministratorInformation Assurance OfficerPECF-1
Checks: C-7883r1_chk

Interview the SA to determine if equipment is located in an access controlled area. Note: Servers will be located in rooms, or locked cabinets, that are accessible only to authorized systems personnel. Authorized user access should be verified at two points (i.e. building access and server room). User workstations containing sensitive data should be in access controlled areas.

Fix: F-31r1_fix

Relocate equipment to a controlled access area.

b
Shared user accounts are permitted on the system.
Medium - V-1072 - SV-29620r1_rule
RMF Control
Severity
M
CCI
Version
1.008
Vuln IDs
  • V-1072
Rule IDs
  • SV-29620r1_rule
Shared accounts do not provide individual accountability for system access and resource usage.System AdministratorInformation Assurance OfficerIAGA-1
Checks: C-7885r1_chk

Interview the SA to determine if any shared accounts exist. Any shared account must be documented with the IAO. Documentation should include the reason for the account, who has access to this account, and how the risk of using a shared account (which provides no individual identification and accountability) is mitigated. Note: As an example, a shared account may be permitted for a help desk or a site security personnel machine, if that machine is stand-alone and has no access to the network.

Fix: F-33r1_fix

Remove any shared accounts that do not meet the exception requirements listed.

c
Systems must be at supported service packs (SP) or releases levels.
High - V-1073 - SV-29342r1_rule
RMF Control
Severity
H
CCI
Version
2.005
Vuln IDs
  • V-1073
Rule IDs
  • SV-29342r1_rule
Systems at unsupported service packs or releases will not receive security updates for new vulnerabilities and leaves them subject to exploitation. Systems must be maintained at a service pack level supported by the vendor with new security updates.HKSystem AdministratorVIVM-1
Checks: C-34620r1_chk

From the menu bar click “Start” and then “Run”. Type “winver.exe” in the dialog box and click OK. If the "About Windows" box displays the following Service Pack(s), then this is a finding. Unsupported Service Packs: Windows XP – any prior to SP3

Fix: F-30098r1_fix

Update the system to a supported service pack. Application of new service packs should be thoroughly tested before deploying in a production environment.

c
An approved DOD virus scan program is not used and/or updated.
High - V-1074 - SV-29467r1_rule
RMF Control
Severity
H
CCI
Version
5.007
Vuln IDs
  • V-1074
Rule IDs
  • SV-29467r1_rule
This is a Category 1 finding because Virus scan programs are a primary line of defense against the introduction of viruses and malicious code that can destroy data and even render a computer inoperable. Utilizing the most current virus scan program provides the ability to detect this malicious code before extensive damage occurs. Updated virus scan data files can help protect a system, because new viruses are identified by the software vendors on a monthly basis.The scripts check for McAfee and Symantec Antivirus, corporate and client editions. Due to variation of installations, manual checks may be required for verifying Anti-Virus compliance.E-Mail versions of anti-virus software are not acceptable as protection for Windows operating systems. However, both the E-Mail anti-virus software and the operating system anti-virus software can coexist and run on the same system.trueSystem AdministratorECVP-1
Checks: C-519r1_chk

Note: The Gold Disk checks for McAfee and Symantec Antivirus, corporate and client editions. Due to variation of installations, manual checks may be required for verifying antivirus compliance. V0019910 has been added as part of the Desktop STIG Update which specifically looks at McAfee and Symantec AV signature files. If you have these programs, address them with that requirement and mark this one as N/A. If none of the following products are installed and supported at an appropriate maintenance level, then this is a finding: Symantec Antivirus at the following level is not installed: Corporate Edition Version 9.0.6 or higher Corporate Edition Version 10.x or higher Endpoint Protection Version 11.0 or higher McAfee’s Antivirus Version 8.0 or higher is not installed. And The antivirus signature file is out of date. If the anti virus program signature file is not dated within the past 7 days, then this is a finding. Note: The version numbers and the date of the signature file can generally be checked by starting the antivirus program from the toolbar icon or from the Start menu. The information may appear in the antivirus window or be available in the Help > About window. The location varies from product to product. Note: E-mail versions of antivirus software are not acceptable as protection for Windows operating systems. However, both the e-mail antivirus software and the operating system antivirus software can coexist and run on the same system. Documentable Explanation: If a recognized antivirus product, such as Innoculator or another product is installed and has a current signature file, then this would still be a finding, but the severity code should be reduced to a Category III.

Fix: F-5817r1_fix

Configure the system with supported, DoD-approved virus scanning software. Ensure the signature file is current.

a
The system allows shutdown from the logon dialog box.
Low - V-1075 - SV-18421r1_rule
RMF Control
Severity
L
CCI
Version
3.007
Vuln IDs
  • V-1075
Rule IDs
  • SV-18421r1_rule
Preventing display of the shutdown button in the logon dialog box may encourage a hard shut down with the power button. (However, displaying the shutdown button may allow individuals to shut down a system anonymously.)HKSystem AdministratorECSC-1
Checks: C-18076r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Shutdown: Allow shutdown without having to log on” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: ShutdownWithoutLogon Value Type: REG_DWORD Value: 1

Fix: F-17274r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Shutdown: Allow system to be shutdown without having to log on” to “Enabled”.

a
System information backups are not created, updated, and protected according to DISA requirements.
Low - V-1076 - SV-29624r1_rule
RMF Control
Severity
L
CCI
Version
1.013
Vuln IDs
  • V-1076
Rule IDs
  • SV-29624r1_rule
Recovery of a damaged or compromised system in a timely basis is difficult without a system information backup. A system backup will usually include sensitive information such as user accounts that could be used in an attack. As a valuable system resource, the system backup should be protected and stored in a physically secure location.System AdministratorInformation Assurance OfficerCODB-1
Checks: C-7887r1_chk

Interview the SA to determine if system recovery backup procedures are in place that comply with DoD requirements. Any of the following would be a finding: •The site does not maintain emergency system recovery data. •The emergency system recovery data is not protected from destruction and stored in a locked storage container. •The emergency system recovery data has not been updated following the last system modification.

Fix: F-36r1_fix

Implement data backup procedures that comply with DoD requirements.

b
ACLs for event logs do not conform to minimum requirements.
Medium - V-1077 - SV-29199r1_rule
RMF Control
Severity
M
CCI
Version
2.001
Vuln IDs
  • V-1077
Rule IDs
  • SV-29199r1_rule
Event logs are susceptible to unauthorized, and possibly anonymous, tampering if proper ACLs are not applied.The “Auditors” group may appear as a finding. This is because the name of the group is left to the site. If an auditors group is present, its presence doesn’t constitute a finding. System AdministratorInformation Assurance OfficerECTP-1
Checks: C-4328r1_chk

The event log files “AppEvent.Evt,” “SecEvent.Evt,” and “SysEvent.Evt”— by default, all found in the “%SystemRoot%\SYSTEM32\CONFIG” directory. They may have been moved to another folder. Check for the following permissions: Administrators RX (Auditor’s group) All SYSTEM All Note: See V-1137 for the Auditors group requirement. The “Auditors” group may appear in the Gold Disk output as a finding. This is because the name of the group is left to the sites. If an auditors group is present, its presence doesn’t constitute a finding. If the permissions for these files are not as restrictive as the ACL listed, then this is a finding.

Fix: F-46r1_fix

Set the ACL permissions on the event logs as defined in the manual check.

b
File-auditing configuration does not meet minimum requirements.
Medium - V-1080 - SV-29471r1_rule
RMF Control
Severity
M
CCI
Version
2.007
Vuln IDs
  • V-1080
Rule IDs
  • SV-29471r1_rule
Improper modification of the core system files can render a system inoperable. Further, modifications to these system files can have a significant impact on the security configuration of the system. Auditing of significant modifications made to the system files provides a method of determining the responsible party.Automated checking sometimes reports this as a false finding. If a manual review of a questionable finding shows auditing to be set correctly, then this would not be a finding.System AdministratorECAR-1, ECAR-2, ECAR-3
Checks: C-23r1_chk

If system-level auditing is not enabled, or if the system and data partitions are not installed on NTFS partitions, then mark this as a finding. Open Windows Explorer and use the file and folder properties function to verify that the audit settings on each partition/drive is configured to audit all "failures" for the "Everyone" group. If any partition/drive is not configured to at least the minimum requirement, then this is a finding.

Fix: F-52r1_fix

Configure auditing on each partition/drive to audit all "Failures" for the "Everyone" group.

c
Local volumes are not formatted using NTFS.
High - V-1081 - SV-29475r1_rule
RMF Control
Severity
H
CCI
Version
2.008
Vuln IDs
  • V-1081
Rule IDs
  • SV-29475r1_rule
This is a category 1 finding because the ability to set access permissions and audit critical directories and files is only available by using the NTFS file system. The capability to assign access permissions to file objects is a DOD policy requirement. The FAT file system only provides the capability to make files read-only and hidden. The capability to change these attributes is not restricted to any users. An unauthorized individual could boot the machine from a floppy disk and gain full and unrecorded access to file data. trueSystem AdministratorInformation Assurance OfficerECCD-1, ECCD-2
Checks: C-24r1_chk

Open Windows Explorer and use the Properties function on each fixed local partition/drive to examine the File System specified on the General Tab. If the File System does not specify NTFS, then this is a finding. Documentable Explanation: Some hardware vendors create a small FAT partition to store troubleshooting and recovery data. No other files should be stored here. This requirement should be documented with the IAO.

Fix: F-53r1_fix

Format all partitions/drives to use NTFS.

b
POSIX subsystem registry key exists.
Medium - V-1083 - SV-29763r1_rule
RMF Control
Severity
M
CCI
Version
3.002
Vuln IDs
  • V-1083
Rule IDs
  • SV-29763r1_rule
For the system to comply with Security requirements, the POSIX subsystem must be disabled.HKSystem AdministratorECSC-1
Checks: C-39r1_chk

In the Registry Editor, navigate to the following registry key: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \SYSTEM\CurrentControlSet\Control\Session Manager\Subsystems Value Name: Posix If the above listed registry value exists, then this is a finding.

Fix: F-67r1_fix

Remove the following Registry value from the Windows Registry: HKLM\SYSTEM\CurrentControlSet\Control\Session Manager\Subsystems\Posix

a
System pagefile is cleared upon shutdown.
Low - V-1084 - SV-1084r1_rule
RMF Control
Severity
L
CCI
Version
3.003
Vuln IDs
  • V-1084
Rule IDs
  • SV-1084r1_rule
This check verifies that Windows is not configured to wipe clean the system page file during a controlled system shutdown.System AdministratorECRC-1
Checks: C-41r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Shutdown: Clear virtual memory pagefile” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Session Manager\Memory Management\ Value Name: ClearPageFileAtShutdown Value Type: REG_DWORD Value: 0

Fix: F-6897r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Shutdown: Clear virtual memory pagefile” to “Disabled”.

a
Floppy media devices are not allocated upon user logon.
Low - V-1085 - SV-1085r1_rule
RMF Control
Severity
L
CCI
Version
3.006
Vuln IDs
  • V-1085
Rule IDs
  • SV-1085r1_rule
This check verifies that Windows is configured to not limit access to floppy drives when a user is logged on locally per the FDCC.System AdministratorECLP-1, ECSC-1
Checks: C-44r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Devices: Restrict floppy access to locally logged-on user only” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Microsoft\Windows NT\CurrentVersion\Winlogon\ Value Name: Allocatefloppies Value Type: REG_SZ Value: 0

Fix: F-70r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Devices: Restrict floppy access to locally logged-on user only” to “Disabled”.

b
Registry key auditing configuration does not meet minimum requirements.
Medium - V-1088 - SV-29628r2_rule
RMF Control
Severity
M
CCI
Version
3.010
Vuln IDs
  • V-1088
Rule IDs
  • SV-29628r2_rule
Improper modification of the Registry can render a system useless. Modifications to the Registry can have a significant impact on the security configuration of the system. Auditing of significant modifications made to the Registry provides a method of determining the responsible party.Sometimes audit settings may be incorrectly reported as findings. If a manual review reveals that they are set properly, then this would not be a finding.System AdministratorECAR-3
Checks: C-40667r2_chk

Verify system level auditing of object access is properly configured (see V-6850 “Audit object access”). If this is not configured to audit “Failure”, this requirement is a finding. Verify detailed registry auditing is configured. Run “Regedit”. Navigate to the HKEY_LOCAL_MACHINE\SOFTWARE and HKEY_LOCAL_MACHINE\SYSTEM keys. On the menu bar, select “Edit” then “Permissions”. Click on the “Advanced” button. Select the “Auditing” tab. Verify the following is configured: Type - Fail Name - Everyone Access - Full Control Apply to - This key and subkeys If the “Everyone” group, at a minimum is not being audited for all failures, this is a finding.

Fix: F-28953r1_fix

Configure the HKEY_LOCAL_MACHINE\SOFTWARE and HKEY_LOCAL_MACHINE\SYSTEM keys to audit the Everyone Group for all failures. Audit settings should be propagated to subkeys.

b
The required legal notice must be configured to display before console logon.
Medium - V-1089 - SV-1089r3_rule
RMF Control
Severity
M
CCI
Version
3.011
Vuln IDs
  • V-1089
Rule IDs
  • SV-1089r3_rule
Failure to display the logon banner prior to a logon attempt will negate legal proceedings resulting from unauthorized access to system resources.System AdministratorInformation Assurance OfficerECWM-1
Checks: C-32717r3_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Interactive Logon: Message text for users attempting to log on” is not set to the following, then this is a finding. You are accessing a U.S. Government (USG) Information System (IS) that is provided for USG-authorized use only. By using this IS (which includes any device attached to this IS), you consent to the following conditions: -The USG routinely intercepts and monitors communications on this IS for purposes including, but not limited to, penetration testing, COMSEC monitoring, network operations and defense, personnel misconduct (PM), law enforcement (LE), and counterintelligence (CI) investigations. -At any time, the USG may inspect and seize data stored on this IS. -Communications using, or data stored on, this IS are not private, are subject to routine monitoring, interception, and search, and may be disclosed or used for any USG-authorized purpose. -This IS includes security measures (e.g., authentication and access controls) to protect USG interests--not for your personal benefit or privacy. -Notwithstanding the above, using this IS does not constitute consent to PM, LE or CI investigative searching or monitoring of the content of privileged communications, or work product, related to personal representation or services by attorneys, psychotherapists, or clergy, and their assistants. Such communications and work product are private and confidential. See User Agreement for details. Any OS versions that do not support the full text version must state the following: “I've read & consent to terms in IS user agreem't.” Deviations are not permitted except as authorized by the Deputy Assistant Secretary of Defense for Information and Identity Assurance. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: LegalNoticeText Value Type: REG_SZ Value: See message text above

Fix: F-28804r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options ->“Interactive Logon: Message text for users attempting to log on” as outlined in the check.

a
Caching of logon credentials is not limited.
Low - V-1090 - SV-1090r2_rule
RMF Control
Severity
L
CCI
Version
3.013
Vuln IDs
  • V-1090
Rule IDs
  • SV-1090r2_rule
The default Windows configuration caches the last logon credentials for users who log on interactively to a system. This feature is provided for system availability reasons such as the user’s machine is disconnected from the network or domain controllers are not available. Even though the credential cache is well-protected, storing encrypted copies of users passwords on systems do not always have the same physical protection required for domain controllers. If a system is attacked, the unauthorized individual may isolate the password to a domain user account using a password-cracking program, and gain access to the domain.HKSystem AdministratorECSC-1
Checks: C-59r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Interactive Logon: Number of previous logons to cache (in case Domain Controller is unavailable)” is not set to “2” logons or less, this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows NT\CurrentVersion\Winlogon\ Value Name: CachedLogonsCount Value Type: REG_SZ Value: 2

Fix: F-78r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Interactive Logon: Number of previous logons to cache (in case Domain Controller is not available)” to “2” logons or less.

a
System halts once an event log has reached its maximum size.
Low - V-1091 - SV-18444r1_rule
RMF Control
Severity
L
CCI
Version
3.015
Vuln IDs
  • V-1091
Rule IDs
  • SV-18444r1_rule
This check verifies that the system will not halt if the audit logs become full.System AdministratorECRR-1
Checks: C-18095r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Audit: Shut down system immediately if unable to log security audits” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa Value Name: CrashOnAuditFail Value Type: REG_DWORD Value: 0

Fix: F-17292r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Audit: Shut down system immediately if unable to log security audits” to “Disabled”.

c
Anonymous shares are not restricted.
High - V-1093 - SV-1093r1_rule
RMF Control
Severity
H
CCI
Version
3.018
Vuln IDs
  • V-1093
Rule IDs
  • SV-1093r1_rule
This is a Category 1 finding because it allows anonymous logon users (null session connections) to list all account names and enumerate all shared resources, thus providing a map of potential points to attack the system. By default, Windows allows anonymous users to list account names and enumerate share names.trueIn a mixed Windows environment this setting may cause systems with down-level operating systems to fail to authenticate, may prevent their users from changing their passwords, and may cause problems with managing printers and spools. System AdministratorInformation Assurance OfficerECSC-1, PRNK-1
Checks: C-32719r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Network access: Do not allow anonymous enumeration of SAM accounts” is not set to “Enabled”, then this is a finding. If the value for “Network access: Do not allow anonymous enumeration of SAM accounts and shares” is not set to “Enabled”, then this is a finding. The policies referenced configure the following registry values: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa\ Value Name: RestrictAnonymousSAM (Sam accounts) And Value Name: RestrictAnonymous (Sam accounts and shares) Value Type: REG_DWORD Value: 1 Documentable Explanation: If the required settings cannot be used to allow for proper operation in a mixed Windows environment, then this should be documented with the IAO.

Fix: F-28805r1_fix

Configure the policy values for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network access: Do not allow anonymous enumeration of SAM accounts” and “Network access: Do not allow anonymous enumeration of SAM accounts and shares” to “Enabled".

b
Anonymous access to the event logs is not restricted.
Medium - V-1095 - SV-1095r1_rule
RMF Control
Severity
M
CCI
Version
3.021
Vuln IDs
  • V-1095
Rule IDs
  • SV-1095r1_rule
By default, the Windows event logs may be viewed over the network by an anonymous user. This method of access over the network is communicating through the Server service which has SYSTEM access to the actual log files.HKSystem AdministratorECTP-1
Checks: C-72r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Event Logs -> Settings for Event Logs. If the value for “Prevent local guests group from accessing application log” is not set to “Enabled”, then this is a finding. If the value for “Prevent local guests group from accessing security log” is not set to “Enabled”, then this is a finding. If the value for “Prevent local guests group from accessing system log” is not set to “Enabled”, then this is a finding.

Fix: F-84r1_fix

Configure the system to prevent guest access to the Event logs.

b
Number of allowed bad-logon attempts does not meet minimum requirements.
Medium - V-1097 - SV-28984r1_rule
RMF Control
Severity
M
CCI
Version
4.002
Vuln IDs
  • V-1097
Rule IDs
  • SV-28984r1_rule
The account lockout feature, when enabled, prevents brute-force password attacks on the system. The higher this value is, the less effective the account lockout feature will be in protecting the local system. The number of bad logon attempts should be reasonably small to minimize the possibility of a successful password attack, while allowing for honest errors made during a normal user logon.HKSystem AdministratorECLO-1, ECLO-2
Checks: C-3200r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Account Policies -> Account Lockout Policy. If the “Account lockout threshold” is "0" or more than three attempts, then this is a finding.

Fix: F-6569r1_fix

Configure the system to lock out an account after three invalid logon attempts.

b
Time before bad-logon counter is reset does not meet minimum requirements.
Medium - V-1098 - SV-29636r1_rule
RMF Control
Severity
M
CCI
Version
4.003
Vuln IDs
  • V-1098
Rule IDs
  • SV-29636r1_rule
This parameter specifies the amount of time that must pass between two successive login attempts to ensure that a lockout will occur. The smaller this value is, the less effective the account lockout feature will be in protecting the local system.HKSystem AdministratorECLO-1, ECLO-2
Checks: C-3203r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Account Policies -> Account Lockout Policy. If the “Reset account lockout counter after” value is less than 60 minutes, then this is a finding.

Fix: F-6570r1_fix

Configure the system to have the lockout counter reset itself after a minimum of 60 minutes.

b
Lockout duration does not meet minimum requirements.
Medium - V-1099 - SV-29640r1_rule
RMF Control
Severity
M
CCI
Version
4.004
Vuln IDs
  • V-1099
Rule IDs
  • SV-29640r1_rule
This parameter specifies the amount of time that must pass before a locked-out account is automatically unlocked by the system.HKSystem AdministratorECLO-1, ECLO-2
Checks: C-3205r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Account Policies -> Account Lockout Policy. If the “Account lockout duration” is not set to "0", requiring and administrator to unlock the account, then this is a finding.

Fix: F-6571r1_fix

Configure the system so that the bad logon lockout duration conforms to DoD requirements.

c
Unauthorized users are granted right to Act as part of the operating system.
High - V-1102 - SV-28988r1_rule
RMF Control
Severity
H
CCI
Version
4.009
Vuln IDs
  • V-1102
Rule IDs
  • SV-28988r1_rule
This is a Category 1 finding because users and user groups that are assigned this right can bypass all security protective mechanisms that apply to all users, including administrators. Accounts with this right should have passwords with the maximum length and be kept in a locked container accessible only by the IAO and his designated backup. Some applications require this right to function. Any exception needs to be documented with the IAO.trueRemoving application accounts from this right may cause the applications to stop functioning.System AdministratorInformation Assurance OfficerECLP-1
Checks: C-378r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> User Rights Assignment. If any user accounts, or groups (to include administrators),are granted the right "Act as part of the operating system", then this is a finding. Documentable Explanation: Some applications require this right to function. Any exception needs to be documented with the IAO. Acceptable forms of documentation include vendor published documents and application owner confirmation.

Fix: F-5745r1_fix

Configure the system to prevent unauthorized users to "Act as part of the operating system".

b
User rights and advanced user rights settings do not meet minimum requirements.
Medium - V-1103 - SV-18391r2_rule
RMF Control
Severity
M
CCI
Version
4.010
Vuln IDs
  • V-1103
Rule IDs
  • SV-18391r2_rule
Inappropriate granting of user and advanced user rights can provide system, administrative, and other high level capabilities not required by the normal user.trueArbitrarily removing application accounts from certain User Rights may cause the applications to cease functioning.System AdministratorInformation Assurance OfficerECLP-1
Checks: C-44148r5_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> User Rights Assignment. Compare the User Rights to the following list. If any accounts are given rights that are not authorized below, this is a finding. Access this computer from the network - Administrators Act as part of the operating system - See separate vulnerability V-1102 Adjust memory quotas for a process - Administrators, Local Service, Network Service Allow logon through Terminal Services - (None) Backup files and directories - Administrators Bypass traverse checking - Administrators, Users Change the system time - Administrators Create a pagefile - Administrators Create a token object - (None) Create global objects - Administrators, Local Service, Network Service, Service Create permanent shared objects - (None) Debug programs - See separate vulnerability V-18010 Deny access to this computer from the network - See separate vulnerability V-1155 Deny logon as a batch job - See separate vulnerability V-26483 Deny logon as a service - See separate vulnerability V-26484 Deny logon locally - See separate vulnerability V-26485 Deny logon through Terminal Services - See separate vulnerability V-26486 Force shutdown from a remote system - Administrators Generate security audits - Local Service, Network Service Impersonate a client after authentication - Administrators, Service Increase scheduling priority - Administrators Load and unload device drivers - Administrators Lock pages in memory - (None) Log on as a batch job - (None) Log on as a service - Local Service, Network Service Log on locally - Administrators, Users Manage auditing and security log - “Auditor’s” Group Modify firmware environment values - Administrators Perform volume maintenance tasks - Administrators Profile single process - Administrators Profile system performance - Administrators Remove computer from docking station - Administrators, Users Replace a process level token - Local Service, Network Service Restore files and directories - Administrators Shut down the system - Administrators, Users Take ownership of files or other objects - Administrators Note: The Gold Disk will remediate all User Rights EXCEPT “Manage auditing and security log”. It will report any users/groups with this User Right for review since the site can determine what the “Auditors” group will be named. Documentable Explanation: Some applications require one or more of these rights to function. Any exception needs to be documented with the IAO. Acceptable forms of documentation include vendor published documents and application owner confirmation.

Fix: F-5747r1_fix

Configure the system to prevent accounts from having unauthorized User Rights.

b
Maximum password age does not meet minimum requirements.
Medium - V-1104 - SV-29644r1_rule
RMF Control
Severity
M
CCI
Version
4.011
Vuln IDs
  • V-1104
Rule IDs
  • SV-29644r1_rule
The longer a password is in use, the greater the opportunity for someone to gain unauthorized knowledge of the passwords. Further, scheduled changing of passwords hinders the ability of unauthorized system users to crack passwords and gain access to a system.HKSystem AdministratorIAIA-1, IAIA-2
Checks: C-3221r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Account Policies -> Password Policy. If the value for the “Maximum password age” is greater than 60 days, then this is a finding. If the value is set to 0 (never expires), then this is a finding.

Fix: F-6573r1_fix

Configure the Maximum Password Age so that it is not "0" and doesn't exceed 60 days.

b
Minimum password age does not meet minimum requirements.
Medium - V-1105 - SV-28992r1_rule
RMF Control
Severity
M
CCI
Version
4.012
Vuln IDs
  • V-1105
Rule IDs
  • SV-28992r1_rule
Permitting passwords to be changed in immediate succession within the same day, allows users to cycle passwords through their history database. This enables users to effectively negate the purpose of mandating periodic password changes.HKSystem AdministratorIAIA-1, IAIA-2
Checks: C-3223r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Account Policies -> Password Policy. If the value for the “Minimum password age” is less than one day, then this is a finding.

Fix: F-6574r1_fix

Configure the Minimum Password Age so that it is a minimum of "1".

b
Password uniqueness does not meet minimum requirements.
Medium - V-1107 - SV-29648r1_rule
RMF Control
Severity
M
CCI
Version
4.014
Vuln IDs
  • V-1107
Rule IDs
  • SV-29648r1_rule
A system is more vulnerable to unauthorized access when system users recycle the same password several times without being required to change a password to a unique password on a regularly scheduled basis. This enables users to effectively negate the purpose of mandating periodic password changes.HKSystem AdministratorIAIA-1, IAIA-2
Checks: C-3227r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Account Policies -> Password Policy. If the value for “Enforce password history” is less than 24 passwords, then this is a finding.

Fix: F-6576r1_fix

Configure the system to remember a minimum of "24" used passwords.

a
User account is dormant.
Low - V-1112 - SV-29479r1_rule
RMF Control
Severity
L
CCI
Version
4.019
Vuln IDs
  • V-1112
Rule IDs
  • SV-29479r1_rule
Outdated or unused accounts, provide penetration points that may go undetected.The reviewer should review the list with the SA to determine the finding validity for each account reported.trueSystem AdministratorIAAC-1
Checks: C-393r1_chk

Using the DUMPSEC utility: Select “Dump Users as Table” from the “Report” menu. Select the available fields in the following sequence, and click on the “Add” button for each entry: UserName SID PswdRequired PswdExpires PswdLastSetTime LastLogonTime AcctDisabled Groups If any enabled accounts have not been logged into within the past 35 days, then this is a finding. This can be ascertained by examining the time in the “LastLogonTime” column. The following accounts are exempt from this check: The built-in administrator account The built-in guest account Application accounts The “IUSR”-guest account (used with IIS or Peer Web Services) Accounts that are less than 35 days old Disabled accounts Note: The reviewer should review the list with the SA to determine the finding validity for each account reported. Note: The following command can be used on Windows 2003/2008 Active Directory if DumpSec cannot be run: Open a Command Prompt Enter “Dsquery user -limit 0 -inactive 5 -o rdn” (This command will only work if the domain is at least at a Windows Server 2003 functional level, not Windows 2000 Native). A list of user accounts that have been inactive for 5 weeks will be displayed. Disabled Accounts can be determined by using the following: Enter “Dsquery user -limit 0 -disabled -o rdn”. Documentable Explanation: Dormant accounts that have been reviewed and deemed to be required should be documented with the IAO.

Fix: F-5758r1_fix

Regularly review accounts to determine if they are still active. Accounts that have not been used in the last 35 days should either be removed or disabled.

b
The built-in guest account is not disabled.
Medium - V-1113 - SV-1113r1_rule
RMF Control
Severity
M
CCI
Version
4.020
Vuln IDs
  • V-1113
Rule IDs
  • SV-1113r1_rule
A system faces an increased vulnerability threat if the built-in guest account is not disabled. This account is a known account that exists on all Windows systems and cannot be deleted. This account is initialized during the installation of the operating system with no password assigned. This account is a member of the Everyone user group and has all the rights and permissions associated with that group, which could subsequently provide access to system resources to anonymous users.System AdministratorIAAC-1
Checks: C-394r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Accounts: Guest account status” is not set to ” Disabled”, then this is a finding.

Fix: F-5759r1_fix

Configure the system to disable the built-in guest Account.

b
The built-in guest account has not been renamed.
Medium - V-1114 - SV-1114r1_rule
RMF Control
Severity
M
CCI
Version
4.021
Vuln IDs
  • V-1114
Rule IDs
  • SV-1114r1_rule
A system faces an increased vulnerability threat if the built-in guest account is not renamed or disabled. The built-in guest account is a known user account on all Windows systems, and as initially installed, does not require a password. This can allow access to system resources by unauthorized users. This account is a member of the group Everyone and has all the rights and permissions associated with that group and could provide access to system resources to unauthorized users.System AdministratorIAAC-1
Checks: C-403r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Accounts: Rename guest account” is not set to a value other than “Guest”, then this is a finding.

Fix: F-5761r1_fix

Configure the system to rename the built-in guest account

b
The built-in administrator account has not been renamed.
Medium - V-1115 - SV-1115r1_rule
RMF Control
Severity
M
CCI
Version
4.022
Vuln IDs
  • V-1115
Rule IDs
  • SV-1115r1_rule
The built-in administrator account is a well known account. Renaming the account to an unidentified name improves the protection of this account and the system.System AdministratorIAAC-1
Checks: C-411r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Accounts: Rename administrator account” is not set to a value other than “Administrator”, then this is a finding.

Fix: F-5762r1_fix

Configure the system to rename the built-in administrator account.

b
Event log sizes do not meet minimum requirements.
Medium - V-1118 - SV-29486r1_rule
RMF Control
Severity
M
CCI
Version
5.002
Vuln IDs
  • V-1118
Rule IDs
  • SV-29486r1_rule
Inadequate log size will cause the log to fill up quickly and require frequent clearing by administrative personnel.trueMicrosoft recommends that the combined size of all the event logs (including DNS logs, Directory Services logs, and Replication logs on Servers or Domain Controllers) should not exceed 300 megabytes. Exceeding the recommended value can impact performance.System AdministratorInformation Assurance OfficerECRR-1
Checks: C-509r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Event Log -> Settings for Event Logs. If the value for “Maximum application log size” is not set to a minimum of “16384 kilobytes”, then this is a finding. If the value for “Maximum security log size” is not set to a minimum of “81920 kilobytes”, then this is a finding. If the value for “Maximum system log size” is not set to a minimum of “16384 kilobytes”, then this is a finding. Documentable Explanation: If the machine is configured to write an event log directly to an audit server, the “Maximum log size” for that log does not have to conform to the requirements above. This should be documented with the IAO. Note: Microsoft recommends that the combined size of all the event logs (including DNS logs, Directory Services logs, and Replication logs on Servers or Domain Controllers) should not exceed 300 megabytes. Exceeding the recommended value can impact performance.

Fix: F-5808r1_fix

Configure the system to have the required minimum Event log sizes.

b
Booting into alternate operating systems is permitted.
Medium - V-1119 - SV-29661r1_rule
RMF Control
Severity
M
CCI
Version
5.003
Vuln IDs
  • V-1119
Rule IDs
  • SV-29661r1_rule
Allowing other operating systems to run on a secure system, can allow users to circumvent security. If more than one operating system is installed on a computer, each must be configured to be compliant with STIG guidance.Review each alternate OS boot option with the SA.The system is not configured to prevent booting into non-compliant alternate operating systems.System AdministratorECSC-1
Checks: C-513r1_chk

Open the Control Panel Double-click on the “System” applet. Click on the “Advanced” tab. Click the Startup and Recovery “Settings” button. If the drop-down listbox in System Startup shows any operating system other than the current Windows OS, this may be a finding. If all additional operating systems are STIG compliant, then this is not a finding.

Fix: F-5811r1_fix

Configure the system to prevent running non-compliant alternate operating systems.

b
Installed FTP server is configured to allow prohibited logins.
Medium - V-1120 - SV-29490r1_rule
RMF Control
Severity
M
CCI
Version
5.004
Vuln IDs
  • V-1120
Rule IDs
  • SV-29490r1_rule
The FTP (File Transfer Protocol) service allows remote users to access shared files and directories. Allowing anonymous FTP makes user auditing difficult. Using accounts that have administrator privileges to log on to FTP risks that the user id and password will be captured on the network, and give administrator access to an unauthorized user.If accounts with administrator privileges are used to access FTP, then this becomes a Category I finding.System AdministratorECSC-1
Checks: C-515r1_chk

In the “Command Prompt” window, enter the following command, and attempt to logon as the user “anonymous:” C:\>ftp 127.0.0.1 (Connected to ftru014538.ncr.disa.mil. 220 ftru014538 Microsoft FTP Service (Version 2.0).) User: anonymous (331 Anonymous access allowed, send identity (e-mail name) as password.) Password: password (230 Anonymous user logged in.) ftp> If the command response indicates that an anonymous FTP login was permitted, then this is a finding. Severity Override: If accounts with administrator privileges are used to access FTP, then this becomes a Category I finding.

Fix: F-5813r1_fix

Configure the system to prevent an installed FTP service from allowing prohibited logons.

c
Installed FTP server is configured to allow access to the system drive.
High - V-1121 - SV-29494r1_rule
RMF Control
Severity
H
CCI
Version
5.005
Vuln IDs
  • V-1121
Rule IDs
  • SV-29494r1_rule
This is a Category 1 finding because the FTP service allows remote users to access shared files and directories which could provide access to system resources and compromise the system, especially if the user can gain access to the root directory of the boot drive.System AdministratorECCD-1, ECCD-2
Checks: C-516r1_chk

In the “Command Prompt” window, enter the following command, log on using an authenticated FTP account, and attempt to access the root of the boot drive: X:\>ftp 127.0.0.1 (Connected to ftru065103.ncr.disa.mil. 220 ftru065103 Microsoft FTP Service (Version 2.0).) User: ftpuser (331 Password required for ftpuser.) Password: password (230 User ftpuser logged in.) ftp> dir / If the FTP session indicates access to operating system files like “PAGEFILE.SYS” or “NTLDR,” then this is a finding.

Fix: F-5814r1_fix

Configure the system to prevent an FTP Service from allowing access to the system drive.

b
The system configuration is not set with a password-protected screen saver.
Medium - V-1122 - SV-29498r1_rule
RMF Control
Severity
M
CCI
Version
5.006
Vuln IDs
  • V-1122
Rule IDs
  • SV-29498r1_rule
The system should be locked when unattended. Unattended systems are susceptible to unauthorized use. The screen saver should be set at a maximum of 15 minutes and password protected. This protects critical and sensitive data from exposure to unauthorized personnel with physical access to the computer.trueSystem AdministratorInformation Assurance OfficerPESL-1
Checks: C-518r1_chk

If the any of the registry values don’t exist or are not configured as follows, then this is a finding: Registry Hive: HKEY_CURRENT_USER Subkey: \Software\Policies\Microsoft\Windows\Control Panel\Desktop\ Value Name: ScreenSaveActive Type: REG_SZ Value: 1 Value Name: ScreenSaverIsSecure Type: REG_SZ Value: 1 Value Name: ScreenSaveTimeOut Type: REG_SZ Value: 900 (or less) Documentable Explanation: Terminal servers and applications requiring continuous, real-time screen display (i.e., network management products) require the following and need to be documented with the IAO. -The logon session does not have administrator rights. -The display station (i.e., keyboard, monitor, etc.) is located in a controlled access area.

Fix: F-5816r1_fix

Configure The policy values for User Configuration -> Administrative Templates -> Control Panel -> Display as follows: “Screen Saver” will be set to “Enabled” (“Activate screen saver” on Windows 2000) “Password protect the screen saver” will be set to “Enabled” “Screen Saver timeout” will be set to “Enabled: 900 seconds” (or less)

c
Only administrators responsible for the system must have Administrator rights on the system.
High - V-1127 - SV-29502r2_rule
RMF Control
Severity
H
CCI
Version
4.027
Vuln IDs
  • V-1127
Rule IDs
  • SV-29502r2_rule
An account that does not have Administrator duties must not have Administrator rights. Such rights would allow the account to bypass or modify required security restrictions on that machine and make it vulnerable to attack. System administrators must log on to systems only using accounts with the minimum level of authority necessary. For domain joined workstations, the Domain Admins group must be replaced by a domain workstation administrator group. Restricting highly privileged accounts from the local Administrators group helps mitigate the risk of privilege escalation resulting from credential theft attacks. Standard user accounts must not be members of the built-in Administrators group.The reviewer should review all questionable accounts with the SA.trueSystem AdministratorInformation Assurance OfficerECPA-1
Checks: C-44697r1_chk

Review the local Administrators group. Only the appropriate administrator groups or accounts responsible for administration of the system may be members of the group. For domain joined workstations, the Domain Admins group must be replaced by a domain workstation administrator group. Standard user accounts must not be members of the local administrator group. If prohibited accounts are members of the local administrators group, this is a finding. The built-in Administrator account or other required administrative accounts would not be a finding.

Fix: F-40994r1_fix

Configure the system to include only administrator groups or accounts that are responsible for the system in the local Administrators group. For domain joined workstations, replace the Domain Admins group with a domain workstation administrator group. Remove any standard user accounts.

a
Security Configuration Tools are not being used to configure platforms for security compliance.
Low - V-1128 - SV-29666r1_rule
RMF Control
Severity
L
CCI
Version
1.016
Vuln IDs
  • V-1128
Rule IDs
  • SV-29666r1_rule
Security Configuration tools such as Security Templates and Group Policy allow system administrators to consolidate all security related system settings into a single configuration file. These settings can then be applied consistently to any number of Windows Machines. The Security Configuration tools can use the same configuration file to check platforms for compliance with security policy.If an alternate method is used to configure a system (e.g. Gold Disk, manually - using the DISA Windows Security Checklist), that achieves the same configured result, then this is acceptable.System AdministratorECSC-1
Checks: C-7889r1_chk

Interview the SA to determine if the Security Configuration tools, or equivalent process, is being used to configure Windows systems to meet security requirements. The Microsoft Security Configuration tools (such as Security Templates and Group Policy that are integrated into Windows) should be used to configure platforms for security compliance. Note: If an alternate method is used to configure a system (e.g. Gold Disk, manually - using the DISA Windows Security Checklist, etc.) that achieves the same configured result, then this is acceptable.

Fix: F-37r1_fix

Security configuration tools or equivalent should be used to configure Windows systems to meet security requirements.

b
ACLs for system files and directories do not conform to minimum requirements.
Medium - V-1130 - SV-18445r1_rule
RMF Control
Severity
M
CCI
Version
2.006
Vuln IDs
  • V-1130
Rule IDs
  • SV-18445r1_rule
Failure to properly configure ACL file and directory permissions, allows the possibility of unauthorized and anonymous modification to the operating system and installed applications.If a manual check of a questionable ACL setting shows that it has been set to meet or is more restrictive than minimum requirements, then it will not be counted as a finding.trueSystem AdministratorECCD-1, ECCD-2
Checks: C-32954r1_chk

The default ACL settings are adequate when the Security Option “Network access: Let everyone permissions apply to anonymous users” is set to “Disabled” (V-3377) and Power User Group Membership is restricted. If the default ACLs are maintained, the referenced option is set to “Disabled” and Powers Users are restricted, this check should normally be marked “Not a Finding” Specific System files are an exception to this. The following will be configured with only Administrators and System having Full Permissions: \regedit.exe \System32\arp.exe \System32\at.exe \System32\attrib.exe \System32\cacls.exe \System32\debug.exe \System32\edlin.exe \System32\eventcreate.exe \System32\eventtriggers.exe \System32\ftp.exe \System32\nbtstat.exe \System32\net.exe \System32\net1.exe \System32\netsh.exe \System32\netstat.exe \System32\nslookup.exe \System32\ntbackup.exe \System32\rcp.exe \System32\reg.exe \System32\regedt32.exe \System32\regini.exe \System32\regsvr32.exe \System32\rexec.exe \System32\route.exe \System32\rsh.exe \System32\sc.exe \System32\secedit.exe \System32\subst.exe \System32\Systeminfo.exe \System32\telnet.exe \System32\tftp.exe \System32\tlntsvr.exe \System32\mshta.exe will have Users – Read and Execute in addition to the permissions above. Documentable Explanation: If an ACL setting prevents a site’s applications from performing properly, the site can modify that specific setting. Settings should only be changed to the minimum necessary for the application to function. Each exception to the recommended settings should be documented and kept on file by the IAO.

Fix: F-29105r1_fix

Maintain the default file ACLs, configure the Security Option: “Network access: Let everyone permissions apply to anonymous users” to “Disabled” (V-3377) and restrict the Power Users group to include no members. Configure permissions on the following so that only Administrators and System have Full (no other permissions assigned to other accounts or groups). \regedit.exe \System32\arp.exe \System32\at.exe \System32\attrib.exe \System32\cacls.exe \System32\debug.exe \System32\edlin.exe \System32\eventcreate.exe \System32\eventtriggers.exe \System32\ftp.exe \System32\nbtstat.exe \System32\net.exe \System32\net1.exe \System32\netsh.exe \System32\netstat.exe \System32\nslookup.exe \System32\ntbackup.exe \System32\rcp.exe \System32\reg.exe \System32\regedt32.exe \System32\regini.exe \System32\regsvr32.exe \System32\rexec.exe \System32\route.exe \System32\rsh.exe \System32\sc.exe \System32\secedit.exe \System32\subst.exe \System32\Systeminfo.exe \System32\telnet.exe \System32\tftp.exe \System32\tlntsvr.exe \System32\mshta.exe will have Users – Read and Execute in addition to the permissions above.

b
A password filter that enforces DoD requirements is not installed.
Medium - V-1131 - SV-29671r1_rule
RMF Control
Severity
M
CCI
Version
2.009
Vuln IDs
  • V-1131
Rule IDs
  • SV-29671r1_rule
Password complexity software (e.g., Password Policy Enforcer) enforces a minimum mix of character types and potentially other options to create strong passwords. The following policy will be implemented: Passwords must contain a case-sensitive character mix of upper case letters, lower case letters, numbers, and special characters, including at least one of each. Sites are responsible for installing password complexity software that complies with current DoD requirements. If no password filter is used, and the security option for “Password must meet complexity requirements” (V0001150/3.028) is set to “Enabled”, then this finding can be downgraded to a Category III, since a less strict complexity algorithm is used. System AdministratorIAIA-1
Checks: C-32861r1_chk

Verify that password complexity software is installed and enforced that requires a case-sensitive character mix of upper case letters, lower case letters, numbers, and special characters, including at least one of each. The enpasflt password filter is available as an option on the IASE website in the Windows Support Files area (PKI required - http://iase.disa.mil/stigs/os/windows/support_files.html). It should be tested for the particular environment. If it does not function properly or causes issues, the site will be responsible for obtaining other password complexity software to meet the requirements. The current available versions are: Name – Modified Date EnPasFltV2x86.dll – 3/21/2011 EnPasFltV2x64.dll – 3/21/2011 If another product, such as PPE, or a different version of enpasflt is used, the SA should demonstrate that it is configured to enforce the DoD requirements. For the enpasflt password filter to function properly, verify the following: -The appropriate version of the file will be located in %systemroot%\system32. -The Date Modified should be 3/21/2011. -The “Notification Packages” value under registry key “HKLM\System\CurrentControlSet\Control\LSA” must include the file name (e.g., “EnPasFltV2x86”). Severity Override: If no password filter is used, and the security option for “Password must meet complexity requirements” (V0001150/3.028) is set to “Enabled”, then this finding can be downgraded to a Category III, since a less strict complexity algorithm is used. Note: If a password filter is not used, the site is still responsible for requiring full compliance with DoD policy, even though the password complexity setting does not enforce the 4-character type rule.

Fix: F-56r1_fix

Install password complexity software and configure it to enforce the required DoD standards of a case sensitive character mix of upper case letters, lower case letters, numbers, and special characters, including at least one of each. If the enpasflt password filter is used: - Copy the appropriate version to %systemroot%\system32. - Add the file name (e.g., “EnPasFltV2x86”) to the “Notification Packages” value under registry key “HKLM\System\CurrentControlSet\Control\LSA”. -Restart the system.

a
Printer share permissions are not configured as recommended.
Low - V-1135 - SV-29508r1_rule
RMF Control
Severity
L
CCI
Version
3.027
Vuln IDs
  • V-1135
Rule IDs
  • SV-29508r1_rule
Improperly configured share permissions on printers can permit the addition of unauthorized print devices on the network. Windows shares are a means by which files, folders, printers, and other resources can be published for network users to remotely access. Regular users cannot create shares on their local machines; only Administrators and Power Users have that ability.System AdministratorECCD-1
Checks: C-80r1_chk

Run Windows Explorer. Select the Control Panel folder. (NT=Printers folder) Select the Printers folder. If there are no locally attached printers, then mark this as “Not Applicable.” Perform this check for each locally attached printer: Right click on a locally-attached printer. Select Sharing from the drop-down menu. Perform this check on each printer that has the “Shared” radio-button selected: Select the Security tab The following table lists the recommended printer share security settings (Allow Permission): Users - Print Administrators, System, Creator Owner - Print, Manage Printers, Manage Documents If there are no shared local printers, then mark this as “Not Applicable.” If the share permissions do not match the above table, then this is a finding.

Fix: F-88r1_fix

Configure the permissions on locally shared printers to meet the minimum requirements.

a
Users are not forcibly disconnected when logon hours expire.
Low - V-1136 - SV-1136r1_rule
RMF Control
Severity
L
CCI
Version
4.006
Vuln IDs
  • V-1136
Rule IDs
  • SV-1136r1_rule
Users should not be permitted to remain logged on to the network after they have exceeded their permitted logon hours. In many cases, this indicates that a user forgot to log off before leaving for the day. However, it may also indicate that a user is attempting unauthorized access at a time when the system may be less closely monitored. This protects critical and sensitive network data from exposure to unauthorized personnel with physical access to the computer.HKSystem AdministratorECSC-1
Checks: C-3218r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Microsoft Network Server: Disconnect Clients When Logon Hours Expire” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\LanManServer\Parameters\ Value Name: EnableForcedLogoff Value Type: REG_DWORD Value: 1 Note: The Gold Disk uses an API call to check internal system values, in addition to checking the related registry setting for this value. Using the MMC to review this setting may return a false negative; therefore, the Gold Disk result takes precedence. Setting this value with either the Gold Disk or the MMC updates the internal values as well as the appropriate registry value.

Fix: F-6572r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Microsoft Network Server: Disconnect Clients When Logon Hours Expire” to “Enabled”.

b
An Auditors group has not been created to restrict access to the Windows Event Logs.
Medium - V-1137 - SV-29776r1_rule
RMF Control
Severity
M
CCI
Version
1.010
Vuln IDs
  • V-1137
Rule IDs
  • SV-29776r1_rule
The Security Event Log contains information on security exceptions that occur on the system. This data is critical for identifying security vulnerabilities and intrusions. The Application and System logs can also contain information that is critical in assessing security events. Therefore, these logs must be protected from unauthorized access and modification. An Auditors group will be used to restrict access to auditing through the User Right “Manage auditing and security log” (V-1103) and for assigning permissions to event logs (V-1077). Only individuals who have auditing responsibilities (IAO, IAM, auditors, etc.) should be members of this group. The individual System Administrators responsible for maintaining this system can also be members of this group.System AdministratorInformation Assurance OfficerECTP-1
Checks: C-7886r1_chk

Interview the SA to determine if an Auditors group for controlling the Windows Event Logs has been created. NOTE: The administrator(s) responsible for the installation and maintenance of the individual system(s) must be a member(s) of the Auditors group. This will permit the responsible administrator to enable and configure system auditing, and perform maintenance functions related to the logs. Administrators who are not responsible for maintenance on an individual system will not be included in the Auditors group.

Fix: F-34r1_fix

Create an Auditors group for controlling the Windows Event Logs and assign the necessary rights and access controls.

b
The option to prevent the password in dial-up networking from being saved is not enabled.
Medium - V-1139 - SV-1139r1_rule
RMF Control
Severity
M
CCI
Version
3.024
Vuln IDs
  • V-1139
Rule IDs
  • SV-1139r1_rule
The default Windows configuration enables the option to save the password used to gain access to a remote server using the dial-up networking feature. With this option enabled, an unauthorized user who gains access to a Windows machine would also have access to remote servers with which the machine uses dial-up networking to communicate. Disabling this option will introduce another layer of security and help limit the scope of any security compromise to the local machine.HKSystem AdministratorECSC-1
Checks: C-76r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “MSS: (DisableSavePassword) Prevent the dial-up password from being saved (recommended)” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\RasMan\Parameters\ Value Name: DisableSavePassword Value Type: REG_DWORD Value: 1

Fix: F-86r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “MSS: (DisableSavePassword) Prevent the dial-up password from being saved (recommended)” to “Enabled”.

c
Users with Administrative privilege are not documented or do not have separate accounts for administrative duties and normal operational tasks.
High - V-1140 - SV-29677r2_rule
RMF Control
Severity
H
CCI
Version
1.006
Vuln IDs
  • V-1140
Rule IDs
  • SV-29677r2_rule
Using a privileged account to perform routine functions makes the computer vulnerable to attack by any virus or Trojan Horse inadvertently introduced during a session that has been granted full privileges. The rule of least privilege should always be enforced.Information Assurance OfficerECLP-1
Checks: C-7884r2_chk

Ask the System Administrator (SA) to show the necessary documentation that identifies the members of this privileged group. This check verifies each user with administrative privileges has been assigned a unique account, separate from the built-in “Administrator” account. This check also verifies the default “Administrator” account is not being used. Administrators should be properly trained before being permitted to perform administrator duties. The IAO will maintain a list of all users belonging to the Administrator’s group. If any of the following conditions are true, then this is a finding: •Each SA does not have a unique userid dedicated for administering the system. •Each SA does not have a separate account for normal user tasks. •The built-in administrator account is used to administer the system. •Administrators have not been properly trained. •The IAO does not maintain a list of users belonging to the Administrator’s group.

Fix: F-32r2_fix

Create the necessary documentation that identifies the members of this privileged group. Ensure each member has a separate account for user duties and one for his privileged duties and the other requirements outlined in the manual check are met.

b
Unencrypted password is sent to 3rd party SMB Server.
Medium - V-1141 - SV-1141r1_rule
RMF Control
Severity
M
CCI
Version
3.034
Vuln IDs
  • V-1141
Rule IDs
  • SV-1141r1_rule
Some non-Microsoft SMB servers only support unencrypted (plain text) password authentication. Sending plain text passwords across the network, when authenticating to an SMB server, reduces the overall security of the environment. Check with the Vendor of the SMB server to see if there is a way to support encrypted password authentication.HKSystem AdministratorECCT-1, ECCT-2
Checks: C-90r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Microsoft Network Client: Send unencrypted password to connect to third-party SMB servers” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\LanmanWorkstation\Parameters\ Value Name: EnablePlainTextPassword Value Type: REG_DWORD Value: 0

Fix: F-93r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Microsoft Network Client: Send unencrypted password to connect to third-party SMB servers” to “Disabled”.

c
Administrator automatic logon is enabled.
High - V-1145 - SV-1145r1_rule
RMF Control
Severity
H
CCI
Version
3.040
Vuln IDs
  • V-1145
Rule IDs
  • SV-1145r1_rule
This is a category 1 finding because it will directly log on to the system with administrator privileges when the machine is rebooted. This would give full access to any unauthorized individual who reboots the computer. By default this setting is not enabled. If this setting exists, it should be disabled. If this capability exists, the password may also be present in the registry, and must be removed.HKSystem AdministratorECSC-1
Checks: C-107r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “MSS: (AutoAdminLogon) Enable Automatic Logon (not recommended)” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Microsoft\Windows NT\CurrentVersion\Winlogon\ Value Name: AutoAdminLogon Type: REG_SZ Value: 0 Note: The Gold Disk will also check for the existence of the HKLM\Software\Microsoft\Windows NT\CurrentVersion\Winlogon\defaultpassword value. If it exists this will also make this a finding.

Fix: F-98r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “MSS: (AutoAdminLogon) Enable Automatic Logon (not recommended)” to “Disabled”.

a
Local users exist on a workstation in a domain.
Low - V-1148 - SV-29511r1_rule
RMF Control
Severity
L
CCI
Version
4.024
Vuln IDs
  • V-1148
Rule IDs
  • SV-29511r1_rule
To minimize potential points of attack, local users, other than built-in accounts such as Administrator and Guest accounts, should not exist on a workstation in a domain. Users should always log onto workstations in a domain with their domain accounts. This does not apply to laptop PCs which are designed to function both on the domain and off the domain.This does not apply to laptops that are designed to function both as part of a domain and separate from it.trueSystem AdministratorInformation Assurance OfficerIAAC-1
Checks: C-416r1_chk

If local users other than the built-in accounts listed below exist on a workstation in a domain this is a finding. Built-in Administrator (renamed) Built-in Guest (renamed) HelpAssistant (XP only) Support_388945a0 (XP only) The Gold Disk will return a list of local accounts for review to determine applicability. Note: This does not apply to laptops that are designed to function both as part of a domain and separate from it. Using the DUMPSEC utility: Select “Dump Users as Table” from the “Report” menu. Select the available fields in the following sequence, and click on the “Add” button for each entry: UserName SID PswdRequired PswdExpires LastLogonTime AcctDisabled Groups Documentable Explanation: If a site has need of special purpose local user accounts, then this should be documented with the IAO.

Fix: F-5764r1_fix

Configure the system to restrict the existence of local user accounts.

a
The built-in Microsoft password filter is not enabled.
Low - V-1150 - SV-29682r1_rule
RMF Control
Severity
L
CCI
Version
3.028
Vuln IDs
  • V-1150
Rule IDs
  • SV-29682r1_rule
The use of complex passwords increases their strength against guessing. This policy setting configures the system to verify that newly-created passwords conform to the Windows password complexity policy.System AdministratorIAIA-1, IAIA-2
Checks: C-32937r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Account Policies -> Password Policy. If the value for “Password must meet complexity requirements” is not set to "Enabled", then this is a finding. Note: If the site is using a password filter that requires this setting be set to “Disabled” for the filter code to be used, then this would not be considered a finding. If this setting does not affect the use of an external password filter, it will be enabled for fall-back purposes.

Fix: F-28809r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Account Policies -> Password Policy -> “Password must meet complexity requirements” to "Enabled".

a
Print driver installation privilege is not restricted to administrators.
Low - V-1151 - SV-1151r1_rule
RMF Control
Severity
L
CCI
Version
3.029
Vuln IDs
  • V-1151
Rule IDs
  • SV-1151r1_rule
By default, the print spooler allows any user to add and to delete printer drivers on the local system. This capability should be restricted to authorized personnel.trueSystem AdministratorInformation Assurance OfficerECLP-1
Checks: C-83r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Devices: Prevent users from installing printer drivers” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Print\Providers\LanMan Print Services\Servers Value Name: AddPrinterDrivers Value Type: REG_DWORD Value: 1 Documentable Explanation: If site circumstances require that users be able to install print drivers for locally attached printers (e.g. - Users that telecommute and attach a home printer), this exception can be documented with the site IAO.

Fix: F-83r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Devices: Prevent users from installing printer drivers” to “Enabled”.

c
Anonymous access to the Registry is not restricted.
High - V-1152 - SV-13492r1_rule
RMF Control
Severity
H
CCI
Version
3.030
Vuln IDs
  • V-1152
Rule IDs
  • SV-13492r1_rule
This is a Category I finding, because this vulnerability allows an anonymous individual read-access and write-access to some parts of the Registry. The permissions set for the Winreg subkey determine who can remotely connect to a registry. If this subkey does not exist, all users can remotely connect to the registry. To remotely connect to a registry, a user must have at least Read Access to the Winreg subkey on the target computer. The Everyone group, which is given permissions by the default installation, typically has at least enough access allowed to browse. Therefore, the capability for an anonymous user to access the Registry over the network must be prevented.trueSystem AdministratorInformation Assurance OfficerECCD-1, ECCD-2
Checks: C-9577r1_chk

Wiindows XP/2003/Vista/2008 - Using the Registry Editor, navigate to the following Key: MACHINE/System/CurrentControlSet/Control/SecurePipeServers/Winreg If the key does not exist, then this is a finding. If the permissions are not at least as restrictive as those below, then this is a finding. Administrators all Backup Operators read(QENR) Local Service read (Exchange Enterprise Servers group on Domain Controllers and Exchange server all Documentable Explanation: On DCs and Exchange Servers, if permissions are sub-delegated with the Exchange Management console, then additional accounts and groups may appear on the Winreg key. If this has been done then these should be documented with the site IAO and made available for any reviewer.

Fix: F-90r1_fix

Configure the system to prevent anonymous users from gaining access to the Registry.

c
The Send download LanMan compatible password option is not set to Send NTLMv2 response only\refuse LM.
High - V-1153 - SV-1153r1_rule
RMF Control
Severity
H
CCI
Version
3.031
Vuln IDs
  • V-1153
Rule IDs
  • SV-1153r1_rule
The Kerberos v5 authentication protocol is the default for authentication of users who are logging on to domain accounts. NTLM is retained in later Windows versions for compatibility with clients and servers that are running earlier versions of Windows. It is also used to authenticate logons to stand-alone computers that are running later versions.trueSetting this to the required setting may prevent authentication with older Operating Systems and break some applications.System AdministratorInformation Assurance OfficerIAIA-1, IAIA-2
Checks: C-86r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Network security: LAN Manager authentication level” is not set to at least “Send NTLMv2 response only\refuse LM” (Level 4), then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa\ Value Name: LmCompatibilityLevel Value Type: REG_DWORD Value: 4 (5 is also acceptable) Documentable Explanation: In a mixed Windows environment, if this setting needs to be loosened due to compatibility issues, then the reasons need to be documented with the IAO.

Fix: F-91r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network security: LAN Manager authentication level” to at least “Send NTLMv2 response only\refuse LM”.

b
Ctrl+Alt+Del security attention sequence is Disabled.
Medium - V-1154 - SV-1154r1_rule
RMF Control
Severity
M
CCI
Version
3.032
Vuln IDs
  • V-1154
Rule IDs
  • SV-1154r1_rule
Disabling the Ctrl+Alt+Del security attention sequence can compromise system security. Because only Windows responds to the Ctrl+Alt+Del security sequence, you can be assured that any passwords you enter following that sequence are sent only to Windows. If you eliminate the sequence requirement, malicious programs can request and receive your Windows password. Disabling this sequence also suppresses a custom logon banner.HKSystem AdministratorECSC-1
Checks: C-88r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Interactive Logon: Do not require CTRL+ALT+DEL” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: DisableCAD Value Type: REG_DWORD Value: 0

Fix: F-92r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Interactive Logon: Do not require CTRL ALT DEL” to “Disabled”.

b
The Deny access to this computer from the network user right on workstations must be configured to prevent access from highly privileged domain accounts and local administrator accounts on domain systems and unauthenticated access on all systems.
Medium - V-1155 - SV-29596r2_rule
RMF Control
Severity
M
CCI
Version
WINUR-000017
Vuln IDs
  • V-1155
Rule IDs
  • SV-29596r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. The "Deny Access from the Network" right defines the accounts that are prevented from logging on from the network. In an Active Directory Domain, denying logons to the Enterprise Admins and Domain Admins groups on lower trust systems helps mitigate the risk of privilege escalation from credential theft attacks which could lead to the compromise of an entire domain. Local administrator accounts on domain joined systems must also be assigned this right to decrease the risk of lateral movement resulting from credential theft attacks. The Guests group and Support_388945a0 account must be assigned this right to prevent unauthenticated access.System AdministratorInformation Assurance OfficerECLP-1
Checks: C-44700r4_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> User Rights Assignment. If the following accounts or groups are not defined for the "Deny access to this computer from the network" right, this is a finding. Domain Systems Only: Enterprise Admins Group Domain Admins Group *All Local Administrator Accounts All Systems: Guests Group Support_388945a0 *NOTE: Do not include the built-in Administrators group. This group must contain the appropriate accounts/groups responsible for administering the system. Note: If an account listed has been deleted from the system such as the Support_388945a0 account, automated review tools may incorrectly report the account as a finding. If the account does not exist on a system it would not be a finding.

Fix: F-41000r3_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> User Rights Assignment -> "Deny access to this computer from the network" to include the following. Domain Systems Only: Enterprise Admins Group Domain Admins Group *All Local Administrator Accounts All Systems: Guests Group Support_388945a0 *Note: Do not include the built-in Administrators group. This group must contain the appropriate accounts/groups responsible for administering the system.

b
The Smart Card removal option is set to take no action.
Medium - V-1157 - SV-1157r1_rule
RMF Control
Severity
M
CCI
Version
3.047
Vuln IDs
  • V-1157
Rule IDs
  • SV-1157r1_rule
Determines what should happen when the smart card for a logged-on user is removed from the smart card reader. The options are: - No Action - Lock Workstation - Force LogofftrueHKSystem AdministratorECSC-1
Checks: C-28790r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Interactive logon: Smart card removal behavior” is not set to “Lock Workstation”, or “Force Logoff”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows NT\CurrentVersion\Winlogon\ Value Name: SCRemoveOption Value Type: REG_SZ Value: 1 (Lock Workstation) or 2 (Force Logoff) Documentable Explanation: This can be left not configured or set to “No action” on workstations with the following conditions. This will be documented with the IAO. •The setting can't be configured due to mission needs, interferes with applications. •Policy must be in place that users manually lock workstations when leaving them unattended. •Screen saver requirement is properly configured to lock as required in V0001122.

Fix: F-105r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Interactive logon: Smart card removal behavior” to “Lock Workstation” or “Force Logoff”.

a
The Recovery Console SET command is enabled.
Low - V-1158 - SV-29017r1_rule
RMF Control
Severity
L
CCI
Version
3.048
Vuln IDs
  • V-1158
Rule IDs
  • SV-29017r1_rule
Enabling this option enables the Recovery Console SET command, which allows you to set Recovery Console environment variables. This permits floppy copy and access to all drives and folders.HKSystem AdministratorECCD-1, ECCD-2
Checks: C-32725r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Recovery Console: Allow floppy copy and access to all drives and folders” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows NT\CurrentVersion\Setup\RecoveryConsole\ Value Name: SetCommand Value Type: REG_DWORD Value: 0

Fix: F-28812r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Recovery Console: Allow floppy copy and access to all drives and folders” to “Disabled”.

c
The Recovery Console option is set to permit automatic logon to the system.
High - V-1159 - SV-29021r1_rule
RMF Control
Severity
H
CCI
Version
3.049
Vuln IDs
  • V-1159
Rule IDs
  • SV-29021r1_rule
This is a Category 1 finding because if this option is set, the Recovery Console does not require you to provide a password and will automatically log on to the system, giving Administrator access to system files. By default, the Recovery Console requires you to provide the password for the Administrator account before accessing the system.HKSystem AdministratorECCD-1, ECCD-2
Checks: C-32726r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Recovery Console: Allow automatic administrative logon” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows NT\CurrentVersion\Setup\RecoveryConsole\ Value Name: SecurityLevel Value Type: REG_DWORD Value: 0

Fix: F-28813r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Recovery Console: Allow automatic administrative logon” to “Disabled”.

a
The unsigned driver installation behavior is improperly set.
Low - V-1160 - SV-1160r1_rule
RMF Control
Severity
L
CCI
Version
3.050
Vuln IDs
  • V-1160
Rule IDs
  • SV-1160r1_rule
Determines what should happen when an attempt is made to install a device driver (by means of the Windows device installer) that has not been certified by the Windows Hardware Quality Lab (WHQL). The options are: - Silently succeed - Warn but allow installation - Do not allow installationtrueSystem AdministratorInformation Assurance OfficerDCSL-1
Checks: C-128r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Devices: Unsigned driver installation behavior” is not set to “Warn but allow installation” or “Do not allow installation”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Driver Signing\ Value Name: Policy Value Type: REG_BINARY Value: 1 (Warn but allow installation), 2 (Do not allow installation) Documentable Explanation: If the site is using a Software Update Server (SUS) server to distribute software updates, and the computer is configured to point at that server, then this can be set to "Silently succeed" to allow unattended installation of distributed updates. To determine if an SUS server is used, see if the following registry key value exists and is pointing to an organizational or DOD SUS URL: HKLM\Software\Policies\Microsoft\Windows\WindowsUpdate\WUServer, Reg_SZ: http://…

Fix: F-109r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Devices: Unsigned driver installation behavior” to “Warn but allow installation” or “Do not allow installation”.

b
The Windows SMB server is not enabled to perform SMB packet signing when possible.
Medium - V-1162 - SV-1162r1_rule
RMF Control
Severity
M
CCI
Version
3.046
Vuln IDs
  • V-1162
Rule IDs
  • SV-1162r1_rule
If this policy is enabled, it causes the Windows Server Message Block (SMB) server to perform SMB packet signing.HKSystem AdministratorECSC-1
Checks: C-121r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Microsoft Network Server: Digitally sign communications (if client agrees)” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\LanManServer\Parameters\ Value Name: EnableSecuritySignature Value Type: REG_DWORD Value: 1

Fix: F-104r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Microsoft Network Server: Digitally sign communications (if Client agrees)” to “Enabled”.

b
Outgoing secure channel traffic is not encrypted when possible.
Medium - V-1163 - SV-1163r1_rule
RMF Control
Severity
M
CCI
Version
3.043
Vuln IDs
  • V-1163
Rule IDs
  • SV-1163r1_rule
Requests sent on the secure channel are authenticated, and sensitive information (such as passwords) is encrypted, but not all information is encrypted. If this policy is enabled, outgoing secure channel traffic should be encrypted.If the value for “Domain Member: Digitally encrypt or sign secure channel data (always)” is set to “Enabled”, then this would not be a finding. HKSystem AdministratorECCT-1, ECCT-2
Checks: C-114r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Domain Member: Digitally encrypt secure channel data (when possible)” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: SealSecureChannel Value Type: REG_DWORD Value: 1 Note: If the value for “Domain Member: Digitally encrypt or sign secure channel data (always)” is set to “Enabled”, then this would not be a finding.

Fix: F-101r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Domain Member: Digitally encrypt secure channel data (when possible)” to “Enabled”.

b
Outgoing secure channel traffic is not signed when possible.
Medium - V-1164 - SV-1164r1_rule
RMF Control
Severity
M
CCI
Version
3.042
Vuln IDs
  • V-1164
Rule IDs
  • SV-1164r1_rule
Requests sent on the secure channel are authenticated, and sensitive information (such as passwords) is encrypted, but the channel is not integrity checked. If this policy is enabled, all outgoing secure channel traffic should be signed.If the value for “Domain Member: Digitally encrypt or sign secure channel data (always)” is set to “Enabled”, then this would not be a finding.HKSystem AdministratorDCNR-1
Checks: C-112r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Domain Member: Digitally sign secure channel data (when possible)” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: SignSecureChannel Value Type: REG_DWORD Value: 1 Note: If the value for “Domain Member: Digitally encrypt or sign secure channel data (always)” is set to “Enabled”, then this would not be a finding.

Fix: F-100r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Domain Member: Digitally sign secure channel data (when possible)” to “Enabled”.

a
The computer account password is prevented from being reset.
Low - V-1165 - SV-1165r1_rule
RMF Control
Severity
L
CCI
Version
3.044
Vuln IDs
  • V-1165
Rule IDs
  • SV-1165r1_rule
As a part of Windows security, computer account passwords are changed automatically. Enabling this policy to disable automatic password changes can make the system more vulnerable to malicious access. Frequent password changes can be a significant safeguard for your system. If this policy is disabled, a new password for the computer account will be generated every week.HKSystem AdministratorIAIA-1, IAIA-2
Checks: C-116r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Domain Member: Disable Machine Account Password Changes” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: DisablePasswordChange Value Type: REG_DWORD Value: 0

Fix: F-102r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Domain Member: Disable Machine Account Password Changes” to “Disabled”.

b
The Windows SMB client is not enabled to perform SMB packet signing when possible.
Medium - V-1166 - SV-1166r1_rule
RMF Control
Severity
M
CCI
Version
3.045
Vuln IDs
  • V-1166
Rule IDs
  • SV-1166r1_rule
If this policy is enabled, it causes the Windows Server Message Block (SMB) client to perform SMB packet signing when communicating with an SMB server that is enabled or required to perform SMB packet signing.HKSystem AdministratorECSC-1
Checks: C-4361r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Microsoft Network Client: Digitally sign communications (if server agrees)” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\LanmanWorkstation\Parameters\ Value Name: EnableSecuritySignature Value Type: REG_DWORD Value: 1

Fix: F-103r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Microsoft Network Client: Digitally sign communications (if server agrees)” to “Enabled”.

b
Members of the Backup Operators group do not have separate accounts for backup duties and normal operational tasks.
Medium - V-1168 - SV-29519r1_rule
RMF Control
Severity
M
CCI
Version
1.007
Vuln IDs
  • V-1168
Rule IDs
  • SV-29519r1_rule
Backup Operators are able to read and write to any file in the system, regardless of the rights assigned to it. Backup and restore rights permit users to circumvent the file access restrictions present on NTFS disk drives for the purpose of backup and restore. Members of the Backup Operators group should have special logon accounts for performing their backup duties.trueInformation Assurance OfficerECLP-1
Checks: C-13595r1_chk

Review the Backup Operators group in Computer Management and/or Active Directory Users and Computers. If the group contains no accounts, this is not a finding. If the group does contain any accounts, this must be documented as specified below. Documentable Explanation: Any accounts that are members of the Backup Operators group must be documented with the IAO including application accounts. Each Backup Operator will have a separate user account for backing up the system and for performing normal user tasks.

Fix: F-32r2_fix

Create the necessary documentation that identifies the members of this privileged group. Ensure each member has a separate account for user duties and one for his privileged duties and the other requirements outlined in the manual check are met.

b
Ejection of removable NTFS media is not restricted to Administrators.
Medium - V-1171 - SV-1171r1_rule
RMF Control
Severity
M
CCI
Version
3.052
Vuln IDs
  • V-1171
Rule IDs
  • SV-1171r1_rule
Removable hard drives can be formatted and ejected by others who are not members of the Administrators Group, if they are not properly configured. Formatting and ejecting removable NTFS media should only be done by administrators.HKSystem AdministratorECLP-1
Checks: C-135r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Devices: Allowed to Format and Eject Removable Media” is not set to ” Administrators”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows NT\CurrentVersion\Winlogon Value Name: AllocateDASD Value Type: REG_SZ Value: 0

Fix: F-113r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Devices: Allowed to Format and Eject Removable Media” to “Administrators”.

a
Users are not warned in advance that their passwords will expire.
Low - V-1172 - SV-1172r1_rule
RMF Control
Severity
L
CCI
Version
3.054
Vuln IDs
  • V-1172
Rule IDs
  • SV-1172r1_rule
This setting configures the system to display a warning to users telling them how many days are left before their password expires. By giving the user advanced warning, the user has time to construct a sufficiently strong password.HKSystem AdministratorECSC-1
Checks: C-137r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Interactive Logon: Prompt user to change password before expiration” is not set to “14" days or more, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows NT\CurrentVersion\Winlogon\ Value Name: PasswordExpiryWarning Value Type: REG_DWORD Value: 14

Fix: F-114r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Interactive Logon: Prompt user to change password before expiration” to “14” days or more.

a
The default permissions of Global system objects are not increased.
Low - V-1173 - SV-1173r1_rule
RMF Control
Severity
L
CCI
Version
3.055
Vuln IDs
  • V-1173
Rule IDs
  • SV-1173r1_rule
Windows system maintains a global list of shared system resources such as DOS device names, mutexes, and semaphores. Each type of object is created with a default DACL that specifies who can access the objects with what permissions. If this policy is enabled, the default DACL is stronger, allowing non-admin users to read shared objects, but not modify shared objects that they did not create.HKSystem AdministratorECSC-1
Checks: C-93r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “System Objects: Strengthen default permissions of internal system objects (e.g. Symbolic links)” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Session Manager\ Value Name: ProtectionMode Value Type: REG_DWORD Value: 1

Fix: F-28815r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “System Objects: Strengthen default permissions of internal system objects (e.g. Symbolic links)” to “Enabled”.

a
Amount of idle time required before suspending a session is improperly set.
Low - V-1174 - SV-1174r1_rule
RMF Control
Severity
L
CCI
Version
4.028
Vuln IDs
  • V-1174
Rule IDs
  • SV-1174r1_rule
Administrators should use this setting to control when a computer disconnects an inactive SMB session. If client activity resumes, the session is automatically reestablished. This protects critical and sensitive network data from exposure to unauthorized personnel with physical access to the computer.HKSystem AdministratorECSC-1
Checks: C-427r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Microsoft Network Server: Amount of idle time required before suspending a session” is not set to ”15" minutes or less, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\LanManServer\Parameters\ Value Name: AutoDisconnect Value Type: REG_DWORD Value: 15

Fix: F-5774r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Microsoft Network Server: Amount of idle time required before suspending a session” to ”15” minutes or less.

b
ACLs for disabled services do not conform to minimum standards.
Medium - V-2371 - SV-13487r1_rule
RMF Control
Severity
M
CCI
Version
2.014
Vuln IDs
  • V-2371
Rule IDs
  • SV-13487r1_rule
When configuring either the startup mode or access control list for a service, you must configure the other as well. When a service is explicitly disabled, its ACL should also be secured by changing the default ACL from Everyone Full Control to grant Administrators and SYSTEM Full Control and Interactive Read access.System AdministratorECCD-1, ECCD-2
Checks: C-9572r1_chk

Windows 2003/XP/Vista - Use the "Security Configuration and Analysis" snap-in to analyze the system. Expand the “Security Configuration and Analysis” object in the tree window. Expand the “System Services” object and select each applicable disabled Service. (Disabled Services can be identified using the Control Panel’s Services applet. Right click the Service and select Properties Select ‘View Security’ If the ACLs for applicable disabled Services do not restrict permissions to Administrators, ‘full Control’, System ‘full control’, and Interactive ‘Read’, then this is a finding. Note: These are the Windows default settings.

Fix: F-58r1_fix

Create a Custom Security Template using the Security Template MMC Snap-in to set the permissions as required for disabled services. Import the Custom Template into the Security Configuration and Analysis Snap-In and Select Configure Computer Now Or import the Custom Template in to a Group Policy for application. The administrator should have a thorough understanding of these tools before implementing settings with them.

b
Reversible password encryption is not disabled.
Medium - V-2372 - SV-29687r1_rule
RMF Control
Severity
M
CCI
Version
3.057
Vuln IDs
  • V-2372
Rule IDs
  • SV-29687r1_rule
Storing passwords using reversible encryption is essentially the same as storing clear-text versions of the passwords. For this reason, this policy should never be enabled.System AdministratorIAIA-1, IAIA-2
Checks: C-142r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Account Policies -> Password Policy. If the value for “Store password using reversible encryption for all users in the domain” is not disabled, then this is a finding.

Fix: F-115r1_fix

Configure the system to prevent passwords from being saved using reverse encryption.

c
The system is configured to autoplay removable media.
High - V-2374 - SV-2374r2_rule
RMF Control
Severity
H
CCI
Version
3.059
Vuln IDs
  • V-2374
Rule IDs
  • SV-2374r2_rule
Autoplay begins reading from a drive as soon as you insert media in the drive. As a result, the setup file of programs and the music on audio media starts immediately. By default, Autoplay is disabled on removable drives, such as the floppy disk drive (but not the CD-ROM drive), and on network drives. If you enable this policy, you can also disable Autoplay on all drives.HKHKSystem AdministratorECSC-1
Checks: C-24203r2_chk

If the following registry values don’t exist or are not configured as specified this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \SOFTWARE\Microsoft\Windows\CurrentVersion\policies\Explorer\ Value Name: NoDriveTypeAutorun Type: REG_DWORD Value: 0x000000ff (255) Note: If the value for NoDriveTypeAutorun is entered manually, it should be entered as “ff” when Hexadecimal is selected or “255” with Decimal selected. Using the policy specified in the Fix section will enter it correctly. Value Name: HonorAutorunSetting Type: REG_DWORD Value: 1 If the following sample file is not at least at the version listed this is a finding (updated as part of Microsoft patches KB953252 (patch KB950582) or KB967715) Shell32.dll XP SP2 – 6.0.2900.3402 XP SP3 – 6.0.2900.5622 XP SP2 x64 – 6.0.3790.4315 2003 SP2 – 6.0.3790.4315

Fix: F-20418r2_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> “Turn off AutoPlay” to “Enabled:All Drives”. Note: This was previously configured in the checklist using the Security Option setting “MSS: (NoDriveTypeAutorun) Disable Autorun on all drives” set to “255, disable Autorun for all drives”. This updates the same registry value (NoDriveTypeAutorun) as the Administrative Template setting. In addition to the above, Microsoft has released patches to correct issues with this setting. The patches from either Microsoft’s KB953252 (patch KB950582) or KB967715 must be installed. This will add the HonorAutorunSetting registry value and update the file referenced in the Check section.

b
Specified groups are not restricted.
Medium - V-2375 - SV-29764r1_rule
RMF Control
Severity
M
CCI
Version
3.060
Vuln IDs
  • V-2375
Rule IDs
  • SV-29764r1_rule
The Restricted Groups option allows the administrator to manage membership of sensitive groups. The Power Users group is one such group. This group has been given significant privileges under Windows 2000.System AdministratorECLP-1
Checks: C-151r1_chk

Expand the “Security Configuration and Analysis” object in the tree window. Expand the “Restricted Groups” object. Double click the value for “Power Users”. If there are any users or groups listed under the “members” tab, then this is a finding. If there are any groups listed under the “member of” tab, then this is a finding.

Fix: F-119r1_fix

Configure the system to restrict membership of the Power Users group to have no accounts or groups as members.

c
Unencrypted remote access is permitted to system services.
High - V-2908 - SV-29693r1_rule
RMF Control
Severity
H
CCI
Version
3.061
Vuln IDs
  • V-2908
Rule IDs
  • SV-29693r1_rule
This is a category 1 finding because when unencrypted access to system services is permitted, an intruder can intercept user identification and passwords that are being transmitted in clear text. This could give an intruder unlimited access to the network.Information Assurance OfficerECCT-1, ECCT-2
Checks: C-7892r1_chk

Interview the IAO to ensure that encryption of userid and password information is required, and data is encrypted according to DoD policy. If the user account used for unencrypted remote access within the enclave (premise router) has administrator privileges, then this is a finding. If userid and password information used for remote access to system services from outside the enclave is not encrypted, then this is a finding.

Fix: F-120r1_fix

Encryption of userid and password information is required. Encryption of the user data inside the network firewall is also highly recommended. Encryption of user data coming from or going outside the network firewall is required. Encryption for administrator data is always required. Refer to the Enclave Security STIG section on “FTP and Telnet,” for detailed information on its use.

b
File share ACLs have not been reconfigured to remove the Everyone group.
Medium - V-3245 - SV-29209r1_rule
RMF Control
Severity
M
CCI
Version
2.015
Vuln IDs
  • V-3245
Rule IDs
  • SV-29209r1_rule
By default, the Everyone group is given full control to new file shares. When a share is created, permissions should be reconfigured to give the minimum access to those accounts that require it.System created shares should be excluded from the check.trueSystem AdministratorECAN-1
Checks: C-29r1_chk

Run the Computer Management Applet. Expand the “System Tools” object in the Tree window. Expand the “Shared Folders” object. Select the “Shares” object. Right click any user-created shares (ignore “Netlogon”, “Sysvol” and administrative shares; the system will prompt you if Properties are selected for administrative shares). Select Properties. Select the Share Permissions tab. If user-created file shares have not been reconfigured to remove ACL permissions from the “Everyone group”, then this is a finding. Note: On Application Servers, if regular users have write or delete permissions to shares containing application binary files (i.e. .exe, .dll, .cmd, etc.) this is a finding. Documentable: If shares created by applications require the "Everyone" group, this should be documented with the IAO.

Fix: F-59r1_fix

Remove permissions from the Everyone group from locally-created file shares and assign them to authorized groups.

c
Anonymous SID/Name translation is allowed.
High - V-3337 - SV-3337r1_rule
RMF Control
Severity
H
CCI
Version
3.062
Vuln IDs
  • V-3337
Rule IDs
  • SV-3337r1_rule
This is a Category 1 finding because this setting controls the ability of users or process that have authenticated as anonymous users to perform SID/Name translation. This setting should be disabled, as only authorized users should be able to perform such translations.trueSystem AdministratorInformation Assurance OfficerECSC-1
Checks: C-152r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Network access: Allow anonymous SID/Name translation” is not set to “Disabled”, then this is a finding. Documentable Explanation: The default setting for domain controllers is Enabled. Disabling it means that legacy systems may be unable to communicate with Windows Server 2003/2008 – based domains. This requirement should be documented with the IAO.

Fix: F-121r1_fix

Configure the system to disable anonymous SID/Name translation.

c
Unauthorized named pipes are accessible with anonymous credentials.
High - V-3338 - SV-6274r1_rule
RMF Control
Severity
H
CCI
Version
3.063
Vuln IDs
  • V-3338
Rule IDs
  • SV-6274r1_rule
This is a Category 1 finding because the potential for gaining unauthorized system access. Pipes are internal system communications processes. They are identified internally by ID numbers that vary between systems. To make access to these processes easier, these pipes are given names that do not vary between systems. This setting controls which of these pipes anonymous users may access.System AdministratorECSC-1
Checks: C-154r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Network access: Named pipes that can be accessed anonymously” contains entries besides “COMNAP, COMNODE, SQL\QUERY, SPOOLSS, LLSRPC, browser”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\LanManServer\Parameters\ Value Name: NullSessionPipes Value Type: REG_MULTI_SZ Value: As defined in the policy above Note: Legitimate applications may add entries to this registry value. If an application requires these entries to function properly and is documented with the IAO this would not be a finding. Documentation should contain supporting information from the vendor's instructions. Note: Windows XP 64-Bit is based on Windows 2003. An XP 64-bit system will include the following by default: COMNAP, COMNODE, SQL\QUERY, SPOOLSS, NETLOGON, LSARPC, SAMR, BROWSER

Fix: F-28868r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network access: Named pipes that can be accessed anonymously” as defined in the Check section.

c
Unauthorized registry paths are remotely accessible.
High - V-3339 - SV-6275r1_rule
RMF Control
Severity
H
CCI
Version
3.064
Vuln IDs
  • V-3339
Rule IDs
  • SV-6275r1_rule
This is a Category 1 finding because it could give unauthorized individuals access to the Registry. It controls which registry paths are accessible from a remote computer.System AdministratorECCD-1, ECCD-2
Checks: C-156r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Network access: Remotely accessible registry paths” contains entries besides the following, then this is a finding: System\CurrentControlSet\Control\ProductOptions System\CurrentControlSet\Control\Print\Printers System\CurrentControlSet\Control\Server Applications System\CurrentControlSet\Services\Eventlog Software\Microsoft\OLAP Server Software\Microsoft\Windows NT\CurrentVersion System\CurrentControlSet\Control\ContentIndex System\CurrentControlSet\Control\Terminal Server System\CurrentControlSet\Control\Terminal Server\Userconfig System\CurrentControlSet\Control\Terminal Server\DefaultUserConfiguration The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\SecurePipeServers\Winreg\AllowedPaths\ Value Name: Machine Value Type: REG_MULTI_SZ Value: As defined in policy above Note: Legitimate applications may add entries to this registry value. If an application requires these entries to function properly and is documented with the IAO this would not be a finding. Documentation should contain supporting information from the vendor's instructions. Note: Windows XP 64-Bit is based on Windows 2003. On XP 64-bit systems apply the configuration for V0003339 and V0004443 as outlined in the Windows 2003 STIG.

Fix: F-28869r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network access: Remotely accessible registry paths” as defined in the Check section.

c
Unauthorized shares can be accessed anonymously.
High - V-3340 - SV-6276r1_rule
RMF Control
Severity
H
CCI
Version
3.065
Vuln IDs
  • V-3340
Rule IDs
  • SV-6276r1_rule
This is a Category 1 finding because the potential for gaining unauthorized system access. Any shares listed can be accessed by any network user. This could lead to the exposure or corruption of sensitive data. Enabling this setting is very dangerous.System AdministratorECCD-1, ECCD-2
Checks: C-158r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Network access: Shares that can be accessed anonymously” includes entries except “DFS$ and COMCFG”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\LanManServer\Parameters\ Value Name: NullSessionShares Value Type: REG_MULTI_SZ Value: as defined in policy above

Fix: F-125r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network access: Shares that can be accessed anonymously” as defined in the Check section.

c
Remote control of a Terminal Service session is allowed.
High - V-3341 - SV-3341r1_rule
RMF Control
Severity
H
CCI
Version
3.066
Vuln IDs
  • V-3341
Rule IDs
  • SV-3341r1_rule
This setting is used to control the rules for remote control of Terminal Services user sessions. This is a Category 1 finding because remote control of sessions could permit an unauthorized user to access sensitive information on the controlled system.HKSystem AdministratorECSC-1
Checks: C-161r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: Shadow Type: REG_DWORD Value: 0

Fix: F-126r1_fix

Configure the system to prevent remote control of the computer by setting the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Terminal Services, “Sets rules for remote control of Terminal Services user settings” to “Enabled” and the “Options” will be set to “No remote control allowed”.

c
Solicited Remote Assistance is allowed.
High - V-3343 - SV-3343r1_rule
RMF Control
Severity
H
CCI
Version
3.068
Vuln IDs
  • V-3343
Rule IDs
  • SV-3343r1_rule
This setting controls whether or not solicited remote assistance is allowed from this computer. Solicited assistance is help that is specifically requested by the user. This is a Category 1 finding because it may allow unauthorized parties access to the resources on the computer.HKSystem AdministratorECSC-1
Checks: C-4088r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: fAllowToGetHelp Type: REG_DWORD Value: 0

Fix: F-6777r1_fix

Configure the system to disable Remote Assistance by setting the policy value for Computer Configuration -> Administrative Templates -> System -> Remote Assistance “Solicited Remote Assistance” to “Disabled”.

c
The use of local accounts with blank passwords is not restricted to console logons only.
High - V-3344 - SV-3344r1_rule
RMF Control
Severity
H
CCI
Version
4.036
Vuln IDs
  • V-3344
Rule IDs
  • SV-3344r1_rule
This is a Category 1 finding because no accounts with blank passwords should exist on a system. The password policy should prevent this from occurring. However, if a local account with a blank password does exist, enabling this setting will limit the account to local console logon only.HKSystem AdministratorIAIA-1
Checks: C-475r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Accounts: Limit local account use of blank passwords to console logon only” is not set to ” Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa Value Name: LimitBlankPasswordUse Value Type: REG_DWORD Value: 1

Fix: F-5788r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Accounts: Limit local account use of blank passwords to console logon only” to “Enabled”.

c
Internet Information System (IIS) or its subcomponents are installed on a workstation.
High - V-3347 - SV-3347r1_rule
RMF Control
Severity
H
CCI
Version
5.016
Vuln IDs
  • V-3347
Rule IDs
  • SV-3347r1_rule
This is a Category 1 finding because not removing these services may allow unauthorized internet services to be hosted. Web sites should only be hosted on servers that have been designed for that purpose and can be adequately secured. trueSystem AdministratorECSC-1
Checks: C-544r1_chk

Select “Start” Select “Control Panel” Select the “Add or Remove Programs” applet. Select “Add/Remove Windows Components”. If the entry for “Internet Information Services” is checked, then this is a finding. Documentable Explanation: If an application requires IIS or a subset to be installed to function, this needs be documented with the IAO. In addition, any applicable requirements from the Web Checklist must be addressed.

Fix: F-5826r1_fix

Configure the system to remove “Internet Information Services”.

b
The user is allowed to launch Windows Messenger (MSN Messenger, .NET Messenger).
Medium - V-3348 - SV-3348r1_rule
RMF Control
Severity
M
CCI
Version
5.017
Vuln IDs
  • V-3348
Rule IDs
  • SV-3348r1_rule
This setting prevents the Windows Messenger client from being run. Instant Messaging clients must be in compliance of with the Instant Messaging STIG. Windows Messenger should not be active on Windows unless the instant messaging system is a Managed Enterprise Service for unclassified data for which the DAA has approved.trueSystem AdministratorInformation Assurance OfficerECIM-1
Checks: C-546r1_chk

If the following registry value doesn’t exist or its value is not set to 1, then this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Messenger\Client\ Value Name: PreventRun Type: REG_DWORD Value: 1 Documentable Explanation: If the site has a requirement for Windows Messaging and meets the conditions of the Instant Messaging STIG this needs to be documented with the IAO.

Fix: F-5827r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Windows Messenger “Do Not Allow Windows Messenger to be Run” to “Enabled”.

b
Windows Messenger (MSN Messenger, .NET messenger) is run at system startup.
Medium - V-3349 - SV-3349r1_rule
RMF Control
Severity
M
CCI
Version
5.018
Vuln IDs
  • V-3349
Rule IDs
  • SV-3349r1_rule
This setting prevents the automatic launch of Windows Messenger at user logon. Instant Messaging clients must be in compliance of with the Instant Messaging STIG. Windows Messenger should not be active on Windows unless the instant messaging system is a Managed Enterprise Service for unclassified data for which the DAA has approved.trueSystem AdministratorInformation Assurance OfficerECIM-1
Checks: C-547r1_chk

If the following registry value doesn’t exist or its value is not set to 1, then this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Messenger\Client\ Value Name: PreventAutoRun Type: REG_DWORD Value: 1 Documentable Explanation: If the site has a requirement for Windows Messaging and meets the conditions of the Instant Messaging STIG this needs to be documented with the IAO.

Fix: F-5828r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Windows Messenger “Do Not Automatically Start Windows Messenger Initially” to “Enabled”.

a
Microsoft Zone Internet Games are installed on the system.
Low - V-3363 - SV-3363r1_rule
RMF Control
Severity
L
CCI
Version
5.021
Vuln IDs
  • V-3363
Rule IDs
  • SV-3363r1_rule
The setup wizard in Windows XP does not allow as much flexibility in component selection as previous version of Windows. Since that is the case, several default components are installed. These components must be removed from the system. These components include the Microsoft Zone Internet Games.System AdministratorECSC-1
Checks: C-563r1_chk

Select “Start” Select “Control Panel” Select the “Add or Remove Programs” applet. Select “Add/Remove Windows Components”. Highlight “Accessories and Utilities” Highlight “Games” and select details. If the entry for “Internet Games” is selected, then this is a finding.

Fix: F-5830r1_fix

Configure the system to remove Internet Games.

a
MSN Explorer software is installed on the system.
Low - V-3364 - SV-3364r1_rule
RMF Control
Severity
L
CCI
Version
5.022
Vuln IDs
  • V-3364
Rule IDs
  • SV-3364r1_rule
The setup wizard in Windows XP does not allow as much flexibility in component selection as previous version of Windows. Since that is the case, several default components are installed. These components must be removed from the system. These components include MSN Explorer.System AdministratorECSC-1
Checks: C-564r1_chk

Select “Start” Select “Control Panel” Select the “Add or Remove Programs” applet. Select “Add/Remove Windows Components”. If the entry for “MSN Explorer” is checked, then this is a finding.

Fix: F-5831r1_fix

Configure the system to remove MSN Explorer.

b
Restricted accounts are not disabled.
Medium - V-3369 - SV-3369r1_rule
RMF Control
Severity
M
CCI
Version
4.048
Vuln IDs
  • V-3369
Rule IDs
  • SV-3369r1_rule
Several new accounts are created as part of the default installation. As these accounts are well known they may represent prime attack targets. To help prevent attacks using the well-known accounts the following accounts should be disabled: HelpAssistant and Support_388945a0.HKSystem AdministratorIAAC-1
Checks: C-504r1_chk

Using the DUMPSEC utility: Select “Dump Users as Table” from the “Report” menu. Select the available fields in the following sequence, and click on the “Add” button for each entry: UserName SID PswdRequired PswdExpires LastLogonTime AcctDisabled Groups If the HelpAssistant or Support_388945a0 accounts have not been disabled, then this is a finding.

Fix: F-5804r1_fix

Configure the system to disable restricted accounts such as HelpAssistant or Support_388945a0.

a
The maximum age for machine account passwords is not set to requirements.
Low - V-3373 - SV-3373r1_rule
RMF Control
Severity
L
CCI
Version
4.043
Vuln IDs
  • V-3373
Rule IDs
  • SV-3373r1_rule
This setting controls the maximum password age that a machine account may have. This setting should be set to no more than 30 days, ensuring the machine changes its password monthly.HKSystem AdministratorIAIA-1, IAIA-2
Checks: C-39126r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Domain Member: Maximum Machine Account Password Age” is 0 or greater than 30 (30 is the default), this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: MaximumPasswordAge Value Type: REG_DWORD Value: 30

Fix: F-34273r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Domain Member: Maximum Machine Account Password Age” to 30 or less, but not 0.

b
The system is not configured to require a strong session key.
Medium - V-3374 - SV-3374r1_rule
RMF Control
Severity
M
CCI
Version
4.044
Vuln IDs
  • V-3374
Rule IDs
  • SV-3374r1_rule
This setting controls the required strength of a session key. Setting this value in a domain containing Windows NT or older operating systems will prevent those systems from authenticating. This setting can also prevent a system from being joined to a domain.HKSystem AdministratorInformation Assurance OfficerECSC-1
Checks: C-502r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Domain Member: Require Strong (Windows 2000 or Later) Session Key” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: RequireStrongKey Value Type: REG_DWORD Value: 1 Warning: This setting may prevent a system from being joined to a domain if not configured consistently between systems.

Fix: F-5801r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Domain Member: Require Strong (Windows 2000 or Later) Session Key” to “Enabled”.

a
Domain Controller authentication is not required to unlock the workstation.
Low - V-3375 - SV-18419r1_rule
RMF Control
Severity
L
CCI
Version
4.045
Vuln IDs
  • V-3375
Rule IDs
  • SV-18419r1_rule
This setting controls the behavior of the system when you attempt to unlock the workstation. If this setting is enabled, the system will pass the credentials to the domain controller (if in a domain) for authentication before allowing the system to be unlocked. This will be set to disabled per the FDCC.HKSystem AdministratorECSC-1
Checks: C-18074r1_chk

Workstations - Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Interactive logon: Require domain controller authentication to unlock workstation” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows NT\CurrentVersion\Winlogon\ Value Name: ForceUnlockLogon Value Type: REG_DWORD Value: 0

Fix: F-22888r1_fix

Workstations - Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Interactive logon: Require domain controller authentication to unlock workstation” to “Disabled”.

b
The system is configured to permit storage of credentials or .NET Passports.
Medium - V-3376 - SV-3376r1_rule
RMF Control
Severity
M
CCI
Version
3.070
Vuln IDs
  • V-3376
Rule IDs
  • SV-3376r1_rule
This setting controls the storage of authentication credentials or .NET passports on the local system. Such credentials should never be stored on the local machine as that may lead to account compromise.HKSystem AdministratorECSC-1
Checks: C-171r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Network access: Do not allow storage of credentials or .NET passports for network authentication” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa\ Value Name: DisableDomainCreds Value Type: REG_DWORD Value: 1

Fix: F-132r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network access: Do not allow storage of credentials or .NET passports for network authentication” to “Enabled”.

b
The system is configured to give anonymous users Everyone rights.
Medium - V-3377 - SV-3377r1_rule
RMF Control
Severity
M
CCI
Version
3.071
Vuln IDs
  • V-3377
Rule IDs
  • SV-3377r1_rule
This setting helps define the permissions that anonymous users have. If this setting is enabled then anonymous users have the same rights and permissions as the built-in Everyone group. Anonymous users should not have these permissions or rights.HKSystem AdministratorInformation Assurance OfficerECCD-1, ECCD-2, ECLP-1, ECSC-1
Checks: C-172r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Network access: Let everyone permissions apply to anonymous users” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa\ Value Name: EveryoneIncludesAnonymous Value Type: REG_DWORD Value: 0

Fix: F-133r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network access: Let everyone permissions apply to anonymous users” to “Disabled”.

b
The system is not configured to use the Classic security model.
Medium - V-3378 - SV-3378r1_rule
RMF Control
Severity
M
CCI
Version
3.072
Vuln IDs
  • V-3378
Rule IDs
  • SV-3378r1_rule
Windows includes two network-sharing security models - Classic and Guest only. With the classic model, local accounts must be password protected; otherwise, anyone can use guest user accounts to access shared system resources.HKSystem AdministratorECLO-1
Checks: C-174r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Network access: Sharing and security model for local accounts” is not set to “Classic - local users authenticate as themselves”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa\ Value Name: ForceGuest Value Type: REG_DWORD Value: 0

Fix: F-134r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network access: Sharing and security model for local accounts” to “Classic - local users authenticate as themselves”.

c
The system is configured to store the LAN Manager hash of the password in the SAM.
High - V-3379 - SV-3379r1_rule
RMF Control
Severity
H
CCI
Version
3.073
Vuln IDs
  • V-3379
Rule IDs
  • SV-3379r1_rule
This setting controls whether or not a LAN Manager hash of the password is stored in the SAM the next time the password is changed. The LAN Manager hash is a weak encryption algorithm and there are several tools available that use this hash to retrieve account passwords.HKSystem AdministratorInformation Assurance OfficerECSC-1, IAIA-1, IAIA-2
Checks: C-181r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Network security: Do not store LAN Manager hash value on next password change” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa\ Value Name: NoLMHash Value Type: REG_DWORD Value: 1

Fix: F-141r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network security: Do not store LAN Manager hash value on next password change” to “Enabled”.

b
The system is not configured to force users to log off when their allowed logon hours expire.
Medium - V-3380 - SV-3380r1_rule
RMF Control
Severity
M
CCI
Version
3.074
Vuln IDs
  • V-3380
Rule IDs
  • SV-3380r1_rule
This setting controls whether or not users are forced to log off when their allowed logon hours expire. If logon hours are set for users, then this should be enforced.HKSystem AdministratorECSC-1
Checks: C-184r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Network security: Force logoff when logon hours expire” is not set to “Enabled”, then this is a finding.

Fix: F-142r1_fix

Configure the system to log off users when their allowed logon hours expire.

b
The system is not configured to recommended LDAP client signing requirements.
Medium - V-3381 - SV-3381r1_rule
RMF Control
Severity
M
CCI
Version
3.075
Vuln IDs
  • V-3381
Rule IDs
  • SV-3381r1_rule
This setting controls the signing requirements for LDAP clients. This setting should be set to Negotiate signing or Require signing depending on the environment and type of LDAP server in use.HKSystem AdministratorECSC-1
Checks: C-14464r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Network security: LDAP client signing requirements” is not set to at least “Negotiate signing”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\LDAP\ Value Name: LDAPClientIntegrity Value Type: REG_DWORD Value: 1

Fix: F-143r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network security: LDAP client signing requirements” to “Negotiate signing” at a minimum.

b
The system is not configured to meet the minimum requirement for session security for NTLM SSP based Clients.
Medium - V-3382 - SV-3382r1_rule
RMF Control
Severity
M
CCI
Version
3.076
Vuln IDs
  • V-3382
Rule IDs
  • SV-3382r1_rule
Microsoft has implemented a variety of security support providers for use with RPC sessions. In a homogenous Windows environment, all of the options should be enabled and testing should be performed in a heterogeneous environment to determine the maximum-security level that provides reliable functionality.trueMicrosoft warns that setting these may prevent the client from communicating with legacy servers that do not support them. “Require NTLMv2 session security” will prevent authentication, if the “Network security: LAN Manager authentication level” is set to permit NTLM or LM authentication. System AdministratorInformation Assurance OfficerECCT-1, ECCT-2
Checks: C-187r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Network security: Minimum session security for NTLM SSP based (including secure RPC) clients” is not set to “Require NTLMv2 session security”, ”Require 128-bit encryption”, ”Require Message Integrity”, and ”Require Message Confidentiality”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa\MSV1_0\ Value Name: NTLMMinClientSec Value Type: REG_DWORD Value: 537395248 Warnings: Microsoft warns that setting these may prevent the client from communicating with legacy servers that do not support them. “Require NTLMv2 session security” will prevent authentication, if the “Network security: LAN Manager Authentication level” is set to permit NTLM or LM authentication. Documentable Explanation: If these settings need to be modified in a mixed Windows environment, the changes should be documented with the IAO.

Fix: F-145r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network security: Minimum session security for NTLM SSP based (including secure RPC) clients” to “Require NTLMv2 session security”, ”Require 128-bit encryption”, ”Require Message Integrity”, and ”Require Message Confidentiality” (all options selected).

b
The system is not configured to use FIPS compliant Algorithms for Encryption, Hashing, and Signing.
Medium - V-3383 - SV-3383r1_rule
RMF Control
Severity
M
CCI
Version
3.077
Vuln IDs
  • V-3383
Rule IDs
  • SV-3383r1_rule
This setting ensures that the system uses algorithms that are FIPS compliant for encryption, hashing, and signing. FIPS compliant algorithms meet specific standards established by the U.S. Government and should be the algorithms used for all OS encryption functions.Clients with this setting enabled will not be able to communicate via digitally encrypted or signed protocols with servers that do not support these algorithms. Both the Browser and Web Server must be configured to use TLS, or the browser will not be able to connect to a secure site.HKSystem AdministratorECCT-1, ECCT-2
Checks: C-202r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “System cryptography: Use FIPS compliant algorithms for encryption, hashing, and signing” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa\ Value Name: FIPSAlgorithmPolicy Value Type: REG_DWORD Value: 1 Warning: Clients with this setting enabled will not be able to communicate via digitally encrypted or signed protocols with servers that do not support these algorithms. Both the browser and web server must be configured to use TLS, or the browser will not be able to connect to a secure site.

Fix: F-5681r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “System cryptography: Use FIPS compliant algorithms for encryption, hashing, and signing” to “Enabled”.

b
The system is not configured to make the object creator the owner of objects created by administrators.
Medium - V-3384 - SV-3384r1_rule
RMF Control
Severity
M
CCI
Version
2.016
Vuln IDs
  • V-3384
Rule IDs
  • SV-3384r1_rule
Either the object creator or the Administrators group owns objects created by members of the Administrators group. In order to ensure accurate auditing and proper accountability, the default owner should be the object creator.HKSystem AdministratorECSC-1
Checks: C-31r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “System objects: Default owner for object created by members of the Administrators group” is not set to “Object creator”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa\ Value Name: NoDefaultAdminOwner Value Type: REG_DWORD Value: 1

Fix: F-60r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “System objects: Default owner for object created by members of the Administrators group” to “Object creator”.

b
The system is configured to allow case insensitivity.
Medium - V-3385 - SV-3385r1_rule
RMF Control
Severity
M
CCI
Version
3.078
Vuln IDs
  • V-3385
Rule IDs
  • SV-3385r1_rule
This setting controls the behavior of non-Windows subsystems when dealing with the case of arguments or commands. Case sensitivity could lead to the access of files or commands that should be restricted. To prevent this from happening, case insensitivity restrictions should be required.HKSystem AdministratorECSC-1
Checks: C-203r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “System Object: Require Case Insensitivity for Non-Windows Subsystems” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Session Manager\Kernel\ Value Name: ObCaseInsensitive Value Type: REG_DWORD Value: 1

Fix: F-5682r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “System Object: Require Case Insensitivity for Non-Windows Subsystems” to “Enabled”.

b
The system is configured to allow remote desktop sharing through NetMeeting.
Medium - V-3426 - SV-29274r1_rule
RMF Control
Severity
M
CCI
Version
5.027
Vuln IDs
  • V-3426
Rule IDs
  • SV-29274r1_rule
Remote desktop sharing enables several users to interact and control one desktop. This could allow unauthorized users to control the system. Remote desktop sharing should be disabled.HKSystem AdministratorECSC-1
Checks: C-1738r1_chk

If the following registry value doesn’t exist or its value is not set to 1, then this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Conferencing\ Value Name: NoRDS Type: REG_DWORD Value: 1

Fix: F-5908r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> NetMeeting “Disable remote Desktop Sharing” to “Enabled".

b
Terminal Services is not configured to always prompt a client for passwords upon connection.
Medium - V-3453 - SV-3453r1_rule
RMF Control
Severity
M
CCI
Version
5.042
Vuln IDs
  • V-3453
Rule IDs
  • SV-3453r1_rule
This setting, which is located under the Encryption and Security section of the Terminal Services configuration option, controls the ability of users to supply passwords automatically as part of their Remote Desktop Connection. Disabling this setting would allow anyone to use the stored credentials in a connection item to connect to the terminal server.HKSystem AdministratorIAIA-1, IAIA-2
Checks: C-1880r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: fPromptForPassword Type: REG_DWORD Value: 1

Fix: F-5922r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Terminal Services -> Encryption and Security “Always Prompt Client for Password upon Connection” to “Enabled”.

b
Terminal Services is not configured with the client connection encryption set to the required level.
Medium - V-3454 - SV-3454r2_rule
RMF Control
Severity
M
CCI
Version
5.043
Vuln IDs
  • V-3454
Rule IDs
  • SV-3454r2_rule
Remote connections must be encrypted to prevent interception of data or sensitive information. Selecting “High Level” will ensure encryption of Terminal Services sessions in both directions.HKSystem AdministratorECCT-1, ECCT-2
Checks: C-40665r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: MinEncryptionLevel Type: REG_DWORD Value: 3

Fix: F-5923r2_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Terminal Services -> Encryption and Security “Set Client Connection Encryption Level” to “Enabled” and select “High Level” for the “Encryption Level”.

b
Terminal Services is configured to use a common temporary folder for all sessions.
Medium - V-3455 - SV-3455r1_rule
RMF Control
Severity
M
CCI
Version
5.044
Vuln IDs
  • V-3455
Rule IDs
  • SV-3455r1_rule
This setting, which is located under the Temporary Folders section of the Terminal Services configuration option, controls the use of per session temporary folders or of a communal temporary folder. If this setting is enabled, only one temporary folder is used for all terminal services sessions. If a communal temporary folder is used, it might be possible for users to access other users temporary folders.HKSystem AdministratorECRC-1
Checks: C-1899r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: PerSessionTempDir Type: REG_DWORD Value: 1

Fix: F-5925r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Terminal Services -> Temporary Folders “Do Not Use Temp Folders per Session” to “Disabled”.

b
Terminal Services is not configured to delete temporary folders.
Medium - V-3456 - SV-3456r1_rule
RMF Control
Severity
M
CCI
Version
5.045
Vuln IDs
  • V-3456
Rule IDs
  • SV-3456r1_rule
This setting, which is located under the Temporary Folders section of the Terminal Services configuration option, controls the deletion of the temporary folders when the session is terminated. Temporary folders should always be deleted after a session is over to prevent hard disk clutter and potential leakage of information.HKSystem AdministratorECRC-1
Checks: C-1906r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: DeleteTempDirsOnExit Type: REG_DWORD Value: 1

Fix: F-5928r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Terminal Services -> Temporary Folders “Do Not Delete Temp Folder upon Exit” to “Disabled”.

b
Terminal Services is not configured to set a time limit for disconnected sessions.
Medium - V-3457 - SV-3457r1_rule
RMF Control
Severity
M
CCI
Version
5.046
Vuln IDs
  • V-3457
Rule IDs
  • SV-3457r1_rule
This setting controls how long a session will remain open if it is unexpectedly terminated. Such sessions should be terminated as soon as possible.HKSystem AdministratorECSC-1
Checks: C-32896r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: MaxDisconnectionTime Type: REG_DWORD Value: 0x0000ea60 (60000)

Fix: F-34274r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Terminal Services -> Sessions “Set Time Limit for Disconnected Sessions” to “Enabled”, and the “End a disconnected session” to “1 minute".

b
Terminal Services idle session time limit does not meet the requirement.
Medium - V-3458 - SV-3458r1_rule
RMF Control
Severity
M
CCI
Version
5.047
Vuln IDs
  • V-3458
Rule IDs
  • SV-3458r1_rule
This setting controls how long a session may be idle before it is automatically disconnected from the server. Users should disconnect if they plan on being away from their terminals for extended periods of time. Idle sessions should be disconnected after 15 minutes.HKSystem AdministratorECSC-1
Checks: C-39128r1_chk

If the following registry value does not exist or its value is set to 0 or greater than 15 minutes, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: MaxIdleTime Type: REG_DWORD Value: 0x000dbba0 (900000) or less but not 0

Fix: F-34276r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Terminal Services -> Sessions “Set time limit for active but idle Terminal Services sessions” to “Enabled”, and the “Idle session limit” to 15 minutes or less, excluding 0 which equates to “Never”.

b
Terminal Services is not configured to allow only the original client to reconnect.
Medium - V-3459 - SV-3459r1_rule
RMF Control
Severity
M
CCI
Version
5.048
Vuln IDs
  • V-3459
Rule IDs
  • SV-3459r1_rule
This setting, which is located under the Sessions section of the Terminal Services configuration option, controls whether a different client may be used to resume a disconnected session. Only the original client should be able to resume a session to help prevent session hijacking.HKSystem AdministratorECSC-1
Checks: C-1925r1_chk

If the following registry value doesn’t exist or its value is not set to 1, then this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: fReconnectSame Type: REG_DWORD Value: 1

Fix: F-5933r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Terminal Services -> Sessions “Allow Reconnection from Original Client Only” to “Enabled”.

b
Terminal Services is not configured to disconnect clients when time limits are exceeded.
Medium - V-3460 - SV-3460r1_rule
RMF Control
Severity
M
CCI
Version
5.049
Vuln IDs
  • V-3460
Rule IDs
  • SV-3460r1_rule
This setting, which is located under the Sessions section of the Terminal Services configuration option, controls whether or not clients are forcefully disconnected if their terminal services time limit is exceeded. If time limits are established for users, they should be enforced.HKSystem AdministratorECSC-1
Checks: C-1929r1_chk

If the following registry value doesn’t exist or its value is not set to 1, then this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: fResetBroken Type: REG_DWORD Value: 1

Fix: F-5936r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Terminal Services -> Sessions “Terminate Session When Time Limits are Reached” to “Enabled”.

b
The system is configured to prevent background refresh of Group Policy.
Medium - V-3469 - SV-3469r2_rule
RMF Control
Severity
M
CCI
Version
3.080
Vuln IDs
  • V-3469
Rule IDs
  • SV-3469r2_rule
If this setting is enabled, then Group Policy settings are not refreshed while a user is currently logged on. This could lead to instances when a user does not have the latest changes to a policy applied and is therefore operating in an insecure context.HKSystem AdministratorECSC-1
Checks: C-40666r1_chk

Review the registry. If the following registry value does not exist, this is not a finding (This is the expected result from configuring the policy as outlined in the Fix section). If the following registry value does exist but is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Microsoft\Windows\CurrentVersion\Policies\system\ Value Name: DisableBkGndGroupPolicy Type: REG_DWORD Value: 0

Fix: F-5684r1_fix

Configure the system to require Group Policy background refresh by setting the policy value for Computer Configuration -> Administrative Templates -> System -> Group Policy “Turn Off Background Refresh of Group Policy” to “Disabled”.

b
The system is configured to allow unsolicited remote assistance offers.
Medium - V-3470 - SV-3470r1_rule
RMF Control
Severity
M
CCI
Version
3.082
Vuln IDs
  • V-3470
Rule IDs
  • SV-3470r1_rule
This setting controls whether unsolicited offers of help to this computer are allowed. The list of users allowed to offer remote assistance to this system is accessed by pressing the Helpers button.trueRemote Assist - Offer v2HKThis is a documentable finding on workstations with the following mitigations. -Users must be trained to include the following: -Who they can accept assistance offer from. Offer must be in response to help desk request or confirmed with help desk if unsolicited offer comes through. -Users must know how to accept request, allow view or control, and how to disconnect a remote assistance session. -Users needs monitor the assistance activity at the workstation while it is occurring. -The support personnel allowed to offer assistance (helpers) must be limited and documented. -Port 3389 should be blocked at the perimeter to prevent other access. Accounts and groups authorized to offer remote assistance (helpers) are identified in the following registry key. Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ RAUnsolicit\ Each Account or group will be listed under a separate value name with the value equaling the value name as in the following examples. Value Name: Administrators Type: REG_SZ Value: Administrators Value Name: TestUser Type: REG_SZ Value: TestUser System AdministratorECSC-1
Checks: C-32863r1_chk

If the following registry value doesn’t exist or is not configured as specified this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: fAllowUnsolicited Type: REG_DWORD Value: 0 Documentable: Yes Documentable Explanation: Offer remote assistance can be enabled on workstations if mitigations are in place. This must be documented with the IAO. Mitigations: -Users must be trained to include the following: -Who they can accept assistance offer from. Offer must be in response to help desk request or confirmed with help desk if unsolicited offer comes through. -Users must know how to accept request, allow view or control, and how to disconnect a remote assistance session. -Users needs monitor the assistance activity at the workstation while it is occurring. -The support personnel allowed to offer assistance (helpers) must be limited and documented. -Port 3389 should be blocked at the perimeter to prevent other access. Accounts and groups authorized to offer remote assistance (helpers) are identified in the following registry key. Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ RAUnsolicit\ Each Account or group will be listed under a separate value name with the value equaling the value name as in the following examples. Value Name: Administrators Type: REG_SZ Value: Administrators Value Name: TestUser Type: REG_SZ Value: TestUser

Fix: F-6776r1_fix

Configure the system to prevent unsolicited remote assistance offers by setting the policy value for Computer Configuration -> Administrative Templates -> System -> Remote Assistance “Offer Remote Assistance” to “Disabled”.

b
The system is configured to automatically forward error information.
Medium - V-3471 - SV-3471r1_rule
RMF Control
Severity
M
CCI
Version
3.083
Vuln IDs
  • V-3471
Rule IDs
  • SV-3471r1_rule
This setting controls the reporting of errors to Microsoft and, if defined, a corporate error reporting site. This does not interfere with the reporting of errors to the local user. Since the contents of memory are included in this Error Report, sensitive information may be transmitted to Microsoft. This feature should be disabled to prevent the release of such information.trueHKSystem AdministratorInformation Assurance OfficerECSC-1
Checks: C-208r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\PCHealth\ErrorReporting\ Value Name: DoReport Type: REG_DWORD Value: 0 Documentable Explanation: This setting may be enabled, if the site has configured the options to send the report to a local error reporting server: Computer Configuration -> Administrative Templates -> System -> Error Reporting ,”Configure Error Reporting”. Document the requirement with the IAO.

Fix: F-34260r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication settings-> “Turn off Windows Error Reporting” to “Enabled”.

a
The system is configured to use an unauthorized time server.
Low - V-3472 - SV-3472r1_rule
RMF Control
Severity
L
CCI
Version
3.084
Vuln IDs
  • V-3472
Rule IDs
  • SV-3472r1_rule
The Windows Time Service controls time synchronization settings. Time synchronization is essential for authentication and auditing purposes. If the Windows Time Service is used, it should synchronize with a secure, authorized time source. Domain joined systems are automatically configured to synchronize with domain controllers. If an NTP server is configured it should synchronize with a secure, authorized time source. System AdministratorECSC-1
Checks: C-39220r1_chk

Review the following registry values: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\W32time\Parameters\ Value Name: Type Type: REG_SZ Value: Possible values are NoSync, NTP, NT5DS, AllSync And Value Name: NTPServer Type: REG_SZ Value: "address of the time server" The following would be a finding: "Type" has a value of "NTP" or "Allsync" AND the "NTPServer" value is set to "time.windows.com" or other unauthorized server. The following would not be a finding: The referenced registry values do not exist. "Type" has a value of "NoSync" or "NT5DS". "Type" has a value of "NTP" or "Allsync" AND the "NTPServer" is blank or configured to an authorized time server. For DoD organizations, the US Naval Observatory operates stratum 1 time servers, identified at http://tycho.usno.navy.mil/ntp.html. Time synchronization will occur through a hierarchy of time servers down to the local level. Clients and lower level servers will synchronize with an authorized time server in the hierarchy. Domain joined systems are automatically configured to synchronize with domain controllers and would not be a finding unless this is changed. Automated tools may report this as finding even if enabled and configured correctly as the validity of the time server address needs to be verified.

Fix: F-34317r1_fix

If the system needs to be configured to an NTP server, configure the system to point to an authorized time server by setting the policy value for Computer Configuration -> Administrative Templates -> System -> Windows Time Service -> Time Providers “Configure Windows NTP Client” to “Enabled”, and configure the “NtpServer” field to point to an authorized time server.

b
The system is configured to allow installation of printers using kernel-mode drivers.
Medium - V-3478 - SV-3478r1_rule
RMF Control
Severity
M
CCI
Version
3.087
Vuln IDs
  • V-3478
Rule IDs
  • SV-3478r1_rule
Kernel-mode drivers are drivers that operate in kernel mode. Kernel mode allows virtually unlimited access to hardware and memory. A poorly written kernel driver may cause system instability and data corruption. Malicious code inserted in a kernel-mode driver has almost no limit on what it may do. Most modern printers do not require kernel-mode drivers.This setting will prevent some applications from installing PDF print drivers. If necessary temporarily disable this setting while installing a legitimate kernel-mode driver.HKSystem AdministratorDCSL-1
Checks: C-220r1_chk

The policy value for Computer Configuration -> Administrative Templates -> System -> Printers “Disallow Installation of Printers Using Kernel-mode Drivers” will be set to “Enabled”. If the following registry value doesn’t exist or its value is not set to 1, then this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Printers\ Value Name: KMPrintersAreBlocked Type: REG_DWORD Value: 1 Note: This setting will prevent some applications from installing PDF print drivers.

Fix: F-5698r1_fix

Configure the system to prevent it from allowing the installation of kernel-mode drivers by setting the policy value for Computer Configuration -> Administrative Templates -> Printers “Disallow Installation of Printers Using Kernel-mode Drivers” to “Enabled”.

b
The system is not configured to use Safe DLL Search Mode.
Medium - V-3479 - SV-3479r1_rule
RMF Control
Severity
M
CCI
Version
3.088
Vuln IDs
  • V-3479
Rule IDs
  • SV-3479r1_rule
The default search behavior, when an application calls a function in a Dynamic Link Library (DLL), is to search the current directory followed by the directories contained in the systems path environment variable. An unauthorized DLL inserted into an applications working directory could allow malicious code to be run on the system. Creating the following registry key and setting the appropriate value forces the system to search the %Systemroot% for the DLL before searching the current directory or the rest of the path.HKSystem AdministratorECSC-1
Checks: C-221r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “MSS: (SafeDllSearchMode) Enable Safe DLL search mode (recommended)” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Session Manager\ Value Name: SafeDllSearchMode Value Type: REG_DWORD Value: 1

Fix: F-5699r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “MSS: (SafeDllSearchMode) Enable Safe DLL search mode (recommended)” to “Enabled”.

b
Media Player must be configured to prevent automatic checking for updates.
Medium - V-3480 - SV-3480r2_rule
RMF Control
Severity
M
CCI
Version
5.060
Vuln IDs
  • V-3480
Rule IDs
  • SV-3480r2_rule
Uncontrolled system updates can introduce issues to a system. The automatic check for updates performed by Windows Media Player must be disabled to ensure a constant platform and to prevent the introduction of unknown\untested software on the system.HKSystem AdministratorDCSL-1
Checks: C-46901r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\WindowsMediaPlayer\ Value Name: DisableAutoupdate Type: REG_DWORD Value: 1

Fix: F-45022r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Windows Media Player -> "Prevent Automatic Updates" to "Enabled".

b
Media Player is configured to allow automatic CODEC downloads.
Medium - V-3481 - SV-3481r1_rule
RMF Control
Severity
M
CCI
Version
5.061
Vuln IDs
  • V-3481
Rule IDs
  • SV-3481r1_rule
The Windows Media Player uses software components, referred to as CODECs, to play back media files. By default, when an unknown file type is opened with the Media Player it will search the Internet for the appropriate CODEC and automatically download it. To ensure platform consistency and to protect against new vulnerabilities associated with media types, all CODECs must be installed by the System Administrator.HKSystem AdministratorDCSL-1
Checks: C-2049r1_chk

If the following registry value doesn’t exist or its value is not set to 1, then this is a finding: Registry Hive: HKEY_Current_User Subkey: \Software\Policies\Microsoft\WindowsMediaPlayer\ Value Name: PreventCodecDownload Type: REG_DWORD Value: 1

Fix: F-5993r1_fix

Configure the policy value for User Configuration -> Administrative Templates -> Windows Components -> Windows Media Player -> Playback “Prevent Codec Download” to “Enabled”.

b
Unnecessary services are not disabled.
Medium - V-3487 - SV-18389r1_rule
RMF Control
Severity
M
CCI
Version
5.068
Vuln IDs
  • V-3487
Rule IDs
  • SV-18389r1_rule
Unnecessary services increase the attack surface of a system. Some services may be run under the local System account, which generally has more permissions than required by the service. Compromising a service could allow an intruder to obtain system permissions and open the system to a variety of attacks.trueSystem AdministratorInformation Assurance OfficerECSC-1
Checks: C-38510r1_chk

Select “Start”. Right-click the “My Computer” icon on the Start menu or the desktop. Select “Manage” from the drop-down menu. Expand the “Services and Applications” object in the Tree window. Select the “Services” object. If services listed below are found, are not disabled (or set to manual in a few cases), and the site does not have documented exceptions for these, this is a finding. Documentable Explanation: Required services should be documented with the IAO. Alerter Background Intelligent Transfer Service (Manual) ClipBook Computer Browser Error Reporting Service Fast User Switching Compatibility Fax FTP Publishing Service IIS Admin Service Indexing Service IPv6 Helper Service Messenger NetMeeting Remote Desktop Sharing Network DDE Network DDE DSDM Routing and Remote Access Simple Network Management Protocol (SNMP) Service Simple Network Management Protocol (SNMP) Trap SSDP Discovery Service Task Scheduler - See separate vulnerability WINSV-000106/V-30037 Telnet Terminal Services Universal Plug and Play Device Host WebClient Wireless Zero Configuration WMI Performance Adapter (Manual) World Wide Web Publishing Service

Fix: F-6001r1_fix

Configure the system to disable any services that are not required.

b
The system is not configured to meet the minimum requirement for session security for NTLM SSP based Servers.
Medium - V-3666 - SV-3666r1_rule
RMF Control
Severity
M
CCI
Version
3.089
Vuln IDs
  • V-3666
Rule IDs
  • SV-3666r1_rule
Microsoft has implemented a variety of security support providers for use with RPC sessions. In a homogenous Windows environment, all of the options should be enabled and testing should be performed in a heterogeneous environment to determine the maximum-security level that provides reliable functionality.trueMicrosoft warns that setting these may prevent the server from communicating with legacy clients that do not support them. “Require NTLMv2 session security” will prevent authentication, if the “Network security: LAN Manager authentication level” is set to permit NTLM or LM authentication. System AdministratorInformation Assurance OfficerECCT-1, ECCT-2
Checks: C-222r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Network security: Minimum session security for NTLM SSP based (including secure RPC) servers” is not set to “Require NTLMv2 session security”, ”Require 128-bit encryption”, ”Require Message Integrity”, and ”Require Message Confidentiality”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa\MSV1_0\ Value Name: NTLMMinServerSec Value Type: REG_DWORD Value: 537395248 Warnings: Microsoft warns that setting these may prevent the server from communicating with legacy clients that do not support them. Warning: “Require NTLMv2 session security” will prevent authentication, if the “Network security: LAN Manager Authentication level” is set to permit NTLM or LM authentication. Documentable Explanation: If the required settings must be modified to support operation in a mixed Windows environment, then this should be documented with the IAO.

Fix: F-5700r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network security: Minimum session security for NTLM SSP based (including secure RPC) servers” to “Require NTLMv2 session security”, ”Require 128-bit encryption”, ”Require Message Integrity”, and ”Require Message Confidentiality” (all options selected).

b
Security-related Software Patches are not applied.
Medium - V-3828 - SV-29724r1_rule
RMF Control
Severity
M
CCI
Version
2.019
Vuln IDs
  • V-3828
Rule IDs
  • SV-29724r1_rule
Major software vendors release security patches and hot fixes to their products when security vulnerabilities are discovered. It is essential that these updates be applied in a timely manner to prevent unauthorized persons from exploiting identified vulnerabilities. The Severity code may be elevated to a Category I if patches deemed Critical have not been applied.If any of the patches not installed are Microsoft ‘Critical’, then this should be elevated to a Category 1.System AdministratorInformation Assurance OfficerVIVM-1
Checks: C-35r1_chk

Verify that the site is applying all security-related patches released by Microsoft. Determine the local site method for doing this (e.g., connection to a WSUS server, local procedure, etc.). Severity Override: If any of the patches not installed are Microsoft ‘Critical’, then the category code should be elevated to ‘1’. Note: If a penetration scan has been run on the network, it will report findings if security-related updates are not applied. Then, this check may be marked as “Not Applicable”. Some applications (such as DMS and GCSS) use a system release process to keep systems current. If this is the case, then these systems should be at the current release.

Fix: F-63r1_fix

Apply all Microsoft security-related patches to the Windows system.

c
Windows operating systems that are no longer supported by the vendor for security updates must not be installed on a system.
High - V-4107 - SV-49933r2_rule
RMF Control
Severity
H
CCI
Version
WIN00-000001
Vuln IDs
  • V-4107
Rule IDs
  • SV-49933r2_rule
Windows operating systems that are no longer supported by Microsoft for security updates are not evaluated or updated for vulnerabilities leaving them open to potential attack. Organizations must transition to a supported operating system to ensure continued support.DCSQ-1
Checks: C-49393r1_chk

Microsoft support for Windows XP ended 8 April 2014. If Windows XP is installed on a system, this is a finding.

Fix: F-49198r1_fix

Upgrade Windows XP systems to a supported operating system.

a
The system does not generate an audit event when the audit log reaches a percent full threshold.
Low - V-4108 - SV-4108r1_rule
RMF Control
Severity
L
CCI
Version
3.092
Vuln IDs
  • V-4108
Rule IDs
  • SV-4108r1_rule
When the audit log reaches a given percent full, an audit event is written to the security log. The event ID is 523 and is recorded as a success audit under the category of System. This option may be especially useful if the audit logs are set to be cleared manually. A recommended setting would be 90 percent.trueSystem AdministratorInformation Assurance OfficerECRR-1
Checks: C-32753r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “MSS: (WarningLevel) Percentage threshold for the security event log at which the system will generate a warning” is not set to “90” or less, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\Eventlog\Security\ Value Name: WarningLevel Value Type: REG_DWORD Value: 90 Documentable Explanation: If the system is configured to write to an audit server, or is configured to automatically archive full logs this should be documented with the IAO.

Fix: F-28831r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “MSS: (WarningLevel) Percentage threshold for the security event log at which the system will generate a warning” to “90” or less.

a
The system is configured to allow dead gateway detection.
Low - V-4109 - SV-4109r1_rule
RMF Control
Severity
L
CCI
Version
3.093
Vuln IDs
  • V-4109
Rule IDs
  • SV-4109r1_rule
Allows TCP to perform dead-gateway detection, switching to a backup gateway if a number of connections to a gateway are experiencing difficulty. If enabled, an attacker could force internal traffic to be directed to a gateway outside the network. This setting applies to all network adapters, regardless of their individual settings.HKSystem AdministratorECSC-1
Checks: C-278r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “MSS: (EnableDeadGWDetect) Allow automatic detection of dead network gateways (could lead to DoS)” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value. Registry Path: HKLM\System\CurrentControlSet\Services\Tcpip\Parameters\ Value Name: EnableDeadGWDetect Value Type: REG_DWORD Value: 0

Fix: F-5712r1_fix

Configure the system to disable dead gateway detection.

a
The system is configured to allow IP source routing.
Low - V-4110 - SV-4110r1_rule
RMF Control
Severity
L
CCI
Version
3.094
Vuln IDs
  • V-4110
Rule IDs
  • SV-4110r1_rule
Protects against IP source routing spoofing.HKSystem AdministratorECSC-1
Checks: C-282r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “MSS: (DisableIPSourceRouting) IP source routing protection level (protects against packet spoofing)” is not set to “Highest protection, source routing is completely disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\Tcpip\Parameters\ Value Name: DisableIPSourceRouting Value Type: REG_DWORD Value: 2

Fix: F-5713r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “MSS: (DisableIPSourceRouting) IP source routing protection level (protects against packet spoofing)” to “Highest protection, source routing is completely disabled”.

a
The system is configured to redirect ICMP.
Low - V-4111 - SV-4111r1_rule
RMF Control
Severity
L
CCI
Version
3.095
Vuln IDs
  • V-4111
Rule IDs
  • SV-4111r1_rule
When disabled, forces ICMP to be routed via shortest path first.HKSystem AdministratorECSC-1
Checks: C-286r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “MSS: (EnableICMPRedirect) Allow ICMP redirects to override OSPF generated routes” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\Tcpip\Parameters\ Value Name: EnableICMPRedirect Value Type: REG_DWORD Value: 0

Fix: F-5715r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “MSS: (EnableICMPRedirect) Allow ICMP redirects to override OSPF generated routes” to “Disabled”.

a
The system is configured to detect and configure default gateway addresses.
Low - V-4112 - SV-4112r1_rule
RMF Control
Severity
L
CCI
Version
3.104
Vuln IDs
  • V-4112
Rule IDs
  • SV-4112r1_rule
Enables or disables the Internet Router Discovery Protocol (IRDP) used to detect and configure Default Gateway addresses on the computer.HKSystem AdministratorECSC-1
Checks: C-321r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “MSS: (PerformRouterDiscovery) Allow IRDP to detect and configure Default Gateway addresses (could lead to DoS)” is not set to “Disabled”, then this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Subkey: \System\CurrentControlSet\Services\Tcpip\Parameters\ Value Name: PerformRouterDiscovery Value Type: REG_DWORD Value: 0

Fix: F-5730r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “MSS: (PerformRouterDiscovery) Allow IRDP to detect and configure Default Gateway addresses (could lead to DoS)” to “Disabled”.

a
The system is configured for a greater keep-alive time than recommended.
Low - V-4113 - SV-4113r1_rule
RMF Control
Severity
L
CCI
Version
3.097
Vuln IDs
  • V-4113
Rule IDs
  • SV-4113r1_rule
Controls how often TCP sends a keep-alive packet in attempting to verify that an idle connection is still intact.HKSystem AdministratorECSC-1
Checks: C-299r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “MSS: (KeepAliveTime) How often keep-alive packets are sent in milliseconds” is not set to “300000 or 5 minutes (recommended)” or less, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \System\CurrentControlSet\Services\Tcpip\Parameters\ Value Name: KeepAliveTime Value Type: REG_DWORD Value: 300000

Fix: F-28004r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “MSS: (KeepAliveTime) How often keep-alive packets are sent in milliseconds” to “300000 or 5 minutes (recommended)” or less.

a
The system is configured to allow name-release attacks.
Low - V-4116 - SV-4116r1_rule
RMF Control
Severity
L
CCI
Version
3.101
Vuln IDs
  • V-4116
Rule IDs
  • SV-4116r1_rule
Prevents a denial-of-service (DoS) attack against a WINS server. The DoS consists of sending a NetBIOS Name Release Request to the server for each entry in the servers cache, causing a response delay in the normal operation of the servers WINS resolution capability.HKSystem AdministratorECSC-1
Checks: C-311r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “MSS: (NoNameReleaseOnDemand) Allow computer to ignore NetBIOS name release requests except from WINS servers” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\Netbt\Parameters\ Value Name: NoNameReleaseOnDemand Value Type: REG_DWORD Value: 1 Note: The NetBIOS name for the system will no longer appear under ‘My Network Places’.

Fix: F-5723r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “MSS: (NoNameReleaseOnDemand) Allow computer to ignore NetBIOS name release requests except from WINS servers” to “Enabled”.

a
The system is configured to allow SYN attacks.
Low - V-4117 - SV-4117r1_rule
RMF Control
Severity
L
CCI
Version
3.102
Vuln IDs
  • V-4117
Rule IDs
  • SV-4117r1_rule
Adjusts retransmission of TCP SYN-ACKs. When enabled, connection responses time out more quickly in the event of a SYN DoS attack.HKSystem AdministratorECSC-1
Checks: C-314r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “MSS: (SynAttackProtect) Syn attack protection level (protects against DoS)” is not set to “Connections time out sooner if a SYN attack is detected”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\Tcpip\Parameters\ Value Name: SynAttackProtect Value Type: REG_DWORD Value: 1

Fix: F-5725r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “MSS: (SynAttackProtect) Syn attack protection level (protects against DoS)” to “Connections time out sooner if a SYN attack is detected”.

a
TCP connection response retransmissions are not controlled.
Low - V-4437 - SV-4437r1_rule
RMF Control
Severity
L
CCI
Version
5.097
Vuln IDs
  • V-4437
Rule IDs
  • SV-4437r1_rule
In a SYN flood attack, the attacker sends a continuous stream of SYN packets to a server, and the server leaves the half-open connections open until it is overwhelmed and no longer is able to respond to legitimate requests. Microsoft cautions that setting this to “No retransmission, half-open connections dropped after 3 seconds” may cause legitimate connection attempts from distant clients to fail due to time-out. HKSystem AdministratorECSC-1
Checks: C-2235r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “MSS: (TcpMaxConnectResponseRetransmissions) SYN-ACK retransmissions when a connection is not acknowledged” is not set to “3 & 6 seconds, half-open connections dropped after 21 seconds”, “3 seconds, half-open connections dropped after 9 seconds” or “No retransmission, half-open connections dropped after 3 seconds”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\Tcpip\Parameters\ Value Name: TcpMaxConnectResponseRetransmissions Value Type: REG_DWORD Value: 2 (3 & 6 seconds), 1 (3 seconds), 0 (No retransmission) Warning: Microsoft cautions that setting this to “No retransmission, half-open connections dropped after 3 seconds” may cause legitimate connection attempts from distant clients to fail due to time-out.

Fix: F-6084r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “MSS: (TcpMaxConnectResponseRetransmissions) SYN-ACK retransmissions when a connection is not acknowledged” to “3 & 6 seconds, half-open connections dropped after 21 seconds”, “3 seconds, half-open connections dropped after 9 seconds” or “No retransmission, half-open connections dropped after 3 seconds”.

a
TCP data retransmissions are not controlled.
Low - V-4438 - SV-4438r1_rule
RMF Control
Severity
L
CCI
Version
5.098
Vuln IDs
  • V-4438
Rule IDs
  • SV-4438r1_rule
In a SYN flood attack, the attacker sends a continuous stream of SYN packets to a server, and the server leaves the half-open connections open until it is overwhelmed and no longer is able to respond to legitimate requests. HKSystem AdministratorECSC-1
Checks: C-32757r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “MSS: (TcpMaxDataRetransmissions) How many times unacknowledged data is retransmitted (3 recommended, 5 is the default)” is not set to “3” or less, this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\Tcpip\Parameters\ Value Name: TcpMaxDataRetransmissions Value Type: REG_DWORD Value: 3

Fix: F-28832r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “MSS: (TcpMaxDataRetransmissions) How many times unacknowledged data is retransmitted (3 recommended, 5 is the default)” to “3” or less.

a
This check verifies that Windows is configured to have password protection take effect within a limited time frame when the screen saver becomes active.
Low - V-4442 - SV-4442r1_rule
RMF Control
Severity
L
CCI
Version
5.102
Vuln IDs
  • V-4442
Rule IDs
  • SV-4442r1_rule
Allowing more than several seconds makes the computer vulnerable to a potential attack from someone walking up to the console to attempt to log onto the system before the lock takes effect.An issue was identified where the Security Options files and analysis templates included the registry value for this setting as a Dword type however it should have been a String value. This has been reported to Microsoft and the Security Options files and analysis templates included with the checklists have been corrected as of the December 2008 release.HKSystem AdministratorPESL-1
Checks: C-32758r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “MSS: (ScreenSaverGracePeriod) The time in seconds before the screen saver grace period expires (0 recommended)” is not set to “5” or less, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows NT\CurrentVersion\Winlogon\ Value Name: ScreenSaverGracePeriod Value Type: REG_SZ Value: 5 (or less)

Fix: F-28833r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “MSS: (ScreenSaverGracePeriod) The time in seconds before the screen saver grace period expires (0 recommended)” to “5” or less.

b
The Terminal Server does not require secure RPC communication.
Medium - V-4447 - SV-4447r1_rule
RMF Control
Severity
M
CCI
Version
5.103
Vuln IDs
  • V-4447
Rule IDs
  • SV-4447r1_rule
Allowing unsecure RPC communication exposes the server to man in the middle attacks and data disclosure attacks. A man in the middle attack occurs when an intruder captures packets between a client and server and modifies them before allowing the packets to be exchanged. Usually the attacker will modify the information in the packets in an attempt to cause either the client or server to reveal sensitive information. HKSystem AdministratorECSC-1
Checks: C-32899r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: fEncryptRPCTraffic Type: REG_DWORD Value: 1

Fix: F-5938r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Terminal Services -> Encryption and Security -> RPC Security Policy “Secure Server (Require Security)” to “Enabled”.

b
Group Policy objects are not reprocessed if they have not changed.
Medium - V-4448 - SV-4448r1_rule
RMF Control
Severity
M
CCI
Version
3.112
Vuln IDs
  • V-4448
Rule IDs
  • SV-4448r1_rule
Enabling this setting and then selecting the "Process even if the Group Policy objects have not changed" option ensures that the policies will be reprocessed even if none have been changed. This way, any unauthorized changes are forced to match the domain-based group policy settings again. HKSystem AdministratorECSC-1
Checks: C-32762r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: Software\Policies\Microsoft\Windows\Group Policy\{35378EAC-683F-11D2-A89A-00C04FBBCFA2} Value Name: NoGPOListChanges Type: REG_DWORD Value: 0

Fix: F-28955r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Group Policy “Registry Policy Processing” to “Enabled” and select the option “Process even if the Group Policy objects have not changed”.

b
A Windows system has an incorrect default DCOM authorization level.
Medium - V-6825 - SV-15092r2_rule
RMF Control
Severity
M
CCI
Version
5.107
Vuln IDs
  • V-6825
Rule IDs
  • SV-15092r2_rule
The DCOM default authentication level has been detected to be below the required setting. If the authentication level is None, then any user can access any object on the system without authentication.System AdministratorECSC-1
Checks: C-40668r1_chk

Open a command prompt. Execute “Dcomcnfg.exe”. In the “Component Services” window, navigate to Component Services -> Computer -> My Computer Right-click “My Computer” and select “Properties”. Select the “Default Properties” tab. If the “Default Authentication Level” is set to “None” or “Call”, this is a finding.

Fix: F-36078r1_fix

Fortify DCOMs default permissions. This should be thoroughly tested to verify DCOM objects continue to function under tightened security. Open a command prompt. Execute “Dcomcnfg.exe”. In the “Component Services” window, navigate to Component Services -> Computer -> My Computer Right-click “My Computer” and select “Properties”. Select the “Default Properties” tab. Select a “Default Authentication Level” other than “None” or “Call”. For sensitive systems, an authentication level of “Packet Privacy” is recommended. Click OK.

b
A Windows system has a writable DCOM configuration.
Medium - V-6826 - SV-29541r1_rule
RMF Control
Severity
M
CCI
Version
5.108
Vuln IDs
  • V-6826
Rule IDs
  • SV-29541r1_rule
A registry key for a valid DCOM object has access permissions that allow non-administrator users to change the security settings. If DCOM security settings are inadvertently set to a low level of security, it may be possible for an attacker to execute code, possibly under the user context of the console user.In addition, an attacker could change the security on the object to allow for a future attack, such as setting the object to run as Interactive User. The Interactive User runs the application using the security context of the user currently logged on to the computer. If this option is selected and the user is not logged on, then the application will not start.HKSystem AdministratorECSC-1
Checks: C-3103r1_chk

·Using the Registry Editor, go to the following Registry key: HKLM\Software\Classes\Appid(inherited by all subkeys) Administrators Full SYSTEM Full Users Read ·If any account other than Administrators and System has greater than “read” access, then this would be a finding. ·Select each subkey and verify that it is inheriting the same permissions. ·If any subkey has permissions that are less strict than those above, then this would be a finding.

Fix: F-6513r1_fix

Fortify DCOMs AppId permissions. Any changes should be thoroughly tested so objects continue to function under tightened security. - Open the Registry Editor. - Navigate to HKEY_LOCAL_MACHINE\Software\Classes\Appid. - Select the application that generated this vulnerability. - Set the permissions for standard (non-privileged) user accounts or groups to Read only.

b
DCOM calls are not executed under the security context of the calling user.
Medium - V-6830 - SV-29738r1_rule
RMF Control
Severity
M
CCI
Version
5.112
Vuln IDs
  • V-6830
Rule IDs
  • SV-29738r1_rule
DCOM calls are executed under the security context of the calling user by default. If the RunAs key has been altered, the DCOM calls can be executed under the user context of the currently logged in user, or as a third user. If present, the RunAs value tells the COM Service Control Manager (SCM) the name of the account under which the server is to be activated. In addition to the account name, the COM SCM must also have the password of the account. The result of a successful logon is a security context (token) for the named account that is used as the primary token for the new COM server process. Administrators should not use this method in the evaluated configuration if accountability is required, since accountability cannot be enforced. RunAs values will be removed. System AdministratorECSC-1
Checks: C-3107r1_chk

·Using the Registry Editor, go to the following Registry key: HKLM\Software\Classes\Appid ·View each subkey in turn and verify that the RunAs value has not been added. ·If any subkey has a RunAs value, then this would be a finding. Note: Windows components that have default Runas values such as Interactive User do not need to be changed. Windows components that have had a Runas value added or changed and non-Windows COM objects added to the system with Runas values need to be reviewed.

Fix: F-6517r1_fix

Remove any RunAs values from DCOM objects in the Registry.

b
Outgoing secure channel traffic is not encrypted or signed.
Medium - V-6831 - SV-7072r1_rule
RMF Control
Severity
M
CCI
Version
3.113
Vuln IDs
  • V-6831
Rule IDs
  • SV-7072r1_rule
Requests sent on the secure channel are authenticated, and sensitive information (such as passwords) is encrypted, but not all information is encrypted. If this policy is enabled, outgoing secure channel traffic will be encrypted and signed.HKSystem AdministratorECCT-1, ECCT-2
Checks: C-3108r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Domain Member: Digitally encrypt or sign secure channel data (always)” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: RequireSignOrSeal Value Type: REG_DWORD Value: 1

Fix: F-6518r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Domain Member: Digitally encrypt or sign secure channel data (always)” to “Enabled”.

b
The Windows Server SMB client is not enabled to always perform SMB packet signing.
Medium - V-6832 - SV-7074r1_rule
RMF Control
Severity
M
CCI
Version
3.114
Vuln IDs
  • V-6832
Rule IDs
  • SV-7074r1_rule
If this policy is enabled, it causes the Windows Server Message Block (SMB) client to perform SMB packet signing when communicating with an SMB server that is enabled or required to perform SMB packet signing.If the environment is a mixed one, with down-level OSs, or maintains trusts with down-level OSs, then this to the required setting could cause compatibility problems. HKSystem AdministratorECSC-1
Checks: C-3110r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Microsoft Network Client: Digitally sign communications (always)” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\LanmanWorkstation\Parameters\ Value Name: RequireSecuritySignature Value Type: REG_DWORD Value: 1

Fix: F-6519r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Microsoft Network Client: Digitally sign communications (always)” to “Enabled”.

b
The Windows Server SMB server is not enabled to always perform SMB packet signing.
Medium - V-6833 - SV-7076r1_rule
RMF Control
Severity
M
CCI
Version
3.115
Vuln IDs
  • V-6833
Rule IDs
  • SV-7076r1_rule
If this policy is enabled, it causes the Windows Server Message Block (SMB) server to always perform SMB packet signing.If the environment is a mixed one, with down-level OSs, or maintains trusts with down-level OSs, then configuring this to the required setting could cause compatibility problems. HKSystem AdministratorECSC-1
Checks: C-3112r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Microsoft Network Server: Digitally sign communications (always)” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\LanManServer\Parameters\ Value Name: RequireSecuritySignature Value Type: REG_DWORD Value: 1

Fix: F-6520r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Microsoft Network Server: Digitally sign communications (always)” to “Enabled”.

b
For systems utilizing a logon ID as the individual identifier, passwords are not at a minimum of 14-characters.
Medium - V-6836 - SV-29386r1_rule
RMF Control
Severity
M
CCI
Version
4.013
Vuln IDs
  • V-6836
Rule IDs
  • SV-29386r1_rule
Information systems not protected with strong password schemes including passwords of minimum length provide the opportunity for anyone to crack the password thus gaining access to the system and causing the device, information, or the local network to be compromised or a denial of service. Strong passwords may invite users to write down the passwords. Ensure that all users store passwords in a secured location.HKSystem AdministratorInformation Assurance OfficerIAIA-1, IAIA-2
Checks: C-3225r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Account Policies -> Password Policy. If the value for the “Minimum password length,” is less than 14 characters, then this is a finding.

Fix: F-6523r1_fix

Configure all information systems to require passwords of the minimum length specified in the check.

b
To the extent system capabilities permit, system mechanisms are not implemented to enforce automatic expiration of passwords and to prevent reuse.
Medium - V-6840 - SV-29393r1_rule
RMF Control
Severity
M
CCI
Version
4.026
Vuln IDs
  • V-6840
Rule IDs
  • SV-29393r1_rule
Passwords that do not expire or are reused increase the exposure of a password with greater probability of being discovered or cracked. The following accounts are exempt from this check. Built-in Administrator Account Application accountstrueEnforcing passwords to be changed at regular intervals may invite users to write down the passwords each time they are required to make a change. Ensure that all users store passwords in a secured location.System AdministratorInformation Assurance OfficerIAIA-1, IAIA-2
Checks: C-3230r1_chk

Using the DUMPSEC utility: Select “Dump Users as Table” from the “Report” menu. Select the available fields in the following sequence, and click on the “Add” button for each entry: UserName SID PswdRequired PswdExpires PswdLastSetTime LastLogonTime AcctDisabled Groups If any accounts listed in the user report have a “No” in the “PswdExpires” column, then this is a finding. Note: The following command can be used on Windows 2003/2008 Active Directory if DumpSec cannot be run: Open a Command Prompt. Enter “Dsquery user -limit 0 | Dsget user -dn -pwdneverexpires”. This will return a list of User Accounts with Yes/No for Pwdneverexpires. If any accounts have "Yes", then this is a finding. The results can be directed to a text file by adding “> filename.txt” at the end of the command The following are exempt from this requirement: Built-in Administrator Account Application Accounts Documentable Explanation: Accounts that meet the requirements for allowable exceptions should be documented with the IAO.

Fix: F-6527r1_fix

Configure all information systems to expire passwords.

b
Auditing records are configured as required.
Medium - V-6850 - SV-29741r1_rule
RMF Control
Severity
M
CCI
Version
4.008
Vuln IDs
  • V-6850
Rule IDs
  • SV-29741r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, analyze compromises that have occurred as well as detect an attack that has begun or is about to begin. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Without an audit trail that provides information as to event that occurred and if it was successful or unsuccessful, it is difficult to analyze a series of events to determine the steps used by an attacker to compromise a system or network, or what exactly happened that led to a denial of service. Collecting data such as the successful and unsuccessful events is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior.noneHKHKSystem AdministratorInformation Assurance OfficerECAR-2, ECAR-3
Checks: C-3207r1_chk

Windows 2000/2003/XP - Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Expand the “Local Policies” object and select “Audit Policy”. Compare the settings in the Policy window with the following: Audit account logon events Success,Failure Audit account management Success,Failure Audit directory service access* Failure Audit logon events Success,Failure Audit object access Failure Audit policy change Success Audit privilege use Failure Audit process tracking No auditing Audit system events Success If system does not audit the events listed above, then this is a finding. Events with a value of “No Auditing” indicate those that are not required by DISA to be audited. *“Audit directory services access” can be set to “No Auditing” for member servers and workstations. If auditing is disabled, then mark this check as a “FINDING.”

Fix: F-6539r1_fix

Configure the system to audit categories as outlined in check procedure.

c
DOD information system access does not require the use of a password.
High - V-7002 - SV-29546r1_rule
RMF Control
Severity
H
CCI
Version
4.017
Vuln IDs
  • V-7002
Rule IDs
  • SV-29546r1_rule
The lack of password protection enables anyone to gain access to the information system, which opens a backdoor opportunity for intruders to compromise the system as well as other resources within the same administrative domain.For a DISABLED account(s) with a blank or null password, classify/downgrade this finding to a Severity Code 2 finding.System AdministratorIAIA-1, IAIA-2
Checks: C-4481r1_chk

Using the DUMPSEC utility: Select “Dump Users as Table” from the “Report” menu. Select the available fields in the following sequence, and click on the “Add” button for each entry: UserName SID PswdRequired PswdExpires LastLogonTime AcctDisabled Groups If any accounts listed in the user report have a “No” in the “PswdRequired” column, then this is a finding. Note: Some built-in or application-generated accounts (e.g., Guest, IWAM_, IUSR, etc.) will not have this flag set, even though there are passwords present. It can be set by entering the following on a command line: “Net user <account_name> /passwordreq:yes”. Severity Override: For a DISABLED account(s) with a blank or null password, classify/downgrade this finding to a Category 2 finding.

Fix: F-6581r1_fix

Configure all DoD information systems to require passwords to gain access. The password required flag can be set by entering the following on a command line: “Net user <account_name> /passwordreq:yes”.

a
The system is configured to allow the display of the last user name on the logon screen.
Low - V-11806 - SV-12304r1_rule
RMF Control
Severity
L
CCI
Version
3.119
Vuln IDs
  • V-11806
Rule IDs
  • SV-12304r1_rule
The user name of the last user to log onto a system will not be displayed. This eliminates half of the Userid/Password equation that an unauthorized person would need to log on.HKSystem AdministratorECSC-1
Checks: C-7791r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Interactive logon: Do not display last user name” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: DontDisplayLastUserName Value Type: REG_DWORD Value: 1

Fix: F-11088r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Interactive logon: Do not display last user name” to “Enabled”.

b
The system does not have a backup administrator account
Medium - V-14224 - SV-29743r2_rule
RMF Control
Severity
M
CCI
Version
3.121
Vuln IDs
  • V-14224
Rule IDs
  • SV-29743r2_rule
This check verifies that a backup administrator account has been created to ensure system availability in the event that no administrators are able or available to access the system. The built-in administrator account may be used for this purpose. The IAO will ensure the backup administrator account is stored in a secure location. System AdministratorInformation Assurance OfficerECPA-1
Checks: C-11570r1_chk

Interview the SA to determine if a backup administrator account exists and is stored with its password in a secure location.

Fix: F-13548r2_fix

Create and maintain a backup administrator account for emergency situations.

b
Administrator Passwords are changed when necessary.
Medium - V-14225 - SV-29747r1_rule
RMF Control
Severity
M
CCI
Version
3.122
Vuln IDs
  • V-14225
Rule IDs
  • SV-29747r1_rule
This check verifies that the passwords for the default and backup administrator accounts are changed at least annually or when any member of the administrative team leaves the organization. System AdministratorInformation Assurance OfficerECPA-1
Checks: C-11571r1_chk

Interview the SA or IAM to determine if the site has a policy that requires the default and backup admin passwords to be changed at least annually or when any member of the administrative team leaves the organization.

Fix: F-13549r1_fix

Define a policy for required password changes for the default and backup admin account.

b
Auditing Access of Global System Objects must be turned off.
Medium - V-14228 - SV-14839r2_rule
RMF Control
Severity
M
CCI
Version
3.123
Vuln IDs
  • V-14228
Rule IDs
  • SV-14839r2_rule
This setting prevents the system from setting up a default system access control list for certain system objects, which could create a very large number of security events, filling the security log in Windows and making it difficult to identify actual issues.HKSystem AdministratorECSC-1
Checks: C-46896r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for "Audit: Audit the access of global system objects" is not set to "Disabled", this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa Value Name: AuditBaseObjects Value Type: REG_DWORD Value: 0

Fix: F-45017r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> "Audit: Audit the access of global system objects" to "Disabled".

b
Audit of Backup and Restore Privileges is not turned off.
Medium - V-14229 - SV-14840r1_rule
RMF Control
Severity
M
CCI
Version
3.124
Vuln IDs
  • V-14229
Rule IDs
  • SV-14840r1_rule
This policy setting stops the system from generating audit events for every file backed up or restored which could fill the Security log in Windows. HKSystem AdministratorECSC-1
Checks: C-11574r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Audit: Audit the use of Backup and Restore privilege” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa Value Name: FullPrivilegeAuditing Value Type: REG_Binary Value: 0

Fix: F-13553r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Audit: Audit the use of Backup and Restore privilege” to “Disabled”.

b
Terminal Services - Prevent password saving in the Remote Desktop Client
Medium - V-14247 - SV-16571r1_rule
RMF Control
Severity
M
CCI
Version
5.116
Vuln IDs
  • V-14247
Rule IDs
  • SV-16571r1_rule
This check verifies that the system is configured to prevent Users from saving passwords in the Remote Desktop Client.HKSystem AdministratorECSC-1
Checks: C-11593r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: DisablePasswordSaving Type: REG_DWORD Value: 1

Fix: F-15528r1_fix

XP - Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Terminal Services-> Client “Do not allow passwords to be saved” to “Enabled”.

b
Restrict unauthenticated RPC clients.
Medium - V-14253 - SV-14864r1_rule
RMF Control
Severity
M
CCI
Version
5.123
Vuln IDs
  • V-14253
Rule IDs
  • SV-14864r1_rule
This check verifies that the system is configured to restrict unauthenticated RPC clients from connecting to the RPC server.HKSystem AdministratorECSC-1
Checks: C-11599r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Rpc\ Value Name: RestrictRemoteClients Type: REG_DWORD Value: 1

Fix: F-13578r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Remote Procedure Call “Restrictions for Unauthenticated RPC clients” to “Enabled” and “Authenticated”.

b
Client computers required to authenticate for RPC communication.
Medium - V-14254 - SV-14865r1_rule
RMF Control
Severity
M
CCI
Version
5.124
Vuln IDs
  • V-14254
Rule IDs
  • SV-14865r1_rule
This check verifies that the system is configured to force client computers to provide authentication before an RPC communication is established.HKSystem AdministratorECSC-1
Checks: C-11600r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Rpc\ Value Name: EnableAuthEpResolution Type: REG_DWORD Value: 1

Fix: F-13579r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Remote Procedure Call “RPC Endpoint Mapper Client Authentication” to “Enabled.

b
File and Folder Publish to Web option unavailable.
Medium - V-14255 - SV-14866r1_rule
RMF Control
Severity
M
CCI
Version
5.125
Vuln IDs
  • V-14255
Rule IDs
  • SV-14866r1_rule
This check verifies that the system is configured to make the options to publish to the web unavailable from File and Folder Tasks in Windows folders.HKSystem AdministratorECSC-1
Checks: C-11601r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Microsoft\Windows\CurrentVersion\Policies\Explorer Value Name: NoPublishingWizard Type: REG_DWORD Value: 1

Fix: F-13580r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication setting ‘Turn off the "Publish to Web" task for files and folders’ to “Enabled”.

b
Web Publishing and online ordering wizards prevented from downloading list of providers.
Medium - V-14256 - SV-14867r1_rule
RMF Control
Severity
M
CCI
Version
5.126
Vuln IDs
  • V-14256
Rule IDs
  • SV-14867r1_rule
This check verifies that the system is configured to prevent Windows from downloading a list of providers for the Web publishing and online ordering wizards.HKSystem AdministratorECSC-1
Checks: C-11602r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Microsoft\Windows\CurrentVersion\Policies\Explorer Value Name: NoWebServices Type: REG_DWORD Value: 1

Fix: F-13581r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication setting ‘Turn off Internet download for Web publishing and online ordering wizards’ to “Enabled”.

b
Windows Messenger prevented from collecting anonymous information.
Medium - V-14257 - SV-14868r1_rule
RMF Control
Severity
M
CCI
Version
5.127
Vuln IDs
  • V-14257
Rule IDs
  • SV-14868r1_rule
This check verifies that the system is configured to prevent Windows Messenger from collecting anonymous information about how the Windows Messenger software and service is used.HKSystem AdministratorECSC-1
Checks: C-11604r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Messenger\Client Value Name: CEIP Type: REG_DWORD Value: 2

Fix: F-13582r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication setting ‘Turn off the Windows Messenger Customer Experience Improvement Program’ to “Enabled”.

b
Search Companion will be prevented from automatically downloading content updates.
Medium - V-14258 - SV-14869r1_rule
RMF Control
Severity
M
CCI
Version
5.128
Vuln IDs
  • V-14258
Rule IDs
  • SV-14869r1_rule
This check verifies that the system is configured to prevent Search Companion from automatically downloading content updates during local and Internet searches.HKSystem AdministratorECSC-1
Checks: C-32852r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\SearchCompanion Value Name: DisableContentFileUpdates Type: REG_DWORD Value: 1

Fix: F-13583r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication setting ‘Turn off Search Companion content file updates’ to “Enabled”.

b
Prevent printing over HTTP.
Medium - V-14259 - SV-14870r1_rule
RMF Control
Severity
M
CCI
Version
5.129
Vuln IDs
  • V-14259
Rule IDs
  • SV-14870r1_rule
This check verifies that the system is configured to prevent the client computer’s ability to print over HTTP, which allows the computer to print to printers on the intranet as well as the Internet.HKSystem AdministratorECSC-1
Checks: C-11606r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Printers Value Name: DisableHTTPPrinting Type: REG_DWORD Value: 1

Fix: F-13584r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication setting ‘Turn off printing over HTTP’ to “Enabled”.

b
Computer prevented from downloading print driver packages over HTTP.
Medium - V-14260 - SV-14871r1_rule
RMF Control
Severity
M
CCI
Version
5.130
Vuln IDs
  • V-14260
Rule IDs
  • SV-14871r1_rule
This check verifies that the system is configured to prevent the computer from downloading print driver packages over HTTP.HKSystem AdministratorECSC-1
Checks: C-11607r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Printers Value Name: DisableWebPnPDownload Type: REG_DWORD Value: 1

Fix: F-13585r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication setting ‘Turn off downloading of print drivers over HTTP’ to “Enabled”.

b
Windows is prevented from using Windows Update to search for drivers.
Medium - V-14261 - SV-14872r1_rule
RMF Control
Severity
M
CCI
Version
5.131
Vuln IDs
  • V-14261
Rule IDs
  • SV-14872r1_rule
This check verifies that the system is configured to prevent Windows from searching Windows Update for device drivers when no local drivers for a device are present.HKSystem AdministratorDCSL-1
Checks: C-11608r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\DriverSearching Value Name: DontSearchWindowsUpdate Type: REG_DWORD Value: 1

Fix: F-13586r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication setting ‘Turn off Windows Update device driver searching’ to “Enabled”.

b
IPv6 will be disabled until a deliberate transition strategy has been implemented.
Medium - V-14262 - SV-30296r1_rule
RMF Control
Severity
M
CCI
Version
5.050
Vuln IDs
  • V-14262
Rule IDs
  • SV-30296r1_rule
Any nodes’ interface with IPv6 enabled by default presents a potential risk of traffic being transmitted or received without proper risk mitigation strategy and therefore a serious security concern.System AdministratorECSC-1
Checks: C-30789r1_chk

Prior to transition, IPv6 will not be installed. The following registry key indicates the IPv6 protocol has been installed. If it exists, then this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Subkey: \System\CurrentControlSet\Services\Tcpip6 Note: The Gold Disk can only check for the existence of the key. If IPv6 has been implemented in your environment, manually close the finding. See S0-C1-imp-1 of the The Department of National Intelligence/Department of Defense (DoD) Internet Protocol version 6 (IPv6) Information Assurance Guidance for Milestone Objective 3 for additional information.

Fix: F-27324r1_fix

Uninstall the IPv6 protocol until a deliberate transition strategy has been implemented.

b
A password will be required on resume from hibernate/suspend.
Medium - V-14267 - SV-14878r1_rule
RMF Control
Severity
M
CCI
Version
5.133
Vuln IDs
  • V-14267
Rule IDs
  • SV-14878r1_rule
This check verifies that the user is prompted for a password on resume from hibernate/suspend.HKSystem AdministratorECSC-1
Checks: C-11757r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_Current_User Subkey: \Software\Policies\Microsoft\Windows\System\Power\ Value Name: PromptPasswordOnResume Type: REG_DWORD Value: 1

Fix: F-13605r1_fix

Configure the policy value for User Configuration -> Administrative Templates -> System ->Power Management -> “Prompt for password on resume from hibernate/suspend” to “Enabled”.

b
Preserve Zone information when saving attachments.
Medium - V-14268 - SV-14879r1_rule
RMF Control
Severity
M
CCI
Version
5.134
Vuln IDs
  • V-14268
Rule IDs
  • SV-14879r1_rule
This check verifies that file attachments are marked with their zone of origin allowing Windows to determine risk.System AdministratorECSC-1
Checks: C-11758r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_Current_User Subkey: \Software\Microsoft\Windows\CurrentVersion\Policies\Attachments\ Value Name: SaveZoneInformation Type: REG_DWORD Value: 2

Fix: F-13606r1_fix

Configure the policy value for User Configuration -> Administrative Templates -> Windows Components -> Attachment Manager -> “Do not preserve zone information in file attachments” to “Disabled”.

b
Hide mechanism for removing Zone information from file attachments.
Medium - V-14269 - SV-14880r1_rule
RMF Control
Severity
M
CCI
Version
5.135
Vuln IDs
  • V-14269
Rule IDs
  • SV-14880r1_rule
This check verifies that users cannot manually remove zone information from saved file attachments.System AdministratorECSC-1
Checks: C-11759r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_Current_User Subkey: \Software\Microsoft\Windows\CurrentVersion\Policies\Attachments\ Value Name: HideZoneInfoOnProperties Type: REG_DWORD Value: 1

Fix: F-13607r1_fix

Configure the policy value for User Configuration -> Administrative Templates -> Windows Components -> Attachment Manager -> “Hide mechanisms to remove zone information” to “Enabled”.

b
Notify antivirus when file attachments are opened.
Medium - V-14270 - SV-14881r1_rule
RMF Control
Severity
M
CCI
Version
5.136
Vuln IDs
  • V-14270
Rule IDs
  • SV-14881r1_rule
This check verifies that antivirus programs are notified when a user opens a file attachment.HKSystem AdministratorECVP-1
Checks: C-11760r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_Current_User Subkey: \Software\Microsoft\Windows\CurrentVersion\Policies\Attachments\ Value Name: ScanWithAntiVirus Type: REG_DWORD Value: 3

Fix: F-13608r1_fix

Configure policy value for User Configuration -> Administrative Templates -> Windows Components -> Attachment Manager -> “Notify antivirus programs when opening attachments” to “Enabled”.

b
Application account passwords length and change requirement
Medium - V-14271 - SV-29334r1_rule
RMF Control
Severity
M
CCI
Version
4.018
Vuln IDs
  • V-14271
Rule IDs
  • SV-29334r1_rule
Setting application accounts to expire may cause applications to stop functioning. The site will have a policy that application account passwords manually generated and entered by a system administrator are changed at least annually or when a system administrator with knowledge of the password leaves the organization. Application/service account passwords will be at least 15 characters and follow complexity requirements for all passwords.System AdministratorInformation Assurance OfficerIAIA-1
Checks: C-11762r1_chk

The site should have a local policy to ensure that passwords for application/service accounts are at least 15 characters in length and meet complexity requirements for all passwords. Application/service account passwords manually generated and entered by a system administrator must be changed at least annually or whenever a system administrator that has knowledge of the password leaves the organization. Interview the system administrators on their policy for application/service accounts. If it does not meet the above requirements, this is a finding. Using the DUMPSEC utility: Select “Dump Users as Table” from the “Report” menu. Select the available fields in the following sequence, and click on the “Add” button for each entry: UserName SID PswdRequired PswdExpires PswdLastSetTime LastLogonTime AcctDisabled Groups If any application accounts listed in the Dumpsec user report have a date older than one year in the “PwsdLastSetTime” column, then this is a finding. Note: The following command can be used on Windows 2003/2008 Active Directory if DumpSec cannot be run: Open a Command Prompt. Enter “Dsquery user -limit 0 -o rdn -stalepwd 365”. This will return a list of User Accounts with passwords older the one year.

Fix: F-13613r1_fix

Create application/service account passwords that are at least 15 characters in length and meet complexity requirements. Change application/service account passwords that are manually generated and entered by a system administrator at least annually or whenever an administrator with knowledge of the password leaves the organization.

b
The HBSS McAfee Agent is not installed.
Medium - V-15505 - SV-29557r1_rule
RMF Control
Severity
M
CCI
Version
5.140
Vuln IDs
  • V-15505
Rule IDs
  • SV-29557r1_rule
System AdministratorECSC-1
Checks: C-34533r1_chk

Search for the file FrameworkService.exe (by default in the \Program Files\McAfee\Common Framework\ directory) and check that the version is 4 or above. AND verify that the Service "McAfee Framework Service" is running. If either of these conditions does not exist, then this is a finding.

Fix: F-30040r1_fix

Deploy the McAfee Agent as detailed in the CTO and in accordance with the DoD HBSS STIG.

b
Windows Peer to Peer Networking
Medium - V-15666 - SV-16583r1_rule
RMF Control
Severity
M
CCI
Version
5.202
Vuln IDs
  • V-15666
Rule IDs
  • SV-16583r1_rule
This check verifies Microsoft Peer-to-Peer Networking Service is turned off.HKSystem AdministratorECSC-1
Checks: C-15310r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Peernet\ Value Name: Disabled Type: REG_DWORD Value: 1

Fix: F-15530r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Network -> Microsoft Peer-to-Peer Networking Services “Turn Off Microsoft Peer-to-Peer Networking Services” to “Enabled”.

b
Prohibit Network Bridge in Windows
Medium - V-15667 - SV-16584r1_rule
RMF Control
Severity
M
CCI
Version
5.203
Vuln IDs
  • V-15667
Rule IDs
  • SV-16584r1_rule
This check verifies the Network Bridge can not be installed and configured. System AdministratorECSC-1
Checks: C-15311r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\Network Connections\ Value Name: NC_AllowNetBridge_NLA Type: REG_DWORD Value: 0

Fix: F-15533r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Network -> Network Connections “Prohibit installation and configuration of Network Bridge on your DNS domain network” to “Enabled”.

b
Prohibit Internet Connection Sharing
Medium - V-15669 - SV-16586r1_rule
RMF Control
Severity
M
CCI
Version
5.205
Vuln IDs
  • V-15669
Rule IDs
  • SV-16586r1_rule
This check verifies Internet Connection Sharing can not be installed and configured.System AdministratorECSC-1
Checks: C-15313r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\Network Connections\ Value Name: NC_ShowSharedAccessUI Type: REG_DWORD Value: 0

Fix: F-15536r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Network -> Network Connections “Prohibit use of Internet Connection Sharing on your DNS domain network” to “Enabled”.

a
Error Reporting - Display Error Notification
Low - V-15670 - SV-16587r1_rule
RMF Control
Severity
L
CCI
Version
5.212
Vuln IDs
  • V-15670
Rule IDs
  • SV-16587r1_rule
This check verifies that users will not be given a choice to report errors. System AdministratorECSC-1
Checks: C-15314r1_chk

If the following registry value doesn’t exist or its value is not set to 0, then this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\PCHealth\ErrorReporting\ Value Name: ShowUI Type: REG_DWORD Value: 0

Fix: F-15537r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Error Reporting “Display Error Notification” to “Disabled”.

a
Root Certificates Update
Low - V-15671 - SV-16588r1_rule
RMF Control
Severity
L
CCI
Version
5.213
Vuln IDs
  • V-15671
Rule IDs
  • SV-16588r1_rule
This check verifies that Root Certificates will not be updated automatically from the Microsoft site.HKSystem AdministratorECSC-1
Checks: C-15315r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\SystemCertificates\AuthRoot\ Value Name: DisableRootAutoUpdate Type: REG_DWORD Value: 1

Fix: F-15538r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication settings “Turn off Automatic Root Certificates Update” to “Enabled”.

a
Event Viewer Events.asp Links
Low - V-15672 - SV-16589r1_rule
RMF Control
Severity
L
CCI
Version
5.214
Vuln IDs
  • V-15672
Rule IDs
  • SV-16589r1_rule
This check verifies that Events.asp hyperlinks in Event Viewer are available.System AdministratorECSC-1
Checks: C-15316r1_chk

If the following registry value doesn’t exist or is not configured as specified, then this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\EventViewer\ Value Name: MicrosoftEventVwrDisableLinks Type: REG_DWORD Value: 0

Fix: F-15539r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication settings “Turn off Event Viewer “Events.asp” links” to “Disabled”.

a
Internet Connection Wizard ISP Downloads
Low - V-15673 - SV-16590r1_rule
RMF Control
Severity
L
CCI
Version
5.216
Vuln IDs
  • V-15673
Rule IDs
  • SV-16590r1_rule
This check verifies that the Internet Connection Wizard cannot download a list of Internet Service Providers (ISPs) from Microsoft.HKSystem AdministratorECSC-1
Checks: C-15317r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\Internet Connection Wizard\ Value Name: ExitOnMSICW Type: REG_DWORD Value: 1

Fix: F-15540r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication settings “Turn off Internet Connection Wizard if URL connection is referring to Microsoft.com” to “Enabled”.

b
Disable Internet File Association Service
Medium - V-15674 - SV-16591r1_rule
RMF Control
Severity
M
CCI
Version
5.217
Vuln IDs
  • V-15674
Rule IDs
  • SV-16591r1_rule
This check verifies that unhandled file associations will not use the Microsoft Web service to find an application.HKSystem AdministratorECSC-1
Checks: C-15318r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Microsoft\Windows\CurrentVersion\Policies\Explorer\ Value Name: NoInternetOpenWith Type: REG_DWORD Value: 1

Fix: F-15541r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication settings “Turn off Internet File Association service” to “Enabled”.

a
Windows Registration Wizard
Low - V-15675 - SV-16592r1_rule
RMF Control
Severity
L
CCI
Version
5.218
Vuln IDs
  • V-15675
Rule IDs
  • SV-16592r1_rule
This check verifies that the Windows Registration Wizard is blocked from online registration.HKSystem AdministratorECSC-1
Checks: C-15319r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\Registration Wizard Control\ Value Name: NoRegistration Type: REG_DWORD Value: 1

Fix: F-15542r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication settings “Turn off Registration if URL connection is referring to Microsoft.com” to “Enabled”.

a
Order Prints Online
Low - V-15676 - SV-16593r1_rule
RMF Control
Severity
L
CCI
Version
5.219
Vuln IDs
  • V-15676
Rule IDs
  • SV-16593r1_rule
This check verifies that the “Order Prints Online” task is not available in Windows Explorer.System AdministratorECSC-1
Checks: C-15320r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Microsoft\Windows\CurrentVersion\Policies\Explorer\ Value Name: NoOnlinePrintsWizard Type: REG_DWORD Value: 1

Fix: F-15543r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication settings “Turn off the “Order Prints” picture task” to “Enabled”.

b
Windows Movie Maker Codec Downloads
Medium - V-15677 - SV-16594r1_rule
RMF Control
Severity
M
CCI
Version
5.220
Vuln IDs
  • V-15677
Rule IDs
  • SV-16594r1_rule
This check verifies that the codecs will not be automatically downloaded for Windows Movie Maker.HKSystem AdministratorECSC-1
Checks: C-15321r1_chk

If the following registry value doesn’t exist or is not configured as specified this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\WindowsMovieMaker\ Value Name: CodecDownload Type: REG_DWORD Value: 1

Fix: F-15544r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication settings “Turn off Windows Movie Maker automatic codec downloads” to “Enabled”.

b
Windows Movie Maker Web Links
Medium - V-15678 - SV-16595r1_rule
RMF Control
Severity
M
CCI
Version
5.221
Vuln IDs
  • V-15678
Rule IDs
  • SV-16595r1_rule
This check verifies that the links to web sites in Windows Movie Maker will not be available.HKSystem AdministratorECSC-1
Checks: C-15322r1_chk

If the following registry value doesn’t exist or is not configured as specified this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\WindowsMovieMaker\ Value Name: Webhelp Type: REG_DWORD Value: 1

Fix: F-15545r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication settings “Turn off Windows Movie Maker online Web links” to “Enabled”.

b
Windows Movie Maker Online Hosting
Medium - V-15679 - SV-16596r1_rule
RMF Control
Severity
M
CCI
Version
5.222
Vuln IDs
  • V-15679
Rule IDs
  • SV-16596r1_rule
This check verifies that movies can not be sent to a video hosting provider on the web.HKSystem AdministratorECSC-1
Checks: C-15323r1_chk

If the following registry value doesn’t exist or is not configured as specified this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\WindowsMovieMaker\ Value Name: WebPublish Type: REG_DWORD Value: 1

Fix: F-15546r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication settings “Turn off Windows Movie Maker saving to online video hosting provider” to “Enabled”.

a
Classic Logon
Low - V-15680 - SV-16597r1_rule
RMF Control
Severity
L
CCI
Version
5.223
Vuln IDs
  • V-15680
Rule IDs
  • SV-16597r1_rule
This check verifies that users will always use the classic logon screen. System AdministratorECSC-1
Checks: C-15324r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Microsoft\Windows\CurrentVersion\Policies\system\ Value Name: LogonType Type: REG_DWORD Value: 0

Fix: F-15547r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Logon “Always use classic logon” to “Enabled”.

b
RSS Attachment Downloads
Medium - V-15682 - SV-16599r1_rule
RMF Control
Severity
M
CCI
Version
5.231
Vuln IDs
  • V-15682
Rule IDs
  • SV-16599r1_rule
This check verifies that attachments are prevented from being downloaded from RSS feeds.HKSystem AdministratorECSC-1
Checks: C-15326r1_chk

Note: For Windows XP, this check only applies if Internet Explorer 7 or later is installed. If the following registry value doesn’t exist or is not configured as specified this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Internet Explorer\Feeds\ Value Name: DisableEnclosureDownload Type: REG_DWORD Value: 1

Fix: F-15549r1_fix

Note: For Windows XP, this only applies if Internet Explorer 7 or later is installed. Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> RSS Feeds “Turn off downloading of enclosures” to “Enabled”.

b
Windows Explorer – Shell Protocol Protected Mode
Medium - V-15683 - SV-16600r1_rule
RMF Control
Severity
M
CCI
Version
5.240
Vuln IDs
  • V-15683
Rule IDs
  • SV-16600r1_rule
This check verifies that the shell protocol is run in protected mode. (This allows applications to only open limited folders.)HKSystem AdministratorECSC-1
Checks: C-15327r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Microsoft\Windows\CurrentVersion\Policies\Explorer\ Value Name: PreXPSP2ShellProtocolBehavior Type: REG_DWORD Value: 0

Fix: F-15550r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Windows Explorer “Turn off shell protocol protected mode” to “Disabled”.

b
Windows Installer – IE Security Prompt
Medium - V-15684 - SV-16601r1_rule
RMF Control
Severity
M
CCI
Version
5.241
Vuln IDs
  • V-15684
Rule IDs
  • SV-16601r1_rule
This check verifies that users are notified if a web-based program attempts to install software. HKSystem AdministratorECSC-1
Checks: C-15328r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\Installer\ Value Name: SafeForScripting Type: REG_DWORD Value: 0

Fix: F-15551r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Windows Installer “Disable IE security prompt for Windows Installer scripts” to “Disabled”.

b
Windows Installer – User Control
Medium - V-15685 - SV-16602r1_rule
RMF Control
Severity
M
CCI
Version
5.242
Vuln IDs
  • V-15685
Rule IDs
  • SV-16602r1_rule
This check verifies that users are prevented from changing installation options.HKSystem AdministratorECSC-1
Checks: C-15329r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\Installer\ Value Name: EnableUserControl Type: REG_DWORD Value: 0

Fix: F-15552r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Windows Installer “Enable user control over installs” to “Disabled”.

a
Windows Installer – Vendor Signed Updates
Low - V-15686 - SV-16603r1_rule
RMF Control
Severity
L
CCI
Version
5.243
Vuln IDs
  • V-15686
Rule IDs
  • SV-16603r1_rule
This check verifies that users are prevented applying vendor signed updates.HKSystem AdministratorECSC-1
Checks: C-15330r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\Installer\ Value Name: DisableLUAPatching Type: REG_DWORD Value: 1

Fix: F-15553r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Windows Installer “Prohibit non-administrators from applying vendor signed updates” to “Enabled”.

a
Media Player – First Use Dialog Boxes
Low - V-15687 - SV-16604r1_rule
RMF Control
Severity
L
CCI
Version
5.248
Vuln IDs
  • V-15687
Rule IDs
  • SV-16604r1_rule
This check verifies that users are not presented with Privacy and Installation options on first use of Windows Media Player.System AdministratorECSC-1
Checks: C-15331r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\WindowsMediaPlayer\ Value Name: GroupPrivacyAcceptance Type: REG_DWORD Value: 1

Fix: F-15554r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Windows Media Player “Do Not Show First Use Dialog Boxes” to “Enabled”.

b
Remove Software Certificate Installation Files
Medium - V-15823 - SV-29462r1_rule
RMF Control
Severity
M
CCI
Version
2.021
Vuln IDs
  • V-15823
Rule IDs
  • SV-29462r1_rule
This check verifies that software certificate installation files have been removed from a system.trueHKSystem AdministratorECSC-1
Checks: C-16140r1_chk

Search all drives for *.p12 and *.pfx files. If any files with these extensions exist, then this is a finding. Documentable Explanation: This does not apply to server-based applications that have a requirement for .p12 certificate files (e.g., Oracle Wallet Manager). Some applications create files with extensions of .p12 that are NOT certificate installation files. Removal from systems of non-certificate installation files are not required. These should be documented with the IAO.

Fix: F-15775r1_fix

Remove any certificate installation files found on a system. Note: This does not apply to server-based applications that have a requirement for .p12 certificate files (e.g., Oracle Wallet Manager)

a
Built-in Admin Account Status
Low - V-16047 - SV-18404r1_rule
RMF Control
Severity
L
CCI
Version
4.039
Vuln IDs
  • V-16047
Rule IDs
  • SV-18404r1_rule
This check verifies that Windows XP is configured to ensure the built-in administrator account is enabled.System AdministratorIAAC-1
Checks: C-18059r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Accounts: Administrator account status” is not set to ” Enabled”, then this is a finding.

Fix: F-17257r1_fix

Configure the system to enable the built-in admin account.

a
Secure Removable Media – CD-ROM
Low - V-17373 - SV-18427r1_rule
RMF Control
Severity
L
CCI
Version
3.004
Vuln IDs
  • V-17373
Rule IDs
  • SV-18427r1_rule
This check verifies that Windows is configured to not limit access to CD drives when a user is logged on locally per the FDCC.System AdministratorECSC-1
Checks: C-18082r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Devices: Restrict CD-ROM access to locally logged-on user only” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Microsoft\Windows NT\CurrentVersion\Winlogon\ Value Name: AllocateCDRoms Value Type: REG_SZ Value: 0

Fix: F-27980r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Devices: Restrict CD-ROM access to locally logged-on user only” to “Disabled”.

c
Disallow AutoPlay/Autorun from Autorun.inf
High - V-17900 - SV-29582r1_rule
RMF Control
Severity
H
CCI
Version
2.022
Vuln IDs
  • V-17900
Rule IDs
  • SV-29582r1_rule
This registry key will prevent the autorun.inf from executing commands.System AdministratorECSC-1
Checks: C-20130r2_chk

In the Registry Editor, navigate to the following registry key: Registry Hive: HKEY_LOCAL_MACHINE Subkey: SOFTWARE\Microsoft\Windows NT\CurrentVersion\IniFileMapping\Autorun.inf Value Name: (Default) Type: REG_Sz Value: @SYS:DoesNotExist If the above listed registry value does not exist, then this is a finding.

Fix: F-18240r1_fix

Add the registry value as specified in the manual check.

c
Unapproved Users have access to Debug programs.
High - V-18010 - SV-29586r1_rule
RMF Control
Severity
H
CCI
Version
4.005
Vuln IDs
  • V-18010
Rule IDs
  • SV-29586r1_rule
This is a Category 1 finding as it provides access to the kernel with complete access to sensitive and critical operating system components.trueSystem AdministratorInformation Assurance OfficerECLP-1
Checks: C-20665r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; User Rights Assignment. If any user accounts, or groups, (to include administrators) are granted the “Debug programs” right, then this is a finding. If Administrators require this right for troubleshooting or application issues, it should be assigned on a temporary basis as needed. Documentable Explanation: Some applications may require this right to function such as the Windows 2003 Cluster service account. Any exception needs to be documented with the IAO. Acceptable forms of documentation include vendor published documents and application owner confirmation.

Fix: F-18585r1_fix

Configure the system to remove any accounts from the "Debug programs" user right.

c
Standard user accounts will only have Read permissions to the Winlogon registry key.
High - V-26070 - SV-32726r1_rule
RMF Control
Severity
H
CCI
Version
2.023
Vuln IDs
  • V-26070
Rule IDs
  • SV-32726r1_rule
Permissions on the Winlogon registry key should only allow privileged accounts to change registry values. If standard users have this capability there is a potential for programs to run with elevated privileges when a privileged user logs on to the system. System AdministratorECCD-1, ECCD-2
Checks: C-32949r1_chk

Navigate to the following registry key: HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows NT\CurrentVersion\Winlogon. Verify the permissions assigned. Standard user accounts and groups will only have Read permissions to this registry key. If any standard user accounts or groups have greater permissions, this is a finding. The default permissions satisfy this requirement.

Fix: F-29102r1_fix

Assign only Read permissions for standard user accounts and groups to the HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows NT\CurrentVersion\Winlogon registry key. This is the default configuration.

a
The Windows dialog box title for the legal banner must be configured.
Low - V-26359 - SV-34585r2_rule
RMF Control
Severity
L
CCI
Version
3.014
Vuln IDs
  • V-26359
Rule IDs
  • SV-34585r2_rule
Failure to display the logon banner prior to a logon attempt will negate legal proceedings resulting from unauthorized access to system resources.System AdministratorECWM-1
Checks: C-40786r3_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Interactive Logon: Message title for users attempting to log on” is not set to “DoD Notice and Consent Banner”, “US Department of Defense Warning Statement”, or a site defined equivalent, this is a finding. If a site defined title is used, it can in no case contravene or modify the language of the banner text required in V-1089. Automated tools may only search for the titles defined above. If a site defined title is used, a manual review will be required. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: LegalNoticeCaption Value Type: REG_SZ Value: See message title above

Fix: F-36225r2_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options “Interactive Logon: Message title for users attempting to log on” to “DoD Notice and Consent Banner”, “US Department of Defense Warning Statement”, or a site defined equivalent. If a site defined title is used, it can in no case contravene or modify the language of the banner text required in V-1089.

b
The Deny logon as a batch job user right on workstations must be configured to prevent access from highly privileged domain accounts on domain systems and unauthenticated access on all systems.
Medium - V-26483 - SV-47109r1_rule
RMF Control
Severity
M
CCI
Version
WINUR-000018
Vuln IDs
  • V-26483
Rule IDs
  • SV-47109r1_rule
Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. The "Deny logon as a batch job" right defines accounts that are prevented from logging on to the system as a batch job, such as Task Scheduler. In an Active Directory Domain, denying logons to the Enterprise Admins and Domain Admins groups on lower trust systems helps mitigate the risk of privilege escalation from credential theft attacks which could lead to the compromise of an entire domain. The Guests group and Support_388945a0 account must be assigned to prevent unauthenticated access. System AdministratorECLP-1
Checks: C-44703r4_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; User Rights Assignment. If the following accounts or groups are not defined for the "Deny logon as a batch job" right, this is a finding. Domain Systems Only: Enterprise Admins Group Domain Admins Group All Systems: Guests Group Support_388945a0

Fix: F-41003r4_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> User Rights Assignment -> "Deny logon as a batch job" to include the following. Domain Systems Only: Enterprise Admins Group Domain Admins Group All Systems: Guests Group Support_388945a0

b
The Deny logon as a service user right on workstations must be configured to prevent access from highly privileged domain accounts on domain systems. No other groups or accounts must be assigned this right.
Medium - V-26484 - SV-47118r1_rule
RMF Control
Severity
M
CCI
Version
WINUR-000019
Vuln IDs
  • V-26484
Rule IDs
  • SV-47118r1_rule
Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. The "Deny logon as a service" right defines accounts that are denied log on as a service. In an Active Directory Domain, denying logons to the Enterprise Admins and Domain Admins groups on lower trust systems helps mitigate the risk of privilege escalation from credential theft attacks which could lead to the compromise of an entire domain. Incorrect configurations could prevent services from starting and result in a DoS.System AdministratorECLP-1
Checks: C-44706r4_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; User Rights Assignment. If the following accounts or groups are not defined for the "Deny logon as a service" right on domain joined systems, this is a finding: Enterprise Admins Group Domain Admins Group If any accounts or groups are defined for the "Deny log on as a service" right on non-domain joined systems, this is a finding.

Fix: F-41006r5_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> User Rights Assignment -> "Deny log on as a service" to include the following for domain joined systems. Enterprise Admins Group Domain Admins Group Configure the "Deny logon as a service" for non-domain systems to include no entries (blank).

b
The Deny logon locally user right on workstations must be configured to prevent access from highly privileged domain accounts on domain systems and unauthenticated access on all systems.
Medium - V-26485 - SV-47102r3_rule
RMF Control
Severity
M
CCI
Version
WINUR-000020
Vuln IDs
  • V-26485
Rule IDs
  • SV-47102r3_rule
Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. The "Deny logon locally" right defines accounts that are prevented from logging on interactively. In an Active Directory Domain, denying logons to the Enterprise Admins and Domain Admins groups on lower trust systems helps mitigate the risk of privilege escalation from credential theft attacks which could lead to the compromise of an entire domain. The Guests group and Support_388945a0 account must be assigned this right to prevent unauthenticated access.System AdministratorECLP-1
Checks: C-49421r3_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; User Rights Assignment. If the following accounts or groups are not defined for the "Deny log on locally" right, this is a finding. Domain Systems Only: Enterprise Admins group Domain Admins group All Systems: Guests group Support_388945a0

Fix: F-49509r2_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> User Rights Assignment -> "Deny log on locally" to include the following. Domain Systems Only: Enterprise Admins group Domain Admins group All Systems: Guests group Support_388945a0

b
The Deny logon through Terminal Services user right on workstations must prevent all access if TS is not used by the organization. If TS is used, it must be configured to prevent access from highly privileged domain accounts and local administrator accounts on domain systems and unauthenticated access on all systems.
Medium - V-26486 - SV-47135r1_rule
RMF Control
Severity
M
CCI
Version
WINUR-000021
Vuln IDs
  • V-26486
Rule IDs
  • SV-47135r1_rule
Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. The "Deny logon through Terminial Services" right defines the accounts that are prevented from logging on using Terminal Services. If Terminal Services is not used by the organization, the Everyone group must be assigned this right to prevent all access. In an Active Directory Domain, denying logons to the Enterprise Admins and Domain Admins groups on lower trust systems helps mitigate the risk of privilege escalation from credential theft attacks which could lead to the compromise of an entire domain. Local administrator accounts on domain joined systems must also be assigned this right to decrease the risk of lateral movement resulting from credential theft attacks. The Guests group must be assigned this right to prevent unauthenticated access.System AdministratorECLP-1
Checks: C-44712r6_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; User Rights Assignment. If the following accounts or groups are not defined for the "Deny logon through Terminal Services" right, this is a finding. If Terminal Services is not used by the organization, the Everyone group can replace all of the groups listed below. Domain Systems Only: Enterprise Admins Group Domain Admins Group *All Local Administrator Accounts All Systems: Guests Group *Note: Do not include the built-in Administrators group. This group must contain the appropriate accounts/groups responsible for administering the system.

Fix: F-41012r3_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> User Rights Assignment -> "Deny logon through Terminal Services" to include the following. If Terminal Services is not used by the organization, assign the Everyone group this right to prevent all access. If TS is used by the organization, assign the following groups. Domain Systems Only: Enterprise Admins Group Domain Admins Group *All Local Administrator Accounts All Systems: Guests Group *Note: Do not include the built-in Administrators group. This group must contain the appropriate accounts/groups responsible for administering the system.

c
The Task Scheduler service must be disabled.
High - V-30037 - SV-39605r1_rule
RMF Control
Severity
H
CCI
Version
WINSV-000106
Vuln IDs
  • V-30037
Rule IDs
  • SV-39605r1_rule
Unnecessary services increase the attack surface of a system. Some services may be run under the local System account. Compromising a service could allow an intruder to obtain system permissions and open the system to a variety of attacks.trueSystem AdministratorInformation Assurance OfficerECSC-1
Checks: C-38508r1_chk

Select “Start”. Right-click the “My Computer” icon on the Start menu or the desktop. Select “Manage” from the drop-down menu. Expand the “Services and Applications” object in the Tree window. Select the “Services” object. If the Task Scheduler service is not disabled, and the site has not documented required tasks, this is a finding. Documentable Explanation: If the Task Scheduler service is required it will be documented with the IAO to include the required tasks. Scheduled tasks will be regularly reviewed for unapproved tasks.

Fix: F-33770r1_fix

Configure the system to disable Task Scheduler.

b
The DoD Root Certificate must be installed.
Medium - V-32272 - SV-42589r3_rule
RMF Control
Severity
M
CCI
Version
WINPK-000001
Vuln IDs
  • V-32272
Rule IDs
  • SV-42589r3_rule
To ensure secure DoD websites and DoD signed code are properly validated, the system must trust the DoD Root CA 2. The DOD root certificate will ensure that the trust chain is established for server certificates issued from the DOD CA.System AdministratorIATS-1, IATS-2
Checks: C-49222r1_chk

Verify the DoD Root CA 2 certificate is installed as a Trusted Root Certification Authority using the Certificates MMC snap-in. Run “MMC” Select “File”, “Add/Remove Snap-in…” Click “Add…” Select “Certificates”, click “Add” Select “Computer account”, click “Next” Select “Local computer: (the computer this console is running on)”, click “Finish” Click “Close” Click “OK” Expand “Certificates” and navigate to “Trusted Root Certification Authorities\Certificates” Search for “DoD Root CA 2” under “Issued To” in the center pane If there is no entry for “DoD Root CA 2” this is a finding. Select DoD Root CA 2 Right click and select “Open” Select the “Details” Tab Scroll to the bottom and select “Thumbprint Algorithm” Verify the Value is “sha1”, If the value for “Thumbprint Algorithm” is not “sha1” this is a finding. Next select “Thumbprint” If the value for the “Thumbprint” field is not “8C:94:1B:34:EA:1E:A6:ED:9A:E2:BC:54:CF:68:72:52:B4:C9:B5:61” this is a finding. The thumbprint referenced applies to NIPRNet, see PKE documentation for other networks.

Fix: F-48782r1_fix

Install the DoD Root CA 2 certificate. The InstallRoot tool is available on IASE at http://iase.disa.mil/pki-pke/function_pages/tools.html.

b
The External CA Root Certificate must be installed.
Medium - V-32273 - SV-42590r3_rule
RMF Control
Severity
M
CCI
Version
WINPK-000002
Vuln IDs
  • V-32273
Rule IDs
  • SV-42590r3_rule
To ensure secure websites protected with ECA server certificates on NIPRNet are properly validated, the system must trust the ECA Root CA 2. The ECA root certificate will ensure that the trust chain is established for server certificate issued from the External CA. This requirement only applies to NIPRNet systems.System AdministratorIATS-1, IATS-2
Checks: C-49160r1_chk

Verify the ECA Root CA 2 certificate is installed on NIPRNet systems as a Trusted Root Certification Authority using the Certificates MMC snap-in. Run “MMC” Select “File”, “Add/Remove Snap-in…” Click “Add…” Select “Certificates”, click “Add” Select “Computer account”, click “Next” Select “Local computer: (the computer this console is running on)”, click “Finish” Click “Close” Click “OK” Expand “Certificates” and navigate to “Trusted Root Certification Authorities\Certificates” Search for “ECA Root CA 2” under “Issued To” in the center pane If there is no entry for “ECA Root CA 2” this is a finding. Select “ECA Root CA 2” Right click and select “Open” Select the “Details” Tab Scroll to the bottom and select “Thumbprint Algorithm” Verify the Value is “sha1”, If the value for Thumbprint Algorithm is not “sha1” this is a finding. Next select “Thumbprint” If the value for the “Thumbprint” field is not “c3:13:f9:19:a6:ed:4e:0e:84:51:af:a9:30:fb:41:9a:20:f1:81:e4” this is a finding.

Fix: F-48586r1_fix

Install the ECA root CA 2 certificate on NIPRNet systems only. The InstallRoot tool is available on IASE at http://iase.disa.mil/pki-pke/function_pages/tools.html

b
The DoD Interoperability Root CA 1 to DoD Root CA 2 cross certificate must be installed.
Medium - V-32274 - SV-42591r4_rule
RMF Control
Severity
M
CCI
Version
WINPK-000003
Vuln IDs
  • V-32274
Rule IDs
  • SV-42591r4_rule
To ensure that users do not experience denial of service on NIPRNet when performing certificate-based authentication to DoD websites due to the system chaining to a root other than DoD Root CA 2, the DoD Interoperability Root CA 1 to DoD Root CA 2 cross certificate must be installed in the Untrusted Certificate Store. This requirement only applies to NIPRNet systems.System AdministratorIATS-1, IATS-2
Checks: C-49164r1_chk

Verify the DoD Root CA 2 certificate issued by DoD Interoperability Root CA 1 is installed on NIPRNet systems as an Untrusted Certificate using the Certificates MMC snap-in. Run “MMC” Select “File”, “Add/Remove Snap-in…” Click “Add…” Select “Certificates”, click “Add” Select “Computer account”, click “Next” Select “Local computer: (the computer this console is running on)”, click “Finish” Click “Close” Click “OK” Expand “Certificates” and navigate to “Untrusted Certificates\Certificates” Search in the right pane for “DoD Root CA 2” under “Issued To” with “DoD Interoperability Root CA 1” as “Issued By” If there is no entry for “DoD Root CA 2”, this is a finding. Select “DoD Root CA 2” Right click and select “Open” Select the “Details” Tab Scroll to the bottom and select “Thumbprint Algorithm” Verify the Value is “sha1”, If the value for “Thumbprint Algorithm” is not “sha1”, this is a finding. Next select “Thumbprint” If the value for the “Thumbprint” field is not “99:c4:94:ec:e4:fc:09:3e:ee:13:c4:d6:5b:1b:1e:01:b9:b5:d4:34”, this is a finding.

Fix: F-48590r1_fix

Install the DoD Interoperability Root CA 1 to DoD Root CA 2 cross certificate on NIPRNet systems only. The FBCA Cross-Certificate Remover tool is available on IASE at http://iase.disa.mil/pki-pke/function_pages/tools.html

c
Standard user accounts must only have Read permissions to the Active Setup\Installed Components registry key.
High - V-32282 - SV-42614r1_rule
RMF Control
Severity
H
CCI
Version
WINRG-000001
Vuln IDs
  • V-32282
Rule IDs
  • SV-42614r1_rule
Permissions on the Active Setup\Installed Components registry key must only allow privileged accounts to add or change registry values. If standard user accounts have this capability there is a potential for programs to run with elevated privileges when a privileged user logs on to the system. System AdministratorECCD-1, ECCD-2
Checks: C-40783r2_chk

Navigate to the following registry key and review the assigned permissions: HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Active Setup\Installed Components On 64-bit systems also review the permissions assigned to the following registry key: HKEY_LOCAL_MACHINE\SOFTWARE\Wow6432Node\Microsoft\Active Setup\Installed Components Verify that standard user accounts and groups only have Read permissions to this registry key. If any standard user accounts or groups have greater permissions this is a finding. The default permissions satisfy this requirement.

Fix: F-36207r3_fix

Ensure only Read permissions are assigned to standard user accounts and groups for the following registry keys. The default configuration satisfies this requirement. All systems HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Active Setup\Installed Components 64-bit systems HKEY_LOCAL_MACHINE\SOFTWARE\Wow6432Node\Microsoft\Active Setup\Installed Components

c
The Windows Installer Always install with elevated privileges must be disabled.
High - V-34974 - SV-46215r1_rule
RMF Control
Severity
H
CCI
Version
WINCC-000001
Vuln IDs
  • V-34974
Rule IDs
  • SV-46215r1_rule
Standard user accounts must not be granted elevated privileges. Enabling Windows Installer to elevate privileges when installing applications can allow malicious persons and applications to gain full control of a system.ECLP-1
Checks: C-43424r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\Installer\ Value Name: AlwaysInstallElevated Type: REG_DWORD Value: 0

Fix: F-39539r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Windows Installer -> "Always install with elevated privileges" to "Disabled".

c
Policy must require that administrative user accounts not be used with applications that access the internet, such as web browsers, or with potential internet sources, such as email.
High - V-36451 - SV-47861r1_rule
RMF Control
Severity
H
CCI
Version
1.006-01
Vuln IDs
  • V-36451
Rule IDs
  • SV-47861r1_rule
Using applications that access the internet or have potential internet sources using administrative privileges exposes a system to compromise. If a flaw in an application is exploited while running as a privileged user, the entire system could be compromised. Web browsers and email are common attack vectors for introducing malicious code and must not be run with an administrative user account. Since administrative user accounts may generally change or work around technical restrictions for running a web browser or other applications, it is essential that policy requires administrative users not access the internet or use applications, such as email. The policy should define specific exceptions for local service administration. These exceptions may include HTTP(S)-based tools that are used for the administration of the local system, services, or attached devices.ECSC-1
Checks: C-44691r2_chk

Determine if site policy prohibits the use of applications that access the internet, such as web browsers, or with potential internet sources, such as email, by administrative user accounts, except as necessary for local service administration. If it does not, this is a finding.

Fix: F-40988r2_fix

Establish a site policy to prohibit the use applications that access the internet, such as web browsers, or with potential internet sources, such as email, by administrative user accounts. Ensure the policy is enforced.

b
System BIOS or system controllers must have administrator accounts/passwords configured.
Medium - V-36663 - SV-54958r1_rule
RMF Control
Severity
M
CCI
Version
WIN00-000011
Vuln IDs
  • V-36663
Rule IDs
  • SV-54958r1_rule
A system's BIOS or system controller handles the initial startup of a system, and its configuration must be protected from unauthorized modification. When the BIOS or system controller supports the creation of user accounts or passwords, such protections must be used and accounts/passwords only assigned to system administrators. Failure to protect BIOS or system controller settings could result in Denial of Service or compromise of the system resulting from unauthorized configuration changes.ECLP-1
Checks: C-48718r1_chk

Verify a supervisor or administrator password is set in the BIOS or system controller. If a password is not configured, this is a finding.

Fix: F-47839r1_fix

Access the system's BIOS or system controller. Configure a supervisor/administrator password.

c
The system must not use removable media as the boot loader.
High - V-36664 - SV-54982r1_rule
RMF Control
Severity
H
CCI
Version
WIN00-000012
Vuln IDs
  • V-36664
Rule IDs
  • SV-54982r1_rule
Malicious users with removable boot media can gain access to a system configured to use removable media as the boot loader.ECSC-1
Checks: C-48724r2_chk

Verify whether the system BIOS or controller allows removable media for the boot loader. If it does, this is a finding.

Fix: F-47865r2_fix

Configure the system BIOS or controller to use a boot loader installed on fixed media.

a
The Enhanced Mitigation Experience Toolkit (EMET) Protection Profile for All (V3.0) or Popular Software (V4.0) must be implemented.
Unknown - V-36704 - SV-50506r3_rule
RMF Control
Severity
U
CCI
Version
WINEM-000081
Vuln IDs
  • V-36704
Rule IDs
  • SV-50506r3_rule
Attackers are constantly looking for vulnerabilities in systems and applications. The Enhanced Mitigation Experience Toolkit can enable several mechanisms, such as Data Execution Prevention (DEP) on the system and applications adding additional levels of protection.ECVP-1
Checks: C-46267r3_chk

EMET 3.0 Verify the "All" Protection Profile has been implemented. This implements mitigations to protect Internet Explorer, Office programs, and numerous third party applications. If the following registry subkeys do not exist, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Path: \Software\Microsoft\EMET\ The subkeys will include the following: 7z.exe 7zfm.exe 7zg.exe acrobat.exe acrord32.exe chrome.exe communicator.exe excel.exe firefox.exe googletalk.exe iexplorer.exe infopath.exe itunes.exe java.exe javaw.exe javaws.exe mirc.exe moe.exe msaccess.exe msnmsgr.exe mspub.exe msworks.exe opera.exe outlook.exe photoshop.exe pidgin.exe plugin-container.exe powerpnt.exe pptview.exe quicktimeplayer.exe rar.exe realconverter.exe realplay.exe safari.exe skype.exe thunderbird.exe unrar.exe visio.exe vlc.exe vpreview.exe winamp.exe windowslivesync.exe windowslivewriter.exe winrar.exe winword.exe winzip32.exe winzip64.exe wkscal.exe wkscalrem.exe wlsync.exe wmplayer.exe EMET 4.0 Verify the "Popular Software" Protection Profile has been implemented. This implements mitigations to protect Internet Explorer, Office programs, and numerous third party applications. If the following registry subkeys do not exist, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Path: \Software\Microsoft\EMET\ The subkeys will include the following: 7z.exe 7zfm.exe 7zg.exe acrobat.exe acrord32.exe chrome.exe communicator.exe excel.exe firefox.exe foxit reader.exe googletalk.exe iexplore.exe infopath.exe itunes.exe java.exe javaw.exe javaws.exe lync.exe mirc.exe msaccess.exe mspup.exe ois.exe opera.exe outlook.exe photoshop.exe pidgen.exe plugin-container.exe powerpnt.exe pptview.exe quicktimeplayer.exe rar.exe realconverter.exe realplay.exe safari.exe skydrive.exe skype.exe thunderbird.exe unrar.exe visio.exe vlc.exe vpreview.exe winamp.exe windowslivewriter.exe winrar.exe winword.exe winzip32.exe winzip64.exe wlmail.exe wlxphotogallery.exe wmplayer.exe wordpad.exe Additional details of the implementation can be viewed with the following. Open a command prompt. Navigate to the EMET installation directory, typically \Program Files\EMET. Execute the following command - "EMET_Conf --list".

Fix: F-43654r2_fix

EMET 3.0 Open a command prompt. Navigate to the EMET installation directory, typically \Program Files\EMET. Execute the following command -'EMET_Conf --import "deployment\protection profiles\all.xml"' EMET 4.0 Open a command prompt. Navigate to the EMET installation directory, typically \Program Files\EMET. Execute the following command -'EMET_Conf --import "deployment\protection profiles\popular software.xml"' The Enhanced Mitigation Experience Toolkit must be installed on the system to make this setting available.

a
The Enhanced Mitigation Experience Toolkit (EMET) system-wide Data Execution Prevention (DEP) must be enabled and configured to at least Application Opt Out.
Unknown - V-36705 - SV-50504r2_rule
RMF Control
Severity
U
CCI
Version
WINEM-000082
Vuln IDs
  • V-36705
Rule IDs
  • SV-50504r2_rule
Attackers are constantly looking for vulnerabilities in systems and applications. The Enhanced Mitigation Experience Toolkit can enable several mechanisms, such as Data Execution Prevention (DEP) on the system and applications adding additional levels of protection.ECVP-1
Checks: C-46265r5_chk

Open EMET in Programs\Enhanced Mitigation Experience Toolkit. Verify under System Status that Data Execution Prevention (DEP) is configured to "Application Opt Out". Alternately verify in System Properties. Select "System" in Control Panel. Select the "Advanced" tab. Click "Settings" in the "Performance" section. Select the "Data Execution Prevention" tab. Verify "Turn on DEP for all programs and services except those I select:" is selected. If DEP is not configured as specified, this is a finding. Applications that do not function properly due to this setting, and are opted out, must be documented with the IAO.

Fix: F-43652r3_fix

Open EMET in Programs\Enhanced Mitigation Experience Toolkit. Configure Data Execution Prevention (DEP) under System Status to "Application Opt Out". The Enhanced Mitigation Experience Toolkit must be installed on the system to make this setting available. Document applications that do not function properly due to this setting, and are opted out, with the IAO. Alternately configure in System Properties. Select "System" in Control Panel. Select the "Advanced" tab. Click "Settings" in the "Performance" section. Select the "Data Execution Prevention" tab. Select "Turn on DEP for all programs and services except those I select:". Applications that are opted out are configured in the window below this selection.

a
The Enhanced Mitigation Experience Toolkit (EMET) must be installed on the system.
Unknown - V-39137 - SV-50947r2_rule
RMF Control
Severity
U
CCI
Version
WINGE-000100
Vuln IDs
  • V-39137
Rule IDs
  • SV-50947r2_rule
Attackers are constantly looking for vulnerabilities in systems and applications. The Enhanced Mitigation Experience Toolkit can enable several mechanisms, such as Data Execution Prevention (DEP), Address Space Layout Randomization (ASLR) and Structured Exception Handler Overwrite Protection (SEHOP) on the system and applications adding additional levels of protection.ECVP-1
Checks: C-46493r4_chk

Verify EMET V3.0 or later is installed on the system. If EMET is not installed, or at the minimum required version, this is a finding.

Fix: F-44105r2_fix

Install EMET V3.0 or later on the system. EMET is available for download from Microsoft.

b
System BIOS or system controllers must not allow user-level access.
Medium - V-40195 - SV-55001r1_rule
RMF Control
Severity
M
CCI
Version
WIN00-000013
Vuln IDs
  • V-40195
Rule IDs
  • SV-55001r1_rule
A system's BIOS or system controller handles the initial startup of a system, and its configuration must be protected from unauthorized modification. When the BIOS or system controller supports the creation of user accounts or passwords, such protections must be used and accounts/passwords only assigned to system administrators. Failure to protect BIOS or system controller settings could result in Denial of Service or compromise of the system resulting from unauthorized configuration changes.ECLP-1
Checks: C-48731r1_chk

If the BIOS or system controller does not support user-level access in addition to supervisor/administrator access, this is NA. If the BIOS or system controller supports user-level access in addition to supervisor/administrator access, determine whether this access is enabled. If user-level access is enabled, this is a finding.

Fix: F-47880r2_fix

Access the system's BIOS or system controller. Disable user-level access.

b
The US DoD CCEB Interoperability Root CA 1 to DoD Root CA 2 cross-certificate must be installed into the Untrusted Certificates Store.
Medium - V-40237 - SV-52391r2_rule
RMF Control
Severity
M
CCI
Version
WINPK-000004
Vuln IDs
  • V-40237
Rule IDs
  • SV-52391r2_rule
To ensure users do not experience denial of service on NIPRNet when performing certificate-based authentication to DoD websites due to the system chaining to a root other than DoD Root CA 2, the US DoD CCEB Interoperability Root CA 1 to DoD Root CA 2 cross-certificate must be installed in the Untrusted Certificate Store. This requirement only applies to NIPRNet systems.IATS-1, IATS-2
Checks: C-49214r1_chk

Verify the DoD Root CA 2 certificate issued by US DoD CCEB Interoperability Root CA 1 is installed on NIPRNet systems as an Untrusted Certificate using the Certificates MMC snap-in: Run "MMC". Select "File", "Add/Remove Snap-in". Click "Add". Select "Certificates", click "Add". Select "Computer account", click "Next". Select "Local computer: (the computer this console is running on)", click "Finish". Click "Close". Click "OK". Expand "Certificates" and navigate to "Untrusted Certificates\Certificates". Search in the right pane for "DoD Root CA 2" under "Issued To" with "US DoD CCEB Interoperability Root CA 1" as "Issued By". If there is no entry for this certificate, this is a finding. Select the certificate. Right click and select "Open". Select the "Details" Tab. Scroll to the bottom and select "Thumbprint Algorithm". Verify the Value is "sha1". If the value for "Thumbprint Algorithm" is not "sha1", this is a finding. Next select "Thumbprint". If the value for the "Thumbprint" field is not "7d:a8:e8:42:96:ee:23:88:18:ee:42:72:87:77:45:08:b2:6d:09:4a", this is a finding.

Fix: F-48776r1_fix

Install the US DoD CCEB Interoperability Root CA 1 to DoD Root CA 2 cross-certificate on NIPRNet systems only. Administrators should run the Federal Bridge Certification Authority (FBCA) Cross-Certificate Removal Tool once as an administrator and once as the current user. The FBCA Cross-Certificate Remover tool and user guide is available on IASE at http://iase.disa.mil/pki-pke/function_pages/tools.html.

b
A host-based firewall must be installed and enabled on the system.
Medium - V-42420 - SV-55078r1_rule
RMF Control
Severity
M
CCI
Version
WINFW-000001
Vuln IDs
  • V-42420
Rule IDs
  • SV-55078r1_rule
A firewall provides a line of defense against attack, allowing or blocking inbound and outbound connections based on a set of rules.ECSC-1
Checks: C-48760r5_chk

Determine if a host-based firewall is installed and enabled on the system. If a host-based firewall is not installed and enabled on the system, this is a finding. The configuration requirements will be determined by the applicable firewall STIG.

Fix: F-47949r2_fix

Install and enable a host-based firewall on the system.