Windows Server 2016 Security Technical Implementation Guide

Version

WN16-00-000010

Vuln IDs

V-73217

Rule IDs

SV-87869r1_rule

Using a privileged account to perform routine functions makes the computer vulnerable to malicious software inadvertently introduced during a session that has been granted full privileges.

Checks: C-73319r1_chk

Verify each user with administrative privileges has been assigned a unique administrative account separate from their standard user account. If users with administrative privileges do not have separate accounts for administrative functions and standard user functions, this is a finding.

Fix: F-79663r1_fix

Ensure each user with administrative privileges has a separate account for user duties and one for privileged duties.

c

Only administrators responsible for the domain controller must have Administrator rights on the system.

AC-6 - High - CCI-002235 - V-73219 - SV-87871r1_rule

RMF Control

AC-6

Severity

H

CCI

Version

WN16-DC-000010

Vuln IDs

V-73219

Rule IDs

SV-87871r1_rule

An account that does not have Administrator duties must not have Administrator rights. Such rights would allow the account to bypass or modify required security restrictions on that machine and make it vulnerable to attack. System administrators must log on to systems using only accounts with the minimum level of authority necessary. Standard user accounts must not be members of the built-in Administrators group.

Checks: C-73321r1_chk

This applies to domain controllers. A separate version applies to other systems. Review the Administrators group. Only the appropriate administrator groups or accounts responsible for administration of the system may be members of the group. Standard user accounts must not be members of the local administrator group. If prohibited accounts are members of the local administrators group, this is a finding. If the built-in Administrator account or other required administrative accounts are found on the system, this is not a finding.

Fix: F-79665r1_fix

Configure the Administrators group to include only administrator groups or accounts that are responsible for the system. Remove any standard user accounts.

c

Only administrators responsible for the member server or standalone system must have Administrator rights on the system.

AC-6 - High - CCI-002235 - V-73221 - SV-87873r2_rule

RMF Control

AC-6

Severity

H

CCI

Version

WN16-MS-000010

Vuln IDs

V-73221

Rule IDs

SV-87873r2_rule

An account that does not have Administrator duties must not have Administrator rights. Such rights would allow the account to bypass or modify required security restrictions on that machine and make it vulnerable to attack. System administrators must log on to systems using only accounts with the minimum level of authority necessary. For domain-joined member servers, the Domain Admins group must be replaced by a domain member server administrator group (see V-36433 in the Active Directory Domain STIG). Restricting highly privileged accounts from the local Administrators group helps mitigate the risk of privilege escalation resulting from credential theft attacks. Standard user accounts must not be members of the built-in Administrators group.

Checks: C-81143r1_chk

This applies to member servers and standalone systems. A separate version applies to domain controllers. Open "Computer Management". Navigate to "Groups" under "Local Users and Groups". Review the local "Administrators" group. Only administrator groups or accounts responsible for administration of the system may be members of the group. For domain-joined member servers, the Domain Admins group must be replaced by a domain member server administrator group. Standard user accounts must not be members of the local Administrator group. If accounts that do not have responsibility for administration of the system are members of the local Administrators group, this is a finding. If the built-in Administrator account or other required administrative accounts are found on the system, this is not a finding.

Fix: F-88219r1_fix

Configure the local "Administrators" group to include only administrator groups or accounts responsible for administration of the system. For domain-joined member servers, replace the Domain Admins group with a domain member server administrator group. Remove any standard user accounts.

b

Passwords for the built-in Administrator account must be changed at least every 60 days.

IA-5 - Medium - CCI-000199 - V-73223 - SV-87875r2_rule

RMF Control

IA-5

Severity

M

CCI

CCI-000199

Version

WN16-00-000030

Vuln IDs

V-73223

Rule IDs

SV-87875r2_rule

The longer a password is in use, the greater the opportunity for someone to gain unauthorized knowledge of the password. The built-in Administrator account is not generally used and its password not may be changed as frequently as necessary. Changing the password for the built-in Administrator account on a regular basis will limit its exposure. Organizations that use an automated tool, such Microsoft's Local Administrator Password Solution (LAPS), on domain-joined systems can configure this to occur more frequently. LAPS will change the password every "30" days by default.

Checks: C-73327r3_chk

Review the password last set date for the built-in Administrator account. Domain controllers: Open "PowerShell". Enter "Get-ADUser -Filter * -Properties SID, PasswordLastSet | Where SID -Like "*-500" | Ft Name, SID, PasswordLastSet". If the "PasswordLastSet" date is greater than "60" days old, this is a finding. Member servers and standalone systems: Open "Command Prompt". Enter 'Net User [account name] | Find /i "Password Last Set"', where [account name] is the name of the built-in administrator account. (The name of the built-in Administrator account must be changed to something other than "Administrator" per STIG requirements.) If the "PasswordLastSet" date is greater than "60" days old, this is a finding.

Fix: F-79667r2_fix

Change the built-in Administrator account password at least every "60" days. Automated tools, such as Microsoft's LAPS, may be used on domain-joined member servers to accomplish this.

c

Administrative accounts must not be used with applications that access the Internet, such as web browsers, or with potential Internet sources, such as email.

CM-6 - High - CCI-000366 - V-73225 - SV-87877r1_rule

RMF Control

CM-6

Severity

H

CCI

Version

WN16-00-000040

Vuln IDs

V-73225

Rule IDs

SV-87877r1_rule

Using applications that access the Internet or have potential Internet sources using administrative privileges exposes a system to compromise. If a flaw in an application is exploited while running as a privileged user, the entire system could be compromised. Web browsers and email are common attack vectors for introducing malicious code and must not be run with an administrative account. Since administrative accounts may generally change or work around technical restrictions for running a web browser or other applications, it is essential that policy require administrative accounts to not access the Internet or use applications such as email. The policy should define specific exceptions for local service administration. These exceptions may include HTTP(S)-based tools that are used for the administration of the local system, services, or attached devices. Whitelisting can be used to enforce the policy to ensure compliance.

Checks: C-73329r1_chk

Determine whether organization policy, at a minimum, prohibits administrative accounts from using applications that access the Internet, such as web browsers, or with potential Internet sources, such as email, except as necessary for local service administration. If it does not, this is a finding. The organization may use technical means such as whitelisting to prevent the use of browsers and mail applications to enforce this requirement.

Fix: F-79669r1_fix

Establish a policy, at minimum, to prohibit administrative accounts from using applications that access the Internet, such as web browsers, or with potential Internet sources, such as email. Ensure the policy is enforced. The organization may use technical means such as whitelisting to prevent the use of browsers and mail applications to enforce this requirement.

b

Members of the Backup Operators group must have separate accounts for backup duties and normal operational tasks.

CM-6 - Medium - CCI-000366 - V-73227 - SV-87879r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-00-000050

Vuln IDs

V-73227

Rule IDs

SV-87879r1_rule

Backup Operators are able to read and write to any file in the system, regardless of the rights assigned to it. Backup and restore rights permit users to circumvent the file access restrictions present on NTFS disk drives for backup and restore purposes. Members of the Backup Operators group must have separate logon accounts for performing backup duties.

Checks: C-73331r1_chk

If no accounts are members of the Backup Operators group, this is NA. Verify users with accounts in the Backup Operators group have a separate user account for backup functions and for performing normal user tasks. If users with accounts in the Backup Operators group do not have separate accounts for backup functions and standard user functions, this is a finding.

Fix: F-79671r1_fix

Ensure each member of the Backup Operators group has separate accounts for backup functions and standard user functions.

b

Manually managed application account passwords must be at least 15 characters in length.

IA-5 - Medium - CCI-000205 - V-73229 - SV-87881r1_rule

RMF Control

IA-5

Severity

M

CCI

CCI-000205

Version

WN16-00-000060

Vuln IDs

V-73229

Rule IDs

SV-87881r1_rule

Application/service account passwords must be of sufficient length to prevent being easily cracked. Application/service accounts that are manually managed must have passwords at least 15 characters in length.

Checks: C-73333r1_chk

Determine if manually managed application/service accounts exist. If none exist, this is NA. Verify the organization has a policy to ensure passwords for manually managed application/service accounts are at least 15 characters in length. If such a policy does not exist or has not been implemented, this is a finding.

Fix: F-79673r1_fix

Establish a policy that requires application/service account passwords that are manually managed to be at least 15 characters in length. Ensure the policy is enforced.

b

Manually managed application account passwords must be changed at least annually or when a system administrator with knowledge of the password leaves the organization.

CM-6 - Medium - CCI-000366 - V-73231 - SV-87883r2_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-00-000070

Vuln IDs

V-73231

Rule IDs

SV-87883r2_rule

Setting application account passwords to expire may cause applications to stop functioning. However, not changing them on a regular basis exposes them to attack. If managed service accounts are used, this alleviates the need to manually change application account passwords.

Checks: C-73335r2_chk

Determine if manually managed application/service accounts exist. If none exist, this is NA. If passwords for manually managed application/service accounts are not changed at least annually or when an administrator with knowledge of the password leaves the organization, this is a finding. Identify manually managed application/service accounts. To determine the date a password was last changed: Domain controllers: Open "PowerShell". Enter "Get-AdUser -Identity [application account name] -Properties PasswordLastSet | FT Name, PasswordLastSet", where [application account name] is the name of the manually managed application/service account. If the "PasswordLastSet" date is more than one year old, this is a finding. Member servers and standalone systems: Open "Command Prompt". Enter 'Net User [application account name] | Find /i "Password Last Set"', where [application account name] is the name of the manually managed application/service account. If the "Password Last Set" date is more than one year old, this is a finding.

Fix: F-79675r1_fix

Change passwords for manually managed application/service accounts at least annually or when an administrator with knowledge of the password leaves the organization. It is recommended that system-managed service accounts be used whenever possible.

b

Shared user accounts must not be permitted on the system.

IA-2 - Medium - CCI-000764 - V-73233 - SV-87885r2_rule

RMF Control

IA-2

Severity

M

CCI

CCI-000764

Version

WN16-00-000080

Vuln IDs

V-73233

Rule IDs

SV-87885r2_rule

Shared accounts (accounts where two or more people log on with the same user identification) do not provide adequate identification and authentication. There is no way to provide for nonrepudiation or individual accountability for system access and resource usage.

Checks: C-78959r2_chk

Determine whether any shared accounts exist. If no shared accounts exist, this is NA. Shared accounts, such as required by an application, may be approved by the organization. This must be documented with the ISSO. Documentation must include the reason for the account, who has access to the account, and how the risk of using the shared account is mitigated to include monitoring account activity. If unapproved shared accounts exist, this is a finding.

Fix: F-86117r1_fix

Remove unapproved shared accounts from the system. Document required shared accounts with the ISSO. Documentation must include the reason for the account, who has access to the account, and how the risk of using the shared account is mitigated to include monitoring account activity.

b

Windows Server 2016 must employ a deny-all, permit-by-exception policy to allow the execution of authorized software programs.

CM-7 - Medium - CCI-001774 - V-73235 - SV-87887r2_rule

RMF Control

CM-7

Severity

M

CCI

CCI-001774

Version

WN16-00-000090

Vuln IDs

V-73235

Rule IDs

SV-87887r2_rule

Using a whitelist provides a configuration management method to allow the execution of only authorized software. Using only authorized software decreases risk by limiting the number of potential vulnerabilities. The organization must identify authorized software programs and only permit execution of authorized software. The process used to identify software programs that are authorized to execute on organizational information systems is commonly referred to as whitelisting.

Checks: C-73339r2_chk

This is applicable to unclassified systems. For other systems, this is NA. Verify the operating system employs a deny-all, permit-by-exception policy to allow the execution of authorized software programs. If an application whitelisting program is not in use on the system, this is a finding. Configuration of whitelisting applications will vary by the program. AppLocker is a whitelisting application built into Windows Server. A deny-by-default implementation is initiated by enabling any AppLocker rules within a category, only allowing what is specified by defined rules. If AppLocker is used, perform the following to view the configuration of AppLocker: Open "PowerShell". If the AppLocker PowerShell module has not been imported previously, execute the following first: Import-Module AppLocker Execute the following command, substituting [c:\temp\file.xml] with a location and file name appropriate for the system: Get-AppLockerPolicy -Effective -XML > c:\temp\file.xml This will produce an xml file with the effective settings that can be viewed in a browser or opened in a program such as Excel for review. Implementation guidance for AppLocker is available in the NSA paper "Application Whitelisting using Microsoft AppLocker" at the following link: https://www.iad.gov/iad/library/ia-guidance/tech-briefs/application-whitelisting-using-microsoft-applocker.cfm

Fix: F-79679r2_fix

Configure an application whitelisting program to employ a deny-all, permit-by-exception policy to allow the execution of authorized software programs. Configuration of whitelisting applications will vary by the program. AppLocker is a whitelisting application built into Windows Server. If AppLocker is used, it is configured through group policy in Computer Configuration >> Windows Settings >> Security Settings >> Application Control Policies >> AppLocker. Implementation guidance for AppLocker is available in the NSA paper "Application Whitelisting using Microsoft AppLocker" at the following link: https://www.iad.gov/iad/library/ia-guidance/tech-briefs/application-whitelisting-using-microsoft-applocker.cfm

a

Domain-joined systems must have a Trusted Platform Module (TPM) enabled and ready for use.

CM-6 - Low - CCI-000366 - V-73237 - SV-87889r1_rule

RMF Control

CM-6

Severity

L

CCI

Version

WN16-00-000100

Vuln IDs

V-73237

Rule IDs

SV-87889r1_rule

Credential Guard uses virtualization-based security to protect data that could be used in credential theft attacks if compromised. A number of system requirements must be met in order for Credential Guard to be configured and enabled properly. Without a TPM enabled and ready for use, Credential Guard keys are stored in a less secure method using software.

Checks: C-73341r1_chk

For standalone systems, this is NA. Current hardware and virtual environments may not support virtualization-based security features, including Credential Guard, due to specific supporting requirements including a TPM, UEFI with Secure Boot, and the capability to run the Hyper-V feature within a virtual machine. Verify the system has a TPM and it is ready for use. Run "tpm.msc". Review the sections in the center pane. "Status" must indicate it has been configured with a message such as "The TPM is ready for use" or "The TPM is on and ownership has been taken". TPM Manufacturer Information - Specific Version = 2.0 or 1.2 If a TPM is not found or is not ready for use, this is a finding.

Fix: F-79681r1_fix

Ensure domain-joined systems have a TPM that is configured for use. (Versions 2.0 or 1.2 support Credential Guard.) The TPM must be enabled in the firmware. Run "tpm.msc" for configuration options in Windows.

c

Systems must be maintained at a supported servicing level.

CM-6 - High - CCI-000366 - V-73239 - SV-87891r1_rule

RMF Control

CM-6

Severity

H

CCI

Version

WN16-00-000110

Vuln IDs

V-73239

Rule IDs

SV-87891r1_rule

Systems at unsupported servicing levels will not receive security updates for new vulnerabilities, which leave them subject to exploitation. Systems must be maintained at a servicing level supported by the vendor with new security updates.

Checks: C-73343r1_chk

Open "Command Prompt". Enter "winver.exe". If the "About Windows" dialog box does not display "Microsoft Windows Server Version 1607 (Build 14393.xxx)" or greater, this is a finding. Preview versions must not be used in a production environment.

Fix: F-79683r1_fix

Update the system to a Version 1607 (Build 14393.xxx) or greater.

c

The Windows Server 2016 system must use an anti-virus program.

CM-6 - High - CCI-000366 - V-73241 - SV-87893r2_rule

RMF Control

CM-6

Severity

H

CCI

Version

WN16-00-000120

Vuln IDs

V-73241

Rule IDs

SV-87893r2_rule

Malicious software can establish a base on individual desktops and servers. Employing an automated mechanism to detect this type of software will aid in elimination of the software from the operating system.

Checks: C-77759r1_chk

Verify an anti-virus solution is installed on the system. The anti-virus solution may be bundled with an approved host-based security solution. If there is no anti-virus solution installed on the system, this is a finding.

Fix: F-84913r1_fix

Install an anti-virus solution on the system.

b

Servers must have a host-based intrusion detection or prevention system.

CM-6 - Medium - CCI-000366 - V-73245 - SV-87897r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-00-000140

Vuln IDs

V-73245

Rule IDs

SV-87897r1_rule

A properly configured Host-based Intrusion Detection System (HIDS) or Host-based Intrusion Prevention System (HIPS) provides another level of defense against unauthorized access to critical servers. With proper configuration and logging enabled, such a system can stop and/or alert for many attempts to gain unauthorized access to resources.

Checks: C-73349r1_chk

Determine whether there is a HIDS or HIPS on each server. If the HIPS component of HBSS is installed and active on the host and the alerts of blocked activity are being logged and monitored, this meets the requirement. A HIDS device is not required on a system that has the role as the Network Intrusion Device (NID). However, this exception needs to be documented with the ISSO. If a HIDS is not installed on the system, this is a finding.

Fix: F-79689r1_fix

Install a HIDS or HIPS on each server.

c

Local volumes must use a format that supports NTFS attributes.

AC-3 - High - CCI-000213 - V-73247 - SV-87899r1_rule

RMF Control

AC-3

Severity

H

CCI

Version

WN16-00-000150

Vuln IDs

V-73247

Rule IDs

SV-87899r1_rule

The ability to set access permissions and auditing is critical to maintaining the security and proper access controls of a system. To support this, volumes must be formatted using a file system that supports NTFS attributes.

Checks: C-73351r1_chk

Open "Computer Management". Select "Disk Management" under "Storage". For each local volume, if the file system does not indicate "NTFS", this is a finding. "ReFS" (resilient file system) is also acceptable and would not be a finding. This does not apply to system partitions such the Recovery and EFI System Partition.

Fix: F-79691r1_fix

Format volumes to use NTFS or ReFS.

b

Permissions for the system drive root directory (usually C:\) must conform to minimum requirements.

AC-3 - Medium - CCI-002165 - V-73249 - SV-87901r1_rule

RMF Control

AC-3

Severity

M

CCI

CCI-002165

Version

WN16-00-000160

Vuln IDs

V-73249

Rule IDs

SV-87901r1_rule

Changing the system's file and directory permissions allows the possibility of unauthorized and anonymous modification to the operating system and installed applications. The default permissions are adequate when the Security Option "Network access: Let everyone permissions apply to anonymous users" is set to "Disabled" (WN16-SO-000290). Satisfies: SRG-OS-000312-GPOS-00122, SRG-OS-000312-GPOS-00123, SRG-OS-000312-GPOS-00124

Checks: C-73353r1_chk

The default permissions are adequate when the Security Option "Network access: Let everyone permissions apply to anonymous users" is set to "Disabled" (WN16-SO-000290). Review the permissions for the system drive's root directory (usually C:\). Non-privileged groups such as Users or Authenticated Users must not have greater than "Read & execute" permissions except where noted as defaults. (Individual accounts must not be used to assign permissions.) If permissions are not as restrictive as the default permissions listed below, this is a finding. Viewing in File Explorer: View the Properties of the system drive's root directory. Select the "Security" tab, and the "Advanced" button. Default permissions: C:\ Type - "Allow" for all Inherited from - "None" for all Principal - Access - Applies to SYSTEM - Full control - This folder, subfolders, and files Administrators - Full control - This folder, subfolders, and files Users - Read & execute - This folder, subfolders, and files Users - Create folders/append data - This folder and subfolders Users - Create files/write data - Subfolders only CREATOR OWNER - Full Control - Subfolders and files only Alternately, use icacls: Open "Command Prompt (Admin)". Enter "icacls" followed by the directory: "icacls c:\" The following results should be displayed: c:\ NT AUTHORITY\SYSTEM:(OI)(CI)(F) BUILTIN\Administrators:(OI)(CI)(F) BUILTIN\Users:(OI)(CI)(RX) BUILTIN\Users:(CI)(AD) BUILTIN\Users:(CI)(IO)(WD) CREATOR OWNER:(OI)(CI)(IO)(F) Successfully processed 1 files; Failed processing 0 files

Fix: F-79693r1_fix

Maintain the default permissions for the system drive's root directory and configure the Security Option "Network access: Let everyone permissions apply to anonymous users" to "Disabled" (WN16-SO-000290). Default Permissions C:\ Type - "Allow" for all Inherited from - "None" for all Principal - Access - Applies to SYSTEM - Full control - This folder, subfolders, and files Administrators - Full control - This folder, subfolders, and files Users - Read & execute - This folder, subfolders, and files Users - Create folders/append data - This folder and subfolders Users - Create files/write data - Subfolders only CREATOR OWNER - Full Control - Subfolders and files only

b

Permissions for program file directories must conform to minimum requirements.

AC-3 - Medium - CCI-002165 - V-73251 - SV-87903r1_rule

RMF Control

AC-3

Severity

M

CCI

CCI-002165

Version

WN16-00-000170

Vuln IDs

V-73251

Rule IDs

SV-87903r1_rule

Changing the system's file and directory permissions allows the possibility of unauthorized and anonymous modification to the operating system and installed applications. The default permissions are adequate when the Security Option "Network access: Let everyone permissions apply to anonymous users" is set to "Disabled" (WN16-SO-000290). Satisfies: SRG-OS-000312-GPOS-00122, SRG-OS-000312-GPOS-00123, SRG-OS-000312-GPOS-00124

Checks: C-73355r1_chk

The default permissions are adequate when the Security Option "Network access: Let everyone permissions apply to anonymous users" is set to "Disabled" (WN16-SO-000290). Review the permissions for the program file directories (Program Files and Program Files [x86]). Non-privileged groups such as Users or Authenticated Users must not have greater than "Read & execute" permissions. (Individual accounts must not be used to assign permissions.) If permissions are not as restrictive as the default permissions listed below, this is a finding. Viewing in File Explorer: For each folder, view the Properties. Select the "Security" tab, and the "Advanced" button. Default permissions: \Program Files and \Program Files (x86) Type - "Allow" for all Inherited from - "None" for all Principal - Access - Applies to TrustedInstaller - Full control - This folder and subfolders SYSTEM - Modify - This folder only SYSTEM - Full control - Subfolders and files only Administrators - Modify - This folder only Administrators - Full control - Subfolders and files only Users - Read & execute - This folder, subfolders and files CREATOR OWNER - Full control - Subfolders and files only ALL APPLICATION PACKAGES - Read & execute - This folder, subfolders, and files ALL RESTRICTED APPLICATION PACKAGES - Read & execute - This folder, subfolders, and files Alternately, use icacls: Open a Command prompt (admin). Enter "icacls" followed by the directory: 'icacls "c:\program files"' 'icacls "c:\program files (x86)"' The following results should be displayed for each when entered: c:\program files (c:\program files (x86)) NT SERVICE\TrustedInstaller:(F) NT SERVICE\TrustedInstaller:(CI)(IO)(F) NT AUTHORITY\SYSTEM:(M) NT AUTHORITY\SYSTEM:(OI)(CI)(IO)(F) BUILTIN\Administrators:(M) BUILTIN\Administrators:(OI)(CI)(IO)(F) BUILTIN\Users:(RX) BUILTIN\Users:(OI)(CI)(IO)(GR,GE) CREATOR OWNER:(OI)(CI)(IO)(F) APPLICATION PACKAGE AUTHORITY\ALL APPLICATION PACKAGES:(RX) APPLICATION PACKAGE AUTHORITY\ALL APPLICATION PACKAGES:(OI)(CI)(IO)(GR,GE) APPLICATION PACKAGE AUTHORITY\ALL RESTRICTED APPLICATION PACKAGES:(RX) APPLICATION PACKAGE AUTHORITY\ALL RESTRICTED APPLICATION PACKAGES:(OI)(CI)(IO)(GR,GE) Successfully processed 1 files; Failed processing 0 files

Fix: F-79695r1_fix

Maintain the default permissions for the program file directories and configure the Security Option "Network access: Let everyone permissions apply to anonymous users" to "Disabled" (WN16-SO-000290). Default permissions: \Program Files and \Program Files (x86) Type - "Allow" for all Inherited from - "None" for all Principal - Access - Applies to TrustedInstaller - Full control - This folder and subfolders SYSTEM - Modify - This folder only SYSTEM - Full control - Subfolders and files only Administrators - Modify - This folder only Administrators - Full control - Subfolders and files only Users - Read & execute - This folder, subfolders, and files CREATOR OWNER - Full control - Subfolders and files only ALL APPLICATION PACKAGES - Read & execute - This folder, subfolders, and files ALL RESTRICTED APPLICATION PACKAGES - Read & execute - This folder, subfolders, and files

b

Permissions for the Windows installation directory must conform to minimum requirements.

AC-3 - Medium - CCI-002165 - V-73253 - SV-87905r1_rule

RMF Control

AC-3

Severity

M

CCI

CCI-002165

Version

WN16-00-000180

Vuln IDs

V-73253

Rule IDs

SV-87905r1_rule

Changing the system's file and directory permissions allows the possibility of unauthorized and anonymous modification to the operating system and installed applications. The default permissions are adequate when the Security Option "Network access: Let everyone permissions apply to anonymous users" is set to "Disabled" (WN16-SO-000290). Satisfies: SRG-OS-000312-GPOS-00122, SRG-OS-000312-GPOS-00123, SRG-OS-000312-GPOS-00124

Checks: C-73357r1_chk

The default permissions are adequate when the Security Option "Network access: Let everyone permissions apply to anonymous users" is set to "Disabled" (WN16-SO-000290). Review the permissions for the Windows installation directory (usually C:\Windows). Non-privileged groups such as Users or Authenticated Users must not have greater than "Read & execute" permissions. (Individual accounts must not be used to assign permissions.) If permissions are not as restrictive as the default permissions listed below, this is a finding. Viewing in File Explorer: For each folder, view the Properties. Select the "Security" tab and the "Advanced" button. Default permissions: \Windows Type - "Allow" for all Inherited from - "None" for all Principal - Access - Applies to TrustedInstaller - Full control - This folder and subfolders SYSTEM - Modify - This folder only SYSTEM - Full control - Subfolders and files only Administrators - Modify - This folder only Administrators - Full control - Subfolders and files only Users - Read & execute - This folder, subfolders, and files CREATOR OWNER - Full control - Subfolders and files only ALL APPLICATION PACKAGES - Read & execute - This folder, subfolders, and files ALL RESTRICTED APPLICATION PACKAGES - Read & execute - This folder, subfolders, and files Alternately, use icacls: Open a Command prompt (admin). Enter "icacls" followed by the directory: "icacls c:\windows" The following results should be displayed for each when entered: c:\windows NT SERVICE\TrustedInstaller:(F) NT SERVICE\TrustedInstaller:(CI)(IO)(F) NT AUTHORITY\SYSTEM:(M) NT AUTHORITY\SYSTEM:(OI)(CI)(IO)(F) BUILTIN\Administrators:(M) BUILTIN\Administrators:(OI)(CI)(IO)(F) BUILTIN\Users:(RX) BUILTIN\Users:(OI)(CI)(IO)(GR,GE) CREATOR OWNER:(OI)(CI)(IO)(F) APPLICATION PACKAGE AUTHORITY\ALL APPLICATION PACKAGES:(RX) APPLICATION PACKAGE AUTHORITY\ALL APPLICATION PACKAGES:(OI)(CI)(IO)(GR,GE) APPLICATION PACKAGE AUTHORITY\ALL RESTRICTED APPLICATION PACKAGES:(RX) APPLICATION PACKAGE AUTHORITY\ALL RESTRICTED APPLICATION PACKAGES:(OI)(CI)(IO)(GR,GE) Successfully processed 1 files; Failed processing 0 files

Fix: F-79697r1_fix

Maintain the default file ACLs and configure the Security Option "Network access: Let everyone permissions apply to anonymous users" to "Disabled" (WN16-SO-000290). Default permissions: Type - "Allow" for all Inherited from - "None" for all Principal - Access - Applies to TrustedInstaller - Full control - This folder and subfolders SYSTEM - Modify - This folder only SYSTEM - Full control - Subfolders and files only Administrators - Modify - This folder only Administrators - Full control - Subfolders and files only Users - Read & execute - This folder, subfolders, and files CREATOR OWNER - Full control - Subfolders and files only ALL APPLICATION PACKAGES - Read & execute - This folder, subfolders, and files ALL RESTRICTED APPLICATION PACKAGES - Read & execute - This folder, subfolders, and files

b

Default permissions for the HKEY_LOCAL_MACHINE registry hive must be maintained.

AC-6 - Medium - CCI-002235 - V-73255 - SV-87907r1_rule

RMF Control

AC-6

Severity

M

CCI

Version

WN16-00-000190

Vuln IDs

V-73255

Rule IDs

SV-87907r1_rule

The registry is integral to the function, security, and stability of the Windows system. Changing the system's registry permissions allows the possibility of unauthorized and anonymous modification to the operating system.

Checks: C-73359r1_chk

Review the registry permissions for the keys of the HKEY_LOCAL_MACHINE hive noted below. If any non-privileged groups such as Everyone, Users, or Authenticated Users have greater than Read permission, this is a finding. If permissions are not as restrictive as the default permissions listed below, this is a finding. Run "Regedit". Right-click on the registry areas noted below. Select "Permissions..." and the "Advanced" button. HKEY_LOCAL_MACHINE\SECURITY Type - "Allow" for all Inherited from - "None" for all Principal - Access - Applies to SYSTEM - Full Control - This key and subkeys Administrators - Special - This key and subkeys HKEY_LOCAL_MACHINE\SOFTWARE Type - "Allow" for all Inherited from - "None" for all Principal - Access - Applies to Users - Read - This key and subkeys Administrators - Full Control - This key and subkeys SYSTEM - Full Control - This key and subkeys CREATOR OWNER - Full Control - This key and subkeys ALL APPLICATION PACKAGES - Read - This key and subkeys HKEY_LOCAL_MACHINE\SYSTEM Type - "Allow" for all Inherited from - "None" for all Principal - Access - Applies to Users - Read - This key and subkeys Administrators - Full Control - This key and subkeys SYSTEM - Full Control - This key and subkeys CREATOR OWNER - Full Control - Subkeys only ALL APPLICATION PACKAGES - Read - This key and subkeys Other examples under the noted keys may also be sampled. There may be some instances where non-privileged groups have greater than Read permission. If the defaults have not been changed, these are not a finding.

Fix: F-79699r1_fix

Maintain the default permissions for the HKEY_LOCAL_MACHINE registry hive. The default permissions of the higher-level keys are noted below. HKEY_LOCAL_MACHINE\SECURITY Type - "Allow" for all Inherited from - "None" for all Principal - Access - Applies to SYSTEM - Full Control - This key and subkeys Administrators - Special - This key and subkeys HKEY_LOCAL_MACHINE\SOFTWARE Type - "Allow" for all Inherited from - "None" for all Principal - Access - Applies to Users - Read - This key and subkeys Administrators - Full Control - This key and subkeys SYSTEM - Full Control - This key and subkeys CREATOR OWNER - Full Control - This key and subkeys ALL APPLICATION PACKAGES - Read - This key and subkeys HKEY_LOCAL_MACHINE\SYSTEM Type - "Allow" for all Inherited from - "None" for all Principal - Access - Applies to Users - Read - This key and subkeys Administrators - Full Control - This key and subkeys SYSTEM - Full Control - This key and subkeys CREATOR OWNER - Full Control - Subkeys only ALL APPLICATION PACKAGES - Read - This key and subkeys

a

Non-administrative accounts or groups must only have print permissions on printer shares.

AC-3 - Low - CCI-000213 - V-73257 - SV-87909r1_rule

RMF Control

AC-3

Severity

L

CCI

Version

WN16-00-000200

Vuln IDs

V-73257

Rule IDs

SV-87909r1_rule

Windows shares are a means by which files, folders, printers, and other resources can be published for network users to access. Improper configuration can permit access to devices and data beyond a user's need.

Checks: C-73361r1_chk

Open "Devices and Printers". If there are no printers configured, this is NA. (Exclude Microsoft Print to PDF and Microsoft XPS Document Writer, which do not support sharing.) For each printer: Right-click on the printer. Select "Printer Properties". Select the "Sharing" tab. If "Share this printer" is checked, select the "Security" tab. If any standard user accounts or groups have permissions other than "Print", this is a finding. The default is for the "Everyone" group to be given "Print" permission. "All APPLICATION PACKAGES" and "CREATOR OWNER" are not standard user accounts.

Fix: F-79701r1_fix

Configure the permissions on shared printers to restrict standard users to only have Print permissions.

b

Outdated or unused accounts must be removed from the system or disabled.

IA-2 - Medium - CCI-000764 - V-73259 - SV-87911r2_rule

RMF Control

IA-2

Severity

M

CCI

CCI-000764

Version

WN16-00-000210

Vuln IDs

V-73259

Rule IDs

SV-87911r2_rule

Outdated or unused accounts provide penetration points that may go undetected. Inactive accounts must be deleted if no longer necessary or, if still required, disabled until needed. Satisfies: SRG-OS-000104-GPOS-00051, SRG-OS-000118-GPOS-00060

Checks: C-77763r1_chk

Open "Windows PowerShell". Domain Controllers: Enter "Search-ADAccount -AccountInactive -UsersOnly -TimeSpan 35.00:00:00" This will return accounts that have not been logged on to for 35 days, along with various attributes such as the Enabled status and LastLogonDate. Member servers and standalone systems: Copy or enter the lines below to the PowerShell window and enter. (Entering twice may be required. Do not include the quotes at the beginning and end of the query.) "([ADSI]('WinNT://{0}' -f $env:COMPUTERNAME)).Children | Where { $_.SchemaClassName -eq 'user' } | ForEach { $user = ([ADSI]$_.Path) $lastLogin = $user.Properties.LastLogin.Value $enabled = ($user.Properties.UserFlags.Value -band 0x2) -ne 0x2 if ($lastLogin -eq $null) { $lastLogin = 'Never' } Write-Host $user.Name $lastLogin $enabled }" This will return a list of local accounts with the account name, last logon, and if the account is enabled (True/False). For example: User1 10/31/2015 5:49:56 AM True Review the list of accounts returned by the above queries to determine the finding validity for each account reported. Exclude the following accounts: - Built-in administrator account (Renamed, SID ending in 500) - Built-in guest account (Renamed, Disabled, SID ending in 501) - Application accounts If any enabled accounts have not been logged on to within the past 35 days, this is a finding. Inactive accounts that have been reviewed and deemed to be required must be documented with the ISSO.

Fix: F-79703r1_fix

Regularly review accounts to determine if they are still active. Remove or disable accounts that have not been used in the last 35 days.

b

Accounts must require passwords.

IA-2 - Medium - CCI-000764 - V-73261 - SV-87913r2_rule

RMF Control

IA-2

Severity

M

CCI

CCI-000764

Version

WN16-00-000220

Vuln IDs

V-73261

Rule IDs

SV-87913r2_rule

The lack of password protection enables anyone to gain access to the information system, which opens a backdoor opportunity for intruders to compromise the system as well as other resources. Accounts on a system must require passwords.

Checks: C-73365r2_chk

Review the password required status for enabled user accounts. Open "PowerShell". Domain Controllers: Enter "Get-Aduser -Filter * -Properties Passwordnotrequired |FT Name, Passwordnotrequired, Enabled". Exclude disabled accounts (e.g., DefaultAccount, Guest) and the krbtgt account. If "Passwordnotrequired" is "True" or blank for any enabled user account, this is a finding. Member servers and standalone systems: Enter 'Get-CimInstance -Class Win32_Useraccount -Filter "PasswordRequired=False and LocalAccount=True" | FT Name, PasswordRequired, Disabled, LocalAccount'. Exclude disabled accounts (e.g., DefaultAccount, Guest). If any enabled user accounts are returned with a "PasswordRequired" status of "False", this is a finding.

Fix: F-79705r1_fix

Configure all enabled accounts to require passwords. The password required flag can be set by entering the following on a command line: "Net user [username] /passwordreq:yes", substituting [username] with the name of the user account.

b

Passwords must be configured to expire.

IA-5 - Medium - CCI-000199 - V-73263 - SV-87915r2_rule

RMF Control

IA-5

Severity

M

CCI

CCI-000199

Version

WN16-00-000230

Vuln IDs

V-73263

Rule IDs

SV-87915r2_rule

Passwords that do not expire or are reused increase the exposure of a password with greater probability of being discovered or cracked.

Checks: C-73367r2_chk

Review the password never expires status for enabled user accounts. Open "PowerShell". Domain Controllers: Enter "Search-ADAccount -PasswordNeverExpires -UsersOnly | FT Name, PasswordNeverExpires, Enabled". Exclude application accounts, disabled accounts (e.g., DefaultAccount, Guest) and the krbtgt account. If any enabled user accounts are returned with a "PasswordNeverExpires" status of "True", this is a finding. Member servers and standalone systems: Enter 'Get-CimInstance -Class Win32_Useraccount -Filter "PasswordExpires=False and LocalAccount=True" | FT Name, PasswordExpires, Disabled, LocalAccount'. Exclude application accounts and disabled accounts (e.g., DefaultAccount, Guest). If any enabled user accounts are returned with a "PasswordExpires" status of "False", this is a finding.

Fix: F-79707r1_fix

Configure all enabled user account passwords to expire. Uncheck "Password never expires" for all enabled user accounts in Active Directory Users and Computers for domain accounts and Users in Computer Management for member servers and standalone systems. Document any exceptions with the ISSO.

b

System files must be monitored for unauthorized changes.

CM-3 - Medium - CCI-001744 - V-73265 - SV-87917r1_rule

RMF Control

CM-3

Severity

M

CCI

CCI-001744

Version

WN16-00-000240

Vuln IDs

V-73265

Rule IDs

SV-87917r1_rule

Monitoring system files for changes against a baseline on a regular basis may help detect the possible introduction of malicious code on a system.

Checks: C-73369r1_chk

Determine whether the system is monitored for unauthorized changes to system files (e.g., *.exe, *.bat, *.com, *.cmd, and *.dll) against a baseline on a weekly basis. If system files are not monitored for unauthorized changes, this is a finding. A properly configured HBSS Policy Auditor 5.2 or later File Integrity Monitor (FIM) module will meet the requirement for file integrity checking. The Asset module within HBSS does not meet this requirement.

Fix: F-79709r1_fix

Monitor the system for unauthorized changes to system files (e.g., *.exe, *.bat, *.com, *.cmd, and *.dll) against a baseline on a weekly basis. This can be done with the use of various monitoring tools.

b

Non-system-created file shares on a system must limit access to groups that require it.

SC-4 - Medium - CCI-001090 - V-73267 - SV-87919r1_rule

RMF Control

SC-4

Severity

M

CCI

Version

WN16-00-000250

Vuln IDs

V-73267

Rule IDs

SV-87919r1_rule

Shares on a system provide network access. To prevent exposing sensitive information, where shares are necessary, permissions must be reconfigured to give the minimum access to accounts that require it.

Checks: C-73371r1_chk

If only system-created shares such as "ADMIN$", "C$", and "IPC$" exist on the system, this is NA. (System-created shares will display a message that it has been shared for administrative purposes when "Properties" is selected.) Run "Computer Management". Navigate to System Tools >> Shared Folders >> Shares. Right-click any non-system-created shares. Select "Properties". Select the "Share Permissions" tab. If the file shares have not been configured to restrict permissions to the specific groups or accounts that require access, this is a finding. Select the "Security" tab. If the permissions have not been configured to restrict permissions to the specific groups or accounts that require access, this is a finding.

Fix: F-79711r1_fix

If a non-system-created share is required on a system, configure the share and NTFS permissions to limit access to the specific groups or accounts that require it. Remove any unnecessary non-system-created shares.

b

Software certificate installation files must be removed from Windows Server 2016.

CM-6 - Medium - CCI-000366 - V-73271 - SV-87923r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-00-000270

Vuln IDs

V-73271

Rule IDs

SV-87923r1_rule

Use of software certificates and their accompanying installation files for end users to access resources is less secure than the use of hardware-based certificates.

Checks: C-73375r1_chk

Search all drives for *.p12 and *.pfx files. If any files with these extensions exist, this is a finding. This does not apply to server-based applications that have a requirement for certificate files. Some applications create files with extensions of .p12 that are not certificate installation files. Removal of non-certificate installation files from systems is not required. These must be documented with the ISSO.

Fix: F-79715r1_fix

Remove any certificate installation files (*.p12 and *.pfx) found on a system. This does not apply to server-based applications that have a requirement for certificate files.

b

Systems requiring data at rest protections must employ cryptographic mechanisms to prevent unauthorized disclosure and modification of the information at rest.

SC-28 - Medium - CCI-001199 - V-73273 - SV-87925r1_rule

RMF Control

SC-28

Severity

M

CCI

CCI-001199

Version

WN16-00-000280

Vuln IDs

V-73273

Rule IDs

SV-87925r1_rule

This requirement addresses protection of user-generated data as well as operating system-specific configuration data. Organizations may choose to employ different mechanisms to achieve confidentiality and integrity protections, as appropriate, in accordance with the security category and/or classification of the information. Selection of a cryptographic mechanism is based on the need to protect the integrity of organizational information. The strength of the mechanism is commensurate with the security category and/or classification of the information. Organizations have the flexibility to either encrypt all information on storage devices (i.e., full disk encryption) or encrypt specific data structures (e.g., files, records, or fields). Satisfies: SRG-OS-000185-GPOS-00079, SRG-OS-000404-GPOS-00183, SRG-OS-000405-GPOS-00184

Checks: C-73377r1_chk

Verify systems that require additional protections due to factors such as inadequate physical protection or sensitivity of the data employ encryption to protect the confidentiality and integrity of all information at rest. If they do not, this is a finding.

Fix: F-79717r1_fix

Configure systems that require additional protections due to factors such as inadequate physical protection or sensitivity of the data to employ encryption to protect the confidentiality and integrity of all information at rest.

b

Protection methods such as TLS, encrypted VPNs, or IPsec must be implemented if the data owner has a strict requirement for ensuring data integrity and confidentiality is maintained at every step of the data transfer and handling process.

SC-8 - Medium - CCI-002420 - V-73275 - SV-87927r1_rule

RMF Control

SC-8

Severity

M

CCI

CCI-002420

Version

WN16-00-000290

Vuln IDs

V-73275

Rule IDs

SV-87927r1_rule

Information can be either unintentionally or maliciously disclosed or modified during preparation for transmission, for example, during aggregation, at protocol transformation points, and during packing/unpacking. These unauthorized disclosures or modifications compromise the confidentiality or integrity of the information. Ensuring the confidentiality of transmitted information requires the operating system to take measures in preparing information for transmission. This can be accomplished via access control and encryption. Use of this requirement will be limited to situations where the data owner has a strict requirement for ensuring data integrity and confidentiality is maintained at every step of the data transfer and handling process. When transmitting data, operating systems need to support transmission protection mechanisms such as TLS, encrypted VPNs, or IPsec. Satisfies: SRG-OS-000425-GPOS-00189, SRG-OS-000426-GPOS-00190

Checks: C-73379r1_chk

If the data owner has a strict requirement for ensuring data integrity and confidentiality is maintained at every step of the data transfer and handling process, verify protection methods such as TLS, encrypted VPNs, or IPsec have been implemented. If protection methods have not been implemented, this is a finding.

Fix: F-79719r1_fix

Configure protection methods such as TLS, encrypted VPNs, or IPsec when the data owner has a strict requirement for ensuring data integrity and confidentiality is maintained at every step of the data transfer and handling process.

b

The roles and features required by the system must be documented.

CM-7 - Medium - CCI-000381 - V-73277 - SV-87929r1_rule

RMF Control

CM-7

Severity

M

CCI

Version

WN16-00-000300

Vuln IDs

V-73277

Rule IDs

SV-87929r1_rule

Unnecessary roles and features increase the attack surface of a system. Limiting roles and features of a system to only those necessary reduces this potential. The standard installation option (previously called Server Core) further reduces this when selected at installation.

Checks: C-73381r1_chk

Required roles and features will vary based on the function of the individual system. Roles and features specifically required to be disabled per the STIG are identified in separate requirements. If the organization has not documented the roles and features required for the system(s), this is a finding. The PowerShell command "Get-WindowsFeature" will list all roles and features with an "Install State".

Fix: F-79721r1_fix

Document the roles and features required for the system to operate. Uninstall any that are not required.

b

A host-based firewall must be installed and enabled on the system.

CM-6 - Medium - CCI-000366 - V-73279 - SV-87931r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-00-000310

Vuln IDs

V-73279

Rule IDs

SV-87931r1_rule

A firewall provides a line of defense against attack, allowing or blocking inbound and outbound connections based on a set of rules.

Checks: C-73383r1_chk

Determine if a host-based firewall is installed and enabled on the system. If a host-based firewall is not installed and enabled on the system, this is a finding. The configuration requirements will be determined by the applicable firewall STIG.

Fix: F-79723r1_fix

Install and enable a host-based firewall on the system.

b

Windows Server 2016 must employ automated mechanisms to determine the state of system components with regard to flaw remediation using the following frequency: continuously, where Host Based Security System (HBSS) is used; 30 days, for any additional internal network scans not covered by HBSS; and annually, for external scans by Computer Network Defense Service Provider (CNDSP).

SI-2 - Medium - CCI-001233 - V-73281 - SV-87933r1_rule

RMF Control

SI-2

Severity

M

CCI

CCI-001233

Version

WN16-00-000320

Vuln IDs

V-73281

Rule IDs

SV-87933r1_rule

Without the use of automated mechanisms to scan for security flaws on a continuous and/or periodic basis, the operating system or other system components may remain vulnerable to the exploits presented by undetected software flaws. The operating system may have an integrated solution incorporating continuous scanning using HBSS and periodic scanning using other tools.

Checks: C-73385r1_chk

Verify the operating system employs automated mechanisms to determine the state of system components with regard to flaw remediation using the following frequency: continuously, where HBSS is used; 30 days, for any additional internal network scans not covered by HBSS; and annually, for external scans by CNDSP. If it does not, this is a finding.

Fix: F-79725r1_fix

Configure the operating system to employ automated mechanisms to determine the state of system components with regard to flaw remediation using the following frequency: continuously, where HBSS is used; 30 days, for any additional internal network scans not covered by HBSS; and annually, for external scans by CNDSP.

b

Windows Server 2016 must automatically remove or disable temporary user accounts after 72 hours.

AC-2 - Medium - CCI-000016 - V-73283 - SV-87935r1_rule

RMF Control

AC-2

Severity

M

CCI

CCI-000016

Version

WN16-00-000330

Vuln IDs

V-73283

Rule IDs

SV-87935r1_rule

If temporary user accounts remain active when no longer needed or for an excessive period, these accounts may be used to gain unauthorized access. To mitigate this risk, automated termination of all temporary accounts must be set upon account creation. Temporary accounts are established as part of normal account activation procedures when there is a need for short-term accounts without the demand for immediacy in account activation. If temporary accounts are used, the operating system must be configured to automatically terminate these types of accounts after a DoD-defined time period of 72 hours. To address access requirements, many operating systems may be integrated with enterprise-level authentication/access mechanisms that meet or exceed access control policy requirements.

Checks: C-73387r1_chk

Review temporary user accounts for expiration dates. Determine if temporary user accounts are used and identify any that exist. If none exist, this is NA. Domain Controllers: Open "PowerShell". Enter "Search-ADAccount -AccountExpiring | FT Name, AccountExpirationDate". If "AccountExpirationDate" has not been defined within 72 hours for any temporary user account, this is a finding. Member servers and standalone systems: Open "Command Prompt". Run "Net user [username]", where [username] is the name of the temporary user account. If "Account expires" has not been defined within 72 hours for any temporary user account, this is a finding.

Fix: F-79727r1_fix

Configure temporary user accounts to automatically expire within 72 hours. Domain accounts can be configured with an account expiration date, under "Account" properties. Local accounts can be configured to expire with the command "Net user [username] /expires:[mm/dd/yyyy]", where username is the name of the temporary user account. Delete any temporary user accounts that are no longer necessary.

b

Windows Server 2016 must automatically remove or disable emergency accounts after the crisis is resolved or within 72 hours.

AC-2 - Medium - CCI-001682 - V-73285 - SV-87937r1_rule

RMF Control

AC-2

Severity

M

CCI

CCI-001682

Version

WN16-00-000340

Vuln IDs

V-73285

Rule IDs

SV-87937r1_rule

Emergency administrator accounts are privileged accounts established in response to crisis situations where the need for rapid account activation is required. Therefore, emergency account activation may bypass normal account authorization processes. If these accounts are automatically disabled, system maintenance during emergencies may not be possible, thus adversely affecting system availability. Emergency administrator accounts are different from infrequently used accounts (i.e., local logon accounts used by system administrators when network or normal logon/access is not available). Infrequently used accounts are not subject to automatic termination dates. Emergency accounts are accounts created in response to crisis situations, usually for use by maintenance personnel. The automatic expiration or disabling time period may be extended as needed until the crisis is resolved; however, it must not be extended indefinitely. A permanent account should be established for privileged users who need long-term maintenance accounts. To address access requirements, many operating systems can be integrated with enterprise-level authentication/access mechanisms that meet or exceed access control policy requirements.

Checks: C-73389r1_chk

Determine if emergency administrator accounts are used and identify any that exist. If none exist, this is NA. If emergency administrator accounts cannot be configured with an expiration date due to an ongoing crisis, the accounts must be disabled or removed when the crisis is resolved. If emergency administrator accounts have not been configured with an expiration date or have not been disabled or removed following the resolution of a crisis, this is a finding. Domain Controllers: Open "PowerShell". Enter "Search-ADAccount –AccountExpiring | FT Name, AccountExpirationDate". If "AccountExpirationDate" has been defined and is not within 72 hours for an emergency administrator account, this is a finding. Member servers and standalone systems: Open "Command Prompt". Run "Net user [username]", where [username] is the name of the emergency account. If "Account expires" has been defined and is not within 72 hours for an emergency administrator account, this is a finding.

Fix: F-79729r1_fix

Remove emergency administrator accounts after a crisis has been resolved or configure the accounts to automatically expire within 72 hours. Domain accounts can be configured with an account expiration date, under "Account" properties. Local accounts can be configured to expire with the command "Net user [username] /expires:[mm/dd/yyyy]", where username is the name of the temporary user account.

b

The Fax Server role must not be installed.

CM-7 - Medium - CCI-000381 - V-73287 - SV-87939r1_rule

RMF Control

CM-7

Severity

M

CCI

Version

WN16-00-000350

Vuln IDs

V-73287

Rule IDs

SV-87939r1_rule

Unnecessary services increase the attack surface of a system. Some of these services may not support required levels of authentication or encryption or may provide unauthorized access to the system.

Checks: C-73391r1_chk

Open "PowerShell". Enter "Get-WindowsFeature | Where Name -eq Fax". If "Installed State" is "Installed", this is a finding. An Installed State of "Available" or "Removed" is not a finding.

Fix: F-79731r1_fix

Uninstall the "Fax Server" role. Start "Server Manager". Select the server with the role. Scroll down to "ROLES AND FEATURES" in the right pane. Select "Remove Roles and Features" from the drop-down "TASKS" list. Select the appropriate server on the "Server Selection" page and click "Next". Deselect "Fax Server" on the "Roles" page. Click "Next" and "Remove" as prompted.

b

The Microsoft FTP service must not be installed unless required.

CM-7 - Medium - CCI-000382 - V-73289 - SV-87941r1_rule

RMF Control

CM-7

Severity

M

CCI

CCI-000382

Version

WN16-00-000360

Vuln IDs

V-73289

Rule IDs

SV-87941r1_rule

Unnecessary services increase the attack surface of a system. Some of these services may not support required levels of authentication or encryption.

Checks: C-73393r1_chk

If the server has the role of an FTP server, this is NA. Open "PowerShell". Enter "Get-WindowsFeature | Where Name -eq Web-Ftp-Service". If "Installed State" is "Installed", this is a finding. An Installed State of "Available" or "Removed" is not a finding. If the system has the role of an FTP server, this must be documented with the ISSO.

Fix: F-79733r1_fix

Uninstall the "FTP Server" role. Start "Server Manager". Select the server with the role. Scroll down to "ROLES AND FEATURES" in the right pane. Select "Remove Roles and Features" from the drop-down "TASKS" list. Select the appropriate server on the "Server Selection" page and click "Next". Deselect "FTP Server" under "Web Server (IIS)" on the "Roles" page. Click "Next" and "Remove" as prompted.

b

The Peer Name Resolution Protocol must not be installed.

CM-7 - Medium - CCI-000381 - V-73291 - SV-87943r1_rule

RMF Control

CM-7

Severity

M

CCI

Version

WN16-00-000370

Vuln IDs

V-73291

Rule IDs

SV-87943r1_rule

Unnecessary services increase the attack surface of a system. Some of these services may not support required levels of authentication or encryption or may provide unauthorized access to the system.

Checks: C-73395r1_chk

Open "PowerShell". Enter "Get-WindowsFeature | Where Name -eq PNRP". If "Installed State" is "Installed", this is a finding. An Installed State of "Available" or "Removed" is not a finding.

Fix: F-80269r1_fix

Uninstall the "Peer Name Resolution Protocol" feature. Start "Server Manager". Select the server with the feature. Scroll down to "ROLES AND FEATURES" in the right pane. Select "Remove Roles and Features" from the drop-down "TASKS" list. Select the appropriate server on the "Server Selection" page and click "Next". Deselect "Peer Name Resolution Protocol" on the "Features" page. Click "Next" and "Remove" as prompted.

b

Simple TCP/IP Services must not be installed.

CM-7 - Medium - CCI-000381 - V-73293 - SV-87945r1_rule

RMF Control

CM-7

Severity

M

CCI

Version

WN16-00-000380

Vuln IDs

V-73293

Rule IDs

SV-87945r1_rule

Unnecessary services increase the attack surface of a system. Some of these services may not support required levels of authentication or encryption or may provide unauthorized access to the system.

Checks: C-73397r1_chk

Open "PowerShell". Enter "Get-WindowsFeature | Where Name -eq Simple-TCPIP". If "Installed State" is "Installed", this is a finding. An Installed State of "Available" or "Removed" is not a finding.

Fix: F-79735r1_fix

Uninstall the "Simple TCP/IP Services" feature. Start "Server Manager". Select the server with the feature. Scroll down to "ROLES AND FEATURES" in the right pane. Select "Remove Roles and Features" from the drop-down "TASKS" list. Select the appropriate server on the "Server Selection" page and click "Next". Deselect "Simple TCP/IP Services" on the "Features" page. Click "Next" and "Remove" as prompted.

b

The Telnet Client must not be installed.

CM-7 - Medium - CCI-000382 - V-73295 - SV-87947r1_rule

RMF Control

CM-7

Severity

M

CCI

CCI-000382

Version

WN16-00-000390

Vuln IDs

V-73295

Rule IDs

SV-87947r1_rule

Unnecessary services increase the attack surface of a system. Some of these services may not support required levels of authentication or encryption or may provide unauthorized access to the system.

Checks: C-73399r1_chk

Open "PowerShell". Enter "Get-WindowsFeature | Where Name -eq Telnet-Client". If "Installed State" is "Installed", this is a finding. An Installed State of "Available" or "Removed" is not a finding.

Fix: F-79737r1_fix

Uninstall the "Telnet Client" feature. Start "Server Manager". Select the server with the feature. Scroll down to "ROLES AND FEATURES" in the right pane. Select "Remove Roles and Features" from the drop-down "TASKS" list. Select the appropriate server on the "Server Selection" page and click "Next". Deselect "Telnet Client" on the "Features" page. Click "Next" and "Remove" as prompted.

b

The TFTP Client must not be installed.

CM-7 - Medium - CCI-000381 - V-73297 - SV-87949r1_rule

RMF Control

CM-7

Severity

M

CCI

Version

WN16-00-000400

Vuln IDs

V-73297

Rule IDs

SV-87949r1_rule

Unnecessary services increase the attack surface of a system. Some of these services may not support required levels of authentication or encryption or may provide unauthorized access to the system.

Checks: C-73401r1_chk

Open "PowerShell". Enter "Get-WindowsFeature | Where Name -eq TFTP-Client". If "Installed State" is "Installed", this is a finding. An Installed State of "Available" or "Removed" is not a finding.

Fix: F-79739r1_fix

Uninstall the "TFTP Client" feature. Start "Server Manager". Select the server with the feature. Scroll down to "ROLES AND FEATURES" in the right pane. Select "Remove Roles and Features" from the drop-down "TASKS" list. Select the appropriate server on the "Server Selection" page and click "Next". Deselect "TFTP Client" on the "Features" page. Click "Next" and "Remove" as prompted.

b

The Server Message Block (SMB) v1 protocol must be uninstalled.

CM-7 - Medium - CCI-000381 - V-73299 - SV-87951r2_rule

RMF Control

CM-7

Severity

M

CCI

Version

WN16-00-000410

Vuln IDs

V-73299

Rule IDs

SV-87951r2_rule

SMBv1 is a legacy protocol that uses the MD5 algorithm as part of SMB. MD5 is known to be vulnerable to a number of attacks such as collision and preimage attacks and is not FIPS compliant.

Checks: C-77761r1_chk

Different methods are available to disable SMBv1 on Windows 2016. This is the preferred method, however if V-78123 and V-78125 are configured, this is NA. Open "Windows PowerShell" with elevated privileges (run as administrator). Enter "Get-WindowsFeature -Name FS-SMB1". If "Installed State" is "Installed", this is a finding. An Installed State of "Available" or "Removed" is not a finding.

Fix: F-84915r1_fix

Uninstall the SMBv1 protocol. Open "Windows PowerShell" with elevated privileges (run as administrator). Enter "Uninstall-WindowsFeature -Name FS-SMB1 -Restart". (Omit the Restart parameter if an immediate restart of the system cannot be done.) Alternately: Start "Server Manager". Select the server with the feature. Scroll down to "ROLES AND FEATURES" in the right pane. Select "Remove Roles and Features" from the drop-down "TASKS" list. Select the appropriate server on the "Server Selection" page and click "Next". Deselect "SMB 1.0/CIFS File Sharing Support" on the "Features" page. Click "Next" and "Remove" as prompted.

b

Windows PowerShell 2.0 must not be installed.

CM-7 - Medium - CCI-000381 - V-73301 - SV-87953r1_rule

RMF Control

CM-7

Severity

M

CCI

Version

WN16-00-000420

Vuln IDs

V-73301

Rule IDs

SV-87953r1_rule

Windows PowerShell 5.0 added advanced logging features that can provide additional detail when malware has been run on a system. Disabling the Windows PowerShell 2.0 mitigates against a downgrade attack that evades the Windows PowerShell 5.0 script block logging feature.

Checks: C-73405r1_chk

Open "PowerShell". Enter "Get-WindowsFeature | Where Name -eq PowerShell-v2". If "Installed State" is "Installed", this is a finding. An Installed State of "Available" or "Removed" is not a finding.

Fix: F-79743r1_fix

Uninstall the "Windows PowerShell 2.0 Engine". Start "Server Manager". Select the server with the feature. Scroll down to "ROLES AND FEATURES" in the right pane. Select "Remove Roles and Features" from the drop-down "TASKS" list. Select the appropriate server on the "Server Selection" page and click "Next". Deselect "Windows PowerShell 2.0 Engine" under "Windows PowerShell" on the "Features" page. Click "Next" and "Remove" as prompted.

b

FTP servers must be configured to prevent anonymous logons.

CM-6 - Medium - CCI-000366 - V-73303 - SV-87955r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-00-000430

Vuln IDs

V-73303

Rule IDs

SV-87955r1_rule

The FTP service allows remote users to access shared files and directories. Allowing anonymous FTP connections makes user auditing difficult. Using accounts that have administrator privileges to log on to FTP risks that the userid and password will be captured on the network and give administrator access to an unauthorized user.

Checks: C-73407r1_chk

If FTP is not installed on the system, this is NA. Open "Internet Information Services (IIS) Manager". Select the server. Double-click "FTP Authentication". If the "Anonymous Authentication" status is "Enabled", this is a finding.

Fix: F-79745r1_fix

Configure the FTP service to prevent anonymous logons. Open "Internet Information Services (IIS) Manager". Select the server. Double-click "FTP Authentication". Select "Anonymous Authentication". Select "Disabled" under "Actions".

b

FTP servers must be configured to prevent access to the system drive.

CM-6 - Medium - CCI-000366 - V-73305 - SV-87957r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-00-000440

Vuln IDs

V-73305

Rule IDs

SV-87957r1_rule

The FTP service allows remote users to access shared files and directories that could provide access to system resources and compromise the system, especially if the user can gain access to the root directory of the boot drive.

Checks: C-73409r1_chk

If FTP is not installed on the system, this is NA. Open "Internet Information Services (IIS) Manager". Select "Sites" under the server name. For any sites with a Binding that lists FTP, right-click the site and select "Explore". If the site is not defined to a specific folder for shared FTP resources, this is a finding. If the site includes any system areas such as root of the drive, Program Files, or Windows directories, this is a finding.

Fix: F-79747r1_fix

Configure the FTP sites to allow access only to specific FTP shared resources. Do not allow access to other areas of the system.

a

The time service must synchronize with an appropriate DoD time source.

AU-8 - Low - CCI-001891 - V-73307 - SV-87959r1_rule

RMF Control

AU-8

Severity

L

CCI

CCI-001891

Version

WN16-00-000450

Vuln IDs

V-73307

Rule IDs

SV-87959r1_rule

The Windows Time Service controls time synchronization settings. Time synchronization is essential for authentication and auditing purposes. If the Windows Time Service is used, it must synchronize with a secure, authorized time source. Domain-joined systems are automatically configured to synchronize with domain controllers. If an NTP server is configured, it must synchronize with a secure, authorized time source.

Checks: C-73411r1_chk

Review the Windows time service configuration. Open an elevated "Command Prompt" (run as administrator). Enter "W32tm /query /configuration". Domain-joined systems (excluding the domain controller with the PDC emulator role): If the value for "Type" under "NTP Client" is not "NT5DS", this is a finding. Other systems: If systems are configured with a "Type" of "NTP", including standalone systems and the domain controller with the PDC Emulator role, and do not have a DoD time server defined for "NTPServer", this is a finding. To determine the domain controller with the PDC Emulator role: Open "PowerShell". Enter "Get-ADDomain | FT PDCEmulator".

Fix: F-79749r1_fix

Configure the system to synchronize time with an appropriate DoD time source. Domain-joined systems use NT5DS to synchronize time from other systems in the domain by default. If the system needs to be configured to an NTP server, configure the system to point to an authorized time server by setting the policy value for Computer Configuration >> Administrative Templates >> System >> Windows Time Service >> Time Providers >> "Configure Windows NTP Client" to "Enabled", and configure the "NtpServer" field to point to an appropriate DoD time server. The US Naval Observatory operates stratum 1 time servers, identified at http://tycho.usno.navy.mil/ntp.html. Time synchronization will occur through a hierarchy of time servers down to the local level. Clients and lower-level servers will synchronize with an authorized time server in the hierarchy.

b

Windows 2016 account lockout duration must be configured to 15 minutes or greater.

AC-7 - Medium - CCI-002238 - V-73309 - SV-87961r2_rule

RMF Control

AC-7

Severity

M

CCI

CCI-002238

Version

WN16-AC-000010

Vuln IDs

V-73309

Rule IDs

SV-87961r2_rule

The account lockout feature, when enabled, prevents brute-force password attacks on the system. This parameter specifies the period of time that an account will remain locked after the specified number of failed logon attempts.

Checks: C-74313r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Account Lockout Policy. If the "Account lockout duration" is less than "15" minutes (excluding "0"), this is a finding. Configuring this to "0", requiring an administrator to unlock the account, is more restrictive and is not a finding.

Fix: F-80983r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Account Lockout Policy >> "Account lockout duration" to "15" minutes or greater. A value of "0" is also acceptable, requiring an administrator to unlock the account.

b

The number of allowed bad logon attempts must be configured to three or less.

AC-7 - Medium - CCI-000044 - V-73311 - SV-87963r1_rule

RMF Control

AC-7

Severity

M

CCI

CCI-000044

Version

WN16-AC-000020

Vuln IDs

V-73311

Rule IDs

SV-87963r1_rule

The account lockout feature, when enabled, prevents brute-force password attacks on the system. The higher this value is, the less effective the account lockout feature will be in protecting the local system. The number of bad logon attempts must be reasonably small to minimize the possibility of a successful password attack while allowing for honest errors made during normal user logon.

Checks: C-73415r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Account Lockout Policy. If the "Account lockout threshold" is "0" or more than "3" attempts, this is a finding.

Fix: F-79753r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Account Lockout Policy >> "Account lockout threshold" to "3" or fewer invalid logon attempts (excluding "0", which is unacceptable).

b

The period of time before the bad logon counter is reset must be configured to 15 minutes or greater.

AC-7 - Medium - CCI-000044 - V-73313 - SV-87965r1_rule

RMF Control

AC-7

Severity

M

CCI

CCI-000044

Version

WN16-AC-000030

Vuln IDs

V-73313

Rule IDs

SV-87965r1_rule

The account lockout feature, when enabled, prevents brute-force password attacks on the system. This parameter specifies the period of time that must pass after failed logon attempts before the counter is reset to "0". The smaller this value is, the less effective the account lockout feature will be in protecting the local system. Satisfies: SRG-OS-000021-GPOS-00005, SRG-OS-000329-GPOS-00128

Checks: C-73417r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Account Lockout Policy. If the "Reset account lockout counter after" value is less than "15" minutes, this is a finding.

Fix: F-79755r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Account Lockout Policy >> "Reset account lockout counter after" to at least "15" minutes.

b

The password history must be configured to 24 passwords remembered.

IA-5 - Medium - CCI-000200 - V-73315 - SV-87967r1_rule

RMF Control

IA-5

Severity

M

CCI

CCI-000200

Version

WN16-AC-000040

Vuln IDs

V-73315

Rule IDs

SV-87967r1_rule

A system is more vulnerable to unauthorized access when system users recycle the same password several times without being required to change to a unique password on a regularly scheduled basis. This enables users to effectively negate the purpose of mandating periodic password changes. The default value is "24" for Windows domain systems. DoD has decided this is the appropriate value for all Windows systems.

Checks: C-73419r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Password Policy. If the value for "Enforce password history" is less than "24" passwords remembered, this is a finding.

Fix: F-79757r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Password Policy >> "Enforce password history" to "24" passwords remembered.

b

The maximum password age must be configured to 60 days or less.

IA-5 - Medium - CCI-000199 - V-73317 - SV-87969r1_rule

RMF Control

IA-5

Severity

M

CCI

CCI-000199

Version

WN16-AC-000050

Vuln IDs

V-73317

Rule IDs

SV-87969r1_rule

The longer a password is in use, the greater the opportunity for someone to gain unauthorized knowledge of the passwords. Scheduled changing of passwords hinders the ability of unauthorized system users to crack passwords and gain access to a system.

Checks: C-73421r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Password Policy. If the value for the "Maximum password age" is greater than "60" days, this is a finding. If the value is set to "0" (never expires), this is a finding.

Fix: F-79759r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Password Policy >> "Maximum password age" to "60" days or less (excluding "0", which is unacceptable).

b

The minimum password age must be configured to at least one day.

IA-5 - Medium - CCI-000198 - V-73319 - SV-87971r1_rule

RMF Control

IA-5

Severity

M

CCI

CCI-000198

Version

WN16-AC-000060

Vuln IDs

V-73319

Rule IDs

SV-87971r1_rule

Permitting passwords to be changed in immediate succession within the same day allows users to cycle passwords through their history database. This enables users to effectively negate the purpose of mandating periodic password changes.

Checks: C-73423r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Password Policy. If the value for the "Minimum password age" is set to "0" days ("Password can be changed immediately"), this is a finding.

Fix: F-79761r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Password Policy >> "Minimum password age" to at least "1" day.

b

The minimum password length must be configured to 14 characters.

IA-5 - Medium - CCI-000205 - V-73321 - SV-87973r1_rule

RMF Control

IA-5

Severity

M

CCI

CCI-000205

Version

WN16-AC-000070

Vuln IDs

V-73321

Rule IDs

SV-87973r1_rule

Information systems not protected with strong password schemes (including passwords of minimum length) provide the opportunity for anyone to crack the password, thus gaining access to the system and compromising the device, information, or the local network.

Checks: C-73425r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Password Policy. If the value for the "Minimum password length," is less than "14" characters, this is a finding.

Fix: F-79763r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Password Policy >> "Minimum password length" to "14" characters.

b

The built-in Windows password complexity policy must be enabled.

IA-5 - Medium - CCI-000192 - V-73323 - SV-87975r1_rule

RMF Control

IA-5

Severity

M

CCI

CCI-000192

Version

WN16-AC-000080

Vuln IDs

V-73323

Rule IDs

SV-87975r1_rule

The use of complex passwords increases their strength against attack. The built-in Windows password complexity policy requires passwords to contain at least three of the four types of characters (numbers, upper- and lower-case letters, and special characters) and prevents the inclusion of user names or parts of user names. Satisfies: SRG-OS-000069-GPOS-00037, SRG-OS-000070-GPOS-00038, SRG-OS-000071-GPOS-00039, SRG-OS-000266-GPOS-00101

Checks: C-73427r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Password Policy. If the value for "Password must meet complexity requirements" is not set to "Enabled", this is a finding. Note: If an external password filter is in use that enforces all four character types and requires this setting to be set to "Disabled", this would not be considered a finding. If this setting does not affect the use of an external password filter, it must be enabled for fallback purposes.

Fix: F-79765r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Password Policy >> "Password must meet complexity requirements" to "Enabled".

c

Reversible password encryption must be disabled.

IA-5 - High - CCI-000196 - V-73325 - SV-87977r1_rule

RMF Control

IA-5

Severity

H

CCI

CCI-000196

Version

WN16-AC-000090

Vuln IDs

V-73325

Rule IDs

SV-87977r1_rule

Storing passwords using reversible encryption is essentially the same as storing clear-text versions of the passwords, which are easily compromised. For this reason, this policy must never be enabled.

Checks: C-73429r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Password Policy. If the value for "Store passwords using reversible encryption" is not set to "Disabled", this is a finding.

Fix: F-79767r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Password Policy >> "Store passwords using reversible encryption" to "Disabled".

b

Kerberos user logon restrictions must be enforced.

IA-2 - Medium - CCI-001941 - V-73359 - SV-88011r1_rule

RMF Control

IA-2

Severity

M

CCI

Version

WN16-DC-000020

Vuln IDs

V-73359

Rule IDs

SV-88011r1_rule

This policy setting determines whether the Kerberos Key Distribution Center (KDC) validates every request for a session ticket against the user rights policy of the target computer. The policy is enabled by default, which is the most secure setting for validating that access to target resources is not circumvented. Satisfies: SRG-OS-000112-GPOS-00057, SRG-OS-000113-GPOS-00058

Checks: C-73433r1_chk

This applies to domain controllers. It is NA for other systems. Verify the following is configured in the Default Domain Policy. Open "Group Policy Management". Navigate to "Group Policy Objects" in the Domain being reviewed (Forest >> Domains >> Domain). Right-click on the "Default Domain Policy". Select "Edit". Navigate to Computer Configuration >> Policies >> Windows Settings >> Security Settings >> Account Policies >> Kerberos Policy. If the "Enforce user logon restrictions" is not set to "Enabled", this is a finding.

Fix: F-79801r1_fix

Configure the policy value in the Default Domain Policy for Computer Configuration >> Policies >> Windows Settings >> Security Settings >> Account Policies >> Kerberos Policy >> "Enforce user logon restrictions" to "Enabled".

b

The Kerberos service ticket maximum lifetime must be limited to 600 minutes or less.

IA-2 - Medium - CCI-001941 - V-73361 - SV-88013r1_rule

RMF Control

IA-2

Severity

M

CCI

Version

WN16-DC-000030

Vuln IDs

V-73361

Rule IDs

SV-88013r1_rule

This setting determines the maximum amount of time (in minutes) that a granted session ticket can be used to access a particular service. Session tickets are used only to authenticate new connections with servers. Ongoing operations are not interrupted if the session ticket used to authenticate the connection expires during the connection. Satisfies: SRG-OS-000112-GPOS-00057, SRG-OS-000113-GPOS-00058

Checks: C-73435r1_chk

This applies to domain controllers. It is NA for other systems. Verify the following is configured in the Default Domain Policy. Open "Group Policy Management". Navigate to "Group Policy Objects" in the Domain being reviewed (Forest >> Domains >> Domain). Right-click on the "Default Domain Policy". Select "Edit". Navigate to Computer Configuration >> Policies >> Windows Settings >> Security Settings >> Account Policies >> Kerberos Policy. If the value for "Maximum lifetime for service ticket" is "0" or greater than "600" minutes, this is a finding.

Fix: F-79803r1_fix

Configure the policy value in the Default Domain Policy for Computer Configuration >> Policies >> Windows Settings >> Security Settings >> Account Policies >> Kerberos Policy >> "Maximum lifetime for service ticket" to a maximum of "600" minutes, but not "0", which equates to "Ticket doesn't expire".

b

The Kerberos user ticket lifetime must be limited to 10 hours or less.

IA-2 - Medium - CCI-001941 - V-73363 - SV-88015r1_rule

RMF Control

IA-2

Severity

M

CCI

Version

WN16-DC-000040

Vuln IDs

V-73363

Rule IDs

SV-88015r1_rule

In Kerberos, there are two types of tickets: Ticket Granting Tickets (TGTs) and Service Tickets. Kerberos tickets have a limited lifetime so the time an attacker has to implement an attack is limited. This policy controls how long TGTs can be renewed. With Kerberos, the user's initial authentication to the domain controller results in a TGT, which is then used to request Service Tickets to resources. Upon startup, each computer gets a TGT before requesting a service ticket to the domain controller and any other computers it needs to access. For services that start up under a specified user account, users must always get a TGT first and then get Service Tickets to all computers and services accessed. Satisfies: SRG-OS-000112-GPOS-00057, SRG-OS-000113-GPOS-00058

Checks: C-73437r2_chk

This applies to domain controllers. It is NA for other systems. Verify the following is configured in the Default Domain Policy. Open "Group Policy Management". Navigate to "Group Policy Objects" in the Domain being reviewed (Forest >> Domains >> Domain). Right-click on the "Default Domain Policy". Select "Edit". Navigate to Computer Configuration >> Policies >> Windows Settings >> Security Settings >> Account Policies >> Kerberos Policy. If the value for "Maximum lifetime for user ticket" is "0" or greater than "10" hours, this is a finding.

Fix: F-79805r1_fix

Configure the policy value in the Default Domain Policy for Computer Configuration >> Policies >> Windows Settings >> Security Settings >> Account Policies >> Kerberos Policy >> "Maximum lifetime for user ticket" to a maximum of "10" hours but not "0", which equates to "Ticket doesn't expire".

b

The Kerberos policy user ticket renewal maximum lifetime must be limited to seven days or less.

IA-2 - Medium - CCI-001941 - V-73365 - SV-88017r1_rule

RMF Control

IA-2

Severity

M

CCI

Version

WN16-DC-000050

Vuln IDs

V-73365

Rule IDs

SV-88017r1_rule

This setting determines the period of time (in days) during which a user's Ticket Granting Ticket (TGT) may be renewed. This security configuration limits the amount of time an attacker has to crack the TGT and gain access. Satisfies: SRG-OS-000112-GPOS-00057, SRG-OS-000113-GPOS-00058

Checks: C-73439r1_chk

This applies to domain controllers. It is NA for other systems. Verify the following is configured in the Default Domain Policy. Open "Group Policy Management". Navigate to "Group Policy Objects" in the Domain being reviewed (Forest >> Domains >> Domain). Right-click on the "Default Domain Policy". Select "Edit". Navigate to Computer Configuration >> Policies >> Windows Settings >> Security Settings >> Account Policies >> Kerberos Policy. If the "Maximum lifetime for user ticket renewal" is greater than "7" days, this is a finding.

Fix: F-79807r1_fix

Configure the policy value in the Default Domain Policy for Computer Configuration >> Policies >> Windows Settings >> Security Settings >> Account Policies >> Kerberos Policy >> "Maximum lifetime for user ticket renewal" to a maximum of "7" days or less.

b

The computer clock synchronization tolerance must be limited to 5 minutes or less.

IA-2 - Medium - CCI-001941 - V-73367 - SV-88019r1_rule

RMF Control

IA-2

Severity

M

CCI

Version

WN16-DC-000060

Vuln IDs

V-73367

Rule IDs

SV-88019r1_rule

This setting determines the maximum time difference (in minutes) that Kerberos will tolerate between the time on a client's clock and the time on a server's clock while still considering the two clocks synchronous. In order to prevent replay attacks, Kerberos uses timestamps as part of its protocol definition. For timestamps to work properly, the clocks of the client and the server need to be in sync as much as possible. Satisfies: SRG-OS-000112-GPOS-00057, SRG-OS-000113-GPOS-00058

Checks: C-73441r1_chk

This applies to domain controllers. It is NA for other systems. Verify the following is configured in the Default Domain Policy. Open "Group Policy Management". Navigate to "Group Policy Objects" in the Domain being reviewed (Forest >> Domains >> Domain). Right-click on the "Default Domain Policy". Select "Edit". Navigate to Computer Configuration >> Policies >> Windows Settings >> Security Settings >> Account Policies >> Kerberos Policy. If the "Maximum tolerance for computer clock synchronization" is greater than "5" minutes, this is a finding.

Fix: F-79809r1_fix

Configure the policy value in the Default Domain Policy for Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Kerberos Policy >> "Maximum tolerance for computer clock synchronization" to a maximum of "5" minutes or less.

c

Permissions on the Active Directory data files must only allow System and Administrators access.

AC-6 - High - CCI-002235 - V-73369 - SV-88021r1_rule

RMF Control

AC-6

Severity

H

CCI

Version

WN16-DC-000070

Vuln IDs

V-73369

Rule IDs

SV-88021r1_rule

Improper access permissions for directory data-related files could allow unauthorized users to read, modify, or delete directory data or audit trails.

Checks: C-73443r1_chk

This applies to domain controllers. It is NA for other systems. Run "Regedit". Navigate to "HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Services\NTDS\Parameters". Note the directory locations in the values for: Database log files path DSA Database file By default, they will be \Windows\NTDS. If the locations are different, the following will need to be run for each. Open "Command Prompt (Admin)". Navigate to the NTDS directory (\Windows\NTDS by default). Run "icacls *.*". If the permissions on each file are not as restrictive as the following, this is a finding. NT AUTHORITY\SYSTEM:(I)(F) BUILTIN\Administrators:(I)(F) (I) - permission inherited from parent container (F) - full access

Fix: F-79811r1_fix

Maintain the permissions on NTDS database and log files as follows: NT AUTHORITY\SYSTEM:(I)(F) BUILTIN\Administrators:(I)(F) (I) - permission inherited from parent container (F) - full access

c

The Active Directory SYSVOL directory must have the proper access control permissions.

AC-6 - High - CCI-002235 - V-73371 - SV-88023r1_rule

RMF Control

AC-6

Severity

H

CCI

Version

WN16-DC-000080

Vuln IDs

V-73371

Rule IDs

SV-88023r1_rule

Improper access permissions for directory data files could allow unauthorized users to read, modify, or delete directory data. The SYSVOL directory contains public files (to the domain) such as policies and logon scripts. Data in shared subdirectories are replicated to all domain controllers in a domain.

Checks: C-73445r1_chk

This applies to domain controllers. It is NA for other systems. Open a command prompt. Run "net share". Make note of the directory location of the SYSVOL share. By default, this will be \Windows\SYSVOL\sysvol. For this requirement, permissions will be verified at the first SYSVOL directory level. If any standard user accounts or groups have greater than "Read & execute" permissions, this is a finding. The default permissions noted below meet this requirement. Open "Command Prompt". Run "icacls c:\Windows\SYSVOL". The following results should be displayed: NT AUTHORITY\Authenticated Users:(RX) NT AUTHORITY\Authenticated Users:(OI)(CI)(IO)(GR,GE) BUILTIN\Server Operators:(RX) BUILTIN\Server Operators:(OI)(CI)(IO)(GR,GE) BUILTIN\Administrators:(M,WDAC,WO) BUILTIN\Administrators:(OI)(CI)(IO)(F) NT AUTHORITY\SYSTEM:(F) NT AUTHORITY\SYSTEM:(OI)(CI)(IO)(F) BUILTIN\Administrators:(M,WDAC,WO) CREATOR OWNER:(OI)(CI)(IO)(F) (RX) - Read & execute Run "icacls /help" to view definitions of other permission codes. Alternately, open "File Explorer". Navigate to \Windows\SYSVOL (or the directory noted previously if different). Right-click the directory and select properties. Select the "Security" tab and click "Advanced". Default permissions: C:\Windows\SYSVOL Type - "Allow" for all Inherited from - "None" for all Principal - Access - Applies to Authenticated Users - Read & execute - This folder, subfolder, and files Server Operators - Read & execute- This folder, subfolder, and files Administrators - Special - This folder only (Special = Basic Permissions: all selected except Full control) CREATOR OWNER - Full control - Subfolders and files only Administrators - Full control - Subfolders and files only SYSTEM - Full control - This folder, subfolders, and files

Fix: F-79813r1_fix

Maintain the permissions on the SYSVOL directory. Do not allow greater than "Read & execute" permissions for standard user accounts or groups. The defaults below meet this requirement. C:\Windows\SYSVOL Type - "Allow" for all Inherited from - "None" for all Principal - Access - Applies to Authenticated Users - Read & execute - This folder, subfolder, and files Server Operators - Read & execute- This folder, subfolder, and files Administrators - Special - This folder only (Special = Basic Permissions: all selected except Full control) CREATOR OWNER - Full control - Subfolders and files only Administrators - Full control - Subfolders and files only SYSTEM - Full control - This folder, subfolders, and files

c

Active Directory Group Policy objects must have proper access control permissions.

AC-6 - High - CCI-002235 - V-73373 - SV-88025r1_rule

RMF Control

AC-6

Severity

H

CCI

Version

WN16-DC-000090

Vuln IDs

V-73373

Rule IDs

SV-88025r1_rule

When directory service database objects do not have appropriate access control permissions, it may be possible for malicious users to create, read, update, or delete the objects and degrade or destroy the integrity of the data. When the directory service is used for identification, authentication, or authorization functions, a compromise of the database objects could lead to a compromise of all systems relying on the directory service. For Active Directory (AD), the Group Policy objects require special attention. In a distributed administration model (i.e., help desk), Group Policy objects are more likely to have access permissions changed from the secure defaults. If inappropriate access permissions are defined for Group Policy objects, this could allow an intruder to change the security policy applied to all domain client computers (workstations and servers).

Checks: C-73447r1_chk

This applies to domain controllers. It is NA for other systems. Review the permissions on Group Policy objects. Open "Group Policy Management" (available from various menus or run "gpmc.msc"). Navigate to "Group Policy Objects" in the domain being reviewed (Forest >> Domains >> Domain). For each Group Policy object: Select the Group Policy object item in the left pane. Select the "Delegation" tab in the right pane. Select the "Advanced" button. Select each Group or user name. View the permissions. If any standard user accounts or groups have "Allow" permissions greater than "Read" and "Apply group policy", this is a finding. Other access permissions that allow the objects to be updated are considered findings unless specifically documented by the ISSO. The default permissions noted below satisfy this requirement. The permissions shown are at the summary level. More detailed permissions can be viewed by selecting the next "Advanced" button, the desired Permission entry, and the "Edit" button. Authenticated Users - Read, Apply group policy, Special permissions The special permissions for Authenticated Users are for Read-type Properties. If detailed permissions include any Create, Delete, Modify, or Write Permissions or Properties, this is a finding. The special permissions for the following default groups are not the focus of this requirement and may include a wide range of permissions and properties. CREATOR OWNER - Special permissions SYSTEM - Read, Write, Create all child objects, Delete all child objects, Special permissions Domain Admins - Read, Write, Create all child objects, Delete all child objects, Special permissions Enterprise Admins - Read, Write, Create all child objects, Delete all child objects, Special permissions ENTERPRISE DOMAIN CONTROLLERS - Read, Special permissions The Domain Admins and Enterprise Admins will not have the "Delete all child objects" permission on the two default Group Policy objects: Default Domain Policy and Default Domain Controllers Policy. They will have this permission on organization created Group Policy objects.

Fix: F-79815r1_fix

Maintain the permissions on Group Policy objects to not allow greater than "Read" and "Apply group policy" for standard user accounts or groups. The default permissions below meet this requirement. Authenticated Users - Read, Apply group policy, Special permissions The special permissions for Authenticated Users are for Read-type Properties. CREATOR OWNER - Special permissions SYSTEM - Read, Write, Create all child objects, Delete all child objects, Special permissions Domain Admins - Read, Write, Create all child objects, Delete all child objects, Special permissions Enterprise Admins - Read, Write, Create all child objects, Delete all child objects, Special permissions ENTERPRISE DOMAIN CONTROLLERS - Read, Special permissions Document any other access permissions that allow the objects to be updated with the ISSO. The Domain Admins and Enterprise Admins will not have the "Delete all child objects" permission on the two default Group Policy objects: Default Domain Policy and Default Domain Controllers Policy. They will have this permission on created Group Policy objects.

c

The Active Directory Domain Controllers Organizational Unit (OU) object must have the proper access control permissions.

AC-6 - High - CCI-002235 - V-73375 - SV-88027r2_rule

RMF Control

AC-6

Severity

H

CCI

Version

WN16-DC-000100

Vuln IDs

V-73375

Rule IDs

SV-88027r2_rule

When Active Directory objects do not have appropriate access control permissions, it may be possible for malicious users to create, read, update, or delete the objects and degrade or destroy the integrity of the data. When the directory service is used for identification, authentication, or authorization functions, a compromise of the database objects could lead to a compromise of all systems that rely on the directory service. The Domain Controllers OU object requires special attention as the Domain Controllers are central to the configuration and management of the domain. Inappropriate access permissions defined for the Domain Controllers OU could allow an intruder or unauthorized personnel to make changes that could lead to the compromise of the domain.

Checks: C-77757r1_chk

This applies to domain controllers. It is NA for other systems. Review the permissions on the Domain Controllers OU. Open "Active Directory Users and Computers" (available from various menus or run "dsa.msc"). Select "Advanced Features" in the "View" menu if not previously selected. Select the "Domain Controllers" OU (folder in folder icon). Right-click and select "Properties". Select the "Security" tab. If the permissions on the Domain Controllers OU do not restrict changes to System, Domain Admins, Enterprise Admins and Administrators, this is a finding. The default permissions listed below satisfy this requirement. Domains supporting Microsoft Exchange will have additional Exchange related permissions on the Domain Controllers OU. These may include some change related permissions and are not a finding. The permissions shown are at the summary level. More detailed permissions can be viewed by selecting the "Advanced" button, the desired Permission entry, and the "View" or "Edit" button. Except where noted otherwise, the special permissions may include a wide range of permissions and properties and are acceptable for this requirement. CREATOR OWNER - Special permissions SELF - Special permissions Authenticated Users - Read, Special permissions The special permissions for Authenticated Users are Read types. If detailed permissions include any Create, Delete, Modify, or Write Permissions or Properties, this is a finding. SYSTEM - Full Control Domain Admins - Read, Write, Create all child objects, Generate resultant set of policy (logging), Generate resultant set of policy (planning), Special permissions Enterprise Admins - Full Control Key Admins - Special permissions Enterprise Key Admins - Special permissions Administrators - Read, Write, Create all child objects, Generate resultant set of policy (logging), Generate resultant set of policy (planning), Special permissions Pre-Windows 2000 Compatible Access - Special permissions The Special permissions for Pre-Windows 2000 Compatible Access are Read types. If detailed permissions include any Create, Delete, Modify, or Write Permissions or Properties, this is a finding. ENTERPRISE DOMAIN CONTROLLERS - Read, Special permissions

Fix: F-84911r1_fix

Limit the permissions on the Domain Controllers OU to restrict changes to System, Domain Admins, Enterprise Admins and Administrators. The default permissions listed below satisfy this requirement. Domains supporting Microsoft Exchange will have additional Exchange related permissions on the Domain Controllers OU. These may include some change related permissions. CREATOR OWNER - Special permissions SELF - Special permissions Authenticated Users - Read, Special permissions The special permissions for Authenticated Users are Read types. SYSTEM - Full Control Domain Admins - Read, Write, Create all child objects, Generate resultant set of policy (logging), Generate resultant set of policy (planning), Special permissions Enterprise Admins - Full Control Key Admins - Special permissions Enterprise Key Admins - Special permissions Administrators - Read, Write, Create all child objects, Generate resultant set of policy (logging), Generate resultant set of policy (planning), Special permissions Pre-Windows 2000 Compatible Access - Special permissions The special permissions for Pre-Windows 2000 Compatible Access are Read types. ENTERPRISE DOMAIN CONTROLLERS - Read, Special permissions

c

Domain-created Active Directory Organizational Unit (OU) objects must have proper access control permissions.

AC-6 - High - CCI-002235 - V-73377 - SV-88029r1_rule

RMF Control

AC-6

Severity

H

CCI

Version

WN16-DC-000110

Vuln IDs

V-73377

Rule IDs

SV-88029r1_rule

When directory service database objects do not have appropriate access control permissions, it may be possible for malicious users to create, read, update, or delete the objects and degrade or destroy the integrity of the data. When the directory service is used for identification, authentication, or authorization functions, a compromise of the database objects could lead to a compromise of all systems that rely on the directory service. For Active Directory, the OU objects require special attention. In a distributed administration model (i.e., help desk), OU objects are more likely to have access permissions changed from the secure defaults. If inappropriate access permissions are defined for OU objects, it could allow an intruder to add or delete users in the OU. This could result in unauthorized access to data or a denial of service to authorized users.

Checks: C-73451r1_chk

This applies to domain controllers. It is NA for other systems. Review the permissions on domain-defined OUs. Open "Active Directory Users and Computers" (available from various menus or run "dsa.msc"). Ensure "Advanced Features" is selected in the "View" menu. For each OU that is defined (folder in folder icon) excluding the Domain Controllers OU: Right-click the OU and select "Properties". Select the "Security" tab. If the permissions on the OU are not at least as restrictive as those below, this is a finding. The permissions shown are at the summary level. More detailed permissions can be viewed by selecting the "Advanced" button, the desired Permission entry, and the "Edit" or "View" button. Except where noted otherwise, the special permissions may include a wide range of permissions and properties and are acceptable for this requirement. CREATOR OWNER - Special permissions Self - Special permissions Authenticated Users - Read, Special permissions The Special permissions for Authenticated Users are Read type. If detailed permissions include any Create, Delete, Modify, or Write Permissions or Properties, this is a finding. SYSTEM - Full Control Domain Admins - Full Control Enterprise Admins - Full Control Key Admins - Special permissions Enterprise Key Admins - Special permissions Administrators - Read, Write, Create all child objects, Generate resultant set of policy (logging), Generate resultant set of policy (planning), Special permissions Pre-Windows 2000 Compatible Access - Special permissions The Special permissions for Pre-Windows 2000 Compatible Access are for Read types. If detailed permissions include any Create, Delete, Modify, or Write Permissions or Properties, this is a finding. ENTERPRISE DOMAIN CONTROLLERS - Read, Special permissions If an ISSO-approved distributed administration model (help desk or other user support staff) is implemented, permissions above Read may be allowed for groups documented by the ISSO. If any OU with improper permissions includes identification or authentication data (e.g., accounts, passwords, or password hash data) used by systems to determine access control, the severity is CAT I (e.g., OUs that include user accounts, including service/application accounts). If an OU with improper permissions does not include identification and authentication data used by systems to determine access control, the severity is CAT II (e.g., Workstation, Printer OUs).

Fix: F-79819r1_fix

Maintain the permissions on domain-defined OUs to be at least as restrictive as the defaults below. Document any additional permissions above Read with the ISSO if an approved distributed administration model (help desk or other user support staff) is implemented. CREATOR OWNER - Special permissions Self - Special permissions Authenticated Users - Read, Special permissions The special permissions for Authenticated Users are Read type. SYSTEM - Full Control Domain Admins - Full Control Enterprise Admins - Full Control Key Admins - Special permissions Enterprise Key Admins - Special permissions Administrators - Read, Write, Create all child objects, Generate resultant set of policy (logging), Generate resultant set of policy (planning), Special permissions Pre-Windows 2000 Compatible Access - Special permissions The special permissions for Pre-Windows 2000 Compatible Access are for Read types. ENTERPRISE DOMAIN CONTROLLERS - Read, Special permissions

b

Data files owned by users must be on a different logical partition from the directory server data files.

SC-4 - Medium - CCI-001090 - V-73379 - SV-88031r1_rule

RMF Control

SC-4

Severity

M

CCI

Version

WN16-DC-000120

Vuln IDs

V-73379

Rule IDs

SV-88031r1_rule

When directory service data files, especially for directories used for identification, authentication, or authorization, reside on the same logical partition as user-owned files, the directory service data may be more vulnerable to unauthorized access or other availability compromises. Directory service and user-owned data files sharing a partition may be configured with less restrictive permissions in order to allow access to the user data. The directory service may be vulnerable to a denial of service attack when user-owned files on a common partition are expanded to an extent preventing the directory service from acquiring more space for directory or audit data.

Checks: C-73453r1_chk

This applies to domain controllers. It is NA for other systems. Run "Regedit". Navigate to "HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Services\NTDS\Parameters". Note the directory locations in the values for "DSA Database file". Open "Command Prompt". Enter "net share". Note the logical drive(s) or file system partition for any organization-created data shares. Ignore system shares (e.g., NETLOGON, SYSVOL, and administrative shares ending in $). User shares that are hidden (ending with $) should not be ignored. If user shares are located on the same logical partition as the directory server data files, this is a finding.

Fix: F-79821r1_fix

Move shares used to store files owned by users to a different logical partition than the directory server data files.

b

Domain controllers must run on a machine dedicated to that function.

CM-7 - Medium - CCI-000381 - V-73381 - SV-88033r1_rule

RMF Control

CM-7

Severity

M

CCI

Version

WN16-DC-000130

Vuln IDs

V-73381

Rule IDs

SV-88033r1_rule

Executing application servers on the same host machine with a directory server may substantially weaken the security of the directory server. Web or database server applications usually require the addition of many programs and accounts, increasing the attack surface of the computer. Some applications require the addition of privileged accounts, providing potential sources of compromise. Some applications (such as Microsoft Exchange) may require the use of network ports or services conflicting with the directory server. In this case, non-standard ports might be selected, and this could interfere with intrusion detection or prevention services.

Checks: C-73455r1_chk

This applies to domain controllers, It is NA for other systems. Review the installed roles the domain controller is supporting. Start "Server Manager". Select "AD DS" in the left pane and the server name under "Servers" to the right. Select "Add (or Remove) Roles and Features" from "Tasks" in the "Roles and Features" section. (Cancel before any changes are made.) Determine if any additional server roles are installed. A basic domain controller setup will include the following: - Active Directory Domain Services - DNS Server - File and Storage Services If any roles not requiring installation on a domain controller are installed, this is a finding. A Domain Name System (DNS) server integrated with the directory server (e.g., AD-integrated DNS) is an acceptable application. However, the DNS server must comply with the DNS STIG security requirements. Run "Programs and Features". Review installed applications. If any applications are installed that are not required for the domain controller, this is a finding.

Fix: F-79823r1_fix

Remove additional roles or applications such as web, database, and email from the domain controller.

b

Separate, NSA-approved (Type 1) cryptography must be used to protect the directory data in transit for directory service implementations at a classified confidentiality level when replication data traverses a network cleared to a lower level than the data.

SC-13 - Medium - CCI-002450 - V-73383 - SV-88035r1_rule

RMF Control

SC-13

Severity

M

CCI

CCI-002450

Version

WN16-DC-000140

Vuln IDs

V-73383

Rule IDs

SV-88035r1_rule

Directory data that is not appropriately encrypted is subject to compromise. Commercial-grade encryption does not provide adequate protection when the classification level of directory data in transit is higher than the level of the network.

Checks: C-73457r1_chk

This applies to domain controllers. It is NA for other systems. Review the organization network diagram(s) or documentation to determine the level of classification for the network(s) over which replication data is transmitted. Determine the classification level of the Windows domain controller. If the classification level of the Windows domain controller is higher than the level of the networks, review the organization network diagram(s) and directory implementation documentation to determine if NSA-approved encryption is used to protect the replication network traffic. If the classification level of the Windows domain controller is higher than the level of the network traversed and NSA-approved encryption is not used, this is a finding.

Fix: F-79825r1_fix

Configure NSA-approved (Type 1) cryptography to protect the directory data in transit for directory service implementations at a classified confidentiality level that transfer replication data through a network cleared to a lower level than the data.

c

Directory data (outside the root DSE) of a non-public directory must be configured to prevent anonymous access.

CM-6 - High - CCI-000366 - V-73385 - SV-88037r1_rule

RMF Control

CM-6

Severity

H

CCI

Version

WN16-DC-000150

Vuln IDs

V-73385

Rule IDs

SV-88037r1_rule

To the extent that anonymous access to directory data (outside the root DSE) is permitted, read access control of the data is effectively disabled. If other means of controlling access (such as network restrictions) are compromised, there may be nothing else to protect the confidentiality of sensitive directory data.

Checks: C-73459r1_chk

This applies to domain controllers. It is NA for other systems. Open "Command Prompt" (not elevated). Run "ldp.exe". From the "Connection menu", select "Bind". Clear the User, Password, and Domain fields. Select "Simple bind" for the Bind type and click "OK". Confirmation of anonymous access will be displayed at the end: res = ldap_simple_bind_s Authenticated as: 'NT AUTHORITY\ANONYMOUS LOGON' From the "Browse" menu, select "Search". In the Search dialog, enter the DN of the domain naming context (generally something like "dc=disaost,dc=mil") in the Base DN field. Clear the Attributes field and select "Run". Error messages should display related to Bind and user not authenticated. If attribute data is displayed, anonymous access is enabled to the domain naming context and this is a finding. The following network controls allow the finding severity to be downgraded to a CAT II since these measures lower the risk associated with anonymous access. Network hardware ports at the site are subject to 802.1x authentication or MAC address restrictions. Premise firewall or host restrictions prevent access to ports 389, 636, 3268, and 3269 from client hosts not explicitly identified by domain (.mil) or IP address.

Fix: F-79827r1_fix

Configure directory data (outside the root DSE) of a non-public directory to prevent anonymous access. For AD, there are multiple configuration items that could enable anonymous access. Changing the access permissions on the domain naming context object (from the secure defaults) could enable anonymous access. If the check procedures indicate this is the cause, the process that was used to change the permissions should be reversed. This could have been through the Windows Support Tools ADSI Edit console (adsiedit.msc). The dsHeuristics option is used. This is addressed in check V-8555 in the AD Forest STIG.

a

The directory service must be configured to terminate LDAP-based network connections to the directory server after 5 minutes of inactivity.

SC-10 - Low - CCI-001133 - V-73387 - SV-88039r1_rule

RMF Control

SC-10

Severity

L

CCI

CCI-001133

Version

WN16-DC-000160

Vuln IDs

V-73387

Rule IDs

SV-88039r1_rule

The failure to terminate inactive network connections increases the risk of a successful attack on the directory server. The longer an established session is in progress, the more time an attacker has to hijack the session, implement a means to passively intercept data, or compromise any protections on client access. For example, if an attacker gains control of a client computer, an existing (already authenticated) session with the directory server could allow access to the directory. The lack of confidentiality protection in LDAP-based sessions increases exposure to this vulnerability.

Checks: C-73461r2_chk

This applies to domain controllers. It is NA for other systems. Open an elevated "Command Prompt" (run as administrator). Enter "ntdsutil". At the "ntdsutil:" prompt, enter "LDAP policies". At the "ldap policy:" prompt, enter "connections". At the "server connections:" prompt, enter "connect to server [host-name]" (where [host-name] is the computer name of the domain controller). At the "server connections:" prompt, enter "q". At the "ldap policy:" prompt, enter "show values". If the value for MaxConnIdleTime is greater than "300" (5 minutes) or is not specified, this is a finding. Enter "q" at the "ldap policy:" and "ntdsutil:" prompts to exit. Alternately, Dsquery can be used to display MaxConnIdleTime: Open "Command Prompt (Admin)". Enter the following command (on a single line). dsquery * "cn=Default Query Policy,cn=Query-Policies,cn=Directory Service, cn=Windows NT,cn=Services,cn=Configuration,dc=[forest-name]" -attr LDAPAdminLimits The quotes are required and dc=[forest-name] is the fully qualified LDAP name of the domain being reviewed (e.g., dc=disaost,dc=mil). If the results do not specify a "MaxConnIdleTime" or it has a value greater than "300" (5 minutes), this is a finding.

Fix: F-79829r1_fix

Configure the directory service to terminate LDAP-based network connections to the directory server after 5 minutes of inactivity. Open an elevated "Command prompt" (run as administrator). Enter "ntdsutil". At the "ntdsutil:" prompt, enter "LDAP policies". At the "ldap policy:" prompt, enter "connections". At the "server connections:" prompt, enter "connect to server [host-name]" (where [host-name] is the computer name of the domain controller). At the "server connections:" prompt, enter "q". At the "ldap policy:" prompt, enter "Set MaxConnIdleTime to 300". Enter "Commit Changes" to save. Enter "Show values" to verify changes. Enter "q" at the "ldap policy:" and "ntdsutil:" prompts to exit.

b

Active Directory Group Policy objects must be configured with proper audit settings.

AU-12 - Medium - CCI-000172 - V-73389 - SV-88041r2_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-DC-000170

Vuln IDs

V-73389

Rule IDs

SV-88041r2_rule

When inappropriate audit settings are configured for directory service database objects, it may be possible for a user or process to update the data without generating any tracking data. The impact of missing audit data is related to the type of object. A failure to capture audit data for objects used by identification, authentication, or authorization functions could degrade or eliminate the ability to track changes to access policy for systems or data. For Active Directory (AD), there are a number of critical object types in the domain naming context of the AD database for which auditing is essential. This includes Group Policy objects. Because changes to these objects can significantly impact access controls or the availability of systems, the absence of auditing data makes it impossible to identify the source of changes that impact the confidentiality, integrity, and availability of data and systems throughout an AD domain. The lack of proper auditing can result in insufficient forensic evidence needed to investigate an incident and prosecute the intruder. Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000458-GPOS-00203, SRG-OS-000463-GPOS-00207, SRG-OS-000468-GPOS-00212

Checks: C-79577r2_chk

This applies to domain controllers. It is NA for other systems. Review the auditing configuration for all Group Policy objects. Open "Group Policy Management" (available from various menus or run "gpmc.msc"). Navigate to "Group Policy Objects" in the domain being reviewed (Forest >> Domains >> Domain). For each Group Policy object: Select the Group Policy object item in the left pane. Select the "Delegation" tab in the right pane. Select the "Advanced" button. Select the "Advanced" button again and then the "Auditing" tab. If the audit settings for any Group Policy object are not at least as inclusive as those below, this is a finding. Type - Fail Principal - Everyone Access - Full Control Applies to - This object and all descendant objects or Descendant groupPolicyContainer objects The three Success types listed below are defaults inherited from the Parent Object. Where Special is listed in the summary screens for Access, detailed Permissions are provided for reference. Type - Success Principal - Everyone Access - Special (Permissions: Write all properties, Modify permissions; Properties: all "Write" type selected) Inherited from - Parent Object Applies to - Descendant groupPolicyContainer objects Two instances with the following summary information will be listed. Type - Success Principal - Everyone Access - blank (Permissions: none selected; Properties: one instance - Write gPLink, one instance - Write gPOptions) Inherited from - Parent Object Applies to - Descendant Organization Unit Objects

Fix: F-86715r2_fix

Configure the audit settings for Group Policy objects to include the following. This can be done at the Policy level in Active Directory to apply to all group policies. Open "Active Directory Users and Computers" (available from various menus or run "dsa.msc"). Select "Advanced Features" from the "View" Menu. Navigate to [Domain] >> System >> Policies in the left panel. Right click "Policies", select "Properties". Select the "Security" tab. Select the "Advanced" button. Select the "Auditing" tab. Type - Fail Principal - Everyone Access - Full Control Applies to - This object and all descendant objects or Descendant groupPolicyContainer objects The three Success types listed below are defaults inherited from the Parent Object. Where Special is listed in the summary screens for Access, detailed Permissions are provided for reference. Type - Success Principal - Everyone Access - Special (Permissions: Write all properties, Modify permissions; Properties: all "Write" type selected) Inherited from - Parent Object Applies to - Descendant groupPolicyContainer objects Two instances with the following summary information will be listed. Type - Success Principal - Everyone Access - blank (Permissions: none selected; Properties: one instance - Write gPLink, one instance - Write gPOptions) Inherited from - Parent Object Applies to - Descendant Organization Unit Objects

b

The Active Directory Domain object must be configured with proper audit settings.

AU-12 - Medium - CCI-000172 - V-73391 - SV-88043r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-DC-000180

Vuln IDs

V-73391

Rule IDs

SV-88043r1_rule

When inappropriate audit settings are configured for directory service database objects, it may be possible for a user or process to update the data without generating any tracking data. The impact of missing audit data is related to the type of object. A failure to capture audit data for objects used by identification, authentication, or authorization functions could degrade or eliminate the ability to track changes to access policy for systems or data. For Active Directory (AD), there are a number of critical object types in the domain naming context of the AD database for which auditing is essential. This includes the Domain object. Because changes to these objects can significantly impact access controls or the availability of systems, the absence of auditing data makes it impossible to identify the source of changes that impact the confidentiality, integrity, and availability of data and systems throughout an AD domain. The lack of proper auditing can result in insufficient forensic evidence needed to investigate an incident and prosecute the intruder. Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000458-GPOS-00203, SRG-OS-000463-GPOS-00207, SRG-OS-000468-GPOS-00212

Checks: C-73465r1_chk

This applies to domain controllers. It is NA for other systems. Review the auditing configuration for the Domain object. Open "Active Directory Users and Computers" (available from various menus or run "dsa.msc"). Ensure "Advanced Features" is selected in the "View" menu. Select the domain being reviewed in the left pane. Right-click the domain name and select "Properties". Select the "Security" tab. Select the "Advanced" button and then the "Auditing" tab. If the audit settings on the Domain object are not at least as inclusive as those below, this is a finding. Type - Fail Principal - Everyone Access - Full Control Inherited from - None Applies to - This object only The success types listed below are defaults. Where Special is listed in the summary screens for Access, detailed Permissions are provided for reference. Various Properties selections may also exist by default. Two instances with the following summary information will be listed. Type - Success Principal - Everyone Access - (blank) Inherited from - None Applies to - Special Type - Success Principal - Domain Users Access - All extended rights Inherited from - None Applies to - This object only Type - Success Principal - Administrators Access - All extended rights Inherited from - None Applies to - This object only Type - Success Principal - Everyone Access - Special Inherited from - None Applies to - This object only (Access - Special = Permissions: Write all properties, Modify permissions, Modify owner)

Fix: F-79833r1_fix

Open "Active Directory Users and Computers" (available from various menus or run "dsa.msc"). Ensure "Advanced Features" is selected in the "View" menu. Select the domain being reviewed in the left pane. Right-click the domain name and select "Properties". Select the "Security" tab. Select the "Advanced" button and then the "Auditing" tab. Configure the audit settings for Domain object to include the following. Type - Fail Principal - Everyone Access - Full Control Inherited from - None Applies to - This object only The success types listed below are defaults. Where Special is listed in the summary screens for Access, detailed Permissions are provided for reference. Various Properties selections may also exist by default. Two instances with the following summary information will be listed. Type - Success Principal - Everyone Access - (blank) Inherited from - None Applies to - Special Type - Success Principal - Domain Users Access - All extended rights Inherited from - None Applies to - This object only Type - Success Principal - Administrators Access - All extended rights Inherited from - None Applies to - This object only Type - Success Principal - Everyone Access - Special Inherited from - None Applies to - This object only (Access - Special = Permissions: Write all properties, Modify permissions, Modify owner.)

b

The Active Directory Infrastructure object must be configured with proper audit settings.

AU-12 - Medium - CCI-000172 - V-73393 - SV-88045r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-DC-000190

Vuln IDs

V-73393

Rule IDs

SV-88045r1_rule

When inappropriate audit settings are configured for directory service database objects, it may be possible for a user or process to update the data without generating any tracking data. The impact of missing audit data is related to the type of object. A failure to capture audit data for objects used by identification, authentication, or authorization functions could degrade or eliminate the ability to track changes to access policy for systems or data. For Active Directory (AD), there are a number of critical object types in the domain naming context of the AD database for which auditing is essential. This includes the Infrastructure object. Because changes to these objects can significantly impact access controls or the availability of systems, the absence of auditing data makes it impossible to identify the source of changes that impact the confidentiality, integrity, and availability of data and systems throughout an AD domain. The lack of proper auditing can result in insufficient forensic evidence needed to investigate an incident and prosecute the intruder. Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000458-GPOS-00203, SRG-OS-000463-GPOS-00207, SRG-OS-000468-GPOS-00212

Checks: C-73467r1_chk

This applies to domain controllers. It is NA for other systems. Review the auditing configuration for Infrastructure object. Open "Active Directory Users and Computers" (available from various menus or run "dsa.msc"). Ensure "Advanced Features" is selected in the "View" menu. Select the domain being reviewed in the left pane. Right-click the "Infrastructure" object in the right pane and select "Properties". Select the "Security" tab. Select the "Advanced" button and then the "Auditing" tab. If the audit settings on the Infrastructure object are not at least as inclusive as those below, this is a finding. Type - Fail Principal - Everyone Access - Full Control Inherited from - None The success types listed below are defaults. Where Special is listed in the summary screens for Access, detailed Permissions are provided for reference. Various Properties selections may also exist by default. Type - Success Principal - Everyone Access - Special Inherited from - None (Access - Special = Permissions: Write all properties, All extended rights, Change infrastructure master) Two instances with the following summary information will be listed. Type - Success Principal - Everyone Access - (blank) Inherited from - (CN of domain)

Fix: F-79835r1_fix

Open "Active Directory Users and Computers" (available from various menus or run "dsa.msc"). Ensure "Advanced Features" is selected in the "View" menu. Select the domain being reviewed in the left pane. Right-click the "Infrastructure" object in the right pane and select "Properties". Select the "Security" tab. Select the "Advanced" button and then the "Auditing" tab. Configure the audit settings for Infrastructure object to include the following. Type - Fail Principal - Everyone Access - Full Control Inherited from - None The success types listed below are defaults. Where Special is listed in the summary screens for Access, detailed Permissions are provided for reference. Various Properties selections may also exist by default. Type - Success Principal - Everyone Access - Special Inherited from - None (Access - Special = Permissions: Write all properties, All extended rights, Change infrastructure master) Two instances with the following summary information will be listed. Type - Success Principal - Everyone Access - (blank) Inherited from - (CN of domain)

b

The Active Directory Domain Controllers Organizational Unit (OU) object must be configured with proper audit settings.

AU-12 - Medium - CCI-000172 - V-73395 - SV-88047r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-DC-000200

Vuln IDs

V-73395

Rule IDs

SV-88047r1_rule

When inappropriate audit settings are configured for directory service database objects, it may be possible for a user or process to update the data without generating any tracking data. The impact of missing audit data is related to the type of object. A failure to capture audit data for objects used by identification, authentication, or authorization functions could degrade or eliminate the ability to track changes to access policy for systems or data. For Active Directory (AD), there are a number of critical object types in the domain naming context of the AD database for which auditing is essential. This includes the Domain Controller OU object. Because changes to these objects can significantly impact access controls or the availability of systems, the absence of auditing data makes it impossible to identify the source of changes that impact the confidentiality, integrity, and availability of data and systems throughout an AD domain. The lack of proper auditing can result in insufficient forensic evidence needed to investigate an incident and prosecute the intruder. Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000458-GPOS-00203, SRG-OS-000463-GPOS-00207, SRG-OS-000468-GPOS-00212

Checks: C-73469r1_chk

This applies to domain controllers. It is NA for other systems. Review the auditing configuration for the Domain Controller OU object. Open "Active Directory Users and Computers" (available from various menus or run "dsa.msc"). Ensure "Advanced Features" is selected in the "View" menu. Select the "Domain Controllers OU" under the domain being reviewed in the left pane. Right-click the "Domain Controllers OU" object and select "Properties". Select the "Security" tab. Select the "Advanced" button and then the "Auditing" tab. If the audit settings on the Domain Controllers OU object are not at least as inclusive as those below, this is a finding. Type - Fail Principal - Everyone Access - Full Control Inherited from - None Applies to - This object and all descendant objects The success types listed below are defaults. Where Special is listed in the summary screens for Access, detailed Permissions are provided for reference. Various Properties selections may also exist by default. Type - Success Principal - Everyone Access - Special Inherited from - None Applies to - This object only (Access - Special = Permissions: all create, delete and modify permissions) Type - Success Principal - Everyone Access - Write all properties Inherited from - None Applies to - This object and all descendant objects Two instances with the following summary information will be listed. Type - Success Principal - Everyone Access - (blank) Inherited from - (CN of domain) Applies to - Descendant Organizational Unit objects

Fix: F-79837r1_fix

Open "Active Directory Users and Computers" (available from various menus or run "dsa.msc"). Ensure "Advanced Features" is selected in the "View" menu. Select the "Domain Controllers OU" under the domain being reviewed in the left pane. Right-click the "Domain Controllers OU" object and select "Properties". Select the "Security" tab. Select the "Advanced" button and then the "Auditing" tab. Configure the audit settings for Domain Controllers OU object to include the following. Type - Fail Principal - Everyone Access - Full Control Inherited from - None The success types listed below are defaults. Where Special is listed in the summary screens for Access, detailed Permissions are provided for reference. Various Properties selections may also exist by default. Type - Success Principal - Everyone Access - Special Inherited from - None Applies to - This object only (Access - Special = Permissions: all create, delete and modify permissions) Type - Success Principal - Everyone Access - Write all properties Inherited from - None Applies to - This object and all descendant objects Two instances with the following summary information will be listed. Type - Success Principal - Everyone Access - (blank) Inherited from - (CN of domain) Applies to - Descendant Organizational Unit objects

b

The Active Directory AdminSDHolder object must be configured with proper audit settings.

AU-12 - Medium - CCI-000172 - V-73397 - SV-88049r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-DC-000210

Vuln IDs

V-73397

Rule IDs

SV-88049r1_rule

When inappropriate audit settings are configured for directory service database objects, it may be possible for a user or process to update the data without generating any tracking data. The impact of missing audit data is related to the type of object. A failure to capture audit data for objects used by identification, authentication, or authorization functions could degrade or eliminate the ability to track changes to access policy for systems or data. For Active Directory (AD), there are a number of critical object types in the domain naming context of the AD database for which auditing is essential. This includes the AdminSDHolder object. Because changes to these objects can significantly impact access controls or the availability of systems, the absence of auditing data makes it impossible to identify the source of changes that impact the confidentiality, integrity, and availability of data and systems throughout an AD domain. The lack of proper auditing can result in insufficient forensic evidence needed to investigate an incident and prosecute the intruder. Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000458-GPOS-00203, SRG-OS-000463-GPOS-00207, SRG-OS-000468-GPOS-00212

Checks: C-73471r1_chk

This applies to domain controllers. It is NA for other systems. Review the auditing configuration for the "AdminSDHolder" object. Open "Active Directory Users and Computers" (available from various menus or run "dsa.msc"). Ensure "Advanced Features" is selected in the "View" menu. Select "System" under the domain being reviewed in the left pane. Right-click the "AdminSDHolder" object in the right pane and select "Properties". Select the "Security" tab. Select the "Advanced" button and then the "Auditing" tab. If the audit settings on the "AdminSDHolder" object are not at least as inclusive as those below, this is a finding. Type - Fail Principal - Everyone Access - Full Control Inherited from - None Applies to - This object only The success types listed below are defaults. Where Special is listed in the summary screens for Access, detailed Permissions are provided for reference. Various Properties selections may also exist by default. Type - Success Principal - Everyone Access - Special Inherited from - None Applies to - This object only (Access - Special = Write all properties, Modify permissions, Modify owner) Two instances with the following summary information will be listed. Type - Success Principal - Everyone Access - (blank) Inherited from - (CN of domain) Applies to - Descendant Organizational Unit objects

Fix: F-79839r1_fix

Open "Active Directory Users and Computers" (available from various menus or run "dsa.msc"). Ensure "Advanced Features" is selected in the "View" menu. Select "System" under the domain being reviewed in the left pane. Right-click the "AdminSDHolder" object in the right pane and select "Properties". Select the "Security" tab. Select the "Advanced" button and then the "Auditing" tab. Configure the audit settings for AdminSDHolder object to include the following. Type - Fail Principal - Everyone Access - Full Control Inherited from - None Applies to - This object only The success types listed below are defaults. Where Special is listed in the summary screens for Access, detailed Permissions are provided for reference. Various Properties selections may also exist by default. Type - Success Principal - Everyone Access - Special Inherited from - None Applies to - This object only (Access - Special = Write all properties, Modify permissions, Modify owner) Two instances with the following summary information will be listed. Type - Success Principal - Everyone Access - (blank) Inherited from - (CN of domain) Applies to - Descendant Organizational Unit objects

b

The Active Directory RID Manager$ object must be configured with proper audit settings.

AU-12 - Medium - CCI-000172 - V-73399 - SV-88051r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-DC-000220

Vuln IDs

V-73399

Rule IDs

SV-88051r1_rule

When inappropriate audit settings are configured for directory service database objects, it may be possible for a user or process to update the data without generating any tracking data. The impact of missing audit data is related to the type of object. A failure to capture audit data for objects used by identification, authentication, or authorization functions could degrade or eliminate the ability to track changes to access policy for systems or data. For Active Directory (AD), there are a number of critical object types in the domain naming context of the AD database for which auditing is essential. This includes the RID Manager$ object. Because changes to these objects can significantly impact access controls or the availability of systems, the absence of auditing data makes it impossible to identify the source of changes that impact the confidentiality, integrity, and availability of data and systems throughout an AD domain. The lack of proper auditing can result in insufficient forensic evidence needed to investigate an incident and prosecute the intruder. Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000458-GPOS-00203, SRG-OS-000463-GPOS-00207, SRG-OS-000468-GPOS-00212

Checks: C-73473r1_chk

This applies to domain controllers. It is NA for other systems. Review the auditing configuration for the "RID Manager$" object. Open "Active Directory Users and Computers" (available from various menus or run "dsa.msc"). Ensure "Advanced Features" is selected in the "View" menu. Select "System" under the domain being reviewed in the left pane. Right-click the "RID Manager$" object in the right pane and select "Properties". Select the "Security" tab. Select the "Advanced" button and then the "Auditing" tab. If the audit settings on the "RID Manager$" object are not at least as inclusive as those below, this is a finding. Type - Fail Principal - Everyone Access - Full Control Inherited from - None The success types listed below are defaults. Where Special is listed in the summary screens for Access, detailed Permissions are provided for reference. Various Properties selections may also exist by default. Type - Success Principal - Everyone Access - Special Inherited from - None (Access - Special = Write all properties, All extended rights, Change RID master) Two instances with the following summary information will be listed. Type - Success Principal - Everyone Access - (blank) Inherited from - (CN of domain)

Fix: F-79841r1_fix

Open "Active Directory Users and Computers" (available from various menus or run "dsa.msc"). Ensure "Advanced Features" is selected in the "View" menu. Select "System" under the domain being reviewed in the left pane. Right-click the "RID Manager$" object in the right pane and select "Properties". Select the "Security" tab. Select the "Advanced" button and then the "Auditing" tab. Configure the audit settings for RID Manager$ object to include the following. Type - Fail Principal - Everyone Access - Full Control Inherited from - None The success types listed below are defaults. Where Special is listed in the summary screens for Access, detailed Permissions are provided for reference. Various Properties selections may also exist by default. Type - Success Principal - Everyone Access - Special Inherited from - None (Access - Special = Write all properties, All extended rights, Change RID master) Two instances with the following summary information will be listed. Type - Success Principal - Everyone Access - (blank) Inherited from - (CN of domain)

b

Audit records must be backed up to a different system or media than the system being audited.

AU-4 - Medium - CCI-001851 - V-73401 - SV-88053r1_rule

RMF Control

AU-4

Severity

M

CCI

CCI-001851

Version

WN16-AU-000010

Vuln IDs

V-73401

Rule IDs

SV-88053r1_rule

Protection of log data includes assuring the log data is not accidentally lost or deleted. Audit information stored in one location is vulnerable to accidental or incidental deletion or alteration.

Checks: C-73475r1_chk

Determine if a process to back up log data to a different system or media than the system being audited has been implemented. If it has not, this is a finding.

Fix: F-79843r1_fix

Establish and implement a process for backing up log data to another system or media other than the system being audited.

b

Windows Server 2016 must, at a minimum, off-load audit records of interconnected systems in real time and off-load standalone systems weekly.

AU-4 - Medium - CCI-001851 - V-73403 - SV-88055r1_rule

RMF Control

AU-4

Severity

M

CCI

CCI-001851

Version

WN16-AU-000020

Vuln IDs

V-73403

Rule IDs

SV-88055r1_rule

Protection of log data includes assuring the log data is not accidentally lost or deleted. Audit information stored in one location is vulnerable to accidental or incidental deletion or alteration.

Checks: C-73477r1_chk

Verify the audit records, at a minimum, are off-loaded for interconnected systems in real time and off-loaded for standalone systems weekly. If they are not, this is a finding.

Fix: F-79845r1_fix

Configure the system to, at a minimum, off-load audit records of interconnected systems in real time and off-load standalone systems weekly.

b

Permissions for the Application event log must prevent access by non-privileged accounts.

AU-9 - Medium - CCI-000162 - V-73405 - SV-88057r1_rule

RMF Control

AU-9

Severity

M

CCI

Version

WN16-AU-000030

Vuln IDs

V-73405

Rule IDs

SV-88057r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. The Application event log may be susceptible to tampering if proper permissions are not applied. Satisfies: SRG-OS-000057-GPOS-00027, SRG-OS-000058-GPOS-00028, SRG-OS-000059-GPOS-00029

Checks: C-73479r1_chk

Navigate to the Application event log file. The default location is the "%SystemRoot%\System32\winevt\Logs" folder. However, the logs may have been moved to another folder. If the permissions for the "Application.evtx" file are not as restrictive as the default permissions listed below, this is a finding. Eventlog - Full Control SYSTEM - Full Control Administrators - Full Control

Fix: F-79847r1_fix

Configure the permissions on the Application event log file (Application.evtx) to prevent access by non-privileged accounts. The default permissions listed below satisfy this requirement: Eventlog - Full Control SYSTEM - Full Control Administrators - Full Control The default location is the "%SystemRoot%\ System32\winevt\Logs" folder. If the location of the logs has been changed, when adding Eventlog to the permissions, it must be entered as "NT Service\Eventlog".

b

Permissions for the Security event log must prevent access by non-privileged accounts.

AU-9 - Medium - CCI-000162 - V-73407 - SV-88059r1_rule

RMF Control

AU-9

Severity

M

CCI

Version

WN16-AU-000040

Vuln IDs

V-73407

Rule IDs

SV-88059r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. The Security event log may disclose sensitive information or be susceptible to tampering if proper permissions are not applied. Satisfies: SRG-OS-000057-GPOS-00027, SRG-OS-000058-GPOS-00028, SRG-OS-000059-GPOS-00029

Checks: C-73481r1_chk

Navigate to the Security event log file. The default location is the "%SystemRoot%\System32\winevt\Logs" folder. However, the logs may have been moved to another folder. If the permissions for the "Security.evtx" file are not as restrictive as the default permissions listed below, this is a finding. Eventlog - Full Control SYSTEM - Full Control Administrators - Full Control

Fix: F-79849r1_fix

Configure the permissions on the Security event log file (Security.evtx) to prevent access by non-privileged accounts. The default permissions listed below satisfy this requirement: Eventlog - Full Control SYSTEM - Full Control Administrators - Full Control The default location is the "%SystemRoot%\ System32\winevt\Logs" folder. If the location of the logs has been changed, when adding Eventlog to the permissions, it must be entered as "NT Service\Eventlog".

b

Permissions for the System event log must prevent access by non-privileged accounts.

AU-9 - Medium - CCI-000162 - V-73409 - SV-88061r1_rule

RMF Control

AU-9

Severity

M

CCI

Version

WN16-AU-000050

Vuln IDs

V-73409

Rule IDs

SV-88061r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. The System event log may be susceptible to tampering if proper permissions are not applied. Satisfies: SRG-OS-000057-GPOS-00027, SRG-OS-000058-GPOS-00028, SRG-OS-000059-GPOS-00029

Checks: C-73483r1_chk

Navigate to the System event log file. The default location is the "%SystemRoot%\System32\winevt\Logs" folder. However, the logs may have been moved to another folder. If the permissions for the "System.evtx" file are not as restrictive as the default permissions listed below, this is a finding. Eventlog - Full Control SYSTEM - Full Control Administrators - Full Control

Fix: F-79851r1_fix

Configure the permissions on the System event log file (System.evtx) to prevent access by non-privileged accounts. The default permissions listed below satisfy this requirement: Eventlog - Full Control SYSTEM - Full Control Administrators - Full Control The default location is the "%SystemRoot%\ System32\winevt\Logs" folder. If the location of the logs has been changed, when adding Eventlog to the permissions, it must be entered as "NT Service\Eventlog".

b

Event Viewer must be protected from unauthorized modification and deletion.

AU-9 - Medium - CCI-001494 - V-73411 - SV-88063r1_rule

RMF Control

AU-9

Severity

M

CCI

CCI-001494

Version

WN16-AU-000060

Vuln IDs

V-73411

Rule IDs

SV-88063r1_rule

Protecting audit information also includes identifying and protecting the tools used to view and manipulate log data. Therefore, protecting audit tools is necessary to prevent unauthorized operation on audit information. Operating systems providing tools to interface with audit information will leverage user permissions and roles identifying the user accessing the tools and the corresponding rights the user enjoys in order to make access decisions regarding the modification or deletion of audit tools. Satisfies: SRG-OS-000257-GPOS-00098, SRG-OS-000258-GPOS-00099

Checks: C-73485r1_chk

Navigate to "%SystemRoot%\System32". View the permissions on "Eventvwr.exe". If any groups or accounts other than TrustedInstaller have "Full control" or "Modify" permissions, this is a finding. The default permissions below satisfy this requirement: TrustedInstaller - Full Control Administrators, SYSTEM, Users, ALL APPLICATION PACKAGES, ALL RESTRICTED APPLICATION PACKAGES - Read & Execute

Fix: F-79853r1_fix

Configure the permissions on the "Eventvwr.exe" file to prevent modification by any groups or accounts other than TrustedInstaller. The default permissions listed below satisfy this requirement: TrustedInstaller - Full Control Administrators, SYSTEM, Users, ALL APPLICATION PACKAGES, ALL RESTRICTED APPLICATION PACKAGES - Read & Execute The default location is the "%SystemRoot%\ System32" folder.

b

Windows Server 2016 must be configured to audit Account Logon - Credential Validation successes.

AU-12 - Medium - CCI-000172 - V-73413 - SV-88065r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000070

Vuln IDs

V-73413

Rule IDs

SV-88065r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Credential Validation records events related to validation tests on credentials for a user account logon.

Checks: C-73487r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Account Logon >> Credential Validation - Success

Fix: F-79855r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Account Logon >> "Audit Credential Validation" with "Success" selected.

b

Windows Server 2016 must be configured to audit Account Logon - Credential Validation failures.

AU-12 - Medium - CCI-000172 - V-73415 - SV-88067r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000080

Vuln IDs

V-73415

Rule IDs

SV-88067r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Credential Validation records events related to validation tests on credentials for a user account logon.

Checks: C-73489r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Account Logon >> Credential Validation - Failure

Fix: F-79857r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Account Logon >> "Audit Credential Validation" with "Failure" selected.

b

Windows Server 2016 must be configured to audit Account Management - Computer Account Management successes.

AC-2 - Medium - CCI-000018 - V-73417 - SV-88069r1_rule

RMF Control

AC-2

Severity

M

CCI

Version

WN16-DC-000230

Vuln IDs

V-73417

Rule IDs

SV-88069r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Computer Account Management records events such as creating, changing, deleting, renaming, disabling, or enabling computer accounts. Satisfies: SRG-OS-000004-GPOS-00004, SRG-OS-000239-GPOS-00089, SRG-OS-000240-GPOS-00090, SRG-OS-000241-GPOS-00091, SRG-OS-000303-GPOS-00120, SRG-OS-000476-GPOS-00221

Checks: C-73491r1_chk

This applies to domain controllers. It is NA for other systems. Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Account Management >> Computer Account Management - Success

Fix: F-79859r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Account Management >> "Audit Computer Account Management" with "Success" selected.

b

Windows Server 2016 must be configured to audit Account Management - Other Account Management Events successes.

AU-12 - Medium - CCI-000172 - V-73419 - SV-88071r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000100

Vuln IDs

V-73419

Rule IDs

SV-88071r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Other Account Management Events records events such as the access of a password hash or the Password Policy Checking API being called. Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000064-GPOS-00033, SRG-OS-000462-GPOS-00206, SRG-OS-000466-GPOS-00210

Checks: C-73493r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Account Management >> Other Account Management Events - Success

Fix: F-79861r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Account Management >> "Audit Other Account Management Events" with "Success" selected.

b

Windows Server 2016 must be configured to audit Account Management - Security Group Management successes.

AC-2 - Medium - CCI-000018 - V-73423 - SV-88075r1_rule

RMF Control

AC-2

Severity

M

CCI

Version

WN16-AU-000120

Vuln IDs

V-73423

Rule IDs

SV-88075r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Security Group Management records events such as creating, deleting, or changing security groups, including changes in group members. Satisfies: SRG-OS-000004-GPOS-00004, SRG-OS-000239-GPOS-00089, SRG-OS-000240-GPOS-00090, SRG-OS-000241-GPOS-00091, SRG-OS-000303-GPOS-00120, SRG-OS-000476-GPOS-00221

Checks: C-73497r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Account Management >> Security Group Management - Success

Fix: F-79865r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Account Management >> "Audit Security Group Management" with "Success" selected.

b

Windows Server 2016 must be configured to audit Account Management - User Account Management successes.

AC-2 - Medium - CCI-000018 - V-73427 - SV-88079r1_rule

RMF Control

AC-2

Severity

M

CCI

Version

WN16-AU-000140

Vuln IDs

V-73427

Rule IDs

SV-88079r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. User Account Management records events such as creating, changing, deleting, renaming, disabling, or enabling user accounts. Satisfies: SRG-OS-000004-GPOS-00004, SRG-OS-000239-GPOS-00089, SRG-OS-000240-GPOS-00090, SRG-OS-000241-GPOS-00091, SRG-OS-000303-GPOS-00120, SRG-OS-000476-GPOS-00221

Checks: C-73501r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Account Management >> User Account Management - Success

Fix: F-79869r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Account Management >> "Audit User Account Management" with "Success" selected.

b

Windows Server 2016 must be configured to audit Account Management - User Account Management failures.

AC-2 - Medium - CCI-000018 - V-73429 - SV-88081r1_rule

RMF Control

AC-2

Severity

M

CCI

Version

WN16-AU-000150

Vuln IDs

V-73429

Rule IDs

SV-88081r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. User Account Management records events such as creating, changing, deleting, renaming, disabling, or enabling user accounts. Satisfies: SRG-OS-000004-GPOS-00004, SRG-OS-000239-GPOS-00089, SRG-OS-000240-GPOS-00090, SRG-OS-000241-GPOS-00091, SRG-OS-000303-GPOS-00120, SRG-OS-000476-GPOS-00221

Checks: C-73503r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Account Management >> User Account Management - Failure

Fix: F-79871r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Account Management >> "Audit User Account Management" with "Failure" selected.

b

Windows Server 2016 must be configured to audit Detailed Tracking - Plug and Play Events successes.

AU-12 - Medium - CCI-000172 - V-73431 - SV-88083r2_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000160

Vuln IDs

V-73431

Rule IDs

SV-88083r2_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Plug and Play activity records events related to the successful connection of external devices.

Checks: C-73505r2_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*" Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Detailed Tracking >> Plug and Play Events - Success

Fix: F-79873r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Detailed Tracking >> "Audit PNP Activity" with "Success" selected.

b

Windows Server 2016 must be configured to audit Detailed Tracking - Process Creation successes.

AU-12 - Medium - CCI-000172 - V-73433 - SV-88085r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000170

Vuln IDs

V-73433

Rule IDs

SV-88085r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Process Creation records events related to the creation of a process and the source. Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000471-GPOS-00215

Checks: C-73507r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Detailed Tracking >> Process Creation - Success

Fix: F-79875r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Detailed Tracking >> "Audit Process Creation" with "Success" selected.

b

Windows Server 2016 must be configured to audit DS Access - Directory Service Access successes.

AU-12 - Medium - CCI-000172 - V-73435 - SV-88087r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-DC-000240

Vuln IDs

V-73435

Rule IDs

SV-88087r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit Directory Service Access records events related to users accessing an Active Directory object. Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000458-GPOS-00203, SRG-OS-000463-GPOS-00207, SRG-OS-000468-GPOS-00212

Checks: C-73509r1_chk

This applies to domain controllers. It is NA for other systems. Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. DS Access >> Directory Service Access - Success

Fix: F-79877r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> DS Access >> "Directory Service Access" with "Success" selected.

b

Windows Server 2016 must be configured to audit DS Access - Directory Service Access failures.

AU-12 - Medium - CCI-000172 - V-73437 - SV-88089r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-DC-000250

Vuln IDs

V-73437

Rule IDs

SV-88089r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit Directory Service Access records events related to users accessing an Active Directory object. Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000458-GPOS-00203, SRG-OS-000463-GPOS-00207, SRG-OS-000468-GPOS-00212

Checks: C-73511r1_chk

This applies to domain controllers. It is NA for other systems. Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. DS Access >> Directory Service Access - Failure

Fix: F-79879r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> DS Access >> "Directory Service Access" with "Failure" selected.

b

Windows Server 2016 must be configured to audit DS Access - Directory Service Changes successes.

AU-12 - Medium - CCI-000172 - V-73439 - SV-88091r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-DC-000260

Vuln IDs

V-73439

Rule IDs

SV-88091r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit Directory Service Changes records events related to changes made to objects in Active Directory Domain Services. Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000458-GPOS-00203, SRG-OS-000463-GPOS-00207, SRG-OS-000468-GPOS-00212

Checks: C-73513r1_chk

This applies to domain controllers. It is NA for other systems. Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. DS Access >> Directory Service Changes - Success

Fix: F-79881r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> DS Access >> "Directory Service Changes" with "Success" selected.

b

Windows Server 2016 must be configured to audit DS Access - Directory Service Changes failures.

AU-12 - Medium - CCI-000172 - V-73441 - SV-88093r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-DC-000270

Vuln IDs

V-73441

Rule IDs

SV-88093r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit Directory Service Changes records events related to changes made to objects in Active Directory Domain Services. Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000458-GPOS-00203, SRG-OS-000463-GPOS-00207, SRG-OS-000468-GPOS-00212

Checks: C-73515r1_chk

This applies to domain controllers. It is NA for other systems. Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. DS Access >> Directory Service Changes - Failure

Fix: F-79883r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> DS Access >> "Directory Service Changes" with "Failure" selected.

b

Windows Server 2016 must be configured to audit Logon/Logoff - Account Lockout successes.

AU-12 - Medium - CCI-000172 - V-73443 - SV-88095r3_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000220

Vuln IDs

V-73443

Rule IDs

SV-88095r3_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Account Lockout events can be used to identify potentially malicious logon attempts. Satisfies: SRG-OS-000240-GPOS-00090, SRG-OS-000470-GPOS-00214

Checks: C-73517r2_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*" Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Logon/Logoff >> Account Lockout - Success

Fix: F-79885r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Logon/Logoff >> "Audit Account Lockout" with "Success" selected.

b

Windows Server 2016 must be configured to audit Logon/Logoff - Account Lockout failures.

AU-12 - Medium - CCI-000172 - V-73445 - SV-88097r3_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000230

Vuln IDs

V-73445

Rule IDs

SV-88097r3_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Account Lockout events can be used to identify potentially malicious logon attempts. Satisfies: SRG-OS-000240-GPOS-00090, SRG-OS-000470-GPOS-00214

Checks: C-73519r2_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*" Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Logon/Logoff >> Account Lockout - Failure

Fix: F-79887r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Logon/Logoff >> "Audit Account Lockout" with "Failure" selected.

b

Windows Server 2016 must be configured to audit Logon/Logoff - Group Membership successes.

AU-12 - Medium - CCI-000172 - V-73447 - SV-88099r2_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000240

Vuln IDs

V-73447

Rule IDs

SV-88099r2_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit Group Membership records information related to the group membership of a user's logon token.

Checks: C-73521r2_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*" Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Logon/Logoff >> Group Membership - Success

Fix: F-79889r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Logon/Logoff >> "Audit Group Membership" with "Success" selected.

b

Windows Server 2016 must be configured to audit Logon/Logoff - Logoff successes.

AC-17 - Medium - CCI-000067 - V-73449 - SV-88101r1_rule

RMF Control

AC-17

Severity

M

CCI

CCI-000067

Version

WN16-AU-000250

Vuln IDs

V-73449

Rule IDs

SV-88101r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Logoff records user logoffs. If this is an interactive logoff, it is recorded on the local system. If it is to a network share, it is recorded on the system accessed. Satisfies: SRG-OS-000032-GPOS-00013, SRG-OS-000470-GPOS-00214, SRG-OS-000472-GPOS-00217, SRG-OS-000473-GPOS-00218, SRG-OS-000475-GPOS-00220

Checks: C-73523r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Logon/Logoff >> Logoff - Success

Fix: F-79891r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Logon/Logoff >> "Audit Logoff" with "Success" selected.

b

Windows Server 2016 must be configured to audit Logon/Logoff - Logon successes.

AC-17 - Medium - CCI-000067 - V-73451 - SV-88103r1_rule

RMF Control

AC-17

Severity

M

CCI

CCI-000067

Version

WN16-AU-000260

Vuln IDs

V-73451

Rule IDs

SV-88103r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Logon records user logons. If this is an interactive logon, it is recorded on the local system. If it is to a network share, it is recorded on the system accessed. Satisfies: SRG-OS-000032-GPOS-00013, SRG-OS-000470-GPOS-00214, SRG-OS-000472-GPOS-00217, SRG-OS-000473-GPOS-00218, SRG-OS-000475-GPOS-00220

Checks: C-73525r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Logon/Logoff >> Logon - Success

Fix: F-79893r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Logon/Logoff >> "Audit Logon" with "Success" selected.

b

Windows Server 2016 must be configured to audit Logon/Logoff - Logon failures.

AC-17 - Medium - CCI-000067 - V-73453 - SV-88105r1_rule

RMF Control

AC-17

Severity

M

CCI

CCI-000067

Version

WN16-AU-000270

Vuln IDs

V-73453

Rule IDs

SV-88105r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Logon records user logons. If this is an interactive logon, it is recorded on the local system. If it is to a network share, it is recorded on the system accessed. Satisfies: SRG-OS-000032-GPOS-00013, SRG-OS-000470-GPOS-00214, SRG-OS-000472-GPOS-00217, SRG-OS-000473-GPOS-00218, SRG-OS-000475-GPOS-00220

Checks: C-73527r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Logon/Logoff >> Logon - Failure

Fix: F-79895r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Logon/Logoff >> "Audit Logon" with "Failure" selected.

b

Windows Server 2016 must be configured to audit Logon/Logoff - Special Logon successes.

AU-12 - Medium - CCI-000172 - V-73455 - SV-88107r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000280

Vuln IDs

V-73455

Rule IDs

SV-88107r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Special Logon records special logons that have administrative privileges and can be used to elevate processes. Satisfies: SRG-OS-000470-GPOS-00214, SRG-OS-000472-GPOS-00217, SRG-OS-000473-GPOS-00218, SRG-OS-000475-GPOS-00220

Checks: C-73529r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Logon/Logoff >> Special Logon - Success

Fix: F-79897r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Logon/Logoff >> "Audit Special Logon" with "Success" selected.

b

Windows Server 2016 must be configured to audit Object Access - Removable Storage successes.

AU-12 - Medium - CCI-000172 - V-73457 - SV-88109r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000290

Vuln IDs

V-73457

Rule IDs

SV-88109r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Removable Storage auditing under Object Access records events related to access attempts on file system objects on removable storage devices.

Checks: C-73531r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Object Access >> Removable Storage - Success Virtual machines or systems that use network attached storage may generate excessive audit events for secondary virtual drives or the network attached storage when this setting is enabled. This may be set to Not Configured in such cases and would not be a finding.

Fix: F-79899r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Object Access >> "Audit Removable Storage" with "Success" selected.

b

Windows Server 2016 must be configured to audit Object Access - Removable Storage failures.

AU-12 - Medium - CCI-000172 - V-73459 - SV-88111r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000300

Vuln IDs

V-73459

Rule IDs

SV-88111r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Removable Storage auditing under Object Access records events related to access attempts on file system objects on removable storage devices.

Checks: C-73533r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Object Access >> Removable Storage - Failure Virtual machines or systems that use network attached storage may generate excessive audit events for secondary virtual drives or the network attached storage when this setting is enabled. This may be set to Not Configured in such cases and would not be a finding.

Fix: F-79901r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Object Access >> "Audit Removable Storage" with "Failure" selected.

b

Windows Server 2016 must be configured to audit Policy Change - Audit Policy Change successes.

AU-12 - Medium - CCI-000172 - V-73461 - SV-88113r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000310

Vuln IDs

V-73461

Rule IDs

SV-88113r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit Policy Change records events related to changes in audit policy. Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000458-GPOS-00203, SRG-OS-000463-GPOS-00207, SRG-OS-000468-GPOS-00212

Checks: C-73535r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Policy Change >> Audit Policy Change - Success

Fix: F-79903r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Policy Change >> "Audit Audit Policy Change" with "Success" selected.

b

Windows Server 2016 must be configured to audit Policy Change - Audit Policy Change failures.

AU-12 - Medium - CCI-000172 - V-73463 - SV-88115r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000320

Vuln IDs

V-73463

Rule IDs

SV-88115r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit Policy Change records events related to changes in audit policy. Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000458-GPOS-00203, SRG-OS-000463-GPOS-00207, SRG-OS-000468-GPOS-00212

Checks: C-73537r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Policy Change >> Audit Policy Change - Failure

Fix: F-79905r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Policy Change >> "Audit Audit Policy Change" with "Failure" selected.

b

Windows Server 2016 must be configured to audit Policy Change - Authentication Policy Change successes.

AU-12 - Medium - CCI-000172 - V-73465 - SV-88117r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000330

Vuln IDs

V-73465

Rule IDs

SV-88117r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Authentication Policy Change records events related to changes in authentication policy, including Kerberos policy and Trust changes. Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000064-GPOS-00033, SRG-OS-000462-GPOS-00206, SRG-OS-000466-GPOS-00210

Checks: C-73539r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Policy Change >> Authentication Policy Change - Success

Fix: F-79907r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Policy Change >> "Audit Authentication Policy Change" with "Success" selected.

b

Windows Server 2016 must be configured to audit Policy Change - Authorization Policy Change successes.

AU-12 - Medium - CCI-000172 - V-73467 - SV-88119r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000340

Vuln IDs

V-73467

Rule IDs

SV-88119r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Authorization Policy Change records events related to changes in user rights, such as "Create a token object". Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000064-GPOS-00033, SRG-OS-000462-GPOS-00206, SRG-OS-000466-GPOS-00210

Checks: C-73541r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Policy Change >> Authorization Policy Change - Success

Fix: F-79909r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Policy Change >> "Audit Authorization Policy Change" with "Success" selected.

b

Windows Server 2016 must be configured to audit Privilege Use - Sensitive Privilege Use successes.

AU-12 - Medium - CCI-000172 - V-73469 - SV-88121r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000350

Vuln IDs

V-73469

Rule IDs

SV-88121r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Sensitive Privilege Use records events related to use of sensitive privileges, such as "Act as part of the operating system" or "Debug programs". Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000064-GPOS-00033, SRG-OS-000462-GPOS-00206, SRG-OS-000466-GPOS-00210

Checks: C-73543r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Privilege Use >> Sensitive Privilege Use - Success

Fix: F-79911r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Privilege Use >> "Audit Sensitive Privilege Use" with "Success" selected.

b

Windows Server 2016 must be configured to audit Privilege Use - Sensitive Privilege Use failures.

AU-12 - Medium - CCI-000172 - V-73471 - SV-88123r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000360

Vuln IDs

V-73471

Rule IDs

SV-88123r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Sensitive Privilege Use records events related to use of sensitive privileges, such as "Act as part of the operating system" or "Debug programs". Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000064-GPOS-00033, SRG-OS-000462-GPOS-00206, SRG-OS-000466-GPOS-00210

Checks: C-73545r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Privilege Use >> Sensitive Privilege Use - Failure

Fix: F-79913r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Privilege Use >> "Audit Sensitive Privilege Use" with "Failure" selected.

b

Windows Server 2016 must be configured to audit System - IPsec Driver successes.

AU-12 - Medium - CCI-000172 - V-73473 - SV-88125r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000370

Vuln IDs

V-73473

Rule IDs

SV-88125r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. IPsec Driver records events related to the IPsec Driver, such as dropped packets. Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000458-GPOS-00203, SRG-OS-000463-GPOS-00207, SRG-OS-000468-GPOS-00212

Checks: C-73547r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. System >> IPsec Driver - Success

Fix: F-79915r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> System >> "Audit IPsec Driver" with "Success" selected.

b

Windows Server 2016 must be configured to audit System - IPsec Driver failures.

AU-12 - Medium - CCI-000172 - V-73475 - SV-88127r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000380

Vuln IDs

V-73475

Rule IDs

SV-88127r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. IPsec Driver records events related to the IPsec Driver, such as dropped packets. Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000458-GPOS-00203, SRG-OS-000463-GPOS-00207, SRG-OS-000468-GPOS-00212

Checks: C-73549r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. System >> IPsec Driver - Failure

Fix: F-79917r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> System >> "Audit IPsec Driver" with "Failure" selected.

b

Windows Server 2016 must be configured to audit System - Other System Events successes.

AU-12 - Medium - CCI-000172 - V-73477 - SV-88129r3_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000390

Vuln IDs

V-73477

Rule IDs

SV-88129r3_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit Other System Events records information related to cryptographic key operations and the Windows Firewall service. Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000458-GPOS-00203, SRG-OS-000463-GPOS-00207, SRG-OS-000468-GPOS-00212

Checks: C-73551r2_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*" Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. System >> Other System Events - Success

Fix: F-79919r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> System >> "Audit Other System Events" with "Success" selected.

b

Windows Server 2016 must be configured to audit System - Other System Events failures.

AU-12 - Medium - CCI-000172 - V-73479 - SV-88131r3_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000400

Vuln IDs

V-73479

Rule IDs

SV-88131r3_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit Other System Events records information related to cryptographic key operations and the Windows Firewall service. Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000458-GPOS-00203, SRG-OS-000463-GPOS-00207, SRG-OS-000468-GPOS-00212

Checks: C-73553r2_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. System >> Other System Events - Failure

Fix: F-79921r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> System >> "Audit Other System Events" with "Failure" selected.

b

Windows Server 2016 must be configured to audit System - Security State Change successes.

AU-12 - Medium - CCI-000172 - V-73481 - SV-88133r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000410

Vuln IDs

V-73481

Rule IDs

SV-88133r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Security State Change records events related to changes in the security state, such as startup and shutdown of the system. Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000458-GPOS-00203, SRG-OS-000463-GPOS-00207, SRG-OS-000468-GPOS-00212

Checks: C-73555r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. System >> Security State Change - Success

Fix: F-79923r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> System >> "Audit Security State Change" with "Success" selected.

b

Windows Server 2016 must be configured to audit System - Security System Extension successes.

AU-12 - Medium - CCI-000172 - V-73483 - SV-88135r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000420

Vuln IDs

V-73483

Rule IDs

SV-88135r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Security System Extension records events related to extension code being loaded by the security subsystem. Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000458-GPOS-00203, SRG-OS-000463-GPOS-00207, SRG-OS-000468-GPOS-00212

Checks: C-73557r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. System >> Security System Extension - Success

Fix: F-79925r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> System >> "Audit Security System Extension" with "Success" selected.

b

Administrator accounts must not be enumerated during elevation.

SC-3 - Medium - CCI-001084 - V-73487 - SV-88139r1_rule

RMF Control

SC-3

Severity

M

CCI

Version

WN16-CC-000280

Vuln IDs

V-73487

Rule IDs

SV-88139r1_rule

Enumeration of administrator accounts when elevating can provide part of the logon information to an unauthorized user. This setting configures the system to always require users to type in a username and password to elevate a running application.

Checks: C-73561r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\CredUI\ Value Name: EnumerateAdministrators Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-79929r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Credential User Interface >> "Enumerate administrator accounts on elevation" to "Disabled".

b

Windows Server 2016 must be configured to audit System - System Integrity successes.

AU-12 - Medium - CCI-000172 - V-73489 - SV-88141r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000440

Vuln IDs

V-73489

Rule IDs

SV-88141r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. System Integrity records events related to violations of integrity to the security subsystem. Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000471-GPOS-00215, SRG-OS-000471-GPOS-00216, SRG-OS-000477-GPOS-00222

Checks: C-73563r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. System >> System Integrity - Success

Fix: F-79931r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> System >> "Audit System Integrity" with "Success" selected.

b

Windows Server 2016 must be configured to audit System - System Integrity failures.

AU-12 - Medium - CCI-000172 - V-73491 - SV-88143r1_rule

RMF Control

AU-12

Severity

M

CCI

Version

WN16-AU-000450

Vuln IDs

V-73491

Rule IDs

SV-88143r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. System Integrity records events related to violations of integrity to the security subsystem. Satisfies: SRG-OS-000327-GPOS-00127, SRG-OS-000471-GPOS-00215, SRG-OS-000471-GPOS-00216, SRG-OS-000477-GPOS-00222

Checks: C-73565r1_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (WN16-SO-000050) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. System >> System Integrity - Failure

Fix: F-79933r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> System >> "Audit System Integrity" with "Failure" selected.

b

The display of slide shows on the lock screen must be disabled.

CM-7 - Medium - CCI-000381 - V-73493 - SV-88145r1_rule

RMF Control

CM-7

Severity

M

CCI

Version

WN16-CC-000010

Vuln IDs

V-73493

Rule IDs

SV-88145r1_rule

Slide shows that are displayed on the lock screen could display sensitive information to unauthorized personnel. Turning off this feature will limit access to the information to a logged-on user.

Checks: C-73567r1_chk

Verify the registry value below. If it does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\Personalization\ Value Name: NoLockScreenSlideshow Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-79935r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Control Panel >> Personalization >> "Prevent enabling lock screen slide show" to "Enabled".

b

Local administrator accounts must have their privileged token filtered to prevent elevated privileges from being used over the network on domain systems.

SC-3 - Medium - CCI-001084 - V-73495 - SV-88147r1_rule

RMF Control

SC-3

Severity

M

CCI

Version

WN16-MS-000020

Vuln IDs

V-73495

Rule IDs

SV-88147r1_rule

A compromised local administrator account can provide means for an attacker to move laterally between domain systems. With User Account Control enabled, filtering the privileged token for local administrator accounts will prevent the elevated privileges of these accounts from being used over the network.

Checks: C-73569r1_chk

This applies to member servers. For domain controllers and standalone systems, this is NA. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System Value Name: LocalAccountTokenFilterPolicy Type: REG_DWORD Value: 0x00000000 (0) This setting may cause issues with some network scanning tools if local administrative accounts are used remotely. Scans should use domain accounts where possible. If a local administrative account must be used, temporarily enabling the privileged token by configuring the registry value to "1" may be required.

Fix: F-79937r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> MS Security Guide >> "Apply UAC restrictions to local accounts on network logons" to "Enabled". This policy setting requires the installation of the SecGuide custom templates included with the STIG package. "SecGuide.admx" and " SecGuide.adml" must be copied to the \Windows\PolicyDefinitions and \Windows\PolicyDefinitions\en-US directories respectively.

b

WDigest Authentication must be disabled.

CM-7 - Medium - CCI-000381 - V-73497 - SV-88149r1_rule

RMF Control

CM-7

Severity

M

CCI

Version

WN16-CC-000030

Vuln IDs

V-73497

Rule IDs

SV-88149r1_rule

When the WDigest Authentication protocol is enabled, plain-text passwords are stored in the Local Security Authority Subsystem Service (LSASS), exposing them to theft. WDigest is disabled by default in Windows 10. This setting ensures this is enforced.

Checks: C-73571r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\SecurityProviders\Wdigest\ Value Name: UseLogonCredential Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-79939r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> MS Security Guide >> "WDigest Authentication (disabling may require KB2871997)" to "Disabled". This policy setting requires the installation of the SecGuide custom templates included with the STIG package. "SecGuide.admx" and " SecGuide.adml" must be copied to the \Windows\PolicyDefinitions and \Windows\PolicyDefinitions\en-US directories respectively.

a

Internet Protocol version 6 (IPv6) source routing must be configured to the highest protection level to prevent IP source routing.

CM-6 - Low - CCI-000366 - V-73499 - SV-88151r1_rule

RMF Control

CM-6

Severity

L

CCI

Version

WN16-CC-000040

Vuln IDs

V-73499

Rule IDs

SV-88151r1_rule

Configuring the system to disable IPv6 source routing protects against spoofing.

Checks: C-73573r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Tcpip6\Parameters\ Value Name: DisableIPSourceRouting Type: REG_DWORD Value: 0x00000002 (2)

Fix: F-79941r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> MSS (Legacy) >> "MSS: (DisableIPSourceRouting IPv6) IP source routing protection level (protects against packet spoofing)" to "Enabled" with "Highest protection, source routing is completely disabled" selected. This policy setting requires the installation of the MSS-Legacy custom templates included with the STIG package. "MSS-Legacy.admx" and "MSS-Legacy.adml" must be copied to the \Windows\PolicyDefinitions and \Windows\PolicyDefinitions\en-US directories respectively.

a

Source routing must be configured to the highest protection level to prevent Internet Protocol (IP) source routing.

CM-6 - Low - CCI-000366 - V-73501 - SV-88153r1_rule

RMF Control

CM-6

Severity

L

CCI

Version

WN16-CC-000050

Vuln IDs

V-73501

Rule IDs

SV-88153r1_rule

Configuring the system to disable IP source routing protects against spoofing.

Checks: C-73575r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Tcpip\Parameters\ Value Name: DisableIPSourceRouting Value Type: REG_DWORD Value: 0x00000002 (2)

Fix: F-79943r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> MSS (Legacy) >> "MSS: (DisableIPSourceRouting) IP source routing protection level (protects against packet spoofing)" to "Enabled" with "Highest protection, source routing is completely disabled" selected. This policy setting requires the installation of the MSS-Legacy custom templates included with the STIG package. "MSS-Legacy.admx" and "MSS-Legacy.adml" must be copied to the \Windows\PolicyDefinitions and \Windows\PolicyDefinitions\en-US directories respectively.

a

Windows Server 2016 must be configured to prevent Internet Control Message Protocol (ICMP) redirects from overriding Open Shortest Path First (OSPF)-generated routes.

CM-6 - Low - CCI-000366 - V-73503 - SV-88155r1_rule

RMF Control

CM-6

Severity

L

CCI

Version

WN16-CC-000060

Vuln IDs

V-73503

Rule IDs

SV-88155r1_rule

Allowing ICMP redirect of routes can lead to traffic not being routed properly. When disabled, this forces ICMP to be routed via the shortest path first.

Checks: C-73577r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Tcpip\Parameters\ Value Name: EnableICMPRedirect Value Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-79945r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> MSS (Legacy) >> "MSS: (EnableICMPRedirect) Allow ICMP redirects to override OSPF generated routes" to "Disabled". This policy setting requires the installation of the MSS-Legacy custom templates included with the STIG package. "MSS-Legacy.admx" and "MSS-Legacy.adml" must be copied to the \Windows\PolicyDefinitions and \Windows\PolicyDefinitions\en-US directories respectively.

a

Windows Server 2016 must be configured to ignore NetBIOS name release requests except from WINS servers.

SC-5 - Low - CCI-002385 - V-73505 - SV-88157r1_rule

RMF Control

SC-5

Severity

L

CCI

CCI-002385

Version

WN16-CC-000070

Vuln IDs

V-73505

Rule IDs

SV-88157r1_rule

Configuring the system to ignore name release requests, except from WINS servers, prevents a denial of service (DoS) attack. The DoS consists of sending a NetBIOS name release request to the server for each entry in the server's cache, causing a response delay in the normal operation of the server's WINS resolution capability.

Checks: C-73579r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Netbt\Parameters\ Value Name: NoNameReleaseOnDemand Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-79947r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> MSS (Legacy) >> "MSS: (NoNameReleaseOnDemand) Allow the computer to ignore NetBIOS name release requests except from WINS servers" to "Enabled". This policy setting requires the installation of the MSS-Legacy custom templates included with the STIG package. "MSS-Legacy.admx" and "MSS-Legacy.adml" must be copied to the \Windows\PolicyDefinitions and \Windows\PolicyDefinitions\en-US directories respectively.

b

Insecure logons to an SMB server must be disabled.

CM-6 - Medium - CCI-000366 - V-73507 - SV-88159r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-CC-000080

Vuln IDs

V-73507

Rule IDs

SV-88159r1_rule

Insecure guest logons allow unauthenticated access to shared folders. Shared resources on a system must require authentication to establish proper access.

Checks: C-73581r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\LanmanWorkstation\ Value Name: AllowInsecureGuestAuth Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-79949r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Network >> Lanman Workstation >> "Enable insecure guest logons" to "Disabled".

b

Hardened UNC paths must be defined to require mutual authentication and integrity for at least the \\*\SYSVOL and \\*\NETLOGON shares.

CM-6 - Medium - CCI-000366 - V-73509 - SV-88161r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-CC-000090

Vuln IDs

V-73509

Rule IDs

SV-88161r1_rule

Additional security requirements are applied to Universal Naming Convention (UNC) paths specified in hardened UNC paths before allowing access to them. This aids in preventing tampering with or spoofing of connections to these paths.

Checks: C-73583r1_chk

This requirement is applicable to domain-joined systems. For standalone systems, this is NA. If the following registry values do not exist or are not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\NetworkProvider\HardenedPaths\ Value Name: \\*\NETLOGON Value Type: REG_SZ Value: RequireMutualAuthentication=1, RequireIntegrity=1 Value Name: \\*\SYSVOL Value Type: REG_SZ Value: RequireMutualAuthentication=1, RequireIntegrity=1 Additional entries would not be a finding.

Fix: F-79951r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Network >> Network Provider >> "Hardened UNC Paths" to "Enabled" with at least the following configured in "Hardened UNC Paths": (click the "Show" button to display) Value Name: \\*\SYSVOL Value: RequireMutualAuthentication=1, RequireIntegrity=1 Value Name: \\*\NETLOGON Value: RequireMutualAuthentication=1, RequireIntegrity=1

b

Command line data must be included in process creation events.

AU-3 - Medium - CCI-000135 - V-73511 - SV-88163r1_rule

RMF Control

AU-3

Severity

M

CCI

CCI-000135

Version

WN16-CC-000100

Vuln IDs

V-73511

Rule IDs

SV-88163r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Enabling "Include command line data for process creation events" will record the command line information with the process creation events in the log. This can provide additional detail when malware has run on a system.

Checks: C-73585r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\Audit\ Value Name: ProcessCreationIncludeCmdLine_Enabled Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-79953r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> System >> Audit Process Creation >> "Include command line in process creation events" to "Enabled".

a

Virtualization-based security must be enabled with the platform security level configured to Secure Boot or Secure Boot with DMA Protection.

CM-6 - Low - CCI-000366 - V-73513 - SV-88165r1_rule

RMF Control

CM-6

Severity

L

CCI

Version

WN16-CC-000110

Vuln IDs

V-73513

Rule IDs

SV-88165r1_rule

Virtualization Based Security (VBS) provides the platform for the additional security features Credential Guard and virtualization-based protection of code integrity. Secure Boot is the minimum security level, with DMA protection providing additional memory protection. DMA Protection requires a CPU that supports input/output memory management unit (IOMMU).

Checks: C-73587r1_chk

For standalone systems, this is NA. Current hardware and virtual environments may not support virtualization-based security features, including Credential Guard, due to specific supporting requirements, including a TPM, UEFI with Secure Boot, and the capability to run the Hyper-V feature within a virtual machine. Open "PowerShell" with elevated privileges (run as administrator). Enter the following: "Get-CimInstance -ClassName Win32_DeviceGuard -Namespace root\Microsoft\Windows\DeviceGuard" If "RequiredSecurityProperties" does not include a value of "2" indicating "Secure Boot" (e.g., "{1, 2}"), this is a finding. If "Secure Boot and DMA Protection" is configured, "3" will also be displayed in the results (e.g., "{1, 2, 3}"). If "VirtualizationBasedSecurityStatus" is not a value of "2" indicating "Running", this is a finding. Alternately: Run "System Information". Under "System Summary", verify the following: If "Device Guard Virtualization based security" does not display "Running", this is finding. If "Device Guard Required Security Properties" does not display "Base Virtualization Support, Secure Boot", this is finding. If "Secure Boot and DMA Protection" is configured, "DMA Protection" will also be displayed (e.g., "Base Virtualization Support, Secure Boot, DMA Protection"). The policy settings referenced in the Fix section will configure the following registry values. However, due to hardware requirements, the registry values alone do not ensure proper function. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\DeviceGuard\ Value Name: EnableVirtualizationBasedSecurity Value Type: REG_DWORD Value: 0x00000001 (1) Value Name: RequirePlatformSecurityFeatures Value Type: REG_DWORD Value: 0x00000001 (1) (Secure Boot only) or 0x00000003 (3) (Secure Boot and DMA Protection) A Microsoft TechNet article on Credential Guard, including system requirement details, can be found at the following link: https://technet.microsoft.com/itpro/windows/keep-secure/credential-guard

Fix: F-79955r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> System >> Device Guard >> "Turn On Virtualization Based Security" to "Enabled" with "Secure Boot" or "Secure Boot and DMA Protection" selected. A Microsoft TechNet article on Credential Guard, including system requirement details, can be found at the following link: https://technet.microsoft.com/itpro/windows/keep-secure/credential-guard

a

Credential Guard must be running on domain-joined member servers.

CM-6 - Low - CCI-000366 - V-73515 - SV-88167r2_rule

RMF Control

CM-6

Severity

L

CCI

Version

WN16-CC-000120

Vuln IDs

V-73515

Rule IDs

SV-88167r2_rule

Credential Guard uses virtualization-based security to protect data that could be used in credential theft attacks if compromised. This authentication information, which was stored in the Local Security Authority (LSA) in previous versions of Windows, is isolated from the rest of operating system and can only be accessed by privileged system software.

Checks: C-73589r2_chk

For domain controllers and standalone systems, this is NA. Current hardware and virtual environments may not support virtualization-based security features, including Credential Guard, due to specific supporting requirements, including a TPM, UEFI with Secure Boot, and the capability to run the Hyper-V feature within a virtual machine. Open "PowerShell" with elevated privileges (run as administrator). Enter the following: "Get-CimInstance -ClassName Win32_DeviceGuard -Namespace root\Microsoft\Windows\DeviceGuard" If "SecurityServicesRunning" does not include a value of "1" (e.g., "{1, 2}"), this is a finding. Alternately: Run "System Information". Under "System Summary", verify the following: If "Device Guard Security Services Running" does not list "Credential Guard", this is finding. The policy settings referenced in the Fix section will configure the following registry value. However due to hardware requirements, the registry value alone does not ensure proper function. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\DeviceGuard\ Value Name: LsaCfgFlags Value Type: REG_DWORD Value: 0x00000001 (1) (Enabled with UEFI lock), or 0x00000002 (2) (Enabled without lock) A Microsoft article on Credential Guard system requirement can be found at the following link: https://docs.microsoft.com/en-us/windows/security/identity-protection/credential-guard/credential-guard-requirements

Fix: F-79957r2_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> System >> Device Guard >> "Turn On Virtualization Based Security" to "Enabled" with "Enabled with UEFI lock" or "Enabled without lock" selected for "Credential Guard Configuration". "Enabled with UEFI lock" is preferred as more secure; however, it cannot be turned off remotely through a group policy change if there is an issue. "Enabled without lock" will allow this to be turned off remotely while testing for issues. A Microsoft article on Credential Guard system requirement can be found at the following link: https://docs.microsoft.com/en-us/windows/security/identity-protection/credential-guard/credential-guard-requirements

a

Virtualization-based protection of code integrity must be enabled on domain-joined systems.

CM-6 - Low - CCI-000366 - V-73517 - SV-88169r1_rule

RMF Control

CM-6

Severity

L

CCI

Version

WN16-CC-000130

Vuln IDs

V-73517

Rule IDs

SV-88169r1_rule

Virtualization-based protection of code integrity enforces kernel mode memory protections as well as protecting Code Integrity validation paths. This isolates the processes from the rest of the operating system and can only be accessed by privileged system software.

Checks: C-73591r1_chk

For standalone systems, this is NA. Current hardware and virtual environments may not support virtualization-based security features, including Credential Guard, due to specific supporting requirements including a TPM, UEFI with Secure Boot, and the capability to run the Hyper-V feature within a virtual machine. Open "PowerShell" with elevated privileges (run as administrator). Enter the following: "Get-CimInstance -ClassName Win32_DeviceGuard -Namespace root\Microsoft\Windows\DeviceGuard" If "SecurityServicesRunning" does not include a value of "2" (e.g., "{1, 2}"), this is a finding. Alternately: Run "System Information". Under "System Summary", verify the following: If "Device Guard Security Services Running" does not list "Hypervisor enforced Code Integrity", this is a finding. The policy settings referenced in the Fix section will configure the following registry value. However due to hardware requirements, the registry value alone does not ensure proper function. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\DeviceGuard\ Value Name: HypervisorEnforcedCodeIntegrity Value Type: REG_DWORD Value: 0x00000001 (1) (Enabled with UEFI lock), or 0x00000002 (2) (Enabled without lock)

Fix: F-79959r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> System >> Device Guard >> "Turn On Virtualization Based Security" to "Enabled" with "Enabled with UEFI lock" or "Enabled without lock" selected for "Virtualization Based Protection for Code Integrity". "Enabled with UEFI lock" is preferred as more secure; however, it cannot be turned off remotely through a group policy change if there is an issue. "Enabled without lock" will allow this to be turned off remotely while testing for issues.

b

Early Launch Antimalware, Boot-Start Driver Initialization Policy must prevent boot drivers identified as bad.

CM-6 - Medium - CCI-000366 - V-73521 - SV-88173r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-CC-000140

Vuln IDs

V-73521

Rule IDs

SV-88173r1_rule

Compromised boot drivers can introduce malware prior to protection mechanisms that load after initialization. The Early Launch Antimalware driver can limit allowed drivers based on classifications determined by the malware protection application. At a minimum, drivers determined to be bad must not be allowed.

Checks: C-73593r1_chk

The default behavior is for Early Launch Antimalware - Boot-Start Driver Initialization policy to enforce "Good, unknown and bad but critical" (preventing "bad"). If the registry value name below does not exist, this is not a finding. If it exists and is configured with a value of "0x00000007 (7)", this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Policies\EarlyLaunch\ Value Name: DriverLoadPolicy Value Type: REG_DWORD Value: 0x00000001 (1), 0x00000003 (3), or 0x00000008 (8) (or if the Value Name does not exist) Possible values for this setting are: 8 - Good only 1 - Good and unknown 3 - Good, unknown and bad but critical 7 - All (which includes "bad" and would be a finding)

Fix: F-79961r1_fix

The default behavior is for Early Launch Antimalware - Boot-Start Driver Initialization policy to enforce "Good, unknown and bad but critical" (preventing "bad"). If this needs to be corrected or a more secure setting is desired, configure the policy value for Computer Configuration >> Administrative Templates >> System >> Early Launch Antimalware >> "Boot-Start Driver Initialization Policy" to "Not Configured" or "Enabled" with any option other than "All" selected.

b

Group Policy objects must be reprocessed even if they have not changed.

CM-6 - Medium - CCI-000366 - V-73525 - SV-88177r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-CC-000150

Vuln IDs

V-73525

Rule IDs

SV-88177r1_rule

Registry entries for group policy settings can potentially be changed from the required configuration. This could occur as part of troubleshooting or by a malicious process on a compromised system. Enabling this setting and then selecting the "Process even if the Group Policy objects have not changed" option ensures the policies will be reprocessed even if none have been changed. This way, any unauthorized changes are forced to match the domain-based group policy settings again.

Checks: C-73597r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\Group Policy\{35378EAC-683F-11D2-A89A-00C04FBBCFA2}\ Value Name: NoGPOListChanges Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-79965r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> System >> Group Policy >> "Configure registry policy processing" to "Enabled" with the option "Process even if the Group Policy objects have not changed" selected.

b

Downloading print driver packages over HTTP must be prevented.

CM-7 - Medium - CCI-000381 - V-73527 - SV-88179r1_rule

RMF Control

CM-7

Severity

M

CCI

Version

WN16-CC-000160

Vuln IDs

V-73527

Rule IDs

SV-88179r1_rule

Some features may communicate with the vendor, sending system information or downloading data or components for the feature. Turning off this capability will prevent potentially sensitive information from being sent outside the enterprise and will prevent uncontrolled updates to the system. This setting prevents the computer from downloading print driver packages over HTTP.

Checks: C-73601r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows NT\Printers\ Value Name: DisableWebPnPDownload Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-79969r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> System >> Internet Communication Management >> Internet Communication settings >> "Turn off downloading of print drivers over HTTP" to "Enabled".

b

Printing over HTTP must be prevented.

CM-7 - Medium - CCI-000381 - V-73529 - SV-88181r1_rule

RMF Control

CM-7

Severity

M

CCI

Version

WN16-CC-000170

Vuln IDs

V-73529

Rule IDs

SV-88181r1_rule

Some features may communicate with the vendor, sending system information or downloading data or components for the feature. Turning off this capability will prevent potentially sensitive information from being sent outside the enterprise and will prevent uncontrolled updates to the system. This setting prevents the client computer from printing over HTTP, which allows the computer to print to printers on the intranet as well as the Internet.

Checks: C-73603r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows NT\Printers\ Value Name: DisableHTTPPrinting Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-79971r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> System >> Internet Communication Management >> Internet Communication settings >> "Turn off printing over HTTP" to "Enabled".

b

The network selection user interface (UI) must not be displayed on the logon screen.

CM-7 - Medium - CCI-000381 - V-73531 - SV-88185r1_rule

RMF Control

CM-7

Severity

M

CCI

Version

WN16-CC-000180

Vuln IDs

V-73531

Rule IDs

SV-88185r1_rule

Enabling interaction with the network selection UI allows users to change connections to available networks without signing in to Windows.

Checks: C-73605r1_chk

Verify the registry value below. If it does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\System\ Value Name: DontDisplayNetworkSelectionUI Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-79973r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> System >> Logon >> "Do not display network selection UI" to "Enabled".

b

Local users on domain-joined computers must not be enumerated.

CM-7 - Medium - CCI-000381 - V-73533 - SV-88187r1_rule

RMF Control

CM-7

Severity

M

CCI

Version

WN16-MS-000030

Vuln IDs

V-73533

Rule IDs

SV-88187r1_rule

The username is one part of logon credentials that could be used to gain access to a system. Preventing the enumeration of users limits this information to authorized personnel.

Checks: C-73607r1_chk

This applies to member servers. For domain controllers and standalone systems, this is NA. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\System\ Value Name: EnumerateLocalUsers Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-79975r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> System >> Logon >> "Enumerate local users on domain-joined computers" to "Disabled".

b

Users must be prompted to authenticate when the system wakes from sleep (on battery).

CM-6 - Medium - CCI-000366 - V-73537 - SV-88197r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-CC-000210

Vuln IDs

V-73537

Rule IDs

SV-88197r1_rule

A system that does not require authentication when resuming from sleep may provide access to unauthorized users. Authentication must always be required when accessing a system. This setting ensures users are prompted for a password when the system wakes from sleep (on battery).

Checks: C-73611r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Power\PowerSettings\0e796bdb-100d-47d6-a2d5-f7d2daa51f51\ Value Name: DCSettingIndex Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-79979r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> System >> Power Management >> Sleep Settings >> "Require a password when a computer wakes (on battery)" to "Enabled".

b

Users must be prompted to authenticate when the system wakes from sleep (plugged in).

CM-6 - Medium - CCI-000366 - V-73539 - SV-88201r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-CC-000220

Vuln IDs

V-73539

Rule IDs

SV-88201r1_rule

A system that does not require authentication when resuming from sleep may provide access to unauthorized users. Authentication must always be required when accessing a system. This setting ensures users are prompted for a password when the system wakes from sleep (plugged in).

Checks: C-73613r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Power\PowerSettings\0e796bdb-100d-47d6-a2d5-f7d2daa51f51\ Value Name: ACSettingIndex Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-79981r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> System >> Power Management >> Sleep Settings >> "Require a password when a computer wakes (plugged in)" to "Enabled".

b

Unauthenticated Remote Procedure Call (RPC) clients must be restricted from connecting to the RPC server.

IA-3 - Medium - CCI-001967 - V-73541 - SV-88203r1_rule

RMF Control

IA-3

Severity

M

CCI

CCI-001967

Version

WN16-MS-000040

Vuln IDs

V-73541

Rule IDs

SV-88203r1_rule

Unauthenticated RPC clients may allow anonymous access to sensitive information. Configuring RPC to restrict unauthenticated RPC clients from connecting to the RPC server will prevent anonymous connections.

Checks: C-73615r1_chk

This applies to member servers and standalone systems, It is NA for domain controllers. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows NT\Rpc\ Value Name: RestrictRemoteClients Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-79983r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> System >> Remote Procedure Call >> "Restrict Unauthenticated RPC clients" to "Enabled" with "Authenticated" selected.

a

The Application Compatibility Program Inventory must be prevented from collecting data and sending the information to Microsoft.

CM-7 - Low - CCI-000381 - V-73543 - SV-88207r1_rule

RMF Control

CM-7

Severity

L

CCI

Version

WN16-CC-000240

Vuln IDs

V-73543

Rule IDs

SV-88207r1_rule

Some features may communicate with the vendor, sending system information or downloading data or components for the feature. Turning off this capability will prevent potentially sensitive information from being sent outside the enterprise and will prevent uncontrolled updates to the system. This setting will prevent the Program Inventory from collecting data about a system and sending the information to Microsoft.

Checks: C-73617r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\AppCompat\ Value Name: DisableInventory Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-79985r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Application Compatibility >> "Turn off Inventory Collector" to "Enabled".

c

AutoPlay must be turned off for non-volume devices.

CM-7 - High - CCI-001764 - V-73545 - SV-88209r1_rule

RMF Control

CM-7

Severity

H

CCI

CCI-001764

Version

WN16-CC-000250

Vuln IDs

V-73545

Rule IDs

SV-88209r1_rule

Allowing AutoPlay to execute may introduce malicious code to a system. AutoPlay begins reading from a drive as soon as media is inserted into the drive. As a result, the setup file of programs or music on audio media may start. This setting will disable AutoPlay for non-volume devices, such as Media Transfer Protocol (MTP) devices.

Checks: C-73623r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\Explorer\ Value Name: NoAutoplayfornonVolume Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-79991r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> AutoPlay Policies >> "Disallow Autoplay for non-volume devices" to "Enabled".

c

The default AutoRun behavior must be configured to prevent AutoRun commands.

CM-7 - High - CCI-001764 - V-73547 - SV-88211r1_rule

RMF Control

CM-7

Severity

H

CCI

CCI-001764

Version

WN16-CC-000260

Vuln IDs

V-73547

Rule IDs

SV-88211r1_rule

Allowing AutoRun commands to execute may introduce malicious code to a system. Configuring this setting prevents AutoRun commands from executing.

Checks: C-73629r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\Explorer\ Value Name: NoAutorun Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-79997r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> AutoPlay Policies >> "Set the default behavior for AutoRun" to "Enabled" with "Do not execute any autorun commands" selected.

c

AutoPlay must be disabled for all drives.

CM-7 - High - CCI-001764 - V-73549 - SV-88213r1_rule

RMF Control

CM-7

Severity

H

CCI

CCI-001764

Version

WN16-CC-000270

Vuln IDs

V-73549

Rule IDs

SV-88213r1_rule

Allowing AutoPlay to execute may introduce malicious code to a system. AutoPlay begins reading from a drive as soon media is inserted into the drive. As a result, the setup file of programs or music on audio media may start. By default, AutoPlay is disabled on removable drives, such as the floppy disk drive (but not the CD-ROM drive) and on network drives. Enabling this policy disables AutoPlay on all drives.

Checks: C-73631r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\policies\Explorer\ Value Name: NoDriveTypeAutoRun Type: REG_DWORD Value: 0x000000ff (255)

Fix: F-79999r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> AutoPlay Policies >> "Turn off AutoPlay" to "Enabled" with "All Drives" selected.

b

Windows Telemetry must be configured to Security or Basic.

CM-6 - Medium - CCI-000366 - V-73551 - SV-88215r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-CC-000290

Vuln IDs

V-73551

Rule IDs

SV-88215r1_rule

Some features may communicate with the vendor, sending system information or downloading data or components for the feature. Limiting this capability will prevent potentially sensitive information from being sent outside the enterprise. The "Security" option for Telemetry configures the lowest amount of data, effectively none outside of the Malicious Software Removal Tool (MSRT), Defender, and telemetry client settings. "Basic" sends basic diagnostic and usage data and may be required to support some Microsoft services.

Checks: C-73633r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\DataCollection\ Value Name: AllowTelemetry Type: REG_DWORD Value: 0x00000000 (0) (Security), 0x00000001 (1) (Basic)

Fix: F-80001r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Data Collection and Preview Builds>> "Allow Telemetry" to "Enabled" with "0 - Security [Enterprise Only]" or "1 - Basic" selected in "Options".

b

The Application event log size must be configured to 32768 KB or greater.

AU-4 - Medium - CCI-001849 - V-73553 - SV-88217r1_rule

RMF Control

AU-4

Severity

M

CCI

CCI-001849

Version

WN16-CC-000300

Vuln IDs

V-73553

Rule IDs

SV-88217r1_rule

Inadequate log size will cause the log to fill up quickly. This may prevent audit events from being recorded properly and require frequent attention by administrative personnel.

Checks: C-73635r1_chk

If the system is configured to write events directly to an audit server, this is NA. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\EventLog\Application\ Value Name: MaxSize Type: REG_DWORD Value: 0x00008000 (32768) (or greater)

Fix: F-80003r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Event Log Service >> Application >> "Specify the maximum log file size (KB)" to "Enabled" with a "Maximum Log Size (KB)" of "32768" or greater.

b

The Security event log size must be configured to 196608 KB or greater.

AU-4 - Medium - CCI-001849 - V-73555 - SV-88219r1_rule

RMF Control

AU-4

Severity

M

CCI

CCI-001849

Version

WN16-CC-000310

Vuln IDs

V-73555

Rule IDs

SV-88219r1_rule

Inadequate log size will cause the log to fill up quickly. This may prevent audit events from being recorded properly and require frequent attention by administrative personnel.

Checks: C-73637r1_chk

If the system is configured to write events directly to an audit server, this is NA. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\EventLog\Security\ Value Name: MaxSize Type: REG_DWORD Value: 0x00030000 (196608) (or greater)

Fix: F-80005r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Event Log Service >> Security >> "Specify the maximum log file size (KB)" to "Enabled" with a "Maximum Log Size (KB)" of "196608" or greater.

b

The System event log size must be configured to 32768 KB or greater.

AU-4 - Medium - CCI-001849 - V-73557 - SV-88221r1_rule

RMF Control

AU-4

Severity

M

CCI

CCI-001849

Version

WN16-CC-000320

Vuln IDs

V-73557

Rule IDs

SV-88221r1_rule

Inadequate log size will cause the log to fill up quickly. This may prevent audit events from being recorded properly and require frequent attention by administrative personnel.

Checks: C-73639r1_chk

If the system is configured to write events directly to an audit server, this is NA. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\EventLog\System\ Value Name: MaxSize Type: REG_DWORD Value: 0x00008000 (32768) (or greater)

Fix: F-80007r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Event Log Service >> System >> "Specify the maximum log file size (KB)" to "Enabled" with a "Maximum Log Size (KB)" of "32768" or greater.

b

Windows SmartScreen must be enabled.

CM-7 - Medium - CCI-000381 - V-73559 - SV-88223r1_rule

RMF Control

CM-7

Severity

M

CCI

Version

WN16-CC-000330

Vuln IDs

V-73559

Rule IDs

SV-88223r1_rule

Windows SmartScreen helps protect systems from programs downloaded from the internet that may be malicious. Enabling SmartScreen will warn users of potentially malicious programs.

Checks: C-73641r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\System\ Value Name: EnableSmartScreen Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80009r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> File Explorer >> "Configure Windows SmartScreen" to "Enabled".

b

Explorer Data Execution Prevention must be enabled.

SI-16 - Medium - CCI-002824 - V-73561 - SV-88225r1_rule

RMF Control

SI-16

Severity

M

CCI

CCI-002824

Version

WN16-CC-000340

Vuln IDs

V-73561

Rule IDs

SV-88225r1_rule

Data Execution Prevention provides additional protection by performing checks on memory to help prevent malicious code from running. This setting will prevent Data Execution Prevention from being turned off for File Explorer.

Checks: C-73643r1_chk

The default behavior is for Data Execution Prevention to be turned on for File Explorer. If the registry value name below does not exist, this is not a finding. If it exists and is configured with a value of "0", this is not a finding. If it exists and is configured with a value of "1", this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\Explorer\ Value Name: NoDataExecutionPrevention Value Type: REG_DWORD Value: 0x00000000 (0) (or if the Value Name does not exist)

Fix: F-80011r1_fix

The default behavior is for data execution prevention to be turned on for File Explorer. If this needs to be corrected, configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> File Explorer >> "Turn off Data Execution Prevention for Explorer" to "Not Configured" or "Disabled".

a

Turning off File Explorer heap termination on corruption must be disabled.

CM-6 - Low - CCI-000366 - V-73563 - SV-88227r1_rule

RMF Control

CM-6

Severity

L

CCI

Version

WN16-CC-000350

Vuln IDs

V-73563

Rule IDs

SV-88227r1_rule

Legacy plug-in applications may continue to function when a File Explorer session has become corrupt. Disabling this feature will prevent this.

Checks: C-73645r1_chk

The default behavior is for File Explorer heap termination on corruption to be enabled. If the registry Value Name below does not exist, this is not a finding. If it exists and is configured with a value of "0", this is not a finding. If it exists and is configured with a value of "1", this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\Explorer\ Value Name: NoHeapTerminationOnCorruption Value Type: REG_DWORD Value: 0x00000000 (0) (or if the Value Name does not exist)

Fix: F-80013r1_fix

The default behavior is for File Explorer heap termination on corruption to be disabled. If this needs to be corrected, configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> File Explorer >> "Turn off heap termination on corruption" to "Not Configured" or "Disabled".

b

File Explorer shell protocol must run in protected mode.

CM-6 - Medium - CCI-000366 - V-73565 - SV-88229r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-CC-000360

Vuln IDs

V-73565

Rule IDs

SV-88229r1_rule

The shell protocol will limit the set of folders that applications can open when run in protected mode. Restricting files an application can open to a limited set of folders increases the security of Windows.

Checks: C-73647r1_chk

The default behavior is for shell protected mode to be turned on for File Explorer. If the registry value name below does not exist, this is not a finding. If it exists and is configured with a value of "0", this is not a finding. If it exists and is configured with a value of "1", this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\Explorer\ Value Name: PreXPSP2ShellProtocolBehavior Value Type: REG_DWORD Value: 0x00000000 (0) (or if the Value Name does not exist)

Fix: F-80015r1_fix

The default behavior is for shell protected mode to be turned on for File Explorer. If this needs to be corrected, configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> File Explorer >> "Turn off shell protocol protected mode" to "Not Configured" or "Disabled".

b

Passwords must not be saved in the Remote Desktop Client.

IA-11 - Medium - CCI-002038 - V-73567 - SV-88231r1_rule

RMF Control

IA-11

Severity

M

CCI

Version

WN16-CC-000370

Vuln IDs

V-73567

Rule IDs

SV-88231r1_rule

Saving passwords in the Remote Desktop Client could allow an unauthorized user to establish a remote desktop session to another system. The system must be configured to prevent users from saving passwords in the Remote Desktop Client. Satisfies: SRG-OS-000373-GPOS-00157, SRG-OS-000373-GPOS-00156

Checks: C-73649r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: DisablePasswordSaving Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80017r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Remote Desktop Services >> Remote Desktop Connection Client >> "Do not allow passwords to be saved" to "Enabled".

b

Local drives must be prevented from sharing with Remote Desktop Session Hosts.

SC-4 - Medium - CCI-001090 - V-73569 - SV-88233r1_rule

RMF Control

SC-4

Severity

M

CCI

Version

WN16-CC-000380

Vuln IDs

V-73569

Rule IDs

SV-88233r1_rule

Preventing users from sharing the local drives on their client computers with Remote Session Hosts that they access helps reduce possible exposure of sensitive data.

Checks: C-73651r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: fDisableCdm Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80019r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Remote Desktop Services >> Remote Desktop Session Host >> Device and Resource Redirection >> "Do not allow drive redirection" to "Enabled".

b

Remote Desktop Services must always prompt a client for passwords upon connection.

IA-11 - Medium - CCI-002038 - V-73571 - SV-88235r1_rule

RMF Control

IA-11

Severity

M

CCI

Version

WN16-CC-000390

Vuln IDs

V-73571

Rule IDs

SV-88235r1_rule

This setting controls the ability of users to supply passwords automatically as part of their remote desktop connection. Disabling this setting would allow anyone to use the stored credentials in a connection item to connect to the terminal server. Satisfies: SRG-OS-000373-GPOS-00157, SRG-OS-000373-GPOS-00156

Checks: C-73653r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: fPromptForPassword Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80021r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Remote Desktop Services >> Remote Desktop Session Host >> Security >> "Always prompt for password upon connection" to "Enabled".

b

The Remote Desktop Session Host must require secure Remote Procedure Call (RPC) communications.

AC-17 - Medium - CCI-001453 - V-73573 - SV-88237r1_rule

RMF Control

AC-17

Severity

M

CCI

CCI-001453

Version

WN16-CC-000400

Vuln IDs

V-73573

Rule IDs

SV-88237r1_rule

Allowing unsecure RPC communication exposes the system to man-in-the-middle attacks and data disclosure attacks. A man-in-the-middle attack occurs when an intruder captures packets between a client and server and modifies them before allowing the packets to be exchanged. Usually the attacker will modify the information in the packets in an attempt to cause either the client or server to reveal sensitive information.

Checks: C-73655r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: fEncryptRPCTraffic Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80023r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Remote Desktop Services >> Remote Desktop Session Host >> Security >> "Require secure RPC communication" to "Enabled".

b

Remote Desktop Services must be configured with the client connection encryption set to High Level.

AC-17 - Medium - CCI-001453 - V-73575 - SV-88239r1_rule

RMF Control

AC-17

Severity

M

CCI

CCI-001453

Version

WN16-CC-000410

Vuln IDs

V-73575

Rule IDs

SV-88239r1_rule

Remote connections must be encrypted to prevent interception of data or sensitive information. Selecting "High Level" will ensure encryption of Remote Desktop Services sessions in both directions.

Checks: C-73657r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: MinEncryptionLevel Type: REG_DWORD Value: 0x00000003 (3)

Fix: F-80025r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Remote Desktop Services >> Remote Desktop Session Host >> Security >> "Set client connection encryption level" to "Enabled" with "High Level" selected.

b

Attachments must be prevented from being downloaded from RSS feeds.

CM-6 - Medium - CCI-000366 - V-73577 - SV-88241r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-CC-000420

Vuln IDs

V-73577

Rule IDs

SV-88241r1_rule

Attachments from RSS feeds may not be secure. This setting will prevent attachments from being downloaded from RSS feeds.

Checks: C-73659r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Internet Explorer\Feeds\ Value Name: DisableEnclosureDownload Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80027r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> RSS Feeds >> "Prevent downloading of enclosures" to "Enabled".

b

Basic authentication for RSS feeds over HTTP must not be used.

CM-7 - Medium - CCI-000381 - V-73579 - SV-88243r1_rule

RMF Control

CM-7

Severity

M

CCI

Version

WN16-CC-000430

Vuln IDs

V-73579

Rule IDs

SV-88243r1_rule

Basic authentication uses plain-text passwords that could be used to compromise a system. Disabling Basic authentication will reduce this potential.

Checks: C-73661r1_chk

The default behavior is for the Windows RSS platform to not use Basic authentication over HTTP connections. If the registry value name below does not exist, this is not a finding. If it exists and is configured with a value of "0", this is not a finding. If it exists and is configured with a value of "1", this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Internet Explorer\Feeds\ Value Name: AllowBasicAuthInClear Value Type: REG_DWORD Value: 0x00000000 (0) (or if the Value Name does not exist)

Fix: F-80029r1_fix

The default behavior is for the Windows RSS platform to not use Basic authentication over HTTP connections. If this needs to be corrected, configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> RSS Feeds >> "Turn on Basic feed authentication over HTTP" to "Not Configured" or "Disabled".

b

Indexing of encrypted files must be turned off.

CM-7 - Medium - CCI-000381 - V-73581 - SV-88245r1_rule

RMF Control

CM-7

Severity

M

CCI

Version

WN16-CC-000440

Vuln IDs

V-73581

Rule IDs

SV-88245r1_rule

Indexing of encrypted files may expose sensitive data. This setting prevents encrypted files from being indexed.

Checks: C-73663r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\Windows Search\ Value Name: AllowIndexingEncryptedStoresOrItems Value Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-80031r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Search >> "Allow indexing of encrypted files" to "Disabled".

b

Users must be prevented from changing installation options.

CM-11 - Medium - CCI-001812 - V-73583 - SV-88247r1_rule

RMF Control

CM-11

Severity

M

CCI

CCI-001812

Version

WN16-CC-000450

Vuln IDs

V-73583

Rule IDs

SV-88247r1_rule

Installation options for applications are typically controlled by administrators. This setting prevents users from changing installation options that may bypass security features.

Checks: C-73665r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\Installer\ Value Name: EnableUserControl Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-80033r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Windows Installer >> "Allow user control over installs" to "Disabled".

c

The Windows Installer Always install with elevated privileges option must be disabled.

CM-11 - High - CCI-001812 - V-73585 - SV-88249r1_rule

RMF Control

CM-11

Severity

H

CCI

CCI-001812

Version

WN16-CC-000460

Vuln IDs

V-73585

Rule IDs

SV-88249r1_rule

Standard user accounts must not be granted elevated privileges. Enabling Windows Installer to elevate privileges when installing applications can allow malicious persons and applications to gain full control of a system.

Checks: C-73667r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\Installer\ Value Name: AlwaysInstallElevated Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-80035r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Windows Installer >> "Always install with elevated privileges" to "Disabled".

b

Users must be notified if a web-based program attempts to install software.

CM-6 - Medium - CCI-000366 - V-73587 - SV-88251r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-CC-000470

Vuln IDs

V-73587

Rule IDs

SV-88251r1_rule

Web-based programs may attempt to install malicious software on a system. Ensuring users are notified if a web-based program attempts to install software allows them to refuse the installation.

Checks: C-73669r1_chk

The default behavior is for Internet Explorer to warn users and select whether to allow or refuse installation when a web-based program attempts to install software on the system. If the registry value name below does not exist, this is not a finding. If it exists and is configured with a value of "0", this is not a finding. If it exists and is configured with a value of "1", this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\Installer\ Value Name: SafeForScripting Value Type: REG_DWORD Value: 0x00000000 (0) (or if the Value Name does not exist)

Fix: F-80037r1_fix

The default behavior is for Internet Explorer to warn users and select whether to allow or refuse installation when a web-based program attempts to install software on the system. If this needs to be corrected, configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Windows Installer >> "Prevent Internet Explorer security prompt for Windows Installer scripts" to "Not Configured" or "Disabled".

b

Automatically signing in the last interactive user after a system-initiated restart must be disabled.

CM-6 - Medium - CCI-000366 - V-73589 - SV-88253r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-CC-000480

Vuln IDs

V-73589

Rule IDs

SV-88253r1_rule

Windows can be configured to automatically sign the user back in after a Windows Update restart. Some protections are in place to help ensure this is done in a secure fashion; however, disabling this will prevent the caching of credentials for this purpose and also ensure the user is aware of the restart.

Checks: C-73671r1_chk

Verify the registry value below. If it does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: DisableAutomaticRestartSignOn Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80039r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Windows Logon Options >> "Sign-in last interactive user automatically after a system-initiated restart" to "Disabled".

b

PowerShell script block logging must be enabled.

AU-3 - Medium - CCI-000135 - V-73591 - SV-88255r1_rule

RMF Control

AU-3

Severity

M

CCI

CCI-000135

Version

WN16-CC-000490

Vuln IDs

V-73591

Rule IDs

SV-88255r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Enabling PowerShell script block logging will record detailed information from the processing of PowerShell commands and scripts. This can provide additional detail when malware has run on a system.

Checks: C-73673r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\ Policies\Microsoft\Windows\PowerShell\ScriptBlockLogging\ Value Name: EnableScriptBlockLogging Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80041r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Windows PowerShell >> "Turn on PowerShell Script Block Logging" to "Enabled".

c

The Windows Remote Management (WinRM) client must not use Basic authentication.

MA-4 - High - CCI-000877 - V-73593 - SV-88257r1_rule

RMF Control

MA-4

Severity

H

CCI

CCI-000877

Version

WN16-CC-000500

Vuln IDs

V-73593

Rule IDs

SV-88257r1_rule

Basic authentication uses plain-text passwords that could be used to compromise a system. Disabling Basic authentication will reduce this potential.

Checks: C-73675r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\WinRM\Client\ Value Name: AllowBasic Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-80043r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Windows Remote Management (WinRM) >> WinRM Client >> "Allow Basic authentication" to "Disabled".

b

The Windows Remote Management (WinRM) client must not allow unencrypted traffic.

MA-4 - Medium - CCI-002890 - V-73595 - SV-88259r1_rule

RMF Control

MA-4

Severity

M

CCI

CCI-002890

Version

WN16-CC-000510

Vuln IDs

V-73595

Rule IDs

SV-88259r1_rule

Unencrypted remote access to a system can allow sensitive information to be compromised. Windows remote management connections must be encrypted to prevent this. Satisfies: SRG-OS-000393-GPOS-00173, SRG-OS-000394-GPOS-00174

Checks: C-73677r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\WinRM\Client\ Value Name: AllowUnencryptedTraffic Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-80045r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Windows Remote Management (WinRM) >> WinRM Client >> "Allow unencrypted traffic" to "Disabled".

b

The Windows Remote Management (WinRM) client must not use Digest authentication.

MA-4 - Medium - CCI-000877 - V-73597 - SV-88261r1_rule

RMF Control

MA-4

Severity

M

CCI

CCI-000877

Version

WN16-CC-000520

Vuln IDs

V-73597

Rule IDs

SV-88261r1_rule

Digest authentication is not as strong as other options and may be subject to man-in-the-middle attacks. Disallowing Digest authentication will reduce this potential.

Checks: C-73679r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\WinRM\Client\ Value Name: AllowDigest Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-80047r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Windows Remote Management (WinRM) >> WinRM Client >> "Disallow Digest authentication" to "Enabled".

c

The Windows Remote Management (WinRM) service must not use Basic authentication.

MA-4 - High - CCI-000877 - V-73599 - SV-88263r1_rule

RMF Control

MA-4

Severity

H

CCI

CCI-000877

Version

WN16-CC-000530

Vuln IDs

V-73599

Rule IDs

SV-88263r1_rule

Basic authentication uses plain-text passwords that could be used to compromise a system. Disabling Basic authentication will reduce this potential.

Checks: C-73681r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\WinRM\Service\ Value Name: AllowBasic Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-80049r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Windows Remote Management (WinRM) >> WinRM Service >> "Allow Basic authentication" to "Disabled".

b

The Windows Remote Management (WinRM) service must not allow unencrypted traffic.

MA-4 - Medium - CCI-002890 - V-73601 - SV-88265r1_rule

RMF Control

MA-4

Severity

M

CCI

CCI-002890

Version

WN16-CC-000540

Vuln IDs

V-73601

Rule IDs

SV-88265r1_rule

Unencrypted remote access to a system can allow sensitive information to be compromised. Windows remote management connections must be encrypted to prevent this. Satisfies: SRG-OS-000393-GPOS-00173, SRG-OS-000394-GPOS-00174

Checks: C-73683r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\WinRM\Service\ Value Name: AllowUnencryptedTraffic Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-80051r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Windows Remote Management (WinRM) >> WinRM Service >> "Allow unencrypted traffic" to "Disabled".

b

The Windows Remote Management (WinRM) service must not store RunAs credentials.

IA-11 - Medium - CCI-002038 - V-73603 - SV-88267r1_rule

RMF Control

IA-11

Severity

M

CCI

Version

WN16-CC-000550

Vuln IDs

V-73603

Rule IDs

SV-88267r1_rule

Storage of administrative credentials could allow unauthorized access. Disallowing the storage of RunAs credentials for Windows Remote Management will prevent them from being used with plug-ins. Satisfies: SRG-OS-000373-GPOS-00157, SRG-OS-000373-GPOS-00156

Checks: C-73685r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\WinRM\Service\ Value Name: DisableRunAs Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80053r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Windows Remote Management (WinRM) >> WinRM Service >> "Disallow WinRM from storing RunAs credentials" to "Enabled".

b

The DoD Root CA certificates must be installed in the Trusted Root Store.

IA-5 - Medium - CCI-000185 - V-73605 - SV-88269r3_rule

RMF Control

IA-5

Severity

M

CCI

Version

WN16-PK-000010

Vuln IDs

V-73605

Rule IDs

SV-88269r3_rule

To ensure secure DoD websites and DoD-signed code are properly validated, the system must trust the DoD Root Certificate Authorities (CAs). The DoD root certificates will ensure that the trust chain is established for server certificates issued from the DoD CAs. Satisfies: SRG-OS-000066-GPOS-00034, SRG-OS-000403-GPOS-00182

Checks: C-80183r2_chk

The certificates and thumbprints referenced below apply to unclassified systems; see PKE documentation for other networks. Open "Windows PowerShell" as an administrator. Execute the following command: Get-ChildItem -Path Cert:Localmachine\root | Where Subject -Like "*DoD*" | FL Subject, Thumbprint, NotAfter If the following certificate "Subject" and "Thumbprint" information is not displayed, this is finding. If an expired certificate ("NotAfter" date) is not listed in the results, this is not a finding. Subject: CN=DoD Root CA 2, OU=PKI, OU=DoD, O=U.S. Government, C=US Thumbprint: 8C941B34EA1EA6ED9AE2BC54CF687252B4C9B561 NotAfter: 12/5/2029 Subject: CN=DoD Root CA 3, OU=PKI, OU=DoD, O=U.S. Government, C=US Thumbprint: D73CA91102A2204A36459ED32213B467D7CE97FB NotAfter: 12/30/2029 Subject: CN=DoD Root CA 4, OU=PKI, OU=DoD, O=U.S. Government, C=US Thumbprint: B8269F25DBD937ECAFD4C35A9838571723F2D026 NotAfter: 7/25/2032 Subject: CN=DoD Root CA 5, OU=PKI, OU=DoD, O=U.S. Government, C=US Thumbprint: 4ECB5CC3095670454DA1CBD410FC921F46B8564B NotAfter: 6/14/2041 Alternately, use the Certificates MMC snap-in: Run "MMC". Select "File", "Add/Remove Snap-in". Select "Certificates" and click "Add". Select "Computer account" and click "Next". Select "Local computer: (the computer this console is running on)" and click "Finish". Click "OK". Expand "Certificates" and navigate to "Trusted Root Certification Authorities >> Certificates". For each of the DoD Root CA certificates noted below: Right-click on the certificate and select "Open". Select the "Details" Tab. Scroll to the bottom and select "Thumbprint". If the DoD Root CA certificates below are not listed or the value for the "Thumbprint" field is not as noted, this is a finding. If an expired certificate ("Valid to" date) is not listed in the results, this is not a finding. DoD Root CA 2 Thumbprint: 8C941B34EA1EA6ED9AE2BC54CF687252B4C9B561 Valid to: Wednesday, December 5, 2029 DoD Root CA 3 Thumbprint: D73CA91102A2204A36459ED32213B467D7CE97FB Valid to: Sunday, December 30, 2029 DoD Root CA 4 Thumbprint: B8269F25DBD937ECAFD4C35A9838571723F2D026 Valid to: Sunday, July 25, 2032 DoD Root CA 5 Thumbprint: 4ECB5CC3095670454DA1CBD410FC921F46B8564B Valid to: Friday, June 14, 2041

Fix: F-87311r1_fix

Install the DoD Root CA certificates: DoD Root CA 2 DoD Root CA 3 DoD Root CA 4 DoD Root CA 5 The InstallRoot tool is available on IASE at http://iase.disa.mil/pki-pke/Pages/tools.aspx.

b

The DoD Interoperability Root CA cross-certificates must be installed in the Untrusted Certificates Store on unclassified systems.

IA-5 - Medium - CCI-000185 - V-73607 - SV-88271r2_rule

RMF Control

IA-5

Severity

M

CCI

Version

WN16-PK-000020

Vuln IDs

V-73607

Rule IDs

SV-88271r2_rule

To ensure users do not experience denial of service when performing certificate-based authentication to DoD websites due to the system chaining to a root other than DoD Root CAs, the DoD Interoperability Root CA cross-certificates must be installed in the Untrusted Certificate Store. This requirement only applies to unclassified systems. Satisfies: SRG-OS-000066-GPOS-00034, SRG-OS-000403-GPOS-00182

Checks: C-80185r2_chk

This is applicable to unclassified systems. It is NA for others. Open "PowerShell" as an administrator. Execute the following command: Get-ChildItem -Path Cert:Localmachine\disallowed | Where {$_.Issuer -Like "*DoD Interoperability*" -and $_.Subject -Like "*DoD*"} | FL Subject, Issuer, Thumbprint, NotAfter If the following certificate "Subject", "Issuer", and "Thumbprint" information is not displayed, this is finding. If an expired certificate ("NotAfter" date) is not listed in the results, this is not a finding. Subject: CN=DoD Root CA 2, OU=PKI, OU=DoD, O=U.S. Government, C=US Issuer: CN=DoD Interoperability Root CA 1, OU=PKI, OU=DoD, O=U.S. Government, C=US Thumbprint: 22BBE981F0694D246CC1472ED2B021DC8540A22F NotAfter: 9/6/2019 Subject: CN=DoD Root CA 3, OU=PKI, OU=DoD, O=U.S. Government, C=US Issuer: CN=DoD Interoperability Root CA 2, OU=PKI, OU=DoD, O=U.S. Government, C=US Thumbprint: FFAD03329B9E527A43EEC66A56F9CBB5393E6E13 NotAfter: 9/23/2018 Subject: CN=DoD Root CA 3, OU=PKI, OU=DoD, O=U.S. Government, C=US Issuer: CN=DoD Interoperability Root CA 2, OU=PKI, OU=DoD, O=U.S. Government, C=US Thumbprint: FCE1B1E25374DD94F5935BEB86CA643D8C8D1FF4 NotAfter: 2/17/2019 Alternately, use the Certificates MMC snap-in: Run "MMC". Select "File", "Add/Remove Snap-in". Select "Certificates" and click "Add". Select "Computer account" and click "Next". Select "Local computer: (the computer this console is running on)" and click "Finish". Click "OK". Expand "Certificates" and navigate to "Untrusted Certificates >> Certificates". For each certificate with "DoD Root CA…" under "Issued To" and "DoD Interoperability Root CA…" under "Issued By": Right-click on the certificate and select "Open". Select the "Details" Tab. Scroll to the bottom and select "Thumbprint". If the certificates below are not listed or the value for the "Thumbprint" field is not as noted, this is a finding. If an expired certificate ("Valid to" date) is not listed in the results, this is not a finding. Issued To: DoD Root CA 2 Issued By: DoD Interoperability Root CA 1 Thumbprint: 22BBE981F0694D246CC1472ED2B021DC8540A22F Valid to: Friday, September 6, 2019 Issued To: DoD Root CA 3 Issued By: DoD Interoperability Root CA 2 Thumbprint: FFAD03329B9E527A43EEC66A56F9CBB5393E6E13 Valid to: Sunday, September 23, 2018 Issued To: DoD Root CA 3 Issued By: DoD Interoperability Root CA 2 Thumbprint: FCE1B1E25374DD94F5935BEB86CA643D8C8D1FF4 Valid to: Sunday, February 17, 2019

Fix: F-87313r2_fix

Install the DoD Interoperability Root CA cross-certificates on unclassified systems. Issued To - Issued By - Thumbprint DoD Root CA 2 - DoD Interoperability Root CA 1 - 22BBE981F0694D246CC1472ED2B021DC8540A22F DoD Root CA 3 - DoD Interoperability Root CA 2 - FFAD03329B9E527A43EEC66A56F9CBB5393E6E13 DoD Root CA 3 - DoD Interoperability Root CA 2 - FCE1B1E25374DD94F5935BEB86CA643D8C8D1FF4 Administrators should run the Federal Bridge Certification Authority (FBCA) Cross-Certificate Removal Tool once as an administrator and once as the current user. The FBCA Cross-Certificate Remover Tool and User Guide are available on IASE at http://iase.disa.mil/pki-pke/Pages/tools.aspx.

b

The US DoD CCEB Interoperability Root CA cross-certificates must be installed in the Untrusted Certificates Store on unclassified systems.

IA-5 - Medium - CCI-000185 - V-73609 - SV-88273r2_rule

RMF Control

IA-5

Severity

M

CCI

Version

WN16-PK-000030

Vuln IDs

V-73609

Rule IDs

SV-88273r2_rule

To ensure users do not experience denial of service when performing certificate-based authentication to DoD websites due to the system chaining to a root other than DoD Root CAs, the US DoD CCEB Interoperability Root CA cross-certificates must be installed in the Untrusted Certificate Store. This requirement only applies to unclassified systems. Satisfies: SRG-OS-000066-GPOS-00034, SRG-OS-000403-GPOS-00182

Checks: C-80187r2_chk

This is applicable to unclassified systems. It is NA for others. Open "PowerShell" as an administrator. Execute the following command: Get-ChildItem -Path Cert:Localmachine\disallowed | Where Issuer -Like "*CCEB Interoperability*" | FL Subject, Issuer, Thumbprint, NotAfter If the following certificate "Subject", "Issuer", and "Thumbprint" information is not displayed, this is finding. If an expired certificate ("NotAfter" date) is not listed in the results, this is not a finding. Subject: CN=DoD Root CA 2, OU=PKI, OU=DoD, O=U.S. Government, C=US Issuer: CN=US DoD CCEB Interoperability Root CA 1, OU=PKI, OU=DoD, O=U.S. Government, C=US Thumbprint: DA36FAF56B2F6FBA1604F5BE46D864C9FA013BA3 NotAfter: 3/9/2019 Subject: CN=DoD Root CA 3, OU=PKI, OU=DoD, O=U.S. Government, C=US Issuer: CN=US DoD CCEB Interoperability Root CA 2, OU=PKI, OU=DoD, O=U.S. Government, C=US Thumbprint: 929BF3196896994C0A201DF4A5B71F603FEFBF2E NotAfter: 9/27/2019 Alternately, use the Certificates MMC snap-in: Run "MMC". Select "File", "Add/Remove Snap-in". Select "Certificates" and click "Add". Select "Computer account" and click "Next". Select "Local computer: (the computer this console is running on)" and click "Finish". Click "OK". Expand "Certificates" and navigate to "Untrusted Certificates >> Certificates". For each certificate with "US DoD CCEB Interoperability Root CA …" under "Issued By": Right-click on the certificate and select "Open". Select the "Details" Tab. Scroll to the bottom and select "Thumbprint". If the certificate below is not listed or the value for the "Thumbprint" field is not as noted, this is a finding. If an expired certificate ("Valid to" date) is not listed in the results, this is not a finding. Issued To: DoD Root CA 2 Issued By: US DoD CCEB Interoperability Root CA 1 Thumbprint: DA36FAF56B2F6FBA1604F5BE46D864C9FA013BA3 Valid to: Saturday, March 9, 2019 Issued To: DoD Root CA 3 Issuer by: US DoD CCEB Interoperability Root CA 2 Thumbprint: 929BF3196896994C0A201DF4A5B71F603FEFBF2E Valid: Friday, September 27, 2019

Fix: F-87315r1_fix

Install the US DoD CCEB Interoperability Root CA cross-certificate on unclassified systems. Issued To - Issued By - Thumbprint DoD Root CA 2 - US DoD CCEB Interoperability Root CA 1 - DA36FAF56B2F6FBA1604F5BE46D864C9FA013BA3 DoD Root CA 3 - US DoD CCEB Interoperability Root CA 2 - 929BF3196896994C0A201DF4A5B71F603FEFBF2E Administrators should run the Federal Bridge Certification Authority (FBCA) Cross-Certificate Removal Tool once as an administrator and once as the current user. The FBCA Cross-Certificate Remover Tool and User Guide are available on IASE at http://iase.disa.mil/pki-pke/Pages/tools.aspx.

b

Domain controllers must have a PKI server certificate.

IA-5 - Medium - CCI-000185 - V-73611 - SV-88275r1_rule

RMF Control

IA-5

Severity

M

CCI

Version

WN16-DC-000280

Vuln IDs

V-73611

Rule IDs

SV-88275r1_rule

Domain controllers are part of the chain of trust for PKI authentications. Without the appropriate certificate, the authenticity of the domain controller cannot be verified. Domain controllers must have a server certificate to establish authenticity as part of PKI authentications in the domain.

Checks: C-73693r1_chk

This applies to domain controllers. It is NA for other systems. Run "MMC". Select "Add/Remove Snap-in" from the "File" menu. Select "Certificates" in the left pane and click the "Add >" button. Select "Computer Account" and click "Next". Select the appropriate option for "Select the computer you want this snap-in to manage" and click "Finish". Click "OK". Select and expand the Certificates (Local Computer) entry in the left pane. Select and expand the Personal entry in the left pane. Select the Certificates entry in the left pane. If no certificate for the domain controller exists in the right pane, this is a finding.

Fix: F-80061r1_fix

Obtain a server certificate for the domain controller.

c

Domain Controller PKI certificates must be issued by the DoD PKI or an approved External Certificate Authority (ECA).

IA-5 - High - CCI-000185 - V-73613 - SV-88277r1_rule

RMF Control

IA-5

Severity

H

CCI

Version

WN16-DC-000290

Vuln IDs

V-73613

Rule IDs

SV-88277r1_rule

A PKI implementation depends on the practices established by the Certificate Authority (CA) to ensure the implementation is secure. Without proper practices, the certificates issued by a CA have limited value in authentication functions. The use of multiple CAs from separate PKI implementations results in interoperability issues. If servers and clients do not have a common set of root CA certificates, they are not able to authenticate each other.

Checks: C-73695r1_chk

This applies to domain controllers. It is NA for other systems. Run "MMC". Select "Add/Remove Snap-in" from the "File" menu. Select "Certificates" in the left pane and click the "Add >" button. Select "Computer Account" and click "Next". Select the appropriate option for "Select the computer you want this snap-in to manage" and click "Finish". Click "OK". Select and expand the Certificates (Local Computer) entry in the left pane. Select and expand the Personal entry in the left pane. Select the Certificates entry in the left pane. In the right pane, examine the "Issued By" field for the certificate to determine the issuing CA. If the "Issued By" field of the PKI certificate being used by the domain controller does not indicate the issuing CA is part of the DoD PKI or an approved ECA, this is a finding. If the certificates in use are issued by a CA authorized by the Component's CIO, this is a CAT II finding. There are multiple sources from which lists of valid DoD CAs and approved ECAs can be obtained: The Global Directory Service (GDS) website provides an online source. The address for this site is https://crl.gds.disa.mil. DoD Public Key Enablement (PKE) Engineering Support maintains the InstallRoot utility to manage DoD supported root certificates on Windows computers, which includes a list of authorized CAs. The utility package can be downloaded from the PKI and PKE Tools page on IASE: http://iase.disa.mil/pki-pke/function_pages/tools.html

Fix: F-80063r1_fix

Obtain a server certificate for the domain controller issued by the DoD PKI or an approved ECA.

c

PKI certificates associated with user accounts must be issued by the DoD PKI or an approved External Certificate Authority (ECA).

IA-5 - High - CCI-000185 - V-73615 - SV-88279r2_rule

RMF Control

IA-5

Severity

H

CCI

Version

WN16-DC-000300

Vuln IDs

V-73615

Rule IDs

SV-88279r2_rule

A PKI implementation depends on the practices established by the Certificate Authority (CA) to ensure the implementation is secure. Without proper practices, the certificates issued by a CA have limited value in authentication functions.

Checks: C-77755r2_chk

This applies to domain controllers. It is NA for other systems. Review user account mappings to PKI certificates. Open "Windows PowerShell". Enter "Get-ADUser -Filter * | FT Name, UserPrincipalName, Enabled". Exclude disabled accounts (e.g., DefaultAccount, Guest) and the krbtgt account. If the User Principal Name (UPN) is not in the format of an individual's identifier for the certificate type and for the appropriate domain suffix, this is a finding. For standard NIPRNet certificates the individual's identifier is in the format of an Electronic Data Interchange - Personnel Identifier (EDI-PI). Alt Tokens and other certificates may use a different UPN format than the EDI-PI which vary by organization. Verified these with the organization. NIPRNet Example: Name - User Principal Name User1 - 1234567890@mil See PKE documentation for other network domain suffixes. If the mappings are to certificates issued by a CA authorized by the Component's CIO, this is a CAT II finding.

Fix: F-80065r1_fix

Map user accounts to PKI certificates using the appropriate User Principal Name (UPN) for the network. See PKE documentation for details.

b

Active Directory user accounts, including administrators, must be configured to require the use of a Common Access Card (CAC), Personal Identity Verification (PIV)-compliant hardware token, or Alternate Logon Token (ALT) for user authentication.

IA-2 - Medium - CCI-000765 - V-73617 - SV-88281r1_rule

RMF Control

IA-2

Severity

M

CCI

CCI-000765

Version

WN16-DC-000310

Vuln IDs

V-73617

Rule IDs

SV-88281r1_rule

Smart cards such as the CAC support a two-factor authentication technique. This provides a higher level of trust in the asserted identity than use of the username and password for authentication. Satisfies: SRG-OS-000105-GPOS-00052, SRG-OS-000106-GPOS-00053, SRG-OS-000107-GPOS-00054, SRG-OS-000108-GPOS-00055, SRG-OS-000375-GPOS-00160

Checks: C-73699r1_chk

This applies to domain controllers. It is NA for other systems. Open "PowerShell". Enter the following: "Get-ADUser -Filter {(Enabled -eq $True) -and (SmartcardLogonRequired -eq $False)} | FT Name" ("DistinguishedName" may be substituted for "Name" for more detailed output.) If any user accounts, including administrators, are listed, this is a finding. Alternately: To view sample accounts in "Active Directory Users and Computers" (available from various menus or run "dsa.msc"): Select the Organizational Unit (OU) where the user accounts are located. (By default, this is the Users node; however, accounts may be under other organization-defined OUs.) Right-click the sample user account and select "Properties". Select the "Account" tab. If any user accounts, including administrators, do not have "Smart card is required for interactive logon" checked in the "Account Options" area, this is a finding.

Fix: F-80067r1_fix

Configure all user accounts, including administrator accounts, in Active Directory to enable the option "Smart card is required for interactive logon". Run "Active Directory Users and Computers" (available from various menus or run "dsa.msc"): Select the OU where the user accounts are located. (By default this is the Users node; however, accounts may be under other organization-defined OUs.) Right-click the user account and select "Properties". Select the "Account" tab. Check "Smart card is required for interactive logon" in the "Account Options" area.

c

Local accounts with blank passwords must be restricted to prevent access from the network.

CM-6 - High - CCI-000366 - V-73621 - SV-88285r1_rule

RMF Control

CM-6

Severity

H

CCI

Version

WN16-SO-000020

Vuln IDs

V-73621

Rule IDs

SV-88285r1_rule

An account without a password can allow unauthorized access to a system as only the username would be required. Password policies should prevent accounts with blank passwords from existing on a system. However, if a local account with a blank password does exist, enabling this setting will prevent network access, limiting the account to local console logon only.

Checks: C-73703r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Lsa\ Value Name: LimitBlankPasswordUse Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80071r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Accounts: Limit local account use of blank passwords to console logon only" to "Enabled".

b

The built-in administrator account must be renamed.

CM-6 - Medium - CCI-000366 - V-73623 - SV-88287r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-SO-000030

Vuln IDs

V-73623

Rule IDs

SV-88287r1_rule

The built-in administrator account is a well-known account subject to attack. Renaming this account to an unidentified name improves the protection of this account and the system.

Checks: C-73705r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options. If the value for "Accounts: Rename administrator account" is not set to a value other than "Administrator", this is a finding.

Fix: F-80073r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Accounts: Rename administrator account" to a name other than "Administrator".

b

The built-in guest account must be renamed.

CM-6 - Medium - CCI-000366 - V-73625 - SV-88289r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-SO-000040

Vuln IDs

V-73625

Rule IDs

SV-88289r1_rule

The built-in guest account is a well-known user account on all Windows systems and, as initially installed, does not require a password. This can allow access to system resources by unauthorized users. Renaming this account to an unidentified name improves the protection of this account and the system.

Checks: C-73707r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options. If the value for "Accounts: Rename guest account" is not set to a value other than "Guest", this is a finding.

Fix: F-80075r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Accounts: Rename guest account" to a name other than "Guest".

b

Audit policy using subcategories must be enabled.

AU-12 - Medium - CCI-000169 - V-73627 - SV-88291r1_rule

RMF Control

AU-12

Severity

M

CCI

CCI-000169

Version

WN16-SO-000050

Vuln IDs

V-73627

Rule IDs

SV-88291r1_rule

Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. This setting allows administrators to enable more precise auditing capabilities.

Checks: C-73709r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Lsa\ Value Name: SCENoApplyLegacyAuditPolicy Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80077r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" to "Enabled".

b

Domain controllers must require LDAP access signing.

SC-8 - Medium - CCI-002418 - V-73629 - SV-88293r1_rule

RMF Control

SC-8

Severity

M

CCI

Version

WN16-DC-000320

Vuln IDs

V-73629

Rule IDs

SV-88293r1_rule

Unsigned network traffic is susceptible to man-in-the-middle attacks, where an intruder captures packets between the server and the client and modifies them before forwarding them to the client. In the case of an LDAP server, this means that an attacker could cause a client to make decisions based on false records from the LDAP directory. The risk of an attacker pulling this off can be decreased by implementing strong physical security measures to protect the network infrastructure. Furthermore, implementing Internet Protocol security (IPsec) authentication header mode (AH), which performs mutual authentication and packet integrity for Internet Protocol (IP) traffic, can make all types of man-in-the-middle attacks extremely difficult. Satisfies: SRG-OS-000423-GPOS-00187, SRG-OS-000424-GPOS-00188

Checks: C-73711r1_chk

This applies to domain controllers. It is NA for other systems. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\NTDS\Parameters\ Value Name: LDAPServerIntegrity Value Type: REG_DWORD Value: 0x00000002 (2)

Fix: F-80079r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Domain controller: LDAP server signing requirements" to "Require signing".

b

Domain controllers must be configured to allow reset of machine account passwords.

CM-6 - Medium - CCI-000366 - V-73631 - SV-88295r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-DC-000330

Vuln IDs

V-73631

Rule IDs

SV-88295r1_rule

Enabling this setting on all domain controllers in a domain prevents domain members from changing their computer account passwords. If these passwords are weak or compromised, the inability to change them may leave these computers vulnerable.

Checks: C-73713r1_chk

This applies to domain controllers. It is NA for other systems. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: RefusePasswordChange Value Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-80081r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Domain controller: Refuse machine account password changes" to "Disabled".

b

The setting Domain member: Digitally encrypt or sign secure channel data (always) must be configured to Enabled.

SC-8 - Medium - CCI-002418 - V-73633 - SV-88297r1_rule

RMF Control

SC-8

Severity

M

CCI

Version

WN16-SO-000080

Vuln IDs

V-73633

Rule IDs

SV-88297r1_rule

Requests sent on the secure channel are authenticated, and sensitive information (such as passwords) is encrypted, but not all information is encrypted. If this policy is enabled, outgoing secure channel traffic will be encrypted and signed. Satisfies: SRG-OS-000423-GPOS-00187, SRG-OS-000424-GPOS-00188

Checks: C-73715r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: RequireSignOrSeal Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80083r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Domain member: Digitally encrypt or sign secure channel data (always)" to "Enabled".

b

The setting Domain member: Digitally encrypt secure channel data (when possible) must be configured to enabled.

SC-8 - Medium - CCI-002418 - V-73635 - SV-88299r1_rule

RMF Control

SC-8

Severity

M

CCI

Version

WN16-SO-000090

Vuln IDs

V-73635

Rule IDs

SV-88299r1_rule

Requests sent on the secure channel are authenticated, and sensitive information (such as passwords) is encrypted, but not all information is encrypted. If this policy is enabled, outgoing secure channel traffic will be encrypted. Satisfies: SRG-OS-000423-GPOS-00187, SRG-OS-000424-GPOS-00188

Checks: C-73717r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: SealSecureChannel Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80085r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Domain member: Digitally encrypt secure channel data (when possible)" to "Enabled".

b

The setting Domain member: Digitally sign secure channel data (when possible) must be configured to Enabled.

SC-8 - Medium - CCI-002418 - V-73637 - SV-88301r1_rule

RMF Control

SC-8

Severity

M

CCI

Version

WN16-SO-000100

Vuln IDs

V-73637

Rule IDs

SV-88301r1_rule

Requests sent on the secure channel are authenticated, and sensitive information (such as passwords) is encrypted, but the channel is not integrity checked. If this policy is enabled, outgoing secure channel traffic will be signed. Satisfies: SRG-OS-000423-GPOS-00187, SRG-OS-000424-GPOS-00188

Checks: C-73719r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: SignSecureChannel Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80087r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Domain member: Digitally sign secure channel data (when possible)" to "Enabled".

b

The computer account password must not be prevented from being reset.

IA-3 - Medium - CCI-001967 - V-73639 - SV-88303r1_rule

RMF Control

IA-3

Severity

M

CCI

CCI-001967

Version

WN16-SO-000110

Vuln IDs

V-73639

Rule IDs

SV-88303r1_rule

Computer account passwords are changed automatically on a regular basis. Disabling automatic password changes can make the system more vulnerable to malicious access. Frequent password changes can be a significant safeguard for the system. A new password for the computer account will be generated every 30 days.

Checks: C-73721r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: DisablePasswordChange Value Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-80089r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Domain member: Disable machine account password changes" to "Disabled".

b

The maximum age for machine account passwords must be configured to 30 days or less.

CM-6 - Medium - CCI-000366 - V-73641 - SV-88305r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-SO-000120

Vuln IDs

V-73641

Rule IDs

SV-88305r1_rule

Computer account passwords are changed automatically on a regular basis. This setting controls the maximum password age that a machine account may have. This must be set to no more than 30 days, ensuring the machine changes its password monthly.

Checks: C-73723r1_chk

This is the default configuration for this setting (30 days). If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: MaximumPasswordAge Value Type: REG_DWORD Value: 0x0000001e (30) (or less, but not 0)

Fix: F-80091r1_fix

This is the default configuration for this setting (30 days). Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Domain member: Maximum machine account password age" to "30" or less (excluding "0", which is unacceptable).

b

Windows Server 2016 must be configured to require a strong session key.

SC-8 - Medium - CCI-002418 - V-73643 - SV-88307r1_rule

RMF Control

SC-8

Severity

M

CCI

Version

WN16-SO-000130

Vuln IDs

V-73643

Rule IDs

SV-88307r1_rule

A computer connecting to a domain controller will establish a secure channel. The secure channel connection may be subject to compromise, such as hijacking or eavesdropping, if strong session keys are not used to establish the connection. Requiring strong session keys enforces 128-bit encryption between systems. Satisfies: SRG-OS-000423-GPOS-00187, SRG-OS-000424-GPOS-00188

Checks: C-73725r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: RequireStrongKey Value Type: REG_DWORD Value: 0x00000001 (1) This setting may prevent a system from being joined to a domain if not configured consistently between systems.

Fix: F-80093r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Domain member: Require strong (Windows 2000 or Later) session key" to "Enabled".

b

The machine inactivity limit must be set to 15 minutes, locking the system with the screen saver.

AC-11 - Medium - CCI-000057 - V-73645 - SV-88309r2_rule

RMF Control

AC-11

Severity

M

CCI

CCI-000057

Version

WN16-SO-000140

Vuln IDs

V-73645

Rule IDs

SV-88309r2_rule

Unattended systems are susceptible to unauthorized use and should be locked when unattended. The screen saver should be set at a maximum of 15 minutes and be password protected. This protects critical and sensitive data from exposure to unauthorized personnel with physical access to the computer.

Checks: C-73727r2_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: InactivityTimeoutSecs Value Type: REG_DWORD Value: 0x00000384 (900) (or less, excluding "0" which is effectively disabled)

Fix: F-80095r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Interactive logon: Machine inactivity limit" to "900" seconds or less, excluding "0" which is effectively disabled.

b

The required legal notice must be configured to display before console logon.

AC-8 - Medium - CCI-000048 - V-73647 - SV-88311r2_rule

RMF Control

AC-8

Severity

M

CCI

CCI-000048

Version

WN16-SO-000150

Vuln IDs

V-73647

Rule IDs

SV-88311r2_rule

Failure to display the logon banner prior to a logon attempt will negate legal proceedings resulting from unauthorized access to system resources. Satisfies: SRG-OS-000023-GPOS-00006, SRG-OS-000024-GPOS-00007, SRG-OS-000228-GPOS-00088

Checks: C-73729r2_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: LegalNoticeText Value Type: REG_SZ Value: See message text below You are accessing a U.S. Government (USG) Information System (IS) that is provided for USG-authorized use only. By using this IS (which includes any device attached to this IS), you consent to the following conditions: -The USG routinely intercepts and monitors communications on this IS for purposes including, but not limited to, penetration testing, COMSEC monitoring, network operations and defense, personnel misconduct (PM), law enforcement (LE), and counterintelligence (CI) investigations. -At any time, the USG may inspect and seize data stored on this IS. -Communications using, or data stored on, this IS are not private, are subject to routine monitoring, interception, and search, and may be disclosed or used for any USG-authorized purpose. -This IS includes security measures (e.g., authentication and access controls) to protect USG interests--not for your personal benefit or privacy. -Notwithstanding the above, using this IS does not constitute consent to PM, LE or CI investigative searching or monitoring of the content of privileged communications, or work product, related to personal representation or services by attorneys, psychotherapists, or clergy, and their assistants. Such communications and work product are private and confidential. See User Agreement for details.

Fix: F-80097r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Interactive Logon: Message text for users attempting to log on" to the following: You are accessing a U.S. Government (USG) Information System (IS) that is provided for USG-authorized use only. By using this IS (which includes any device attached to this IS), you consent to the following conditions: -The USG routinely intercepts and monitors communications on this IS for purposes including, but not limited to, penetration testing, COMSEC monitoring, network operations and defense, personnel misconduct (PM), law enforcement (LE), and counterintelligence (CI) investigations. -At any time, the USG may inspect and seize data stored on this IS. -Communications using, or data stored on, this IS are not private, are subject to routine monitoring, interception, and search, and may be disclosed or used for any USG-authorized purpose. -This IS includes security measures (e.g., authentication and access controls) to protect USG interests--not for your personal benefit or privacy. -Notwithstanding the above, using this IS does not constitute consent to PM, LE or CI investigative searching or monitoring of the content of privileged communications, or work product, related to personal representation or services by attorneys, psychotherapists, or clergy, and their assistants. Such communications and work product are private and confidential. See User Agreement for details.

a

The Windows dialog box title for the legal banner must be configured with the appropriate text.

AC-8 - Low - CCI-000048 - V-73649 - SV-88313r1_rule

RMF Control

AC-8

Severity

L

CCI

CCI-000048

Version

WN16-SO-000160

Vuln IDs

V-73649

Rule IDs

SV-88313r1_rule

Failure to display the logon banner prior to a logon attempt will negate legal proceedings resulting from unauthorized access to system resources. Satisfies: SRG-OS-000023-GPOS-00006, SRG-OS-000228-GPOS-00088

Checks: C-73731r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: LegalNoticeCaption Value Type: REG_SZ Value: See message title options below "DoD Notice and Consent Banner", "US Department of Defense Warning Statement", or an organization-defined equivalent. If an organization-defined title is used, it can in no case contravene or modify the language of the banner text required in WN16-SO-000150. Automated tools may only search for the titles defined above. If an organization-defined title is used, a manual review will be required.

Fix: F-80099r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Interactive Logon: Message title for users attempting to log on" to "DoD Notice and Consent Banner", "US Department of Defense Warning Statement", or an organization-defined equivalent. If an organization-defined title is used, it can in no case contravene or modify the language of the message text required in WN16-SO-000150.

b

Caching of logon credentials must be limited.

CM-6 - Medium - CCI-000366 - V-73651 - SV-88315r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-MS-000050

Vuln IDs

V-73651

Rule IDs

SV-88315r1_rule

The default Windows configuration caches the last logon credentials for users who log on interactively to a system. This feature is provided for system availability reasons, such as the user's machine being disconnected from the network or domain controllers being unavailable. Even though the credential cache is well protected, if a system is attacked, an unauthorized individual may isolate the password to a domain user account using a password-cracking program and gain access to the domain.

Checks: C-73733r1_chk

This applies to member servers. For domain controllers and standalone systems, this is NA. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows NT\CurrentVersion\Winlogon\ Value Name: CachedLogonsCount Value Type: REG_SZ Value: 4 (or less)

Fix: F-80271r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Interactive Logon: Number of previous logons to cache (in case Domain Controller is not available)" to "4" logons or less.

b

The setting Microsoft network client: Digitally sign communications (always) must be configured to Enabled.

SC-8 - Medium - CCI-002418 - V-73653 - SV-88317r1_rule

RMF Control

SC-8

Severity

M

CCI

Version

WN16-SO-000190

Vuln IDs

V-73653

Rule IDs

SV-88317r1_rule

The server message block (SMB) protocol provides the basis for many network operations. Digitally signed SMB packets aid in preventing man-in-the-middle attacks. If this policy is enabled, the SMB client will only communicate with an SMB server that performs SMB packet signing. Satisfies: SRG-OS-000423-GPOS-00187, SRG-OS-000424-GPOS-00188

Checks: C-73735r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\LanmanWorkstation\Parameters\ Value Name: RequireSecuritySignature Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80103r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Microsoft network client: Digitally sign communications (always)" to "Enabled".

b

The setting Microsoft network client: Digitally sign communications (if server agrees) must be configured to Enabled.

SC-8 - Medium - CCI-002418 - V-73655 - SV-88319r1_rule

RMF Control

SC-8

Severity

M

CCI

Version

WN16-SO-000200

Vuln IDs

V-73655

Rule IDs

SV-88319r1_rule

The server message block (SMB) protocol provides the basis for many network operations. If this policy is enabled, the SMB client will request packet signing when communicating with an SMB server that is enabled or required to perform SMB packet signing. Satisfies: SRG-OS-000423-GPOS-00187, SRG-OS-000424-GPOS-00188

Checks: C-73737r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\LanmanWorkstation\Parameters\ Value Name: EnableSecuritySignature Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80105r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Microsoft network client: Digitally sign communications (if server agrees)" to "Enabled".

b

Unencrypted passwords must not be sent to third-party Server Message Block (SMB) servers.

IA-5 - Medium - CCI-000197 - V-73657 - SV-88321r1_rule

RMF Control

IA-5

Severity

M

CCI

CCI-000197

Version

WN16-SO-000210

Vuln IDs

V-73657

Rule IDs

SV-88321r1_rule

Some non-Microsoft SMB servers only support unencrypted (plain-text) password authentication. Sending plain-text passwords across the network when authenticating to an SMB server reduces the overall security of the environment. Check with the vendor of the SMB server to determine if there is a way to support encrypted password authentication.

Checks: C-73739r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\LanmanWorkstation\Parameters\ Value Name: EnablePlainTextPassword Value Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-80107r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Microsoft Network Client: Send unencrypted password to third-party SMB servers" to "Disabled".

b

The amount of idle time required before suspending a session must be configured to 15 minutes or less.

SC-10 - Medium - CCI-001133 - V-73659 - SV-88323r1_rule

RMF Control

SC-10

Severity

M

CCI

CCI-001133

Version

WN16-SO-000220

Vuln IDs

V-73659

Rule IDs

SV-88323r1_rule

Open sessions can increase the avenues of attack on a system. This setting is used to control when a computer disconnects an inactive SMB session. If client activity resumes, the session is automatically reestablished. This protects critical and sensitive network data from exposure to unauthorized personnel with physical access to the computer. Satisfies: SRG-OS-000163-GPOS-00072, SRG-OS-000279-GPOS-00109

Checks: C-73741r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\LanManServer\Parameters\ Value Name: autodisconnect Value Type: REG_DWORD Value: 0x0000000f (15) (or less)

Fix: F-80109r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Microsoft Network Server: Amount of idle time required before suspending session" to "15" minutes or less.

b

The setting Microsoft network server: Digitally sign communications (always) must be configured to Enabled.

SC-8 - Medium - CCI-002418 - V-73661 - SV-88325r1_rule

RMF Control

SC-8

Severity

M

CCI

Version

WN16-SO-000230

Vuln IDs

V-73661

Rule IDs

SV-88325r1_rule

The server message block (SMB) protocol provides the basis for many network operations. Digitally signed SMB packets aid in preventing man-in-the-middle attacks. If this policy is enabled, the SMB server will only communicate with an SMB client that performs SMB packet signing. Satisfies: SRG-OS-000423-GPOS-00187, SRG-OS-000424-GPOS-00188

Checks: C-73743r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\LanManServer\Parameters\ Value Name: RequireSecuritySignature Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80111r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Microsoft network server: Digitally sign communications (always)" to "Enabled".

b

The setting Microsoft network server: Digitally sign communications (if client agrees) must be configured to Enabled.

SC-8 - Medium - CCI-002418 - V-73663 - SV-88327r1_rule

RMF Control

SC-8

Severity

M

CCI

Version

WN16-SO-000240

Vuln IDs

V-73663

Rule IDs

SV-88327r1_rule

The server message block (SMB) protocol provides the basis for many network operations. Digitally signed SMB packets aid in preventing man-in-the-middle attacks. If this policy is enabled, the SMB server will negotiate SMB packet signing as requested by the client. Satisfies: SRG-OS-000423-GPOS-00187, SRG-OS-000424-GPOS-00188

Checks: C-73745r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\LanManServer\Parameters\ Value Name: EnableSecuritySignature Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80113r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Microsoft network server: Digitally sign communications (if client agrees)" to "Enabled".

c

Anonymous SID/Name translation must not be allowed.

CM-6 - High - CCI-000366 - V-73665 - SV-88329r1_rule

RMF Control

CM-6

Severity

H

CCI

Version

WN16-SO-000250

Vuln IDs

V-73665

Rule IDs

SV-88329r1_rule

Allowing anonymous SID/Name translation can provide sensitive information for accessing a system. Only authorized users must be able to perform such translations.

Checks: C-73747r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options. If the value for "Network access: Allow anonymous SID/Name translation" is not set to "Disabled", this is a finding.

Fix: F-80115r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Network access: Allow anonymous SID/Name translation" to "Disabled".

c

Anonymous enumeration of Security Account Manager (SAM) accounts must not be allowed.

CM-6 - High - CCI-000366 - V-73667 - SV-88331r1_rule

RMF Control

CM-6

Severity

H

CCI

Version

WN16-SO-000260

Vuln IDs

V-73667

Rule IDs

SV-88331r1_rule

Anonymous enumeration of SAM accounts allows anonymous logon users (null session connections) to list all accounts names, thus providing a list of potential points to attack the system.

Checks: C-73749r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Lsa\ Value Name: RestrictAnonymousSAM Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80117r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Network access: Do not allow anonymous enumeration of SAM accounts" to "Enabled".

c

Anonymous enumeration of shares must not be allowed.

SC-4 - High - CCI-001090 - V-73669 - SV-88333r1_rule

RMF Control

SC-4

Severity

H

CCI

Version

WN16-SO-000270

Vuln IDs

V-73669

Rule IDs

SV-88333r1_rule

Allowing anonymous logon users (null session connections) to list all account names and enumerate all shared resources can provide a map of potential points to attack the system.

Checks: C-73751r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Lsa\ Value Name: RestrictAnonymous Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80119r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Network access: Do not allow anonymous enumeration of SAM accounts and shares" to "Enabled".

b

Windows Server 2016 must be configured to prevent the storage of passwords and credentials.

IA-11 - Medium - CCI-002038 - V-73671 - SV-88335r1_rule

RMF Control

IA-11

Severity

M

CCI

Version

WN16-SO-000280

Vuln IDs

V-73671

Rule IDs

SV-88335r1_rule

This setting controls the storage of passwords and credentials for network authentication on the local system. Such credentials must not be stored on the local machine, as that may lead to account compromise. Satisfies: SRG-OS-000373-GPOS-00157, SRG-OS-000373-GPOS-00156

Checks: C-73753r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Lsa\ Value Name: DisableDomainCreds Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80121r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Network access: Do not allow storage of passwords and credentials for network authentication" to "Enabled".

b

Windows Server 2016 must be configured to prevent anonymous users from having the same permissions as the Everyone group.

CM-6 - Medium - CCI-000366 - V-73673 - SV-88337r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-SO-000290

Vuln IDs

V-73673

Rule IDs

SV-88337r1_rule

Access by anonymous users must be restricted. If this setting is enabled, anonymous users have the same rights and permissions as the built-in Everyone group. Anonymous users must not have these permissions or rights.

Checks: C-73755r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Lsa\ Value Name: EveryoneIncludesAnonymous Value Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-80123r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Network access: Let everyone permissions apply to anonymous users" to "Disabled".

c

Anonymous access to Named Pipes and Shares must be restricted.

SC-4 - High - CCI-001090 - V-73675 - SV-88339r1_rule

RMF Control

SC-4

Severity

H

CCI

Version

WN16-SO-000300

Vuln IDs

V-73675

Rule IDs

SV-88339r1_rule

Allowing anonymous access to named pipes or shares provides the potential for unauthorized system access. This setting restricts access to those defined in "Network access: Named Pipes that can be accessed anonymously" and "Network access: Shares that can be accessed anonymously", both of which must be blank under other requirements.

Checks: C-73757r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\LanManServer\Parameters\ Value Name: RestrictNullSessAccess Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80125r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Network access: Restrict anonymous access to Named Pipes and Shares" to "Enabled".

b

Remote calls to the Security Account Manager (SAM) must be restricted to Administrators.

AC-6 - Medium - CCI-002235 - V-73677 - SV-88341r2_rule

RMF Control

AC-6

Severity

M

CCI

Version

WN16-MS-000310

Vuln IDs

V-73677

Rule IDs

SV-88341r2_rule

The Windows Security Account Manager (SAM) stores users' passwords. Restricting Remote Procedure Call (RPC) connections to the SAM to Administrators helps protect those credentials.

Checks: C-73759r2_chk

This applies to member servers and standalone systems; it is NA for domain controllers. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Lsa\ Value Name: RestrictRemoteSAM Value Type: REG_SZ Value: O:BAG:BAD:(A;;RC;;;BA)

Fix: F-80127r1_fix

Navigate to the policy Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Network access: Restrict clients allowed to make remote calls to SAM". Select "Edit Security" to configure the "Security descriptor:". Add "Administrators" in "Group or user names:" if it is not already listed (this is the default). Select "Administrators" in "Group or user names:". Select "Allow" for "Remote Access" in "Permissions for "Administrators". Click "OK". The "Security descriptor:" must be populated with "O:BAG:BAD:(A;;RC;;;BA) for the policy to be enforced.

b

Services using Local System that use Negotiate when reverting to NTLM authentication must use the computer identity instead of authenticating anonymously.

CM-6 - Medium - CCI-000366 - V-73679 - SV-88343r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-SO-000320

Vuln IDs

V-73679

Rule IDs

SV-88343r1_rule

Services using Local System that use Negotiate when reverting to NTLM authentication may gain unauthorized access if allowed to authenticate anonymously versus using the computer identity.

Checks: C-73761r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\LSA\ Value Name: UseMachineId Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80129r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Network security: Allow Local System to use computer identity for NTLM" to "Enabled".

b

NTLM must be prevented from falling back to a Null session.

CM-6 - Medium - CCI-000366 - V-73681 - SV-88345r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-SO-000330

Vuln IDs

V-73681

Rule IDs

SV-88345r1_rule

NTLM sessions that are allowed to fall back to Null (unauthenticated) sessions may gain unauthorized access.

Checks: C-73763r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\LSA\MSV1_0\ Value Name: allownullsessionfallback Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-80131r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Network security: Allow LocalSystem NULL session fallback" to "Disabled".

b

PKU2U authentication using online identities must be prevented.

CM-6 - Medium - CCI-000366 - V-73683 - SV-88347r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-SO-000340

Vuln IDs

V-73683

Rule IDs

SV-88347r1_rule

PKU2U is a peer-to-peer authentication protocol. This setting prevents online identities from authenticating to domain-joined systems. Authentication will be centrally managed with Windows user accounts.

Checks: C-73765r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\LSA\pku2u\ Value Name: AllowOnlineID Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-80133r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Network security: Allow PKU2U authentication requests to this computer to use online identities" to "Disabled".

b

Kerberos encryption types must be configured to prevent the use of DES and RC4 encryption suites.

IA-7 - Medium - CCI-000803 - V-73685 - SV-88349r1_rule

RMF Control

IA-7

Severity

M

CCI

CCI-000803

Version

WN16-SO-000350

Vuln IDs

V-73685

Rule IDs

SV-88349r1_rule

Certain encryption types are no longer considered secure. The DES and RC4 encryption suites must not be used for Kerberos encryption.

Checks: C-73767r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\Kerberos\Parameters\ Value Name: SupportedEncryptionTypes Value Type: REG_DWORD Value: 0x7ffffff8 (2147483640)

Fix: F-80135r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Network security: Configure encryption types allowed for Kerberos" to "Enabled" with only the following selected: AES128_HMAC_SHA1 AES256_HMAC_SHA1 Future encryption types

c

Windows Server 2016 must be configured to prevent the storage of the LAN Manager hash of passwords.

IA-5 - High - CCI-000196 - V-73687 - SV-88351r1_rule

RMF Control

IA-5

Severity

H

CCI

CCI-000196

Version

WN16-SO-000360

Vuln IDs

V-73687

Rule IDs

SV-88351r1_rule

The LAN Manager hash uses a weak encryption algorithm and there are several tools available that use this hash to retrieve account passwords. This setting controls whether a LAN Manager hash of the password is stored in the SAM the next time the password is changed.

Checks: C-73769r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Lsa\ Value Name: NoLMHash Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80137r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Network security: Do not store LAN Manager hash value on next password change" to "Enabled".

b

Windows Server 2016 must be configured to force users to log off when their allowed logon hours expire.

SC-10 - Medium - CCI-001133 - V-73689 - SV-88353r1_rule

RMF Control

SC-10

Severity

M

CCI

CCI-001133

Version

WN16-SO-000370

Vuln IDs

V-73689

Rule IDs

SV-88353r1_rule

Limiting logon hours can help protect data by allowing access only during specified times. This setting controls whether users are forced to log off when their allowed logon hours expire. If logon hours are set for users, this must be enforced.

Checks: C-73771r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options. If the value for "Network security: Force logoff when logon hours expire" is not set to "Enabled", this is a finding.

Fix: F-80139r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Network security: Force logoff when logon hours expire" to "Enabled".

c

The LAN Manager authentication level must be set to send NTLMv2 response only and to refuse LM and NTLM.

CM-6 - High - CCI-000366 - V-73691 - SV-88355r1_rule

RMF Control

CM-6

Severity

H

CCI

Version

WN16-SO-000380

Vuln IDs

V-73691

Rule IDs

SV-88355r1_rule

The Kerberos v5 authentication protocol is the default for authentication of users who are logging on to domain accounts. NTLM, which is less secure, is retained in later Windows versions for compatibility with clients and servers that are running earlier versions of Windows or applications that still use it. It is also used to authenticate logons to standalone computers that are running later versions.

Checks: C-73773r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Lsa\ Value Name: LmCompatibilityLevel Value Type: REG_DWORD Value: 0x00000005 (5)

Fix: F-80141r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Network security: LAN Manager authentication level" to "Send NTLMv2 response only. Refuse LM & NTLM".

b

Windows Server 2016 must be configured to at least negotiate signing for LDAP client signing.

CM-6 - Medium - CCI-000366 - V-73693 - SV-88357r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-SO-000390

Vuln IDs

V-73693

Rule IDs

SV-88357r1_rule

This setting controls the signing requirements for LDAP clients. This must be set to "Negotiate signing" or "Require signing", depending on the environment and type of LDAP server in use.

Checks: C-73775r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\LDAP\ Value Name: LDAPClientIntegrity Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80143r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Network security: LDAP client signing requirements" to "Negotiate signing" at a minimum.

b

Session security for NTLM SSP-based clients must be configured to require NTLMv2 session security and 128-bit encryption.

CM-6 - Medium - CCI-000366 - V-73695 - SV-88359r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-SO-000400

Vuln IDs

V-73695

Rule IDs

SV-88359r1_rule

Microsoft has implemented a variety of security support providers for use with Remote Procedure Call (RPC) sessions. All of the options must be enabled to ensure the maximum security level.

Checks: C-73777r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Lsa\MSV1_0\ Value Name: NTLMMinClientSec Value Type: REG_DWORD Value: 0x20080000 (537395200)

Fix: F-80145r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Network security: Minimum session security for NTLM SSP based (including secure RPC) clients" to "Require NTLMv2 session security" and "Require 128-bit encryption" (all options selected).

b

Session security for NTLM SSP-based servers must be configured to require NTLMv2 session security and 128-bit encryption.

CM-6 - Medium - CCI-000366 - V-73697 - SV-88361r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-SO-000410

Vuln IDs

V-73697

Rule IDs

SV-88361r1_rule

Microsoft has implemented a variety of security support providers for use with Remote Procedure Call (RPC) sessions. All of the options must be enabled to ensure the maximum security level.

Checks: C-73779r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Lsa\MSV1_0\ Value Name: NTLMMinServerSec Value Type: REG_DWORD Value: 0x20080000 (537395200)

Fix: F-80147r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Network security: Minimum session security for NTLM SSP based (including secure RPC) servers" to "Require NTLMv2 session security" and "Require 128-bit encryption" (all options selected).

b

Users must be required to enter a password to access private keys stored on the computer.

IA-5 - Medium - CCI-000186 - V-73699 - SV-88363r1_rule

RMF Control

IA-5

Severity

M

CCI

CCI-000186

Version

WN16-SO-000420

Vuln IDs

V-73699

Rule IDs

SV-88363r1_rule

If the private key is discovered, an attacker can use the key to authenticate as an authorized user and gain access to the network infrastructure. The cornerstone of the PKI is the private key used to encrypt or digitally sign information. If the private key is stolen, this will lead to the compromise of the authentication and non-repudiation gained through PKI because the attacker can use the private key to digitally sign documents and pretend to be the authorized user. Both the holders of a digital certificate and the issuing authority must protect the computers, storage devices, or whatever they use to keep the private keys.

Checks: C-73781r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Cryptography\ Value Name: ForceKeyProtection Type: REG_DWORD Value: 0x00000002 (2)

Fix: F-80149r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "System cryptography: Force strong key protection for user keys stored on the computer" to "User must enter a password each time they use a key".

b

Windows Server 2016 must be configured to use FIPS-compliant algorithms for encryption, hashing, and signing.

AC-17 - Medium - CCI-000068 - V-73701 - SV-88365r1_rule

RMF Control

AC-17

Severity

M

CCI

CCI-000068

Version

WN16-SO-000430

Vuln IDs

V-73701

Rule IDs

SV-88365r1_rule

This setting ensures the system uses algorithms that are FIPS-compliant for encryption, hashing, and signing. FIPS-compliant algorithms meet specific standards established by the U.S. Government and must be the algorithms used for all OS encryption functions. Satisfies: SRG-OS-000033-GPOS-00014, SRG-OS-000478-GPOS-00223

Checks: C-73783r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Lsa\FIPSAlgorithmPolicy\ Value Name: Enabled Value Type: REG_DWORD Value: 0x00000001 (1) Clients with this setting enabled will not be able to communicate via digitally encrypted or signed protocols with servers that do not support these algorithms. Both the browser and web server must be configured to use TLS; otherwise. the browser will not be able to connect to a secure site.

Fix: F-80151r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "System cryptography: Use FIPS compliant algorithms for encryption, hashing, and signing" to "Enabled".

b

Windows Server 2016 must be configured to require case insensitivity for non-Windows subsystems.

CM-6 - Medium - CCI-000366 - V-73703 - SV-88367r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-SO-000440

Vuln IDs

V-73703

Rule IDs

SV-88367r1_rule

This setting controls the behavior of non-Windows subsystems when dealing with the case of arguments or commands. Case sensitivity could lead to the access of files or commands that must be restricted. To prevent this from happening, case insensitivity restrictions must be required.

Checks: C-73785r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Session Manager\Kernel\ Value Name: ObCaseInsensitive Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80153r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "System objects: Require case insensitivity for non-Windows subsystems" to "Enabled".

a

The default permissions of global system objects must be strengthened.

CM-6 - Low - CCI-000366 - V-73705 - SV-88369r1_rule

RMF Control

CM-6

Severity

L

CCI

Version

WN16-SO-000450

Vuln IDs

V-73705

Rule IDs

SV-88369r1_rule

Windows systems maintain a global list of shared system resources such as DOS device names, mutexes, and semaphores. Each type of object is created with a default Discretionary Access Control List (DACL) that specifies who can access the objects with what permissions. When this policy is enabled, the default DACL is stronger, allowing non-administrative users to read shared objects but not to modify shared objects they did not create.

Checks: C-73787r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Session Manager\ Value Name: ProtectionMode Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80155r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "System objects: Strengthen default permissions of internal system objects (e.g., Symbolic Links)" to "Enabled".

b

User Account Control approval mode for the built-in Administrator must be enabled.

IA-11 - Medium - CCI-002038 - V-73707 - SV-88371r1_rule

RMF Control

IA-11

Severity

M

CCI

Version

WN16-SO-000460

Vuln IDs

V-73707

Rule IDs

SV-88371r1_rule

User Account Control (UAC) is a security mechanism for limiting the elevation of privileges, including administrative accounts, unless authorized. This setting configures the built-in Administrator account so that it runs in Admin Approval Mode. Satisfies: SRG-OS-000373-GPOS-00157, SRG-OS-000373-GPOS-00156

Checks: C-73789r1_chk

UAC requirements are NA for Server Core installations (this is the default installation option for Windows Server 2016 versus Server with Desktop Experience) as well as Nano Server. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: FilterAdministratorToken Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80157r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "User Account Control: Admin Approval Mode for the Built-in Administrator account" to "Enabled".

b

UIAccess applications must not be allowed to prompt for elevation without using the secure desktop.

SC-3 - Medium - CCI-001084 - V-73709 - SV-88373r1_rule

RMF Control

SC-3

Severity

M

CCI

Version

WN16-SO-000470

Vuln IDs

V-73709

Rule IDs

SV-88373r1_rule

User Account Control (UAC) is a security mechanism for limiting the elevation of privileges, including administrative accounts, unless authorized. This setting prevents User Interface Accessibility programs from disabling the secure desktop for elevation prompts.

Checks: C-73791r1_chk

UAC requirements are NA for Server Core installations (this is the default installation option for Windows Server 2016 versus Server with Desktop Experience) as well as Nano Server. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: EnableUIADesktopToggle Value Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-80159r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "User Account Control: Allow UIAccess applications to prompt for elevation without using the secure desktop" to "Disabled".

b

User Account Control must, at a minimum, prompt administrators for consent on the secure desktop.

SC-3 - Medium - CCI-001084 - V-73711 - SV-88375r1_rule

RMF Control

SC-3

Severity

M

CCI

Version

WN16-SO-000480

Vuln IDs

V-73711

Rule IDs

SV-88375r1_rule

User Account Control (UAC) is a security mechanism for limiting the elevation of privileges, including administrative accounts, unless authorized. This setting configures the elevation requirements for logged-on administrators to complete a task that requires raised privileges.

Checks: C-73793r1_chk

UAC requirements are NA for Server Core installations (this is default installation option for Windows Server 2016 versus Server with Desktop Experience) as well as Nano Server. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: ConsentPromptBehaviorAdmin Value Type: REG_DWORD Value: 0x00000002 (2) (Prompt for consent on the secure desktop) 0x00000001 (1) (Prompt for credentials on the secure desktop)

Fix: F-80161r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "User Account Control: Behavior of the elevation prompt for administrators in Admin Approval Mode" to "Prompt for consent on the secure desktop". The more secure option for this setting, "Prompt for credentials on the secure desktop", would also be acceptable.

b

User Account Control must automatically deny standard user requests for elevation.

IA-11 - Medium - CCI-002038 - V-73713 - SV-88377r1_rule

RMF Control

IA-11

Severity

M

CCI

Version

WN16-SO-000490

Vuln IDs

V-73713

Rule IDs

SV-88377r1_rule

User Account Control (UAC) is a security mechanism for limiting the elevation of privileges, including administrative accounts, unless authorized. This setting controls the behavior of elevation when requested by a standard user account. Satisfies: SRG-OS-000373-GPOS-00157, SRG-OS-000373-GPOS-00156

Checks: C-73795r1_chk

UAC requirements are NA for Server Core installations (this is the default installation option for Windows Server 2016 versus Server with Desktop Experience) as well as Nano Server. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: ConsentPromptBehaviorUser Value Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-80163r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "User Account Control: Behavior of the elevation prompt for standard users" to "Automatically deny elevation requests".

b

User Account Control must be configured to detect application installations and prompt for elevation.

SC-3 - Medium - CCI-001084 - V-73715 - SV-88379r1_rule

RMF Control

SC-3

Severity

M

CCI

Version

WN16-SO-000500

Vuln IDs

V-73715

Rule IDs

SV-88379r1_rule

User Account Control (UAC) is a security mechanism for limiting the elevation of privileges, including administrative accounts, unless authorized. This setting requires Windows to respond to application installation requests by prompting for credentials.

Checks: C-73797r1_chk

UAC requirements are NA for Server Core installations (this is the default installation option for Windows Server 2016 versus Server with Desktop Experience) as well as Nano Server. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: EnableInstallerDetection Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80165r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "User Account Control: Detect application installations and prompt for elevation" to "Enabled".

b

User Account Control must only elevate UIAccess applications that are installed in secure locations.

SC-3 - Medium - CCI-001084 - V-73717 - SV-88381r1_rule

RMF Control

SC-3

Severity

M

CCI

Version

WN16-SO-000510

Vuln IDs

V-73717

Rule IDs

SV-88381r1_rule

User Account Control (UAC) is a security mechanism for limiting the elevation of privileges, including administrative accounts, unless authorized. This setting configures Windows to only allow applications installed in a secure location on the file system, such as the Program Files or the Windows\System32 folders, to run with elevated privileges.

Checks: C-73799r1_chk

UAC requirements are NA for Server Core installations (this is the default installation option for Windows Server 2016 versus Server with Desktop Experience) as well as Nano Server. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: EnableSecureUIAPaths Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80167r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "User Account Control: Only elevate UIAccess applications that are installed in secure locations" to "Enabled".

b

User Account Control must run all administrators in Admin Approval Mode, enabling UAC.

IA-11 - Medium - CCI-002038 - V-73719 - SV-88383r1_rule

RMF Control

IA-11

Severity

M

CCI

Version

WN16-SO-000520

Vuln IDs

V-73719

Rule IDs

SV-88383r1_rule

User Account Control (UAC) is a security mechanism for limiting the elevation of privileges, including administrative accounts, unless authorized. This setting enables UAC. Satisfies: SRG-OS-000373-GPOS-00157, SRG-OS-000373-GPOS-00156

Checks: C-73801r1_chk

UAC requirements are NA for Server Core installations (this is the default installation option for Windows Server 2016 versus Server with Desktop Experience) as well as Nano Server. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: EnableLUA Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80169r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "User Account Control: Run all administrators in Admin Approval Mode" to "Enabled".

b

User Account Control must virtualize file and registry write failures to per-user locations.

SC-3 - Medium - CCI-001084 - V-73721 - SV-88385r1_rule

RMF Control

SC-3

Severity

M

CCI

Version

WN16-SO-000530

Vuln IDs

V-73721

Rule IDs

SV-88385r1_rule

User Account Control (UAC) is a security mechanism for limiting the elevation of privileges, including administrative accounts, unless authorized. This setting configures non-UAC-compliant applications to run in virtualized file and registry entries in per-user locations, allowing them to run.

Checks: C-73803r1_chk

UAC requirements are NA for Server Core installations (this is the default installation option for Windows Server 2016 versus Server with Desktop Experience) as well as Nano Server. If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: EnableVirtualization Value Type: REG_DWORD Value: 0x00000001 (1)

Fix: F-80171r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "User Account Control: Virtualize file and registry write failures to per-user locations" to "Enabled".

b

A screen saver must be enabled on the system.

AC-11 - Medium - CCI-000060 - V-73723 - SV-88387r1_rule

RMF Control

AC-11

Severity

M

CCI

CCI-000060

Version

WN16-UC-000010

Vuln IDs

V-73723

Rule IDs

SV-88387r1_rule

Unattended systems are susceptible to unauthorized use and must be locked when unattended. Enabling a password-protected screen saver to engage after a specified period of time helps protects critical and sensitive data from exposure to unauthorized personnel with physical access to the computer.

Checks: C-73805r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_CURRENT_USER Registry Path: \SOFTWARE\Policies\Microsoft\Windows\Control Panel\Desktop\ Value Name: ScreenSaveActive Type: REG_SZ Value: 1 Applications requiring continuous, real-time screen display (e.g., network management products) require the following and must be documented with the ISSO: - The logon session does not have administrator rights. - The display station (e.g., keyboard, monitor, etc.) is located in a controlled access area.

Fix: F-80173r1_fix

Configure the policy value for User Configuration >> Administrative Templates >> Control Panel >> Personalization >> "Enable screen saver" to "Enabled".

b

The screen saver must be password protected.

AC-11 - Medium - CCI-000056 - V-73725 - SV-88389r1_rule

RMF Control

AC-11

Severity

M

CCI

CCI-000056

Version

WN16-UC-000020

Vuln IDs

V-73725

Rule IDs

SV-88389r1_rule

Unattended systems are susceptible to unauthorized use and must be locked when unattended. Enabling a password-protected screen saver to engage after a specified period of time helps protects critical and sensitive data from exposure to unauthorized personnel with physical access to the computer.

Checks: C-73807r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_CURRENT_USER Registry Path: \SOFTWARE\Policies\Microsoft\Windows\Control Panel\Desktop\ Value Name: ScreenSaverIsSecure Type: REG_SZ Value: 1

Fix: F-80175r1_fix

Configure the policy value for User Configuration >> Administrative Templates >> Control Panel >> Personalization >> "Password protect the screen saver" to "Enabled".

b

Zone information must be preserved when saving attachments.

CM-6 - Medium - CCI-000366 - V-73727 - SV-88391r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-UC-000030

Vuln IDs

V-73727

Rule IDs

SV-88391r1_rule

Attachments from outside sources may contain malicious code. Preserving zone of origin (Internet, intranet, local, restricted) information on file attachments allows Windows to determine risk.

Checks: C-73809r1_chk

The default behavior is for Windows to mark file attachments with their zone information. If the registry Value Name below does not exist, this is not a finding. If it exists and is configured with a value of "2", this is not a finding. If it exists and is configured with a value of "1", this is a finding. Registry Hive: HKEY_CURRENT_USER Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\Attachments\ Value Name: SaveZoneInformation Value Type: REG_DWORD Value: 0x00000002 (2) (or if the Value Name does not exist)

Fix: F-80177r1_fix

The default behavior is for Windows to mark file attachments with their zone information. If this needs to be corrected, configure the policy value for User Configuration >> Administrative Templates >> Windows Components >> Attachment Manager >> "Do not preserve zone information in file attachments" to "Not Configured" or "Disabled".

b

The Access Credential Manager as a trusted caller user right must not be assigned to any groups or accounts.

AC-6 - Medium - CCI-002235 - V-73729 - SV-88393r1_rule

RMF Control

AC-6

Severity

M

CCI

Version

WN16-UR-000010

Vuln IDs

V-73729

Rule IDs

SV-88393r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Access Credential Manager as a trusted caller" user right may be able to retrieve the credentials of other accounts from Credential Manager.

Checks: C-73811r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups are granted the "Access Credential Manager as a trusted caller" user right, this is a finding.

Fix: F-80179r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Access Credential Manager as a trusted caller" to be defined but containing no entries (blank).

b

The Access this computer from the network user right must only be assigned to the Administrators, Authenticated Users, and Enterprise Domain Controllers groups on domain controllers.

AC-3 - Medium - CCI-000213 - V-73731 - SV-88395r1_rule

RMF Control

AC-3

Severity

M

CCI

Version

WN16-DC-000340

Vuln IDs

V-73731

Rule IDs

SV-88395r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Access this computer from the network" right may access resources on the system, and this right must be limited to those requiring it.

Checks: C-73813r1_chk

This applies to domain controllers. It is NA for other systems. Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups other than the following are granted the "Access this computer from the network" right, this is a finding. - Administrators - Authenticated Users - Enterprise Domain Controllers If an application requires this user right, this would not be a finding. Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length (WN16-00-000060) and required frequency of changes (WN16-00-000070).

Fix: F-80181r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Access this computer from the network" to include only the following accounts or groups: - Administrators - Authenticated Users - Enterprise Domain Controllers

b

The Access this computer from the network user right must only be assigned to the Administrators and Authenticated Users groups on member servers.

AC-3 - Medium - CCI-000213 - V-73733 - SV-88397r2_rule

RMF Control

AC-3

Severity

M

CCI

Version

WN16-MS-000340

Vuln IDs

V-73733

Rule IDs

SV-88397r2_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Access this computer from the network" user right may access resources on the system, and this right must be limited to those requiring it.

Checks: C-81145r1_chk

This applies to member servers and standalone systems. A separate version applies to domain controllers. Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups other than the following are granted the "Access this computer from the network" user right, this is a finding. - Administrators - Authenticated Users If an application requires this user right, this would not be a finding. Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length (WN16-00-000060) and required frequency of changes (WN16-00-000070).

Fix: F-88221r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Access this computer from the network" to include only the following accounts or groups: - Administrators - Authenticated Users

c

The Act as part of the operating system user right must not be assigned to any groups or accounts.

AC-6 - High - CCI-002235 - V-73735 - SV-88399r1_rule

RMF Control

AC-6

Severity

H

CCI

Version

WN16-UR-000030

Vuln IDs

V-73735

Rule IDs

SV-88399r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Act as part of the operating system" user right can assume the identity of any user and gain access to resources that the user is authorized to access. Any accounts with this right can take complete control of a system.

Checks: C-73817r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups (to include administrators), are granted the "Act as part of the operating system" user right, this is a finding. If an application requires this user right, this would not be a finding. Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length (WN16-00-000060) and required frequency of changes (WN16-00-000070). Passwords for accounts with this user right must be protected as highly privileged accounts.

Fix: F-80185r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Act as part of the operating system" to be defined but containing no entries (blank).

b

The Add workstations to domain user right must only be assigned to the Administrators group.

AC-6 - Medium - CCI-002235 - V-73737 - SV-88401r1_rule

RMF Control

AC-6

Severity

M

CCI

Version

WN16-DC-000350

Vuln IDs

V-73737

Rule IDs

SV-88401r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Add workstations to domain" right may add computers to a domain. This could result in unapproved or incorrectly configured systems being added to a domain.

Checks: C-73819r1_chk

This applies to domain controllers. It is NA for other systems. Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups other than the following are granted the "Add workstations to domain" right, this is a finding. - Administrators

Fix: F-80187r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Add workstations to domain" to include only the following accounts or groups: - Administrators

b

The Allow log on locally user right must only be assigned to the Administrators group.

AC-3 - Medium - CCI-000213 - V-73739 - SV-88403r1_rule

RMF Control

AC-3

Severity

M

CCI

Version

WN16-UR-000050

Vuln IDs

V-73739

Rule IDs

SV-88403r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Allow log on locally" user right can log on interactively to a system.

Checks: C-73821r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups other than the following are granted the "Allow log on locally" user right, this is a finding. - Administrators If an application requires this user right, this would not be a finding. Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length (WN16-00-000060) and required frequency of changes (WN16-00-000070).

Fix: F-80189r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Allow log on locally" to include only the following accounts or groups: - Administrators

b

The Allow log on through Remote Desktop Services user right must only be assigned to the Administrators group.

AC-3 - Medium - CCI-000213 - V-73741 - SV-88405r1_rule

RMF Control

AC-3

Severity

M

CCI

Version

WN16-DC-000360

Vuln IDs

V-73741

Rule IDs

SV-88405r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Allow log on through Remote Desktop Services" user right can access a system through Remote Desktop.

Checks: C-73823r1_chk

This applies to domain controllers, it is NA for other systems. Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups other than the following are granted the "Allow log on through Remote Desktop Services" user right, this is a finding. - Administrators

Fix: F-80191r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Allow log on through Remote Desktop Services" to include only the following accounts or groups: - Administrators

b

The Back up files and directories user right must only be assigned to the Administrators group.

AC-6 - Medium - CCI-002235 - V-73743 - SV-88407r1_rule

RMF Control

AC-6

Severity

M

CCI

Version

WN16-UR-000070

Vuln IDs

V-73743

Rule IDs

SV-88407r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Back up files and directories" user right can circumvent file and directory permissions and could allow access to sensitive data.

Checks: C-73825r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups other than the following are granted the "Back up files and directories" user right, this is a finding. - Administrators If an application requires this user right, this would not be a finding. Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length (WN16-00-000060) and required frequency of changes (WN16-00-000070).

Fix: F-80193r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Back up files and directories" to include only the following accounts or groups: - Administrators

b

The Create a pagefile user right must only be assigned to the Administrators group.

AC-6 - Medium - CCI-002235 - V-73745 - SV-88409r1_rule

RMF Control

AC-6

Severity

M

CCI

Version

WN16-UR-000080

Vuln IDs

V-73745

Rule IDs

SV-88409r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Create a pagefile" user right can change the size of a pagefile, which could affect system performance.

Checks: C-73827r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups other than the following are granted the "Create a pagefile" user right, this is a finding. - Administrators

Fix: F-80195r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Create a pagefile" to include only the following accounts or groups: - Administrators

c

The Create a token object user right must not be assigned to any groups or accounts.

AC-6 - High - CCI-002235 - V-73747 - SV-88411r1_rule

RMF Control

AC-6

Severity

H

CCI

Version

WN16-UR-000090

Vuln IDs

V-73747

Rule IDs

SV-88411r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Create a token object" user right allows a process to create an access token. This could be used to provide elevated rights and compromise a system.

Checks: C-73829r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups are granted the "Create a token object" user right, this is a finding. If an application requires this user right, this would not be a finding. Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length (WN16-00-000060) and required frequency of changes (WN16-00-000070). Passwords for application accounts with this user right must be protected as highly privileged accounts.

Fix: F-80197r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Create a token object" to be defined but containing no entries (blank).

b

The Create global objects user right must only be assigned to Administrators, Service, Local Service, and Network Service.

AC-6 - Medium - CCI-002235 - V-73749 - SV-88413r1_rule

RMF Control

AC-6

Severity

M

CCI

Version

WN16-UR-000100

Vuln IDs

V-73749

Rule IDs

SV-88413r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Create global objects" user right can create objects that are available to all sessions, which could affect processes in other users' sessions.

Checks: C-73831r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups other than the following are granted the "Create global objects" user right, this is a finding. - Administrators - Service - Local Service - Network Service If an application requires this user right, this would not be a finding. Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length (WN16-00-000060) and required frequency of changes (WN16-00-000070).

Fix: F-80199r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Create global objects" to include only the following accounts or groups: - Administrators - Service - Local Service - Network Service

b

The Create permanent shared objects user right must not be assigned to any groups or accounts.

AC-6 - Medium - CCI-002235 - V-73751 - SV-88415r1_rule

RMF Control

AC-6

Severity

M

CCI

Version

WN16-UR-000110

Vuln IDs

V-73751

Rule IDs

SV-88415r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Create permanent shared objects" user right could expose sensitive data by creating shared objects.

Checks: C-73833r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups are granted the "Create permanent shared objects" user right, this is a finding.

Fix: F-80201r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Create permanent shared objects" to be defined but containing no entries (blank).

b

The Create symbolic links user right must only be assigned to the Administrators group.

AC-6 - Medium - CCI-002235 - V-73753 - SV-88417r1_rule

RMF Control

AC-6

Severity

M

CCI

Version

WN16-UR-000120

Vuln IDs

V-73753

Rule IDs

SV-88417r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Create symbolic links" user right can create pointers to other objects, which could expose the system to attack.

Checks: C-73835r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups other than the following are granted the "Create symbolic links" user right, this is a finding. - Administrators Systems that have the Hyper-V role will also have "Virtual Machines" given this user right (this may be displayed as "NT Virtual Machine\Virtual Machines"). This is not a finding.

Fix: F-80203r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Create symbolic links" to include only the following accounts or groups: - Administrators Systems that have the Hyper-V role will also have "Virtual Machines" given this user right. If this needs to be added manually, enter it as "NT Virtual Machine\Virtual Machines".

c

The Debug programs user right must only be assigned to the Administrators group.

AC-6 - High - CCI-002235 - V-73755 - SV-88419r1_rule

RMF Control

AC-6

Severity

H

CCI

Version

WN16-UR-000130

Vuln IDs

V-73755

Rule IDs

SV-88419r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Debug programs" user right can attach a debugger to any process or to the kernel, providing complete access to sensitive and critical operating system components. This right is given to Administrators in the default configuration.

Checks: C-73837r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups other than the following are granted the "Debug programs" user right, this is a finding. - Administrators If an application requires this user right, this would not be a finding. Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length (WN16-00-000060) and required frequency of changes (WN16-00-000070). Passwords for application accounts with this user right must be protected as highly privileged accounts.

Fix: F-80205r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Debug programs" to include only the following accounts or groups: - Administrators

b

The Deny access to this computer from the network user right on domain controllers must be configured to prevent unauthenticated access.

AC-3 - Medium - CCI-000213 - V-73757 - SV-88421r1_rule

RMF Control

AC-3

Severity

M

CCI

Version

WN16-DC-000370

Vuln IDs

V-73757

Rule IDs

SV-88421r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Deny access to this computer from the network" user right defines the accounts that are prevented from logging on from the network. The Guests group must be assigned this right to prevent unauthenticated access.

Checks: C-73839r1_chk

This applies to domain controllers. A separate version applies to other systems. Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If the following accounts or groups are not defined for the "Deny access to this computer from the network" user right, this is a finding. - Guests Group

Fix: F-80207r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Deny access to this computer from the network" to include the following: - Guests Group

b

The Deny access to this computer from the network user right on member servers must be configured to prevent access from highly privileged domain accounts and local accounts on domain systems, and from unauthenticated access on all systems.

AC-3 - Medium - CCI-000213 - V-73759 - SV-88423r2_rule

RMF Control

AC-3

Severity

M

CCI

Version

WN16-MS-000370

Vuln IDs

V-73759

Rule IDs

SV-88423r2_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Deny access to this computer from the network" user right defines the accounts that are prevented from logging on from the network. In an Active Directory Domain, denying logons to the Enterprise Admins and Domain Admins groups on lower-trust systems helps mitigate the risk of privilege escalation from credential theft attacks, which could lead to the compromise of an entire domain. Local accounts on domain-joined systems must also be assigned this right to decrease the risk of lateral movement resulting from credential theft attacks. The Guests group must be assigned this right to prevent unauthenticated access.

Checks: C-81147r1_chk

This applies to member servers and standalone systems. A separate version applies to domain controllers. Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If the following accounts or groups are not defined for the "Deny access to this computer from the network" user right, this is a finding. Domain Systems Only: - Enterprise Admins group - Domain Admins group - "Local account and member of Administrators group" or "Local account" (see Note below) All Systems: - Guests group Note: These are built-in security groups. "Local account" is more restrictive but may cause issues on servers such as systems that provide failover clustering.

Fix: F-88223r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Deny access to this computer from the network" to include the following: Domain Systems Only: - Enterprise Admins group - Domain Admins group - "Local account and member of Administrators group" or "Local account" (see Note below) All Systems: - Guests group Note: These are built-in security groups. "Local account" is more restrictive but may cause issues on servers such as systems that provide failover clustering.

b

The Deny log on as a batch job user right on domain controllers must be configured to prevent unauthenticated access.

AC-3 - Medium - CCI-000213 - V-73761 - SV-88425r1_rule

RMF Control

AC-3

Severity

M

CCI

Version

WN16-DC-000380

Vuln IDs

V-73761

Rule IDs

SV-88425r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Deny log on as a batch job" user right defines accounts that are prevented from logging on to the system as a batch job, such as Task Scheduler. The Guests group must be assigned to prevent unauthenticated access.

Checks: C-73843r1_chk

This applies to domain controllers. A separate version applies to other systems. Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If the following accounts or groups are not defined for the "Deny log on as a batch job" user right, this is a finding. - Guests Group

Fix: F-80211r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Deny log on as a batch job" to include the following: - Guests Group

b

The Deny log on as a batch job user right on member servers must be configured to prevent access from highly privileged domain accounts on domain systems and from unauthenticated access on all systems.

AC-3 - Medium - CCI-000213 - V-73763 - SV-88427r1_rule

RMF Control

AC-3

Severity

M

CCI

Version

WN16-MS-000380

Vuln IDs

V-73763

Rule IDs

SV-88427r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Deny log on as a batch job" user right defines accounts that are prevented from logging on to the system as a batch job, such as Task Scheduler. In an Active Directory Domain, denying logons to the Enterprise Admins and Domain Admins groups on lower-trust systems helps mitigate the risk of privilege escalation from credential theft attacks, which could lead to the compromise of an entire domain. The Guests group must be assigned to prevent unauthenticated access.

Checks: C-73845r1_chk

This applies to member servers and standalone systems. A separate version applies to domain controllers. Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If the following accounts or groups are not defined for the "Deny log on as a batch job" user right, this is a finding. Domain Systems Only: - Enterprise Admins Group - Domain Admins Group All Systems: - Guests Group

Fix: F-80213r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Deny log on as a batch job" to include the following: Domain Systems Only: - Enterprise Admins Group - Domain Admins Group All Systems: - Guests Group

b

The Deny log on as a service user right must be configured to include no accounts or groups (blank) on domain controllers.

AC-3 - Medium - CCI-000213 - V-73765 - SV-88429r1_rule

RMF Control

AC-3

Severity

M

CCI

Version

WN16-DC-000390

Vuln IDs

V-73765

Rule IDs

SV-88429r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Deny log on as a service" user right defines accounts that are denied logon as a service. Incorrect configurations could prevent services from starting and result in a denial of service.

Checks: C-73847r1_chk

This applies to domain controllers. A separate version applies to other systems. Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups are defined for the "Deny log on as a service" user right, this is a finding.

Fix: F-80215r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Deny log on as a service" to include no entries (blank).

b

The Deny log on as a service user right on member servers must be configured to prevent access from highly privileged domain accounts on domain systems. No other groups or accounts must be assigned this right.

AC-3 - Medium - CCI-000213 - V-73767 - SV-88431r1_rule

RMF Control

AC-3

Severity

M

CCI

Version

WN16-MS-000390

Vuln IDs

V-73767

Rule IDs

SV-88431r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Deny log on as a service" user right defines accounts that are denied logon as a service. In an Active Directory Domain, denying logons to the Enterprise Admins and Domain Admins groups on lower-trust systems helps mitigate the risk of privilege escalation from credential theft attacks, which could lead to the compromise of an entire domain. Incorrect configurations could prevent services from starting and result in a DoS.

Checks: C-73849r1_chk

This applies to member servers and standalone systems. A separate version applies to domain controllers. Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If the following accounts or groups are not defined for the "Deny log on as a service" user right on domain-joined systems, this is a finding. - Enterprise Admins Group - Domain Admins Group If any accounts or groups are defined for the "Deny log on as a service" user right on non-domain-joined systems, this is a finding.

Fix: F-80217r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Deny log on as a service" to include the following: Domain systems: - Enterprise Admins Group - Domain Admins Group

b

The Deny log on locally user right on domain controllers must be configured to prevent unauthenticated access.

AC-3 - Medium - CCI-000213 - V-73769 - SV-88433r1_rule

RMF Control

AC-3

Severity

M

CCI

Version

WN16-DC-000400

Vuln IDs

V-73769

Rule IDs

SV-88433r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Deny log on locally" user right defines accounts that are prevented from logging on interactively. The Guests group must be assigned this right to prevent unauthenticated access.

Checks: C-73851r1_chk

This applies to domain controllers. A separate version applies to other systems. Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If the following accounts or groups are not defined for the "Deny log on locally" user right, this is a finding. - Guests Group

Fix: F-80219r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Deny log on locally" to include the following: - Guests Group

b

The Deny log on locally user right on member servers must be configured to prevent access from highly privileged domain accounts on domain systems and from unauthenticated access on all systems.

AC-3 - Medium - CCI-000213 - V-73771 - SV-88435r2_rule

RMF Control

AC-3

Severity

M

CCI

Version

WN16-MS-000400

Vuln IDs

V-73771

Rule IDs

SV-88435r2_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Deny log on locally" user right defines accounts that are prevented from logging on interactively. In an Active Directory Domain, denying logons to the Enterprise Admins and Domain Admins groups on lower-trust systems helps mitigate the risk of privilege escalation from credential theft attacks, which could lead to the compromise of an entire domain. The Guests group must be assigned this right to prevent unauthenticated access.

Checks: C-81149r1_chk

This applies to member servers and standalone systems. A separate version applies to domain controllers. Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If the following accounts or groups are not defined for the "Deny log on locally" user right, this is a finding. Domain Systems Only: - Enterprise Admins Group - Domain Admins Group All Systems: - Guests Group

Fix: F-88225r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Deny log on locally" to include the following: Domain Systems Only: - Enterprise Admins Group - Domain Admins Group All Systems: - Guests Group

b

The Deny log on through Remote Desktop Services user right on domain controllers must be configured to prevent unauthenticated access.

AC-17 - Medium - CCI-002314 - V-73773 - SV-88437r1_rule

RMF Control

AC-17

Severity

M

CCI

CCI-002314

Version

WN16-DC-000410

Vuln IDs

V-73773

Rule IDs

SV-88437r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Deny log on through Remote Desktop Services" user right defines the accounts that are prevented from logging on using Remote Desktop Services. The Guests group must be assigned this right to prevent unauthenticated access.

Checks: C-73855r1_chk

This applies to domain controllers. A separate version applies to other systems. Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If the following accounts or groups are not defined for the "Deny log on through Remote Desktop Services" user right, this is a finding. - Guests Group

Fix: F-80223r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Deny log on through Remote Desktop Services" to include the following: - Guests Group

b

The Deny log on through Remote Desktop Services user right on member servers must be configured to prevent access from highly privileged domain accounts and all local accounts on domain systems and from unauthenticated access on all systems.

AC-17 - Medium - CCI-002314 - V-73775 - SV-88439r2_rule

RMF Control

AC-17

Severity

M

CCI

CCI-002314

Version

WN16-MS-000410

Vuln IDs

V-73775

Rule IDs

SV-88439r2_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Deny log on through Remote Desktop Services" user right defines the accounts that are prevented from logging on using Remote Desktop Services. In an Active Directory Domain, denying logons to the Enterprise Admins and Domain Admins groups on lower-trust systems helps mitigate the risk of privilege escalation from credential theft attacks, which could lead to the compromise of an entire domain. Local accounts on domain-joined systems must also be assigned this right to decrease the risk of lateral movement resulting from credential theft attacks. The Guests group must be assigned this right to prevent unauthenticated access.

Checks: C-81151r1_chk

This applies to member servers and standalone systems. A separate version applies to domain controllers. Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If the following accounts or groups are not defined for the "Deny log on through Remote Desktop Services" user right, this is a finding. Domain Systems Only: - Enterprise Admins group - Domain Admins group - Local account (see Note below) All Systems: - Guests group Note: "Local account" is referring to the Windows built-in security group.

Fix: F-88227r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Deny log on through Remote Desktop Services" to include the following: Domain Systems Only: - Enterprise Admins group - Domain Admins group - Local account (see Note below) All Systems: - Guests group Note: "Local account" is referring to the Windows built-in security group.

b

The Enable computer and user accounts to be trusted for delegation user right must only be assigned to the Administrators group on domain controllers.

AC-6 - Medium - CCI-002235 - V-73777 - SV-88441r1_rule

RMF Control

AC-6

Severity

M

CCI

Version

WN16-DC-000420

Vuln IDs

V-73777

Rule IDs

SV-88441r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Enable computer and user accounts to be trusted for delegation" user right allows the "Trusted for Delegation" setting to be changed. This could allow unauthorized users to impersonate other users.

Checks: C-73859r1_chk

This applies to domain controllers. A separate version applies to other systems. Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups other than the following are granted the "Enable computer and user accounts to be trusted for delegation" user right, this is a finding. - Administrators

Fix: F-80227r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Enable computer and user accounts to be trusted for delegation" to include only the following accounts or groups: - Administrators

b

The Enable computer and user accounts to be trusted for delegation user right must not be assigned to any groups or accounts on member servers.

AC-6 - Medium - CCI-002235 - V-73779 - SV-88443r1_rule

RMF Control

AC-6

Severity

M

CCI

Version

WN16-MS-000420

Vuln IDs

V-73779

Rule IDs

SV-88443r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Enable computer and user accounts to be trusted for delegation" user right allows the "Trusted for Delegation" setting to be changed. This could allow unauthorized users to impersonate other users.

Checks: C-73861r1_chk

This applies to member servers and standalone systems. A separate version applies to domain controllers. Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups are granted the "Enable computer and user accounts to be trusted for delegation" user right, this is a finding.

Fix: F-80229r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Enable computer and user accounts to be trusted for delegation" to be defined but containing no entries (blank).

b

The Force shutdown from a remote system user right must only be assigned to the Administrators group.

AC-6 - Medium - CCI-002235 - V-73781 - SV-88445r1_rule

RMF Control

AC-6

Severity

M

CCI

Version

WN16-UR-000200

Vuln IDs

V-73781

Rule IDs

SV-88445r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Force shutdown from a remote system" user right can remotely shut down a system, which could result in a denial of service.

Checks: C-73863r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups other than the following are granted the "Force shutdown from a remote system" user right, this is a finding. - Administrators

Fix: F-80231r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Force shutdown from a remote system" to include only the following accounts or groups: - Administrators

b

The Generate security audits user right must only be assigned to Local Service and Network Service.

AC-6 - Medium - CCI-002235 - V-73783 - SV-88447r1_rule

RMF Control

AC-6

Severity

M

CCI

Version

WN16-UR-000210

Vuln IDs

V-73783

Rule IDs

SV-88447r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Generate security audits" user right specifies users and processes that can generate Security Log audit records, which must only be the system service accounts defined.

Checks: C-73865r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups other than the following are granted the "Generate security audits" user right, this is a finding. - Local Service - Network Service If an application requires this user right, this would not be a finding. Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length (WN16-00-000060) and required frequency of changes (WN16-00-000070).

Fix: F-80233r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Generate security audits" to include only the following accounts or groups: - Local Service - Network Service

b

The Impersonate a client after authentication user right must only be assigned to Administrators, Service, Local Service, and Network Service.

AC-6 - Medium - CCI-002235 - V-73785 - SV-88449r1_rule

RMF Control

AC-6

Severity

M

CCI

Version

WN16-UR-000220

Vuln IDs

V-73785

Rule IDs

SV-88449r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Impersonate a client after authentication" user right allows a program to impersonate another user or account to run on their behalf. An attacker could use this to elevate privileges.

Checks: C-73867r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups other than the following are granted the "Impersonate a client after authentication" user right, this is a finding. - Administrators - Service - Local Service - Network Service If an application requires this user right, this would not be a finding. Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length (WN16-00-000060) and required frequency of changes (WN16-00-000070).

Fix: F-80235r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Impersonate a client after authentication" to include only the following accounts or groups: - Administrators - Service - Local Service - Network Service

b

The Increase scheduling priority user right must only be assigned to the Administrators group.

AC-6 - Medium - CCI-002235 - V-73787 - SV-88451r1_rule

RMF Control

AC-6

Severity

M

CCI

Version

WN16-UR-000230

Vuln IDs

V-73787

Rule IDs

SV-88451r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Increase scheduling priority" user right can change a scheduling priority, causing performance issues or a denial of service.

Checks: C-73869r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups other than the following are granted the "Increase scheduling priority" user right, this is a finding. - Administrators If an application requires this user right, this would not be a finding. Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length (WN16-00-000060) and required frequency of changes (WN16-00-000070).

Fix: F-80237r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Increase scheduling priority" to include only the following accounts or groups: - Administrators

b

The Load and unload device drivers user right must only be assigned to the Administrators group.

AC-6 - Medium - CCI-002235 - V-73789 - SV-88453r1_rule

RMF Control

AC-6

Severity

M

CCI

Version

WN16-UR-000240

Vuln IDs

V-73789

Rule IDs

SV-88453r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Load and unload device drivers" user right allows a user to load device drivers dynamically on a system. This could be used by an attacker to install malicious code.

Checks: C-73871r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups other than the following are granted the "Load and unload device drivers" user right, this is a finding. - Administrators

Fix: F-80239r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Load and unload device drivers" to include only the following accounts or groups: - Administrators

b

The Lock pages in memory user right must not be assigned to any groups or accounts.

AC-6 - Medium - CCI-002235 - V-73791 - SV-88455r1_rule

RMF Control

AC-6

Severity

M

CCI

Version

WN16-UR-000250

Vuln IDs

V-73791

Rule IDs

SV-88455r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Lock pages in memory" user right allows physical memory to be assigned to processes, which could cause performance issues or a denial of service.

Checks: C-73873r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups are granted the "Lock pages in memory" user right, this is a finding. If an application requires this user right, this would not be a finding. Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length (WN16-00-000060) and required frequency of changes (WN16-00-000070).

Fix: F-80241r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Lock pages in memory" to be defined but containing no entries (blank).

b

The Manage auditing and security log user right must only be assigned to the Administrators group.

AU-9 - Medium - CCI-000162 - V-73793 - SV-88457r1_rule

RMF Control

AU-9

Severity

M

CCI

Version

WN16-UR-000260

Vuln IDs

V-73793

Rule IDs

SV-88457r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Manage auditing and security log" user right can manage the security log and change auditing configurations. This could be used to clear evidence of tampering. Satisfies: SRG-OS-000057-GPOS-00027, SRG-OS-000058-GPOS-00028, SRG-OS-000059-GPOS-00029, SRG-OS-000063-GPOS-00032, SRG-OS-000337-GPOS-00129

Checks: C-73875r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups other than the following are granted the "Manage auditing and security log" user right, this is a finding. - Administrators If the organization has an Auditors group, the assignment of this group to the user right would not be a finding. If an application requires this user right, this would not be a finding. Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length (WN16-00-000060) and required frequency of changes (WN16-00-000070).

Fix: F-80243r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Manage auditing and security log" to include only the following accounts or groups: - Administrators

b

The Modify firmware environment values user right must only be assigned to the Administrators group.

AC-6 - Medium - CCI-002235 - V-73795 - SV-88459r1_rule

RMF Control

AC-6

Severity

M

CCI

Version

WN16-UR-000270

Vuln IDs

V-73795

Rule IDs

SV-88459r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Modify firmware environment values" user right can change hardware configuration environment variables. This could result in hardware failures or a denial of service.

Checks: C-73877r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups other than the following are granted the "Modify firmware environment values" user right, this is a finding. - Administrators

Fix: F-80245r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Modify firmware environment values" to include only the following accounts or groups: - Administrators

b

The Perform volume maintenance tasks user right must only be assigned to the Administrators group.

AC-6 - Medium - CCI-002235 - V-73797 - SV-88461r1_rule

RMF Control

AC-6

Severity

M

CCI

Version

WN16-UR-000280

Vuln IDs

V-73797

Rule IDs

SV-88461r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Perform volume maintenance tasks" user right can manage volume and disk configurations. This could be used to delete volumes, resulting in data loss or a denial of service.

Checks: C-73879r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups other than the following are granted the "Perform volume maintenance tasks" user right, this is a finding. - Administrators

Fix: F-80247r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Perform volume maintenance tasks" to include only the following accounts or groups: - Administrators

b

The Profile single process user right must only be assigned to the Administrators group.

AC-6 - Medium - CCI-002235 - V-73799 - SV-88463r1_rule

RMF Control

AC-6

Severity

M

CCI

Version

WN16-UR-000290

Vuln IDs

V-73799

Rule IDs

SV-88463r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Profile single process" user right can monitor non-system processes performance. An attacker could use this to identify processes to attack.

Checks: C-73881r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups other than the following are granted the "Profile single process" user right, this is a finding. - Administrators

Fix: F-80249r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Profile single process" to include only the following accounts or groups: - Administrators

b

The Restore files and directories user right must only be assigned to the Administrators group.

AC-6 - Medium - CCI-002235 - V-73801 - SV-88465r1_rule

RMF Control

AC-6

Severity

M

CCI

Version

WN16-UR-000300

Vuln IDs

V-73801

Rule IDs

SV-88465r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Restore files and directories" user right can circumvent file and directory permissions and could allow access to sensitive data. It could also be used to overwrite more current data.

Checks: C-73883r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups other than the following are granted the "Restore files and directories" user right, this is a finding. - Administrators If an application requires this user right, this would not be a finding. Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length (WN16-00-000060) and required frequency of changes (WN16-00-000070).

Fix: F-80251r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Restore files and directories" to include only the following accounts or groups: - Administrators

b

The Take ownership of files or other objects user right must only be assigned to the Administrators group.

AC-6 - Medium - CCI-002235 - V-73803 - SV-88467r1_rule

RMF Control

AC-6

Severity

M

CCI

Version

WN16-UR-000310

Vuln IDs

V-73803

Rule IDs

SV-88467r1_rule

Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Take ownership of files or other objects" user right can take ownership of objects and make changes.

Checks: C-73885r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment. If any accounts or groups other than the following are granted the "Take ownership of files or other objects" user right, this is a finding. - Administrators If an application requires this user right, this would not be a finding. Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length (WN16-00-000060) and required frequency of changes (WN16-00-000070).

Fix: F-80253r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Take ownership of files or other objects" to include only the following accounts or groups: - Administrators

b

The Smart Card removal option must be configured to Force Logoff or Lock Workstation.

CM-6 - Medium - CCI-000366 - V-73807 - SV-88473r1_rule

RMF Control

CM-6

Severity

M

CCI

Version

WN16-SO-000180

Vuln IDs

V-73807

Rule IDs

SV-88473r1_rule

Unattended systems are susceptible to unauthorized use and must be locked. Configuring a system to lock when a smart card is removed will ensure the system is inaccessible when unattended.

Checks: C-73895r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows NT\CurrentVersion\Winlogon\ Value Name: scremoveoption Value Type: REG_SZ Value: 1 (Lock Workstation) or 2 (Force Logoff) If configuring this on servers causes issues, such as terminating users' remote sessions, and the organization has a policy in place that any other sessions on the servers, such as administrative console logons, are manually locked or logged off when unattended or not in use, this would be acceptable. This must be documented with the ISSO.

Fix: F-80265r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Interactive logon: Smart card removal behavior" to "Lock Workstation" or "Force Logoff".

b

The built-in guest account must be disabled.

IA-8 - Medium - CCI-000804 - V-73809 - SV-88475r1_rule

RMF Control

IA-8

Severity

M

CCI

CCI-000804

Version

WN16-SO-000010

Vuln IDs

V-73809

Rule IDs

SV-88475r1_rule

A system faces an increased vulnerability threat if the built-in guest account is not disabled. This is a known account that exists on all Windows systems and cannot be deleted. This account is initialized during the installation of the operating system with no password assigned.

Checks: C-73897r1_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy >> Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options. If the value for "Accounts: Guest account status" is not set to "Disabled", this is a finding.

Fix: F-80267r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Accounts: Guest account status" to "Disabled".

b

The Server Message Block (SMB) v1 protocol must be disabled on the SMB server.

CM-7 - Medium - CCI-000381 - V-78123 - SV-92829r1_rule

RMF Control

CM-7

Severity

M

CCI

Version

WN16-00-000411

Vuln IDs

V-78123

Rule IDs

SV-92829r1_rule

SMBv1 is a legacy protocol that uses the MD5 algorithm as part of SMB. MD5 is known to be vulnerable to a number of attacks such as collision and preimage attacks as well as not being FIPS compliant.

Checks: C-77697r1_chk

Different methods are available to disable SMBv1 on Windows 2016, if V-73299 is configured, this is NA. If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\LanmanServer\Parameters\ Value Name: SMB1 Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-84845r2_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> MS Security Guide >> "Configure SMBv1 Server" to "Disabled". The system must be restarted for the change to take effect. This policy setting requires the installation of the SecGuide custom templates included with the STIG package. "SecGuide.admx" and "SecGuide.adml" must be copied to the \Windows\PolicyDefinitions and \Windows\PolicyDefinitions\en-US directories respectively.

b

The Server Message Block (SMB) v1 protocol must be disabled on the SMB client.

CM-7 - Medium - CCI-000381 - V-78125 - SV-92831r1_rule

RMF Control

CM-7

Severity

M

CCI

Version

WN16-00-000412

Vuln IDs

V-78125

Rule IDs

SV-92831r1_rule

SMBv1 is a legacy protocol that uses the MD5 algorithm as part of SMB. MD5 is known to be vulnerable to a number of attacks such as collision and preimage attacks as well as not being FIPS compliant.

Checks: C-77699r1_chk

Different methods are available to disable SMBv1 on Windows 2016, if V-73299 is configured, this is NA. If the following registry value is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\mrxsmb10\ Value Name: Start Type: REG_DWORD Value: 0x00000004 (4)

Fix: F-84847r2_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> MS Security Guide >> "Configure SMBv1 client driver" to "Enabled" with "Disable driver (recommended)" selected for "Configure MrxSmb10 driver". The system must be restarted for the changes to take effect. This policy setting requires the installation of the SecGuide custom templates included with the STIG package. "SecGuide.admx" and "SecGuide.adml" must be copied to the \Windows\PolicyDefinitions and \Windows\PolicyDefinitions\en-US directories respectively.

b

Orphaned security identifiers (SIDs) must be removed from user rights on Windows 2016.

CM-6 - Medium - CCI-000366 - V-78127 - SV-92833r1_rule

RMF Control

CM-6

Severity

M

CCI