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Windows Server 2008 R2 Domain Controller Security Technical Implementation Guide

  • Version/Release: V1R34
  • Published: 2020-06-16
  • Released: 2020-06-17
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The Windows Server 2008 R2 Security Technical Implementation Guide (STIG) is published as a tool to improve the security of Department of Defense (DoD) information systems. The requirements were developed from DoD consensus, as well as the Windows Server 2008 R2 Security Guide and security templates published by Microsoft Corporation. Comments or proposed revisions to this document should be sent via e-mail to the following address: disa.stig_spt@mail.mil.
b
The Automated Information System (AIS) will be physically secured in an access controlled area.
CM-6 - Medium - CCI-000366 - V-1070 - SV-32240r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
1.001
Vuln IDs
  • V-1070
Rule IDs
  • SV-32240r1_rule
Inadequate physical protection can undermine all other security precautions utilized to protect the system. This can jeopardize the confidentiality, availability, and integrity of the system. Physical security of the AIS is the first line protection of any system.System AdministratorInformation Assurance Officer
Checks: C-32862r1_chk

Interview the SA to determine if equipment is located in an access controlled area. Servers will be located in rooms, or locked cabinets, that are accessible only to authorized systems personnel. Authorized user access should be verified at two points (i.e. building access and server room).

Fix: F-31r1_fix

Relocate equipment to a controlled access area.

b
Shared user accounts must not be permitted on the system.
IA-2 - Medium - CCI-000764 - V-1072 - SV-32241r2_rule
RMF Control
IA-2
Severity
Medium
CCI
CCI-000764
Version
1.008
Vuln IDs
  • V-1072
Rule IDs
  • SV-32241r2_rule
Shared accounts (accounts where two or more people log on with the same user identification) do not provide adequate identification and authentication. There is no way to provide for nonrepudiation or individual accountability for system access and resource usage.System AdministratorInformation Assurance Officer
Checks: C-78955r2_chk

Determine whether any shared accounts exist. If no shared accounts exist, this is NA. Shared accounts, such as required by an application, may be approved by the organization. This must be documented with the ISSO. Documentation must include the reason for the account, who has access to the account, and how the risk of using the shared account is mitigated to include monitoring account activity. If unapproved shared accounts exist, this is a finding.

Fix: F-86113r1_fix

Remove unapproved shared accounts from the system. Document required shared accounts with the ISSO. Documentation must include the reason for the account, who has access to the account, and how the risk of using the shared account is mitigated to include monitoring account activity.

c
Systems must be maintained at a supported version of an operating system.
CM-6 - High - CCI-000366 - V-1073 - SV-32242r5_rule
RMF Control
CM-6
Severity
High
CCI
CCI-000366
Version
2.005
Vuln IDs
  • V-1073
Rule IDs
  • SV-32242r5_rule
Systems at unsupported versions or releases of an operating system will not receive security updates for new vulnerabilities, which leaves them subject to exploitation. Systems must be maintained at a version of the operating system supported by the vendor with new security updates.HKSystem Administrator
Checks: C-94143r4_chk

Support for Windows 2008/2008 R2 ended 14 January 2020. After this date, systems must have Windows 2012 or greater installed. Run "winver.exe". If the "About Windows" dialog box does not display: "Microsoft Windows Version 6.3 (Build 9600)" or greater, this is a finding.

Fix: F-30098r4_fix

Update the system to a version of the operating system supported by the vendor. Support for Windows 2008/2008 R2 ended 14 January 2020. After this date, systems must have Windows 2012 or greater installed.

c
The Windows 2008 R2 system must use an anti-virus program.
CM-6 - High - CCI-000366 - V-1074 - SV-32244r4_rule
RMF Control
CM-6
Severity
High
CCI
CCI-000366
Version
WIN00-000100
Vuln IDs
  • V-1074
Rule IDs
  • SV-32244r4_rule
Malicious software can establish a base on individual desktops and servers. Employing an automated mechanism to detect this type of software will aid in elimination of the software from the operating system.System Administrator
Checks: C-75985r1_chk

Verify an anti-virus solution is installed on the system. The anti-virus solution may be bundled with an approved host-based security solution. If there is no anti-virus solution installed on the system, this is a finding.

Fix: F-82935r1_fix

Install an anti-virus solution on the system.

a
The shutdown option will not be available from the logon dialog box.
CM-6 - Low - CCI-000366 - V-1075 - SV-32280r1_rule
RMF Control
CM-6
Severity
Low
CCI
CCI-000366
Version
3.007
Vuln IDs
  • V-1075
Rule IDs
  • SV-32280r1_rule
Displaying the shutdown button may allow individuals to shut down a system anonymously. Only authenticated users should be allowed to shut down the system. Preventing display of this button in the logon dialog box ensures that individuals who shut down the system are authorized and tracked in the systems Security event log.HKSystem Administrator
Checks: C-32716r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Shutdown: Allow system to be shutdown without having to log on” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: ShutdownWithoutLogon Value Type: REG_DWORD Value: 0

Fix: F-28803r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Shutdown: Allow system to be shutdown without having to log on” to “Disabled”.

a
System information backups will be created, updated, and protected.
CM-6 - Low - CCI-000366 - V-1076 - SV-32245r1_rule
RMF Control
CM-6
Severity
Low
CCI
CCI-000366
Version
1.013
Vuln IDs
  • V-1076
Rule IDs
  • SV-32245r1_rule
Recovery of a damaged or compromised system in a timely basis is difficult without a system information backup. A system backup will usually include sensitive information such as user accounts that could be used in an attack. As a valuable system resource, the system backup should be protected and stored in a physically secure location.System AdministratorInformation Assurance Officer
Checks: C-32877r1_chk

Interview the SA to determine if system recovery backup procedures are in place that comply with DoD requirements. Any of the following would be a finding: -The site does not maintain emergency system recovery data. -The emergency system recovery data is not protected from destruction and stored in a locked storage container. -The emergency system recovery data has not been updated following the last system modification.

Fix: F-29349r1_fix

Implement backup procedures that comply with the following requirements: -Maintain emergency system recovery data. -The emergency system recovery data is protected from destruction and stored in a locked storage container. -The emergency system recovery data is updated following the last system modification.

b
Permissions for event logs must conform to minimum requirements.
AU-9 - Medium - CCI-000162 - V-1077 - SV-32246r2_rule
RMF Control
AU-9
Severity
Medium
CCI
CCI-000162
Version
2.001
Vuln IDs
  • V-1077
Rule IDs
  • SV-32246r2_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Event logs may be susceptible to tampering if proper permissions are not applied.System AdministratorInformation Assurance Officer
Checks: C-62251r3_chk

Verify the permissions on the event logs. Standard user accounts or groups must not have access. The default permissions listed below satisfy this requirement. Navigate to the log file location. The default location is the "%SystemRoot%\System32\winevt\Logs" directory. For each log file below, right click the file and select "Properties". Select the "Security" tab. Select the "Advanced" button. Log Files: Application.evtx Security.evtx System.evtx Permissions: Eventlog - Full Control SYSTEM - Full Control Administrators - Full Control If the permissions for the file are not as restrictive as those listed, this is a finding. If the organization has an "Auditors" group from previous requirements, the assignment of Full Control permissions to this group would not be a finding.

Fix: F-67167r2_fix

Maintain the permissions on the event logs. Standard user accounts or groups must not have access. The default permissions listed below satisfy this requirement. Navigate to the log file location. The default location is the "%SystemRoot%\System32\winevt\Logs" directory. For each log file below, right click the file and select "Properties". Select the "Security" tab. Select the "Advanced" button. Log Files: Application.evtx Security.evtx System.evtx Permissions: Eventlog - Full Control SYSTEM - Full Control Administrators - Full Control If the organization has an "Auditors" group from previous requirements, this group may be assigned Full Control. If the location of the logs has been changed, when adding Eventlog to the permissions, it must be entered as "NT Service\Eventlog".

c
Local volumes will be formatted using NTFS.
AC-3 - High - CCI-000213 - V-1081 - SV-32248r1_rule
RMF Control
AC-3
Severity
High
CCI
CCI-000213
Version
2.008
Vuln IDs
  • V-1081
Rule IDs
  • SV-32248r1_rule
This is a category 1 finding because the ability to set access permissions and audit critical directories and files is only available by using the NTFS file system. The capability to assign access permissions to file objects is a DoD policy requirement. trueSystem AdministratorInformation Assurance Officer
Checks: C-32917r1_chk

Open Windows Explorer and use the Properties function on each fixed local partition/drive to examine the File System specified on the General tab. If the File System does not specify NTFS, then this is a finding. Documentable Explanation: Some hardware vendors create a small FAT partition to store troubleshooting and recovery data. No other files should be stored here. This requirement should be documented with the IAO.

Fix: F-53r1_fix

Format all partitions/drives to use NTFS.

b
The required legal notice must be configured to display before console logon.
AC-8 - Medium - CCI-000048 - V-1089 - SV-32281r5_rule
RMF Control
AC-8
Severity
Medium
CCI
CCI-000048
Version
3.011
Vuln IDs
  • V-1089
Rule IDs
  • SV-32281r5_rule
Failure to display the logon banner prior to a logon attempt will negate legal proceedings resulting from unauthorized access to system resources.System AdministratorInformation Assurance Officer
Checks: C-60967r3_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies >> Security Options. If the value for "Interactive Logon: Message text for users attempting to log on" is not set to the following, this is a finding. You are accessing a U.S. Government (USG) Information System (IS) that is provided for USG-authorized use only. By using this IS (which includes any device attached to this IS), you consent to the following conditions: -The USG routinely intercepts and monitors communications on this IS for purposes including, but not limited to, penetration testing, COMSEC monitoring, network operations and defense, personnel misconduct (PM), law enforcement (LE), and counterintelligence (CI) investigations. -At any time, the USG may inspect and seize data stored on this IS. -Communications using, or data stored on, this IS are not private, are subject to routine monitoring, interception, and search, and may be disclosed or used for any USG-authorized purpose. -This IS includes security measures (e.g., authentication and access controls) to protect USG interests--not for your personal benefit or privacy. -Notwithstanding the above, using this IS does not constitute consent to PM, LE or CI investigative searching or monitoring of the content of privileged communications, or work product, related to personal representation or services by attorneys, psychotherapists, or clergy, and their assistants. Such communications and work product are private and confidential. See User Agreement for details. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: LegalNoticeText Value Type: REG_SZ Value: See message text above

Fix: F-65699r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Interactive Logon: Message text for users attempting to log on" to the following: You are accessing a U.S. Government (USG) Information System (IS) that is provided for USG-authorized use only. By using this IS (which includes any device attached to this IS), you consent to the following conditions: -The USG routinely intercepts and monitors communications on this IS for purposes including, but not limited to, penetration testing, COMSEC monitoring, network operations and defense, personnel misconduct (PM), law enforcement (LE), and counterintelligence (CI) investigations. -At any time, the USG may inspect and seize data stored on this IS. -Communications using, or data stored on, this IS are not private, are subject to routine monitoring, interception, and search, and may be disclosed or used for any USG-authorized purpose. -This IS includes security measures (e.g., authentication and access controls) to protect USG interests--not for your personal benefit or privacy. -Notwithstanding the above, using this IS does not constitute consent to PM, LE or CI investigative searching or monitoring of the content of privileged communications, or work product, related to personal representation or services by attorneys, psychotherapists, or clergy, and their assistants. Such communications and work product are private and confidential. See User Agreement for details.

a
Caching of logon credentials must be limited.
CM-6 - Low - CCI-000366 - V-1090 - SV-32282r3_rule
RMF Control
CM-6
Severity
Low
CCI
CCI-000366
Version
3.013
Vuln IDs
  • V-1090
Rule IDs
  • SV-32282r3_rule
The default Windows configuration caches the last logon credentials for users who log on interactively to a system. This feature is provided for system availability reasons, such as the user's machine being disconnected from the network or domain controllers being unavailable. Even though the credential cache is well-protected, if a system is attacked, an unauthorized individual may isolate the password to a domain user account using a password-cracking program and gain access to the domain.HKSystem Administrator
Checks: C-59063r5_chk

If the system is not a member of a domain, this is NA. Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for "Interactive Logon: Number of previous logons to cache (in case Domain Controller is unavailable)" is not set to "2" logons or less, this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows NT\CurrentVersion\Winlogon\ Value Name: CachedLogonsCount Value Type: REG_SZ Value: 2 (or less)

Fix: F-63553r1_fix

If the system is not a member of a domain, this is NA. Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> "Interactive Logon: Number of previous logons to cache (in case Domain Controller is not available)" to "2" logons or less.

c
Anonymous enumeration of shares will be restricted.
SC-4 - High - CCI-001090 - V-1093 - SV-32283r1_rule
RMF Control
SC-4
Severity
High
CCI
CCI-001090
Version
3.018
Vuln IDs
  • V-1093
Rule IDs
  • SV-32283r1_rule
This is a Category 1 finding because it allows anonymous logon users (null session connections) to list all account names and enumerate all shared resources, thus providing a map of potential points to attack the system. By default, Windows allows anonymous users to list account names and enumerate share names.trueIn a mixed Windows environment, this setting may cause systems with down-level operating systems to fail to authenticate, may prevent their users from changing their passwords, and may cause problems with managing printers and spools. In domains supporting Exchange 2003 servers and versions of Outlook earlier than Outlook 2003, the setting “Network access: Do not allow anonymous enumeration of SAM accounts and shares” should be set to “Disabled” on the Domain Controller Group Policy to allow Outlook to anonymously query the global catalog service.System AdministratorInformation Assurance Officer
Checks: C-33804r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Network access: Do not allow anonymous enumeration of SAM accounts and shares” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa\ Value Name: RestrictAnonymous Value Type: REG_DWORD Value: 1 Documentable Explanation: If the required settings cannot be used to allow for proper operation in a mixed Windows environment, then this should be documented with the IAO.

Fix: F-29449r1_fix

Configure the policy values for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network access: Do not allow anonymous enumeration of SAM accounts and shares” to “Enabled".

b
The system must lockout accounts after 3 invalid logon attempts within a specified time period.
AC-7 - Medium - CCI-000044 - V-1097 - SV-32284r2_rule
RMF Control
AC-7
Severity
Medium
CCI
CCI-000044
Version
4.002
Vuln IDs
  • V-1097
Rule IDs
  • SV-32284r2_rule
The account lockout feature, when enabled, prevents brute-force password attacks on the system. The higher this value is, the less effective the account lockout feature will be in protecting the local system. The number of bad logon attempts should be reasonably small to minimize the possibility of a successful password attack, while allowing for honest errors made during a normal user logon.HKSystem Administrator
Checks: C-60969r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Account Policies >> Account Lockout Policy. If the "Account lockout threshold" is "0" or more than "3" attempts, this is a finding.

Fix: F-65701r3_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Account Lockout Policy >> "Account lockout threshold" to "3" or less invalid logon attempts (excluding "0", which is unacceptable).

b
The reset period for the account lockout counter must be configured to 15 minutes or greater on Windows 2008 R2.
AC-7 - Medium - CCI-000044 - V-1098 - SV-32285r3_rule
RMF Control
AC-7
Severity
Medium
CCI
CCI-000044
Version
4.003
Vuln IDs
  • V-1098
Rule IDs
  • SV-32285r3_rule
The account lockout feature, when enabled, prevents brute-force password attacks on the system. This parameter specifies the period of time that must pass after failed logon attempts before the counter is reset to "0". The smaller this value is, the less effective the account lockout feature will be in protecting the local system.HKSystem Administrator
Checks: C-74335r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Account Policies >> Account Lockout Policy. If the "Reset account lockout counter after" value is less than "15" minutes, this is a finding.

Fix: F-81007r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Account Lockout Policy >> "Reset account lockout counter after" to at least "15" minutes.

b
Windows 2008 R2 account lockout duration must be configured to 15 minutes or greater.
AC-7 - Medium - CCI-002238 - V-1099 - SV-32286r3_rule
RMF Control
AC-7
Severity
Medium
CCI
CCI-002238
Version
4.004
Vuln IDs
  • V-1099
Rule IDs
  • SV-32286r3_rule
The account lockout feature, when enabled, prevents brute-force password attacks on the system. This parameter specifies the period of time that an account will remain locked after the specified number of failed logon attempts.HKSystem Administrator
Checks: C-74333r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Account Policies >> Account Lockout Policy. If the "Account lockout duration" is less than "15" minutes (excluding "0"), this is a finding. Configuring this to "0", requiring an administrator to unlock the account, is more restrictive and is not a finding.

Fix: F-81005r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Account Lockout Policy >> "Account lockout duration" to "15" minutes or greater. A value of "0" is also acceptable, requiring an administrator to unlock the account.

c
Unauthorized accounts must not have the Act as part of the operating system user right.
AC-6 - High - CCI-002235 - V-1102 - SV-32287r2_rule
RMF Control
AC-6
Severity
High
CCI
CCI-002235
Version
WINUR-000003
Vuln IDs
  • V-1102
Rule IDs
  • SV-32287r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Act as part of the operating system" user right can assume the identity of any user and gain access to resources that user is authorized to access. Any accounts with this right can take complete control of a system.If an application requires this user right, this can be downgraded to a CAT III if the following conditions are met: Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. Passwords for accounts with this user right must be protected as highly privileged accounts. The application account must meet requirements for application account passwords, such as length and required changes frequency (V-14271).System AdministratorInformation Assurance Officer
Checks: C-61325r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies >> User Rights Assignment. If any accounts or groups (to include administrators), are granted the "Act as part of the operating system" user right, this is a finding.

Fix: F-66017r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Act as part of the operating system" to be defined but containing no entries (blank).

b
The maximum password age must be configured to 60 days or less.
IA-5 - Medium - CCI-000199 - V-1104 - SV-32288r2_rule
RMF Control
IA-5
Severity
Medium
CCI
CCI-000199
Version
4.011
Vuln IDs
  • V-1104
Rule IDs
  • SV-32288r2_rule
The longer passwords are in use, the greater the opportunity for someone to gain unauthorized knowledge of them. Scheduled changing of passwords hinders the ability of unauthorized system users to crack passwords and gain access to a system.HKSystem Administrator
Checks: C-60977r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Account Policies >> Password Policy. If the value for the "Maximum password age" is greater than "60" days, this is a finding. If the value is set to "0" (never expires), this is a finding.

Fix: F-65707r3_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Password Policy >> "Maximum password age" to "60" days or less (excluding "0", which is unacceptable).

b
The minimum password age must be configured to at least 1 day.
IA-5 - Medium - CCI-000198 - V-1105 - SV-32289r2_rule
RMF Control
IA-5
Severity
Medium
CCI
CCI-000198
Version
4.012
Vuln IDs
  • V-1105
Rule IDs
  • SV-32289r2_rule
Permitting passwords to be changed in immediate succession within the same day allows users to cycle passwords through their history database. This enables users to effectively negate the purpose of mandating periodic password changes.HKSystem Administrator
Checks: C-60979r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Account Policies >> Password Policy. If the value for the "Minimum password age" is not at least "1" day, this is a finding.

Fix: F-65709r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Password Policy >> "Minimum password age" to at least "1" day.

b
The password history must be configured to 24 passwords remembered.
IA-5 - Medium - CCI-000200 - V-1107 - SV-32290r3_rule
RMF Control
IA-5
Severity
Medium
CCI
CCI-000200
Version
4.014
Vuln IDs
  • V-1107
Rule IDs
  • SV-32290r3_rule
A system is more vulnerable to unauthorized access when users can recycle the same password several times without being required to change it to a unique password on a regularly scheduled basis. This enables users to effectively negate the purpose of mandating periodic password changes. The default value is 24 for Windows domain systems. DoD has decided this is the appropriate value for all Windows systems.HKSystem Administrator
Checks: C-60981r3_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Account Policies >> Password Policy. If the value for "Enforce password history" is less than "24" passwords remembered, this is a finding.

Fix: F-65711r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Password Policy >> "Enforce password history" to "24" passwords remembered.

a
Outdated or unused accounts must be removed from the system or disabled.
IA-4 - Low - CCI-000795 - V-1112 - SV-32250r4_rule
RMF Control
IA-4
Severity
Low
CCI
CCI-000795
Version
4.019
Vuln IDs
  • V-1112
Rule IDs
  • SV-32250r4_rule
Outdated or unused accounts provide penetration points that may go undetected. Inactive accounts must be deleted if no longer necessary or, if still required, disabled until needed.System Administrator
Checks: C-69269r2_chk

Run "PowerShell". Member servers and standalone systems: Copy or enter the lines below to the PowerShell window and enter. (Entering twice may be required. Do not include the quotes at the beginning and end of the query.) "([ADSI]('WinNT://{0}' -f $env:COMPUTERNAME)).Children | Where { $_.SchemaClassName -eq 'user' } | ForEach { $user = ([ADSI]$_.Path) $lastLogin = $user.Properties.LastLogin.Value $enabled = ($user.Properties.UserFlags.Value -band 0x2) -ne 0x2 if ($lastLogin -eq $null) { $lastLogin = 'Never' } Write-Host $user.Name $lastLogin $enabled }" This will return a list of local accounts with the account name, last logon, and if the account is enabled (True/False). For example: User1 10/31/2015 5:49:56 AM True Domain Controllers: If the Active Directory PowerShell module has not been previously imported, enter the following first: "Import-Module ActiveDirectory" Enter the following command in PowerShell. "Search-ADAccount -AccountInactive -UsersOnly -TimeSpan 35.00:00:00" This will return accounts that have not been logged on to for 35 days, along with various attributes such as the Enabled status and LastLogonDate. Review the list of accounts returned by the above queries to determine the finding validity for each account reported. Exclude the following accounts: Built-in administrator account (Renamed, SID ending in 500) Built-in guest account (Renamed, Disabled, SID ending in 501) Application accounts If any enabled accounts have not been logged on to within the past 35 days, this is a finding. Inactive accounts that have been reviewed and deemed to be required must be documented with the ISSO.

Fix: F-65713r2_fix

Regularly review accounts to determine if they are still active. Disable or delete any active accounts that have not been used in the last 35 days.

b
The built-in guest account must be disabled.
IA-8 - Medium - CCI-000804 - V-1113 - SV-32291r2_rule
RMF Control
IA-8
Severity
Medium
CCI
CCI-000804
Version
4.020
Vuln IDs
  • V-1113
Rule IDs
  • SV-32291r2_rule
A system faces an increased vulnerability threat if the built-in guest account is not disabled. This account is a known account that exists on all Windows systems and cannot be deleted. This account is initialized during the installation of the operating system with no password assigned.System Administrator
Checks: C-60985r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies >> Security Options. If the value for "Accounts: Guest account status" is not set to "Disabled", this is a finding.

Fix: F-65715r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Accounts: Guest account status" to "Disabled".

b
The built-in guest account will be renamed.
CM-6 - Medium - CCI-000366 - V-1114 - SV-32292r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
4.021
Vuln IDs
  • V-1114
Rule IDs
  • SV-32292r1_rule
A system faces an increased vulnerability threat if the built-in guest account is not renamed or disabled. The built-in guest account is a known user account on all Windows systems, and as initially installed, does not require a password. This can allow access to system resources by unauthorized users. This account is a member of the group Everyone and has all the rights and permissions associated with that group and could provide access to system resources to unauthorized users.System Administrator
Checks: C-403r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Accounts: Rename guest account” is not set to a value other than “Guest”, then this is a finding.

Fix: F-28806r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Accounts: Rename guest account” to a value other than “Guest”.

b
The built-in administrator account will be renamed.
CM-6 - Medium - CCI-000366 - V-1115 - SV-32293r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
4.022
Vuln IDs
  • V-1115
Rule IDs
  • SV-32293r1_rule
The built-in administrator account is a well-known account. Renaming the account to an unidentified name improves the protection of this account and the system.System Administrator
Checks: C-411r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Accounts: Rename administrator account” is not set to a value other than “Administrator”, then this is a finding.

Fix: F-28807r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Accounts: Rename administrator account” to a value other than “Administrator”.

b
Booting into alternate non STIG compliant operating systems will not be permitted.
CM-6 - Medium - CCI-000366 - V-1119 - SV-32253r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
5.003
Vuln IDs
  • V-1119
Rule IDs
  • SV-32253r1_rule
Allowing other operating systems to run on a secure system, can allow users to circumvent security. If more than one operating system is installed on a computer each must be configured to be compliant with STIG guidance.Review each alternate OS boot option for STIG compliance with the SA.System Administrator
Checks: C-32850r1_chk

Open the Control. Panel Double-click on the “System” applet. Click on the “Advanced System Settings” link. Click the Startup and Recovery “Settings” button. If the drop-down listbox in System Startup shows any operating system other than the current Windows OS, this may be a finding. If all additional operating systems are STIG compliant, then this is not a finding.

Fix: F-28961r1_fix

Remove any non STIG compliant alternate operating systems.

b
File Transfer Protocol (FTP) servers must be configured to prevent anonymous logons.
CM-6 - Medium - CCI-000366 - V-1120 - SV-32251r2_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
5.004
Vuln IDs
  • V-1120
Rule IDs
  • SV-32251r2_rule
The FTP service allows remote users to access shared files and directories. Allowing anonymous FTP connections makes user auditing difficult. Using accounts that have administrator privileges to log on to FTP risks that the user ID and password will be captured on the network and give administrator access to an unauthorized user.System Administrator
Checks: C-74337r2_chk

If FTP is not installed on the system, this is NA. Determine the IP address and port number assigned to FTP sites from documentation or configuration. If Microsoft FTP is used, open "Internet Information Services (IIS) Manager". Select "Sites" under the server name. For any sites that reference FTP, view the Binding information for IP address and port. The standard port for FTP is 21, however this may be changed. Open a "Command Prompt". Attempt to log on as the user "anonymous" with the following commands: Note: Returned results may vary depending on the FTP server software. C:\> "ftp" ftp> "Open IP Address Port" (Substituting [IP Address] and [Port] with the information previously identified. If no IP Address was listed in the Binding, attempt using "localhost".) (Connected to IP Address 220 Microsoft FTP Service) User (IP Address): "anonymous" (331 Anonymous access allowed, send identity (e-mail name) as password.) Password: "password" (230 User logged in.) ftp> If the response indicates that an anonymous FTP login was permitted, this is a finding. If accounts with administrator privileges are used to access FTP, this is a CAT I finding.

Fix: F-81009r1_fix

Configure the FTP service to prevent anonymous logons.

c
File Transfer Protocol (FTP) servers must be configured to prevent access to the system drive.
CM-6 - High - CCI-000366 - V-1121 - SV-32252r2_rule
RMF Control
CM-6
Severity
High
CCI
CCI-000366
Version
5.005
Vuln IDs
  • V-1121
Rule IDs
  • SV-32252r2_rule
The FTP service allows remote users to access shared files and directories. Access outside of the specific directories of shared data could provide access to system resources and compromise the system.System Administrator
Checks: C-74339r2_chk

If FTP is not installed on the system, this is NA. Determine the IP address and port number assigned to FTP sites from documentation or configuration. If Microsoft FTP is used, open "Internet Information Services (IIS) Manager". Select "Sites" under the server name. For any sites that reference FTP, view the Binding information for IP address and port. The standard port for FTP is 21, however this may be changed. Open a "Command Prompt". Access the FTP site and review accessible directories with the following commands: Note: Returned results may vary depending on the FTP server software. C:\> "ftp" ftp> "Open IP Address Port" (Substituting [IP Address] and [Port] with the information previously identified. If no IP Address was listed in the Binding, attempt using "localhost".) (Connected to IP Address 220 Microsoft FTP Service) User (IP Address): "FTP User" (Substituting [FTP User] with an account identified that is allowed access. If it was determined that anonymous access was allowed to the site [see V-1120], also review access using "anonymous".) (331 Password required) Password: "Password" (Substituting [Password] with password for the account attempting access.) (230 User ftpuser logged in.) ftp> "Dir" If the FTP session indicates access to areas of the system other than the specific folder for FTP data, such as the root of the drive, Program Files or Windows directories, this is a finding.

Fix: F-81011r1_fix

Configure the system to only allow FTP access to specific folders containing the data to be available through the service.

b
The system will be configured with a password-protected screen saver.
AC-11 - Medium - CCI-000056 - V-1122 - SV-32294r1_rule
RMF Control
AC-11
Severity
Medium
CCI
CCI-000056
Version
5.006
Vuln IDs
  • V-1122
Rule IDs
  • SV-32294r1_rule
The system should be locked when unattended. Unattended systems are susceptible to unauthorized use. The screen saver should be set at a maximum of 15 minutes and password protected. This protects critical and sensitive data from exposure to unauthorized personnel with physical access to the computer.trueSystem AdministratorInformation Assurance Officer
Checks: C-32919r1_chk

If any of the registry values don’t exist or are not configured as follows, then this is a finding: Registry Hive: HKEY_CURRENT_USER Subkey: \Software\Policies\Microsoft\Windows\Control Panel\Desktop\ Value Name: ScreenSaveActive Type: REG_SZ Value: 1 Value Name: ScreenSaverIsSecure Type: REG_SZ Value: 1 Value Name: ScreenSaveTimeOut Type: REG_SZ Value: 900 (or less) Documentable Explanation: Terminal servers and applications requiring continuous, real-time screen display (i.e., network management products) require the following and need to be documented with the IAO. -The logon session does not have administrator rights. -The display station (i.e., keyboard, monitor, etc.) is located in a controlled access area.

Fix: F-28808r1_fix

Configure the policy values for User Configuration -> Administrative Templates -> Control Panel -> Personalization -> as follows: “Enable Screen Saver” will be set to “Enabled”. “Password protect the screen saver” will be set to “Enabled”. “Screen Saver timeout” will be set to “Enabled: 900 seconds” (or less).

c
Only administrators responsible for the system must have Administrator rights on the system.
AC-6 - High - CCI-002235 - V-1127 - SV-47875r1_rule
RMF Control
AC-6
Severity
High
CCI
CCI-002235
Version
4.027-DC
Vuln IDs
  • V-1127
Rule IDs
  • SV-47875r1_rule
An account that does not have Administrator duties must not have Administrator rights. Such rights would allow the account to bypass or modify required security restrictions on that machine and make it vulnerable to attack. System administrators must log on to systems only using accounts with the minimum level of authority necessary. Standard user accounts must not be members of the built-in Administrators group.trueSystem AdministratorInformation Assurance Officer
Checks: C-44751r1_chk

Review the local Administrators group. Only the appropriate administrator groups or accounts responsible for administration of the system may be members of the group. Standard user accounts must not be members of the local administrator group. If prohibited accounts are members of the local administrators group, this is a finding. The built-in Administrator account or other required administrative accounts would not be a finding.

Fix: F-41050r1_fix

Configure the system to include only administrator groups or accounts that are responsible for the system in the local Administrators group. Remove any standard user accounts.

a
Security configuration tools or equivalent processes will be used to configure platforms for security compliance.
CM-6 - Low - CCI-000366 - V-1128 - SV-32255r1_rule
RMF Control
CM-6
Severity
Low
CCI
CCI-000366
Version
1.016
Vuln IDs
  • V-1128
Rule IDs
  • SV-32255r1_rule
Security configuration tools, such as Security Templates and Group Policy, allow system administrators to consolidate all security-related system settings into a single configuration file. These settings can then be applied consistently to any number of Windows machines. The Security Configuration tools can use the same configuration file to check platforms for compliance with security policy.System Administrator
Checks: C-32708r1_chk

Interview the SA to determine if the Security Configuration tools, or equivalent process, is being used to configure Windows systems to meet security requirements. The Microsoft Security Configuration tools (such as Security Templates and Group Policy that are integrated into Windows) should be used to configure platforms for security compliance. If an alternate method is used to configure a system (e.g., manually - using the DISA Windows STIGs, etc.) that achieves the same configured result, then this is acceptable.

Fix: F-37r1_fix

Security configuration tools or equivalent should be used to configure Windows systems to meet security requirements.

b
ACLs for system files and directories will conform to minimum requirements.
AC-3 - Medium - CCI-002165 - V-1130 - SV-32511r1_rule
RMF Control
AC-3
Severity
Medium
CCI
CCI-002165
Version
2.006
Vuln IDs
  • V-1130
Rule IDs
  • SV-32511r1_rule
Failure to properly configure ACL file and directory permissions allows the possibility of unauthorized and anonymous modification to the operating system and installed applications.trueSystem Administrator
Checks: C-32815r1_chk

The default ACL settings are adequate when the Security Option “Network access: Let everyone permissions apply to anonymous users” is set to “Disabled” (V-3377). If the default ACLs are maintained and the referenced option is set to “Disabled”, this check should normally be marked “Not a Finding”. Note: If an ACL setting prevents a site’s applications from performing properly, the site can modify that specific setting. Settings should only be changed to the minimum necessary for the application to function. Each exception to the recommended settings should be documented and kept on file by the IAO.

Fix: F-28932r1_fix

Maintain the default file ACLs and configure the Security Option: “Network access: Let everyone permissions apply to anonymous users” to “Disabled” (V-3377).

a
Non-administrative user accounts or groups will only have print permissions of Printer Shares.
AC-3 - Low - CCI-000213 - V-1135 - SV-32257r1_rule
RMF Control
AC-3
Severity
Low
CCI
CCI-000213
Version
3.027
Vuln IDs
  • V-1135
Rule IDs
  • SV-32257r1_rule
Improperly configured share permissions on printers can permit the addition of unauthorized print devices on the network. Windows shares are a means by which files, folders, printers, and other resources can be published for network users to remotely access. Regular users cannot create shares on their local machines; only Administrators and Power Users have that ability.System Administrator
Checks: C-32709r1_chk

Open “Devices and Printers” in Control Panel. If there are no locally-attached printers, then mark this as “Not Applicable.” Perform this check for each locally-attached printer: Right click on a locally-attached printer. Select “Printer Properties”. Select the “Sharing” tab. View whether “Share this printer” is checked. For any printers with “Share this printer” selected: Select the Security tab. If any non-administrative user accounts or groups have greater permissions than “Print”, then this is a finding.

Fix: F-29047r1_fix

Configure the permissions on locally-shared printers to meet the minimum requirements.

a
Users will be forcibly disconnected when their logon hours expire.
SC-10 - Low - CCI-001133 - V-1136 - SV-32295r1_rule
RMF Control
SC-10
Severity
Low
CCI
CCI-001133
Version
4.006
Vuln IDs
  • V-1136
Rule IDs
  • SV-32295r1_rule
Users should not be permitted to remain logged on to the network after they have exceeded their permitted logon hours. In many cases, this indicates that a user forgot to log off before leaving for the day. However, it may also indicate that a user is attempting unauthorized access at a time when the system may be less closely monitored. This protects critical and sensitive network data from exposure to unauthorized personnel with physical access to the computer.HKSystem Administrator
Checks: C-32720r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Microsoft Network Server: Disconnect Clients When Logon Hours Expire” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\LanManServer\Parameters\ Value Name: EnableForcedLogoff Value Type: REG_DWORD Value: 1

Fix: F-6572r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Microsoft Network Server: Disconnect Clients When Logon Hours Expire” to “Enabled”.

c
Users with Administrative privilege will be documented and have separate accounts for administrative duties and normal operational tasks.
CM-6 - High - CCI-000366 - V-1140 - SV-32259r2_rule
RMF Control
CM-6
Severity
High
CCI
CCI-000366
Version
1.006
Vuln IDs
  • V-1140
Rule IDs
  • SV-32259r2_rule
Using a privileged account to perform routine functions makes the computer vulnerable to attack by any virus or Trojan Horse inadvertently introduced during a session that has been granted full privileges. The rule of least privilege should always be enforced.Information Assurance Officer
Checks: C-32884r2_chk

Ask the System Administrator (SA) to show the necessary documentation that identifies the members of this privileged group. This check verifies each user with administrative privileges has been assigned a unique account, separate from the built-in “Administrator” account. This check also verifies the default “Administrator” account is not being used. Administrators should be properly trained before being permitted to perform administrator duties. The IAO will maintain a list of all users belonging to the Administrator’s group. If any of the following conditions are true, then this is a finding: -Each SA does not have a unique userid dedicated for administering the system. -Each SA does not have a separate account for normal user tasks. -The built-in administrator account is used to administer the system. -Administrators have not been properly trained. -The IAO does not maintain a list of users belonging to the Administrator’s group.

Fix: F-32r2_fix

Create the necessary documentation that identifies the members of this privileged group. Ensure each member has a separate account for user duties and one for his privileged duties and the other requirements outlined in the manual check are met.

b
Unencrypted passwords must not be sent to third-party SMB Servers.
IA-5 - Medium - CCI-000197 - V-1141 - SV-32296r2_rule
RMF Control
IA-5
Severity
Medium
CCI
CCI-000197
Version
3.034
Vuln IDs
  • V-1141
Rule IDs
  • SV-32296r2_rule
Some non-Microsoft SMB servers only support unencrypted (plain text) password authentication. Sending plain text passwords across the network, when authenticating to an SMB server, reduces the overall security of the environment. Check with the vendor of the SMB server to see if there is a way to support encrypted password authentication.HKSystem Administrator
Checks: C-62029r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies >> Security Options. If the value for "Microsoft Network Client: Send unencrypted password to third-party SMB servers" is not set to "Disabled", this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\LanmanWorkstation\Parameters\ Value Name: EnablePlainTextPassword Value Type: REG_DWORD Value: 0

Fix: F-66927r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Microsoft Network Client: Send unencrypted password to third-party SMB servers" to "Disabled".

b
Automatic logons must be disabled.
CM-6 - Medium - CCI-000366 - V-1145 - SV-32297r2_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
3.040
Vuln IDs
  • V-1145
Rule IDs
  • SV-32297r2_rule
Allowing a system to automatically log on when the machine is booted could give access to any unauthorized individual who restarts the computer. Automatic logon with administrator privileges would give full access to an unauthorized individual.If the DefaultName or DefaultDomainName in the same registry path contain an administrator account name and the DefaultPassword contains a value, this is a CAT I finding.System Administrator
Checks: C-45836r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for "MSS: (AutoAdminLogon) Enable Automatic Logon (not recommended)" is not set to "Disabled", this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Microsoft\Windows NT\CurrentVersion\Winlogon\ Value Name: AutoAdminLogon Type: REG_SZ Value: 0

Fix: F-43227r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> "MSS: (AutoAdminLogon) Enable Automatic Logon (not recommended)" to "Disabled". Ensure no passwords are stored in the "DefaultPassword" registry value noted below. Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Microsoft\Windows NT\CurrentVersion\Winlogon\ Value Name: DefaultPassword

b
The built-in Windows password complexity policy must be enabled.
IA-5 - Medium - CCI-000192 - V-1150 - SV-32298r2_rule
RMF Control
IA-5
Severity
Medium
CCI
CCI-000192
Version
3.028
Vuln IDs
  • V-1150
Rule IDs
  • SV-32298r2_rule
The use of complex passwords increases their strength against attack. The built-in Windows password complexity policy requires passwords to contain at least 3 of the 4 types of characters (numbers, upper- and lower-case letters, and special characters), as well as preventing the inclusion of user names or parts of.System Administrator
Checks: C-66215r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Account Policies >> Password Policy. If the value for "Password must meet complexity requirements" is not set to "Enabled", this is a finding. Note: If an external password filter is in use that enforces all 4 character types and requires this setting be set to "Disabled", this would not be considered a finding. If this setting does not affect the use of an external password filter, it must be enabled for fallback purposes.

Fix: F-71581r1_fix

Configure the policy value for Computer Configuration -> Windows Settings >> Security Settings >> Account Policies >> Password Policy >> "Password must meet complexity requirements" to "Enabled".

a
The print driver installation privilege will be restricted to administrators.
CM-11 - Low - CCI-001812 - V-1151 - SV-32299r1_rule
RMF Control
CM-11
Severity
Low
CCI
CCI-001812
Version
3.029
Vuln IDs
  • V-1151
Rule IDs
  • SV-32299r1_rule
Allowing users to install drivers can introduce malware or cause the instability of a system. This capability should be restricted to the Administrators and Print Operators groups.System AdministratorInformation Assurance Officer
Checks: C-32722r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -> Security Options. If the value for “Devices: Prevent users from installing printer drivers” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Print\Providers\LanMan Print Services\Servers Value Name: AddPrinterDrivers Value Type: REG_DWORD Value: 1

Fix: F-83r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Devices: Prevent users from installing printer drivers” to “Enabled”.

c
Anonymous access to the registry must be restricted.
AC-6 - High - CCI-002235 - V-1152 - SV-32260r3_rule
RMF Control
AC-6
Severity
High
CCI
CCI-002235
Version
3.030
Vuln IDs
  • V-1152
Rule IDs
  • SV-32260r3_rule
The registry is integral to the function, security, and stability of the Windows system. Some processes may require anonymous access to the registry. This must be limited to properly protect the system.System AdministratorInformation Assurance Officer
Checks: C-74011r2_chk

Run "Regedit". Navigate to the following registry key: HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\SecurePipeServers\winreg\ If the key does not exist, this is a finding. Right-click on "winreg" and select "Permissions…". Select "Advanced". If the permissions are not as restrictive as the defaults listed below, this is a finding. The following are the same for each permission listed: Type - Allow Inherited from - <not inherited> Columns: Name - Permission - Apply to Administrators - Full Control - This key and subkeys Backup Operators - Special - This key only (Special = Query Value, Enumerate Subkeys, Notify, Read Control (effectively = Read)) LOCAL SERVICE - Read - This key and subkeys

Fix: F-80407r1_fix

Maintain permissions at least as restrictive as the defaults listed below for the "winreg" registry key. It is recommended to not change the permissions from the defaults. HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Control\SecurePipeServers\winreg\ The following are the same for each permission listed: Type - Allow Inherited from - <not inherited> Columns: Name - Permission - Apply to Administrators - Full Control - This key and subkeys Backup Operators - Special - This key only (Special = Query Value, Enumerate Subkeys, Notify, Read Control (effectively = Read)) LOCAL SERVICE - Read - This key and subkeys

c
The LanMan authentication level will be set to Send NTLMv2 response only\refuse LM & NTLM.
CM-6 - High - CCI-000366 - V-1153 - SV-32300r1_rule
RMF Control
CM-6
Severity
High
CCI
CCI-000366
Version
3.031
Vuln IDs
  • V-1153
Rule IDs
  • SV-32300r1_rule
The Kerberos v5 authentication protocol is the default for authentication of users who are logging on to domain accounts. The Windows NTLM protocol is retained in later Windows versions for compatibility with clients and servers that are running earlier versions. It is also used to authenticate logons to stand-alone computers that are running later versions. trueSetting this to the required setting may prevent authentication with older operating systems and break some applications.System AdministratorInformation Assurance Officer
Checks: C-32723r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Network security: LAN Manager authentication level” is not set to “Send NTLMv2 response only\refuse LM &amp; NTLM” (Level 5), then this is a finding. The policy referenced configures the following registry value: Registry Path: HKLM\System\CurrentControlSet\Control\Lsa\ Value Name: LmCompatibilityLevel Value Type: REG_DWORD Value: 5 Documentable Explanation: In a mixed Windows environment, if this setting needs to be loosened due to compatibility issues, then the reasons need to be documented with the IAO.

Fix: F-28810r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network security: LAN Manager authentication level” to “Send NTLMv2 response only\refuse LM & NTLM”.

b
The Ctrl+Alt+Del security attention sequence for logons will be enabled.
CM-6 - Medium - CCI-000366 - V-1154 - SV-32301r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
3.032
Vuln IDs
  • V-1154
Rule IDs
  • SV-32301r1_rule
Disabling the Ctrl+Alt+Del security attention sequence can compromise system security. Because only Windows responds to the Ctrl+Alt+Del security sequence, you can be assured that any passwords you enter following that sequence are sent only to Windows. If you eliminate the sequence requirement, malicious programs can request and receive your Windows password. Disabling this sequence also suppresses a custom logon banner.HKSystem Administrator
Checks: C-88r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Interactive Logon: Do not require CTRL+ALT+DEL” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: DisableCAD Value Type: REG_DWORD Value: 0

Fix: F-92r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Interactive Logon: Do not require CTRL ALT DEL” to “Disabled”.

b
The Deny access to this computer from the network user right on domain controllers must be configured to prevent unauthenticated access.
AC-3 - Medium - CCI-000213 - V-1155 - SV-47872r1_rule
RMF Control
AC-3
Severity
Medium
CCI
CCI-000213
Version
WINUR-000017-DC
Vuln IDs
  • V-1155
Rule IDs
  • SV-47872r1_rule
Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. The "Deny Access from the Network" right defines the accounts that are prevented from logging on from the network. The Guests group must be assigned this right to prevent unauthenticated access.System Administrator
Checks: C-44727r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; User Rights Assignment. If the following accounts or groups are not defined for the "Deny access to this computer from the network" right, this is a finding: Guests Group

Fix: F-41027r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> User Rights Assignment -> "Deny access to this computer from the network" to include the following. Guests Group

b
The Smart Card removal option will be configured to Force Logoff or Lock Workstation.
CM-6 - Medium - CCI-000366 - V-1157 - SV-32303r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
3.047
Vuln IDs
  • V-1157
Rule IDs
  • SV-32303r1_rule
Determines what should happen when the smart card for a logged-on user is removed from the smart card reader. The options are: - No Action - Lock Workstation - Force LogofftrueHKSystem AdministratorInformation Assurance Officer
Checks: C-27008r1_chk

Servers - Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Interactive logon: Smart card removal behavior” is not set to “Lock Workstation”, or “Force Logoff”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows NT\CurrentVersion\Winlogon\ Value Name: SCRemoveOption Value Type: REG_SZ Value: 1 (Lock Workstation) or 2 (Force Logoff) Documentable Explanation: If configuring this on servers causes issues such as terminating users’ remote sessions and the site has a policy in place that any other sessions on the servers such as administrative console logons are manually locked or logged off when unattended or not in use, this would be acceptable. This will be documented with the IAO.

Fix: F-105r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Interactive logon: Smart card removal behavior” to “Lock Workstation” or “Force Logoff”.

b
The Windows SMB server will perform SMB packet signing when possible.
SC-8 - Medium - CCI-002418 - V-1162 - SV-32513r1_rule
RMF Control
SC-8
Severity
Medium
CCI
CCI-002418
Version
3.046
Vuln IDs
  • V-1162
Rule IDs
  • SV-32513r1_rule
If this policy is enabled, it causes the Windows Server Message Block (SMB) server to perform SMB packet signing.HKSystem Administrator
Checks: C-121r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Microsoft Network Server: Digitally sign communications (if client agrees)” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\LanManServer\Parameters\ Value Name: EnableSecuritySignature Value Type: REG_DWORD Value: 1

Fix: F-104r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Microsoft Network Server: Digitally sign communications (if Client agrees)” to “Enabled”.

b
Outgoing secure channel traffic will be encrypted when possible.
SC-8 - Medium - CCI-002418 - V-1163 - SV-32306r1_rule
RMF Control
SC-8
Severity
Medium
CCI
CCI-002418
Version
3.043
Vuln IDs
  • V-1163
Rule IDs
  • SV-32306r1_rule
Requests sent on the secure channel are authenticated, and sensitive information (such as passwords) is encrypted, but not all information is encrypted. If this policy is enabled, outgoing secure channel traffic should be encrypted.If the value for “Domain Member: Digitally encrypt or sign secure channel data (always)” is set to “Enabled”, then this would not be a finding. HKSystem Administrator
Checks: C-114r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Domain Member: Digitally encrypt secure channel data (when possible)” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: SealSecureChannel Value Type: REG_DWORD Value: 1 Note: If the value for “Domain Member: Digitally encrypt or sign secure channel data (always)” is set to “Enabled”, then this would not be a finding.

Fix: F-101r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Domain Member: Digitally encrypt secure channel data (when possible)” to “Enabled”.

b
Outgoing secure channel traffic will be signed when possible.
SC-8 - Medium - CCI-002418 - V-1164 - SV-32307r1_rule
RMF Control
SC-8
Severity
Medium
CCI
CCI-002418
Version
3.042
Vuln IDs
  • V-1164
Rule IDs
  • SV-32307r1_rule
Requests sent on the secure channel are authenticated, and sensitive information (such as passwords) is encrypted, but the channel is not integrity checked. If this policy is enabled, all outgoing secure channel traffic should be signed.If the value for “Domain Member: Digitally encrypt or sign secure channel data (always)” is set to “Enabled”, then this would not be a finding.HKSystem Administrator
Checks: C-112r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Domain Member: Digitally sign secure channel data (when possible)” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: SignSecureChannel Value Type: REG_DWORD Value: 1 Note: If the value for “Domain Member: Digitally encrypt or sign secure channel data (always)” is set to “Enabled”, then this would not be a finding.

Fix: F-100r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Domain Member: Digitally sign secure channel data (when possible)” to “Enabled”.

a
The computer account password will not be prevented from being reset.
CM-6 - Low - CCI-000366 - V-1165 - SV-32308r1_rule
RMF Control
CM-6
Severity
Low
CCI
CCI-000366
Version
3.044
Vuln IDs
  • V-1165
Rule IDs
  • SV-32308r1_rule
Computer account passwords are changed automatically on a regular basis. Enabling this policy to disable automatic password changes can make the system more vulnerable to malicious access. Frequent password changes can be a significant safeguard for your system. If this policy is disabled, a new password for the computer account will be generated every 30 days. HKSystem Administrator
Checks: C-116r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Domain Member: Disable Machine Account Password Changes” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: DisablePasswordChange Value Type: REG_DWORD Value: 0

Fix: F-102r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Domain Member: Disable Machine Account Password Changes” to “Disabled”.

b
The Windows SMB client will be enabled to perform SMB packet signing when possible.
SC-8 - Medium - CCI-002418 - V-1166 - SV-32309r1_rule
RMF Control
SC-8
Severity
Medium
CCI
CCI-002418
Version
3.045
Vuln IDs
  • V-1166
Rule IDs
  • SV-32309r1_rule
If this policy is enabled, it causes the Windows Server Message Block (SMB) client to perform SMB packet signing when communicating with an SMB server that is enabled or required to perform SMB packet signing. This policy is defined by default in Local Computer Policy, where it is enabled by default.HKSystem Administrator
Checks: C-4361r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Microsoft Network Client: Digitally sign communications (if server agrees)” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\LanmanWorkstation\Parameters\ Value Name: EnableSecuritySignature Value Type: REG_DWORD Value: 1

Fix: F-103r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Microsoft Network Client: Digitally sign communications (if server agrees)” to “Enabled”.

b
Members of the Backup Operators group will have separate accounts for backup duties and normal operational tasks.
CM-6 - Medium - CCI-000366 - V-1168 - SV-32261r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
1.007
Vuln IDs
  • V-1168
Rule IDs
  • SV-32261r1_rule
Backup Operators are able to read and write to any file in the system, regardless of the rights assigned to it. Backup and restore rights permit users to circumvent the file access restrictions present on NTFS disk drives for the purpose of backup and restore. Members of the Backup Operators group should have special logon accounts for performing their backup duties.trueInformation Assurance Officer
Checks: C-13595r1_chk

Review the Backup Operators group in Computer Management and/or Active Directory Users and Computers. If the group contains no accounts, this is not a finding. If the group does contain any accounts, this must be documented as specified below. Documentable Explanation: Any accounts that are members of the Backup Operators group must be documented with the IAO including application accounts. Each Backup Operator will have a separate user account for backing up the system and for performing normal user tasks.

Fix: F-32r2_fix

Create the necessary documentation that identifies the members of this privileged group. Ensure each member has a separate account for user duties and one for his privileged duties and the other requirements outlined in the manual check are met.

b
Ejection of removable NTFS media is not restricted to Administrators.
CM-6 - Medium - CCI-000366 - V-1171 - SV-32310r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
3.052
Vuln IDs
  • V-1171
Rule IDs
  • SV-32310r1_rule
Removable hard drives can be formatted and ejected by others who are not members of the Administrators Group, if they are not properly configured. Formatting and ejecting removable NTFS media should only be done by administrators.HKSystem Administrator
Checks: C-32922r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Devices: Allowed to Format and Eject Removable Media” is not set to “Administrators”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows NT\CurrentVersion\Winlogon Value Name: AllocateDASD Value Type: REG_SZ Value: 0

Fix: F-113r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Devices: Allowed to Format and Eject Removable Media” to “Administrators”.

a
Users will be warned in advance that their passwords will expire.
CM-6 - Low - CCI-000366 - V-1172 - SV-32311r1_rule
RMF Control
CM-6
Severity
Low
CCI
CCI-000366
Version
3.054
Vuln IDs
  • V-1172
Rule IDs
  • SV-32311r1_rule
This setting configures the system to display a warning to users telling them how many days are left before their password expires. By giving the user advanced warning, the user has time to construct a sufficiently strong password.HKSystem Administrator
Checks: C-137r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Interactive Logon: Prompt user to change password before expiration” is not set to “14" days or more, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows NT\CurrentVersion\Winlogon\ Value Name: PasswordExpiryWarning Value Type: REG_DWORD Value: 14

Fix: F-114r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Interactive Logon: Prompt user to change password before expiration” to “14” days or more.

a
The default permissions of Global system objects will be increased.
CM-6 - Low - CCI-000366 - V-1173 - SV-32312r1_rule
RMF Control
CM-6
Severity
Low
CCI
CCI-000366
Version
3.055
Vuln IDs
  • V-1173
Rule IDs
  • SV-32312r1_rule
Windows system maintains a global list of shared system resources such as DOS device names, mutexes, and semaphores. Each type of object is created with a default DACL that specifies who can access the objects with what permissions. If this policy is enabled, the default DACL is stronger, allowing non-admin users to read shared objects, but not modify shared objects that they did not create.HKSystem Administrator
Checks: C-32727r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “System Objects: Strengthen default permissions of internal system objects (e.g. Symbolic links)” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Session Manager\ Value Name: ProtectionMode Value Type: REG_DWORD Value: 1

Fix: F-28815r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “System Objects: Strengthen default permissions of internal system objects (e.g. Symbolic links)” to “Enabled”.

a
The amount of idle time required before suspending a session must be properly set.
SC-10 - Low - CCI-001133 - V-1174 - SV-32313r2_rule
RMF Control
SC-10
Severity
Low
CCI
CCI-001133
Version
4.028
Vuln IDs
  • V-1174
Rule IDs
  • SV-32313r2_rule
Open sessions can increase the avenues of attack on a system. This setting is used to control when a computer disconnects an inactive SMB session. If client activity resumes, the session is automatically re-established. This protects critical and sensitive network data from exposure to unauthorized personnel with physical access to the computer.HKSystem Administrator
Checks: C-62033r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; Security Options. If the value for "Microsoft Network Server: Amount of idle time required before suspending session" is not set to "15" minutes or less, this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\LanManServer\Parameters\ Value Name: autodisconnect Value Type: REG_DWORD Value: 0x0000000f (15) (or less)

Fix: F-66931r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Microsoft Network Server: Amount of idle time required before suspending session" to "15" minutes or less.

b
Reversible password encryption will be disabled.
IA-5 - Medium - CCI-000196 - V-2372 - SV-32314r1_rule
RMF Control
IA-5
Severity
Medium
CCI
CCI-000196
Version
3.057
Vuln IDs
  • V-2372
Rule IDs
  • SV-32314r1_rule
Storing passwords using reversible encryption is essentially the same as storing clear-text versions of the passwords. For this reason, this policy should never be enabled.System Administrator
Checks: C-32887r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Account Policies -&gt; Password Policy. If the value for “Store password using reversible encryption” is not disabled, then this is a finding.

Fix: F-28816r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Account Policies -> Password Policy -> “Store password using reversible encryption” to "Disabled".

b
The Server Operators group must have the ability to schedule jobs by means of the AT command disabled.
AC-6 - Medium - CCI-002235 - V-2373 - SV-36168r1_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
AD.3058_2008_R2
Vuln IDs
  • V-2373
Rule IDs
  • SV-36168r1_rule
This policy controls the ability of members of the local Server Operators group to schedule AT jobs. If disabled, only administrators can schedule jobs that use AT commands. Unlike Scheduled Tasks which require you to specify the credential under which the task will run, AT jobs run under the authority of whatever account the AT service runs (SYSTEM by default). Non administrators who can schedule AT commands, thus have a means to elevate their privileges. Although this setting is disabled, Server Operators will still be able to schedule jobs using Task Scheduler.HKSystem Administrator
Checks: C-32082r1_chk

1. Analyze the system using the Security Configuration and Analysis snap-in. 2. Expand the Security Configuration and Analysis tree view. 3. Navigate to Local Policies and select Security Options. 4. If the value for “Domain Controller: Allow server operators to schedule tasks” is not set to “Disabled”, then this is a finding.

Fix: F-28439r1_fix

Set the value for “Domain Controller: Allow server operators to schedule tasks” to “Disabled”. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\LSA\ Value Name: SubmitControl Value Type: REG_DWORD Value: 0

c
Autoplay will be disabled for all drives.
CM-7 - High - CCI-001764 - V-2374 - SV-32315r1_rule
RMF Control
CM-7
Severity
High
CCI
CCI-001764
Version
3.059
Vuln IDs
  • V-2374
Rule IDs
  • SV-32315r1_rule
Autoplay begins reading from a drive as soon as you insert media in the drive. As a result, the setup file of programs and the music on audio media starts immediately. By default, Autoplay is disabled on removable drives, such as the floppy disk drive (but not the CD-ROM drive), and on network drives. If you enable this policy, you can also disable Autoplay on all drives.HKHKSystem Administrator
Checks: C-32728r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \SOFTWARE\Microsoft\Windows\CurrentVersion\policies\Explorer\ Value Name: NoDriveTypeAutorun Type: REG_DWORD Value: 0x000000ff (255) Note: If the value for NoDriveTypeAutorun is entered manually, it should be entered as “ff” when Hexadecimal is selected or “255” with Decimal selected. Using the policy specified in the Fixes section will enter it correctly.

Fix: F-28817r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> AutoPlay Policies -> “Turn off AutoPlay” to “Enabled:All Drives”.

b
Kerberos user logon restrictions must be enforced.
CM-6 - Medium - CCI-000366 - V-2376 - SV-36170r2_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
AD.4029_2008_R2
Vuln IDs
  • V-2376
Rule IDs
  • SV-36170r2_rule
This policy setting determines whether the Kerberos Key Distribution Center (KDC) validates every request for a session ticket against the user rights policy of the target computer. The policy is enabled by default which is the most secure setting for validating access to target resources is not circumvented.System Administrator
Checks: C-71079r2_chk

Verify the following is configured in the Default Domain Policy. Open "Group Policy Management". Navigate to "Group Policy Objects" in the Domain being reviewed (Forest &gt;&gt; Domains &gt;&gt; Domain). Right click on the "Default Domain Policy", select "Edit". Navigate to Computer Configuration &gt;&gt; Policies &gt;&gt; Windows Settings &gt;&gt; Security Settings &gt;&gt; Account Policies &gt;&gt; Kerberos Policy. If the policy "Enforce user logon restrictions" is not set to "Enabled", this is a finding.

Fix: F-76923r1_fix

Configure the policy value in the Default Domain Policy for Computer Configuration >> Policies >> Windows Settings >> Security Settings >> Account Policies >> Kerberos Policy >> "Enforce user logon restrictions" to "Enabled".

b
The Kerberos service ticket maximum lifetime must be limited to 600 minutes or less.
CM-6 - Medium - CCI-000366 - V-2377 - SV-36176r2_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
AD.4030_2008_R2
Vuln IDs
  • V-2377
Rule IDs
  • SV-36176r2_rule
This setting determines the maximum amount of time (in minutes) that a granted session ticket can be used to access a particular service. Session tickets are used only to authenticate new connections with servers. Ongoing operations are not interrupted if the session ticket used to authenticate the connection expires during the connection.System Administrator
Checks: C-71081r2_chk

Verify the following is configured in the Default Domain Policy. Open "Group Policy Management". Navigate to "Group Policy Objects" in the Domain being reviewed (Forest &gt;&gt; Domains &gt;&gt; Domain). Right click on the "Default Domain Policy", select "Edit". Navigate to Computer Configuration &gt;&gt; Policies &gt;&gt; Windows Settings &gt;&gt; Security Settings &gt;&gt; Account Policies &gt;&gt; Kerberos Policy. If the value for "Maximum lifetime for service ticket" is "0" or greater than "600" minutes, this is a finding.

Fix: F-76925r1_fix

Configure the policy value in the Default Domain Policy for Computer Configuration >> Policies >> Windows Settings >> Security Settings >> Account Policies >> Kerberos Policy >> "Maximum lifetime for service ticket" to a maximum of "600" minutes, but not "0" which equates to "Ticket doesn't expire".

b
The Kerberos user ticket lifetime must be limited to 10 hours or less.
CM-6 - Medium - CCI-000366 - V-2378 - SV-36180r2_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
AD.4031_2008_R2
Vuln IDs
  • V-2378
Rule IDs
  • SV-36180r2_rule
In Kerberos, there are 2 types of tickets: Ticket Granting Tickets (TGTs) and Service Tickets. Kerberos tickets have a limited lifetime so the time an attacker has to implement an attack is limited. This policy controls how long TGTs can be renewed. With Kerberos, the user’s initial authentication to the domain controller results in a TGT which is then used to request Service Tickets to resources. Upon startup, each computer gets a TGT before requesting a service ticket to the domain controller and any other computers it needs to access. For services that startup under a specified user account, users must always get a TGT first, then get Service Tickets to all computers and services accessed. System Administrator
Checks: C-71083r2_chk

Verify the following is configured in the Default Domain Policy. Open "Group Policy Management". Navigate to "Group Policy Objects" in the Domain being reviewed (Forest &gt;&gt; Domains &gt;&gt; Domain). Right click on the "Default Domain Policy", select "Edit". Navigate to Computer Configuration &gt;&gt; Policies &gt;&gt; Windows Settings &gt;&gt; Security Settings &gt;&gt; Account Policies &gt;&gt; Kerberos Policy. If the value for "Maximum lifetime for user ticket" is "0" or greater than "10" hours, this is a finding.

Fix: F-76927r1_fix

Configure the policy value in the Default Domain Policy for Computer Configuration >> Policies >> Windows Settings >> Security Settings >> Account Policies >> Kerberos Policy >> "Maximum lifetime for user ticket" to a maximum of "10" hours, but not "0" which equates to "Ticket doesn't expire".

b
The Kerberos user ticket renewal maximum lifetime must be limited to 7 days or less.
CM-6 - Medium - CCI-000366 - V-2379 - SV-36182r2_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
AD.4032_2008_R2
Vuln IDs
  • V-2379
Rule IDs
  • SV-36182r2_rule
This setting determines the period of time (in days) during which a user's Ticket Granting Ticket (TGT) may be renewed. This security configuration limits the amount of time an attacker has to crack the TGT and gain access.System Administrator
Checks: C-71085r1_chk

Verify the following is configured in the Default Domain Policy. Open "Group Policy Management". Navigate to "Group Policy Objects" in the Domain being reviewed (Forest &gt;&gt; Domains &gt;&gt; Domain). Right click on the "Default Domain Policy", select "Edit". Navigate to Computer Configuration &gt;&gt; Policies &gt;&gt; Windows Settings &gt;&gt; Security Settings &gt;&gt; Account Policies &gt;&gt; Kerberos Policy. If the "Maximum lifetime for user ticket renewal" is greater than "7" days, this is a finding.

Fix: F-76929r1_fix

Configure the policy value in the Default Domain Policy for Computer Configuration >> Policies >> Windows Settings >> Security Settings >> Account Policies >> Kerberos Policy >> "Maximum lifetime for user ticket renewal" to "7" days or less.

b
The computer clock synchronization tolerance must be limited to 5 minutes or less.
IA-2 - Medium - CCI-001941 - V-2380 - SV-36186r2_rule
RMF Control
IA-2
Severity
Medium
CCI
CCI-001941
Version
AD.4033_2008_R2
Vuln IDs
  • V-2380
Rule IDs
  • SV-36186r2_rule
This setting determines the maximum time difference (in minutes) that Kerberos will tolerate between the time on a client's clock and the time on a server's clock while still considering the two clocks synchronous. In order to prevent replay attacks, Kerberos uses timestamps as part of its protocol definition. For timestamps to work properly, the clocks of the client and the server need to be in sync as much as possible.System Administrator
Checks: C-71087r1_chk

Verify the following is configured in the Default Domain Policy. Open "Group Policy Management". Navigate to "Group Policy Objects" in the Domain being reviewed (Forest &gt;&gt; Domains &gt;&gt; Domain). Right click on the "Default Domain Policy", select "Edit". Navigate to Computer Configuration &gt;&gt; Policies &gt;&gt; Windows Settings &gt;&gt; Security Settings &gt;&gt; Account Policies &gt;&gt; Kerberos Policy. If the "Maximum tolerance for computer clock synchronization" is greater than "5" minutes, this is a finding.

Fix: F-76931r1_fix

Configure the policy value in the Default Domain Policy for Computer Configuration >> Windows Settings >> Security Settings >> Account Policies >> Kerberos Policy >> "Maximum tolerance for computer clock synchronization" to "5" minutes or less.

b
System files will be monitored for unauthorized changes.
CM-6 - Medium - CCI-000366 - V-2907 - SV-32262r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
1.024
Vuln IDs
  • V-2907
Rule IDs
  • SV-32262r1_rule
Comparing system files against a baseline on a regular basis will detect the possibility of introduction of malicious code on the system.System AdministratorInformation Assurance Officer
Checks: C-7891r1_chk

Interview the SA to determine if the site uses a tool to compare system files (*.exe, *.bat, *.com, *.cmd and *.dll) on servers against a baseline, on a weekly basis. Note: A properly configured HBSS Policy Auditor 5.2 or later, File Integrity Monitor (FIM) module will meet the requirement for file integrity checking. The Asset module within HBSS does not meet this requirement.

Fix: F-42r1_fix

The site should use a tool to compare system files (*.exe, *.bat, *.com, *.cmd and *.dll) on servers against a baseline, on a weekly basis.

c
Unencrypted remote access will not be permitted to system services.
AC-17 - High - CCI-000068 - V-2908 - SV-32263r1_rule
RMF Control
AC-17
Severity
High
CCI
CCI-000068
Version
3.061
Vuln IDs
  • V-2908
Rule IDs
  • SV-32263r1_rule
This is a category 1 finding because when unencrypted access to system services is permitted, an intruder can intercept user identification and passwords that are being transmitted in clear text. This could give an intruder unlimited access to the network.Information Assurance Officer
Checks: C-7892r1_chk

Interview the IAO to ensure that encryption of userid and password information is required, and data is encrypted according to DoD policy. If the user account used for unencrypted remote access within the enclave (premise router) has administrator privileges, then this is a finding. If userid and password information used for remote access to system services from outside the enclave is not encrypted, then this is a finding.

Fix: F-29048r1_fix

Encryption of userid and password information is required. Encryption of the user data inside the network firewall is also highly recommended. Encryption of user data coming from or going outside the network firewall is required. Encryption for administrator data is always required. Refer to the Enclave Security STIG section on “FTP and Telnet” for detailed information on its use.

b
File share ACLs will be reconfigured to remove the Everyone group.
SC-4 - Medium - CCI-001090 - V-3245 - SV-32264r1_rule
RMF Control
SC-4
Severity
Medium
CCI
CCI-001090
Version
2.015
Vuln IDs
  • V-3245
Rule IDs
  • SV-32264r1_rule
By default, the Everyone group is given full control to new file shares. When a share is created, permissions should be reconfigured to give the minimum access to those accounts that require it.System created shares should be excluded from the check.trueSystem Administrator
Checks: C-32711r1_chk

Open the Computer Management Console. Expand the “System Tools” object in the Tree window. Expand the “Shared Folders” object. Select the “Shares” object. Right click any user-created shares (ignore administrative shares; the system will prompt you if Properties are selected for administrative shares). Select Properties. Select the Share Permissions tab. If user-created file shares have not been reconfigured to remove ACL permissions from the “Everyone” group, then this is a finding. Documentable Explanation: If shares created by applications require the “Everyone” group, this should be documented with the IAO.

Fix: F-59r1_fix

Remove permissions from the Everyone group from locally-created file shares and assign them to authorized groups.

b
Servers will have a host-based Intrusion Detection System.
CM-6 - Medium - CCI-000366 - V-3289 - SV-32265r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
1.025
Vuln IDs
  • V-3289
Rule IDs
  • SV-32265r1_rule
A properly configured Host-based Intrusion Detection System provides another level of defense against unauthorized access to critical servers. With proper configuration and logging enabled, such a system can stop and/or alert for many attempts to gain unauthorized access to resources.This finding can be downgraded to a Category III, if there is an active JIDS or Firewall protecting the network. System AdministratorInformation Assurance Officer
Checks: C-32923r1_chk

Interview the SA to determine if there is a host-based Intrusion Detection System on each server. Severity Override: This finding can be downgraded to a Category III, if there is an active JIDS or Firewall protecting the network. If the HIPS component of HBSS is installed and active on the host and the Alerts of blocked activity are being logged and monitored, this will meet the requirement of this finding. A HID device is not required on a system that has the role as the Network Intrusion Device (NID). However, this exception needs to be documented with the site IAO.

Fix: F-29051r1_fix

Install a host-based Intrusion Detection System on each server.

c
Anonymous SID/Name translation must not be allowed.
CM-6 - High - CCI-000366 - V-3337 - SV-32316r2_rule
RMF Control
CM-6
Severity
High
CCI
CCI-000366
Version
3.062
Vuln IDs
  • V-3337
Rule IDs
  • SV-32316r2_rule
Allowing anonymous SID/Name translation can provide sensitive information for accessing a system. Only authorized users must be able to perform such translations.System AdministratorInformation Assurance Officer
Checks: C-74341r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; Security Options. If the value for "Network access: Allow anonymous SID/Name translation" is not set to "Disabled", this is a finding.

Fix: F-81013r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Network access: Allow anonymous SID/Name translation" to "Disabled".

c
Named pipes that can be accessed anonymously must be configured with limited values on domain controllers.
SC-4 - High - CCI-001090 - V-3338 - SV-46295r1_rule
RMF Control
SC-4
Severity
High
CCI
CCI-001090
Version
3.063-DC
Vuln IDs
  • V-3338
Rule IDs
  • SV-46295r1_rule
This is a Category 1 finding due to the potential for gaining unauthorized system access. Pipes are internal system communications processes. They are identified internally by ID numbers that vary between systems. To make access to these processes easier, these pipes are given names that do not vary between systems. This setting controls which of these pipes may be accessed anonymously.System Administrator
Checks: C-43442r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for "Network access: Named pipes that can be accessed anonymously" contains entries other than "netlogon"," samr", and "lsarpc", this is a finding. The default configuration of systems promoted to domain controllers may include a blank entry in the first line prior to "netlogon", "samr", and "lsarpc". This will appear in the registry as a blank entry when viewing the registry key summary; however the value data for "NullSessionPipes" will contain the default entries. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\LanManServer\Parameters\ Value Name: NullSessionPipes Value Type: REG_MULTI_SZ Value: netlogon, samr, lsarpc Legitimate applications may add entries to this registry value. If an application requires these entries to function properly and is documented with the IAO, this would not be a finding. Documentation must contain supporting information from the vendor's instructions.

Fix: F-39590r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> "Network access: Named pipes that can be accessed anonymously" to only include "netlogon, samr, lsarpc".

c
Unauthorized remotely accessible registry paths must not be configured.
SC-4 - High - CCI-001090 - V-3339 - SV-32484r2_rule
RMF Control
SC-4
Severity
High
CCI
CCI-001090
Version
3.064
Vuln IDs
  • V-3339
Rule IDs
  • SV-32484r2_rule
The registry is integral to the function, security, and stability of the Windows system. Some processes may require remote access to the registry. This setting controls which registry paths are accessible from a remote computer. These registry paths must be limited, as they could give unauthorized individuals access to the registry.System Administrator
Checks: C-60987r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; Security Options. If the value for "Network access: Remotely accessible registry paths" contains entries besides the following, this is a finding: System\CurrentControlSet\Control\ProductOptions System\CurrentControlSet\Control\Server Applications Software\Microsoft\Windows NT\CurrentVersion The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\SecurePipeServers\Winreg\AllowedExactPaths\ Value Name: Machine Value Type: REG_MULTI_SZ Value: As defined in policy above Note: Legitimate applications may add entries to this registry value. If an application requires these entries to function properly and is documented with the ISSO, this would not be a finding. Documentation should contain supporting information from the vendor's instructions.

Fix: F-65717r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Network access: Remotely accessible registry paths" with the following entries: System\CurrentControlSet\Control\ProductOptions System\CurrentControlSet\Control\Server Applications Software\Microsoft\Windows NT\CurrentVersion

c
Network shares that can be accessed anonymously will not be allowed.
SC-4 - High - CCI-001090 - V-3340 - SV-32317r1_rule
RMF Control
SC-4
Severity
High
CCI
CCI-001090
Version
3.065
Vuln IDs
  • V-3340
Rule IDs
  • SV-32317r1_rule
This is a Category 1 finding because the potential for gaining unauthorized system access. Any shares listed can be accessed by any network user. This could lead to the exposure or corruption of sensitive data. Enabling this setting is very dangerous.HKSystem Administrator
Checks: C-32729r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Network access: Shares that can be accessed anonymously” includes any entries, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\LanManServer\Parameters\ Value Name: NullSessionShares Value Type: REG_MULTI_SZ Value: (Blank)

Fix: F-28819r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network access: Shares that can be accessed anonymously” to be defined but containing no entries (Blank).

c
Solicited Remote Assistance will not be allowed.
SC-4 - High - CCI-001090 - V-3343 - SV-32318r1_rule
RMF Control
SC-4
Severity
High
CCI
CCI-001090
Version
3.068
Vuln IDs
  • V-3343
Rule IDs
  • SV-32318r1_rule
This setting controls whether or not solicited remote assistance is allowed from this computer. Solicited assistance is help that is specifically requested by the user. This is a Category 1 finding because it may allow unauthorized parties access to the resources on the computer.HKSystem Administrator
Checks: C-4088r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: fAllowToGetHelp Type: REG_DWORD Value: 0

Fix: F-6777r1_fix

Configure the system to disable Remote Assistance by setting the policy value for Computer Configuration -> Administrative Templates -> System -> Remote Assistance “Solicited Remote Assistance” to “Disabled”.

c
The use of local accounts with blank passwords will be restricted to console logons only.
CM-6 - High - CCI-000366 - V-3344 - SV-32319r1_rule
RMF Control
CM-6
Severity
High
CCI
CCI-000366
Version
4.036
Vuln IDs
  • V-3344
Rule IDs
  • SV-32319r1_rule
This is a Category 1 finding because no accounts with blank passwords should exist on a system. The password policy should prevent this from occurring. However, if a local account with a blank password does exist, enabling this setting will limit the account to local console logon only.HKSystem Administrator
Checks: C-32836r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Accounts: Limit local account use of blank passwords to console logon only” is not set to "Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa Value Name: LimitBlankPasswordUse Value Type: REG_DWORD Value: 1

Fix: F-5788r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Accounts: Limit local account use of blank passwords to console logon only” to “Enabled”.

b
A system must be logged on to before removing from a docking station.
CM-6 - Medium - CCI-000366 - V-3372 - SV-32320r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
3.069
Vuln IDs
  • V-3372
Rule IDs
  • SV-32320r1_rule
This setting controls the ability to undock the system without having to log on. Since the removal of a computer should be controlled, users should have to log on before undocking the computer to ensure that they have the appropriate rights to undock the system. In addition to software security settings, physical security should be in place to prevent unauthorized removal of computers.HKSystem Administrator
Checks: C-32837r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Devices: Allow Undock Without Having to Log On” is not set to "Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows\CurrentVersion\Policies\System Value Name: UndockWithoutLogon Value Type: REG_DWORD Value: 0

Fix: F-130r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Devices: Allow Undock Without Having to Log On” to “Disabled”.

a
The maximum age for machine account passwords will be set to requirements.
CM-6 - Low - CCI-000366 - V-3373 - SV-32321r1_rule
RMF Control
CM-6
Severity
Low
CCI
CCI-000366
Version
4.043
Vuln IDs
  • V-3373
Rule IDs
  • SV-32321r1_rule
This setting controls the maximum password age that a machine account may have. This setting should be set to no more than 30 days, ensuring the machine changes its password monthly.HKSystem Administrator
Checks: C-39126r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Domain Member: Maximum Machine Account Password Age” is 0 or greater than 30 (30 is the default), this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: MaximumPasswordAge Value Type: REG_DWORD Value: 30

Fix: F-34273r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Domain Member: Maximum Machine Account Password Age” to 30 or less, but not 0.

b
The system will be configured to require a strong session key.
SC-8 - Medium - CCI-002418 - V-3374 - SV-32322r1_rule
RMF Control
SC-8
Severity
Medium
CCI
CCI-002418
Version
4.044
Vuln IDs
  • V-3374
Rule IDs
  • SV-32322r1_rule
This setting controls the required strength of a session key. Setting this value in a domain containing Windows NT or older operating systems will prevent those systems from authenticating. This setting can also prevent a system from being joined to a domain.HKSystem AdministratorInformation Assurance Officer
Checks: C-502r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Domain Member: Require Strong (Windows 2000 or Later) Session Key” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: RequireStrongKey Value Type: REG_DWORD Value: 1 Warning: This setting may prevent a system from being joined to a domain if not configured consistently between systems.

Fix: F-5801r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Domain Member: Require Strong (Windows 2000 or Later) Session Key” to “Enabled”.

b
The system will be configured to prevent the storage of passwords and credentials
IA-11 - Medium - CCI-002038 - V-3376 - SV-32336r1_rule
RMF Control
IA-11
Severity
Medium
CCI
CCI-002038
Version
3.070
Vuln IDs
  • V-3376
Rule IDs
  • SV-32336r1_rule
This setting controls the storage of passwords and credentials for network authentication on the local system. Such credentials should never be stored on the local machine as that may lead to account compromise. HKSystem Administrator
Checks: C-32742r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Network access: Do not allow storage of passwords and credentials for network authentication” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa\ Value Name: DisableDomainCreds Value Type: REG_DWORD Value: 1

Fix: F-28821r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network access: Do not allow storage of passwords and credentials for network authentication” to “Enabled”.

b
The system will be configured to prevent anonymous users from having the same rights as the Everyone group.
CM-6 - Medium - CCI-000366 - V-3377 - SV-32337r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
3.071
Vuln IDs
  • V-3377
Rule IDs
  • SV-32337r1_rule
This setting helps define the permissions that anonymous users have. If this setting is enabled then anonymous users have the same rights and permissions as the built-in Everyone group. Anonymous users should not have these permissions or rights.HKSystem Administrator
Checks: C-32743r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Network access: Let everyone permissions apply to anonymous users” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa\ Value Name: EveryoneIncludesAnonymous Value Type: REG_DWORD Value: 0

Fix: F-28822r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network access: Let everyone permissions apply to anonymous users” to “Disabled”.

b
The system will be configured to use the Classic security model.
SC-4 - Medium - CCI-001090 - V-3378 - SV-32338r1_rule
RMF Control
SC-4
Severity
Medium
CCI
CCI-001090
Version
3.072
Vuln IDs
  • V-3378
Rule IDs
  • SV-32338r1_rule
Windows includes two network-sharing security models—Classic and Guest only. With the classic model, local accounts must be password protected; otherwise, anyone can use guest user accounts to access shared system resources.HKSystem Administrator
Checks: C-32744r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Network access: Sharing and security model for local accounts” is not set to “Classic – local users authenticate as themselves”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa\ Value Name: ForceGuest Value Type: REG_DWORD Value: 0

Fix: F-28823r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network access: Sharing and security model for local accounts” to “Classic – local users authenticate as themselves”.

c
The system will be configured to prevent the storage of the LAN Manager hash of passwords.
IA-5 - High - CCI-000196 - V-3379 - SV-32339r1_rule
RMF Control
IA-5
Severity
High
CCI
CCI-000196
Version
3.073
Vuln IDs
  • V-3379
Rule IDs
  • SV-32339r1_rule
This setting controls whether or not a LAN Manager hash of the password is stored in the SAM the next time the password is changed. The LAN Manager hash is a weak encryption algorithm and there are several tools available that use this hash to retrieve account passwords.HKSystem Administrator
Checks: C-32745r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Network security: Do not store LAN Manager hash value on next password change” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa\ Value Name: NoLMHash Value Type: REG_DWORD Value: 1

Fix: F-28824r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network security: Do not store LAN Manager hash value on next password change” to “Enabled”.

b
The system will be configured to force users to log off when their allowed logon hours expire.
SC-10 - Medium - CCI-001133 - V-3380 - SV-32468r1_rule
RMF Control
SC-10
Severity
Medium
CCI
CCI-001133
Version
3.074
Vuln IDs
  • V-3380
Rule IDs
  • SV-32468r1_rule
This setting controls whether or not users are forced to log off when their allowed logon hours expire. If logon hours are set for users, then this should be enforced.HKSystem Administrator
Checks: C-32786r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Network security: Force logoff when logon hours expire” is not set to “Enabled”, then this is a finding. This setting does not have a corresponding registry update.

Fix: F-28862r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network security: Force logoff when logon hours expire” to “Enabled”.

b
The system will be configured to the required LDAP client signing level.
CM-6 - Medium - CCI-000366 - V-3381 - SV-32340r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
3.075
Vuln IDs
  • V-3381
Rule IDs
  • SV-32340r1_rule
This setting controls the signing requirements for LDAP clients. This setting should be set to Negotiate signing or Require signing depending on the environment and type of LDAP server in use.HKSystem Administrator
Checks: C-32746r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Network security: LDAP client signing requirements” is not set to at least “Negotiate signing”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\LDAP\ Value Name: LDAPClientIntegrity Value Type: REG_DWORD Value: 1

Fix: F-28825r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network security: LDAP client signing requirements” to “Negotiate signing”.

b
The system will be configured to meet the minimum session security requirement for NTLM SSP based clients.
CM-6 - Medium - CCI-000366 - V-3382 - SV-32341r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
3.076
Vuln IDs
  • V-3382
Rule IDs
  • SV-32341r1_rule
Windows has implemented a variety of security support providers for use with RPC sessions. In a homogenous Windows environment, all of the options should be enabled and testing should be performed in a heterogeneous environment to determine the maximum-security level that provides reliable functionality.trueMicrosoft warns that setting these may prevent the client from communicating with legacy servers that do not support them. “Require NTLMv2 session security” will prevent authentication, if the “Network security: LAN Manager authentication level” is set to permit NTLM or LM authentication. System AdministratorInformation Assurance Officer
Checks: C-32747r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Network security: Minimum session security for NTLM SSP based (including secure RPC) clients” is not set to “Require NTLMv2 session security” and “Require 128-bit encryption”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa\MSV1_0\ Value Name: NTLMMinClientSec Value Type: REG_DWORD Value: 0x20080000 (537395200) Warnings: Microsoft warns that setting these may prevent the client from communicating with legacy servers that do not support them. “Require NTLMv2 session security” will prevent authentication, if the “Network security: LAN Manager Authentication level” is set to permit NTLM or LM authentication. Documentable Explanation: If these settings need to be modified in a mixed Windows environment, the changes should be documented with the IAO.

Fix: F-28826r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network security: Minimum session security for NTLM SSP based (including secure RPC) clients” to “Require NTLMv2 session security”, ”Require 128-bit encryption” (all options selected).

b
The system will be configured to use FIPS-compliant algorithms for encryption, hashing, and signing.
SC-13 - Medium - CCI-002450 - V-3383 - SV-32342r1_rule
RMF Control
SC-13
Severity
Medium
CCI
CCI-002450
Version
3.077
Vuln IDs
  • V-3383
Rule IDs
  • SV-32342r1_rule
This setting ensures that the system uses algorithms that are FIPS-compliant for encryption, hashing, and signing. FIPS-compliant algorithms meet specific standards established by the U.S. Government and should be the algorithms used for all OS encryption functions.Clients with this setting enabled will not be able to communicate via digitally encrypted or signed protocols with servers that do not support these algorithms. Both the Browser and Web Server must be configured to use TLS, or the browser will not be able to connect to a secure site.HKSystem Administrator
Checks: C-32748r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “System cryptography: Use FIPS compliant algorithms for encryption, hashing, and signing” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa\FIPSAlgorithmPolicy\ Value Name: Enabled Value Type: REG_DWORD Value: 1 Warning: Clients with this setting enabled will not be able to communicate via digitally encrypted or signed protocols with servers that do not support these algorithms. Both the browser and web server must be configured to use TLS, or the browser will not be able to connect to a secure site.

Fix: F-28827r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “System cryptography: Use FIPS compliant algorithms for encryption, hashing, and signing” to “Enabled”.

b
The system must be configured to require case insensitivity for non-Windows subsystems.
CM-6 - Medium - CCI-000366 - V-3385 - SV-32343r2_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
3.078
Vuln IDs
  • V-3385
Rule IDs
  • SV-32343r2_rule
This setting controls the behavior of non-Windows subsystems when dealing with the case of arguments or commands. Case sensitivity could lead to the access of files or commands that must be restricted. To prevent this from happening, case insensitivity restrictions must be required.HKSystem Administrator
Checks: C-60909r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; Security Options. If the value for "System Objects: Require case insensitivity for non-Windows subsystems" is not set to "Enabled", this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\Session Manager\Kernel\ Value Name: ObCaseInsensitive Value Type: REG_DWORD Value: 1

Fix: F-65641r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "System Objects: Require case insensitivity for non-Windows subsystems" to "Enabled".

b
Remote Desktop Services will limit users to one remote session.
AC-10 - Medium - CCI-000054 - V-3449 - SV-32498r1_rule
RMF Control
AC-10
Severity
Medium
CCI
CCI-000054
Version
5.038
Vuln IDs
  • V-3449
Rule IDs
  • SV-32498r1_rule
This setting limits users to one remote session. It is possible, if this setting is disabled, for users to establish multiple sessions.trueSystem AdministratorInformation Assurance Officer
Checks: C-32895r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: fSingleSessionPerUser Type: REG_DWORD Value: 1 Documentable Explanation: If the system has the role as a Terminal/Remote Desktop Server or the site is using remote desktop services for remote administration, this requirement needs to be documented with the IAO.

Fix: F-28894r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Remote Desktop Services -> Remote Desktop Session Host -> Connections “Restrict Remote Desktop Services users to a Single Remote Desktop Services Session” to “Enabled”.

b
Remote Desktop Services will always prompt a client for passwords upon connection.
IA-11 - Medium - CCI-002038 - V-3453 - SV-32490r1_rule
RMF Control
IA-11
Severity
Medium
CCI
CCI-002038
Version
5.042
Vuln IDs
  • V-3453
Rule IDs
  • SV-32490r1_rule
This setting controls the ability of users to supply passwords automatically as part of their Remote Desktop session. Disabling this setting would allow anyone to use the stored credentials in a connection item to connect to the host.HKSystem Administrator
Checks: C-1880r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: fPromptForPassword Type: REG_DWORD Value: 1

Fix: F-28877r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Remote Desktop Services -> Remote Desktop Session Host -> Security -> “Always prompt for password upon connection” to “Enabled”.

b
Remote Desktop Services will be configured with the client connection encryption set to the required level.
AC-17 - Medium - CCI-000068 - V-3454 - SV-32491r2_rule
RMF Control
AC-17
Severity
Medium
CCI
CCI-000068
Version
5.043
Vuln IDs
  • V-3454
Rule IDs
  • SV-32491r2_rule
Remote connections must be encrypted to prevent interception of data or sensitive information. Selecting “High Level” will ensure encryption of Remote Desktop Services sessions in both directions.HKSystem Administrator
Checks: C-1883r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: MinEncryptionLevel Type: REG_DWORD Value: 3

Fix: F-28878r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Remote Desktop Services -> Remote Desktop Session Host -> Security “Set client connection encryption level” to “Enabled” and “High Level”.

b
Remote Desktop Services will be configured to use session-specific temporary folders.
CM-6 - Medium - CCI-000366 - V-3455 - SV-32492r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
5.044
Vuln IDs
  • V-3455
Rule IDs
  • SV-32492r1_rule
This setting controls the use of per session temporary folders or of a communal temporary folder. If this setting is enabled, only one temporary folder is used for all remote desktop sessions. If a communal temporary folder is used, it might be possible for users to access other users’ temporary folders. HKSystem Administrator
Checks: C-1899r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: PerSessionTempDir Type: REG_DWORD Value: 1

Fix: F-28879r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Remote Desktop Services -> Remote Desktop Session Host -> Temporary Folders “Do not use temporary folders per session” to “Disabled”.

b
Remote Desktop Services will delete temporary folders when a session is terminated.
CM-6 - Medium - CCI-000366 - V-3456 - SV-32493r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
5.045
Vuln IDs
  • V-3456
Rule IDs
  • SV-32493r1_rule
This setting controls the deletion of the temporary folders when the session is terminated. Temporary folders should always be deleted after a session is over to prevent hard disk clutter and potential leakage of information.HKSystem Administrator
Checks: C-1906r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: DeleteTempDirsOnExit Type: REG_DWORD Value: 1

Fix: F-28880r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Remote Desktop Services -> Remote Desktop Session Host -> Temporary Folders “Do not delete temp folder upon exit” to “Disabled”.

b
The system will be configured to enable the background refresh of Group Policy.
CM-6 - Medium - CCI-000366 - V-3469 - SV-32344r2_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
3.080
Vuln IDs
  • V-3469
Rule IDs
  • SV-32344r2_rule
If this setting is enabled, then Group Policy settings are not refreshed while a user is currently logged on. This could lead to instances when a user does not have the latest changes to a policy applied and is therefore operating in an insecure context.HKSystem Administrator
Checks: C-40666r1_chk

Review the registry. If the following registry value does not exist, this is not a finding (This is the expected result from configuring the policy as outlined in the Fix section). If the following registry value does exist but is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Microsoft\Windows\CurrentVersion\Policies\system\ Value Name: DisableBkGndGroupPolicy Type: REG_DWORD Value: 0

Fix: F-5684r1_fix

Configure the system to require Group Policy background refresh by setting the policy value for Computer Configuration -> Administrative Templates -> System -> Group Policy “Turn Off Background Refresh of Group Policy” to “Disabled”.

b
The system will be configured to prevent unsolicited remote assistance offers.
SC-4 - Medium - CCI-001090 - V-3470 - SV-32345r1_rule
RMF Control
SC-4
Severity
Medium
CCI
CCI-001090
Version
3.082
Vuln IDs
  • V-3470
Rule IDs
  • SV-32345r1_rule
This setting controls whether unsolicited offers of help to this computer are allowed. The list of users allowed to offer remote assistance to this system is accessed by pressing the Helpers button.HKSystem Administrator
Checks: C-4087r1_chk

If the following registry value doesn’t exist or is not configured as specified this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: fAllowUnsolicited Type: REG_DWORD Value: 0

Fix: F-6776r1_fix

Configure the system to prevent unsolicited remote assistance offers by setting the policy value for Computer Configuration -> Administrative Templates -> System -> Remote Assistance “Offer Remote Assistance” to “Disabled”.

a
The time service must synchronize with an appropriate DoD time source.
AU-8 - Low - CCI-001891 - V-3472 - SV-32489r2_rule
RMF Control
AU-8
Severity
Low
CCI
CCI-001891
Version
3.084
Vuln IDs
  • V-3472
Rule IDs
  • SV-32489r2_rule
The Windows Time Service controls time synchronization settings. Time synchronization is essential for authentication and auditing purposes. If the Windows Time Service is used, it must synchronize with a secure, authorized time source. Domain joined systems are automatically configured to synchronize with domain controllers. If an NTP server is configured, it must synchronize with a secure, authorized time source.System Administrator
Checks: C-80213r2_chk

Open "Windows PowerShell" or an elevated "Command Prompt" (run as administrator). Enter "W32tm /query /configuration". Domain-joined systems are automatically configured with a "Type" of "NT5DS" to synchronize with domain controllers and would not be a finding. If systems are configured with a "Type" of "NTP", including standalone systems and the forest root domain controller with the PDC Emulator role, and do not have a DoD time server defined for "NTPServer", this is a finding. (See V-8557 in the Active Directory Forest STIG for the time source requirement of the forest root domain PDC emulator.) If an alternate time synchronization tool is used and is not enabled or not configured to synchronize with a DoD time source, this is a finding. The US Naval Observatory operates stratum 1 time servers, identified at http://tycho.usno.navy.mil/ntp.html. Time synchronization will occur through a hierarchy of time servers down to the local level. Clients and lower-level servers will synchronize with an authorized time server in the hierarchy.

Fix: F-87333r1_fix

If the system needs to be configured to an NTP server, configure the system to point to an authorized time server by setting the policy value for Computer Configuration >> Administrative Templates >> System >> Windows Time Service >> Time Providers >> "Configure Windows NTP Client" to "Enabled", and configure the "NtpServer" field to point to an authorized time server. The US Naval Observatory operates stratum 1 time servers, identified at http://tycho.usno.navy.mil/ntp.html. Time synchronization will occur through a hierarchy of time servers down to the local level. Clients and lower-level servers will synchronize with an authorized time server in the hierarchy.

b
The system will be configured to use Safe DLL Search Mode.
CM-6 - Medium - CCI-000366 - V-3479 - SV-32348r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
3.088
Vuln IDs
  • V-3479
Rule IDs
  • SV-32348r1_rule
The default search behavior, when an application calls a function in a Dynamic Link Library (DLL), is to search the current directory followed by the directories contained in the systems path environment variable. An unauthorized DLL inserted into an applications working directory could allow malicious code to be run on the system. Creating the following registry key and setting the appropriate value forces the system to search the %Systemroot% for the DLL before searching the current directory or the rest of the path.HKSystem Administrator
Checks: C-221r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “MSS: (SafeDllSearchMode) Enable Safe DLL search mode (recommended)” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Session Manager\ Value Name: SafeDllSearchMode Value Type: REG_DWORD Value: 1

Fix: F-5699r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “MSS: (SafeDllSearchMode) Enable Safe DLL search mode (recommended)” to “Enabled”.

b
Media Player must be configured to prevent automatic checking for updates.
CM-11 - Medium - CCI-001812 - V-3480 - SV-40099r2_rule
RMF Control
CM-11
Severity
Medium
CCI
CCI-001812
Version
5.060
Vuln IDs
  • V-3480
Rule IDs
  • SV-40099r2_rule
Uncontrolled system updates can introduce issues to a system. The automatic check for updates performed by Windows Media Player must be disabled to ensure a constant platform and to prevent the introduction of unknown\untested software on the system.HKSystem Administrator
Checks: C-46906r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\WindowsMediaPlayer\ Value Name: DisableAutoupdate Type: REG_DWORD Value: 1

Fix: F-45027r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Windows Media Player -> "Prevent Automatic Updates" to "Enabled".

b
Media Player will be configured to prevent automatic Codec downloads.
CM-11 - Medium - CCI-001812 - V-3481 - SV-32351r1_rule
RMF Control
CM-11
Severity
Medium
CCI
CCI-001812
Version
5.061
Vuln IDs
  • V-3481
Rule IDs
  • SV-32351r1_rule
The Windows Media Player uses software components, referred to as Codecs, to play back media files. By default, when an unknown file type is opened with the Media Player it will search the Internet for the appropriate Codec and automatically download it. To ensure platform consistency and to protect against new vulnerabilities associated with media types, all Codecs must be installed by the System Administrator.HKSystem Administrator
Checks: C-32898r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_Current_User Subkey: \Software\Policies\Microsoft\WindowsMediaPlayer\ Value Name: PreventCodecDownload Type: REG_DWORD Value: 1

Fix: F-5993r1_fix

Configure the policy value for User Configuration -> Administrative Templates -> Windows Components -> Windows Media Player -> Playback “Prevent Codec Download” to “Enabled”.

b
Services will be documented and unnecessary services will not be installed or will be disabled.
CM-7 - Medium - CCI-000381 - V-3487 - SV-32266r2_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
5.068
Vuln IDs
  • V-3487
Rule IDs
  • SV-32266r2_rule
Unnecessary services increase the attack surface of a system. Some services may be run under the local System account, which generally has more permissions than required by the service. Compromising a service could allow an intruder to obtain system permissions and open the system to a variety of attacks.System AdministratorInformation Assurance Officer
Checks: C-32712r2_chk

Required services will vary between organizations, and on the role of the individual system. Organizations will develop their own list of services which will be documented and justified with the IAO. The Site’s list will be provided for any security review. Services common to multiple systems can be addressed in one document. Exceptions for individual systems should be identified separately by system. Individual services specifically required to be disabled per the STIG are identified in separate requirements. If the site has not documented the services required for their system(s), this is a finding. The following can be used to view the services on a system: Select “Start”. Select “Run”. Enter "Services.msc" in the run box. Respond to any User Account Control prompts. Services for Windows Server 2008 R2 roles are managed automatically, adding those necessary for a particular role. The following tables list the default services for a baseline installation and those for common roles as a reference. This can be used as a basis for documenting the services necessary. Default Installation Name - Startup Type Application Experience - Manual Application Identity - Manual Application Information - Manual Application Layer Gateway Service - Manual Application Management - Manual Background Intelligent Transfer Service - Manual Base Filtering Engine - Automatic Certificate Propagation - Manual CNG Key Isolation - Manual COM+ Event System - Automatic COM+ System Application - Manual Computer Browser - Disabled Credential Manager - Manual Cryptographic Services - Automatic DCOM Server Process Launcher - Automatic Desktop Window Manager Session Manager - Automatic DHCP Client - Automatic Diagnostic Policy Service – Automatic (Delayed Start) Diagnostic Service Host - Manual Diagnostic System Host – Manual Disk Defragmenter - Manual Distributed Link Tracking Client - Automatic Distributed Transaction Coordinator - Automatic (Delayed Start) DNS Client - Automatic Encrypting File System (EFS) - Manual Extensible Authentication Protocol - Manual Function Discovery Provider Host - Manual Function Discovery Resource Publication - Manual Group Policy Client - Automatic Health Key and Certificate Management - Manual Human Interface Device Access - Manual IKE and AuthIP IPsec Keying Modules - Manual Interactive Services Detection - Manual Internet Connection Sharing (ICS) - Disabled IP Helper - Automatic IPsec Policy Agent - Manual KtmRm for Distributed Transaction Coordinator - Manual Link-Layer Topology Discovery Mapper - Manual Microsoft .NET Framework NGEN v2.0.50727_X64 - Manual Microsoft .NET Framework NGEN v2.0.50727_X86 - Manual Microsoft Fibre Channel Platform Registration Service - Manual Microsoft iSCSI Initiator Service - Manual Microsoft Software Shadow Copy Provider - Manual Multimedia Class Scheduler - Manual Netlogon - Manual Network Access Protection Agent - Manual Network Connections - Manual Network List Service - Manual Network Location Awareness - Automatic Network Store Interface Service - Automatic Performance Counter DLL Host - Manual Performance Logs &amp; Alerts - Manual Plug and Play - Automatic PnP-X IP Bus Enumerator - Disabled Portable Device Enumerator Service - Manual Power - Automatic Print Spooler - Automatic Problem Reports and Solutions Control Panel Support - Manual Protected Storage - Manual Remote Access Auto Connection Manager - Manual Remote Access Connection Manager - Manual Remote Desktop Configuration - Manual Remote Desktop Services - Manual Remote Desktop Services UserMode Port Redirector - Manual Remote Procedure Call (RPC) - Automatic Remote Procedure Call (RPC) Locator - Manual Remote Registry - Automatic Resultant Set of Policy Provider - Manual Routing and Remote Access - Disabled RPC Endpoint Mapper - Automatic Secondary Logon - Manual Secure Socket Tunneling Protocol Service - Manual Security Accounts Manager - Automatic Server - Automatic Shell Hardware Detection - Automatic Smart Card - Manual Smart Card Removal Policy - Automatic (Manual is the default) SNMP Trap - Manual Software Protection - Automatic (Delayed Start) Special Administration Console Helper - Manual SPP Notification Service - Manual SSDP Discovery - Disabled System Event Notification Service - Automatic Task Scheduler - Automatic TCP/IP NetBIOS Helper - Automatic Telephony - Manual Thread Ordering Server - Manual TP AutoConnect Service - Manual TPM Base Services - Manual UPnP Device Host - Disabled User Profile Service - Automatic Virtual Disk - Manual Volume Shadow Copy - Manual Windows Audio - Manual Windows Audio Endpoint Builder - Manual Windows Color System - Manual Windows Driver Foundation - User-mode Driver Framework - Manual Windows Error Reporting Service - Manual Windows Event Collector - Manual Windows Event Log - Automatic Windows Firewall - Automatic Windows Font Cache Service - Manual Windows Installer - Manual Windows Management Instrumentation - Automatic Windows Modules Installer - Manual Windows Remote Management (WS-Management) - Automatic (Delayed Start) Windows Time - Automatic Windows Update - Automatic (Delayed Start) WinHTTP Web Proxy Auto-Discovery Service - Manual Wired AutoConfig - Manual WMI Performance Adapter - Manual Workstation – Automatic The following services for roles are addressed in the Microsoft Windows Server 2008 R2 Security Guide, Windows Server 2008 R2 Attack Service Reference.xlsx. These major roles may include sub-roles not addressed here. Name - Startup Type Active Directory Certificate Services Active Directory Certificate Services - Automatic Active Directory Domain Services Active Directory Domain Services - Automatic Active Directory Web Services - Automatic DFS Namespace - Automatic DFS Replication - Automatic DNS Server - Automatic Intersite Messaging - Automatic Kerberos Key Distribution Center - Automatic Net.Tcp Port Sharing Service - Disabled Windows CardSpace - Manual Windows Presentation Foundation Font Cache 3.0.0.0 - Manual DHCP Server DHCP Server - Automatic DNS Server DNS Server - Automatic File Server Server - Automatic Workstation - Automatic Hyper-V Server Hyper-V Image Management Service - Automatic Hyper-V Networking Management Service - Automatic Virtual Machine Management Service - Automatic Network Policy and Access Server Network Policy Server - Automatic (Delayed Start) Print Server Print Spooler - Automatic Remote Desktop Services Server Remote Desktop Configuration - Manual Remote Desktop Services - Automatic Remote Desktop Services UserMode Port - Manual Web Server (IIS) Application Host Helper Service - Automatic Windows Process Activation - Manual World Wide Web Publishing Service - Automatic

Fix: F-28959r1_fix

Document the services required for the system to operate. Remove or disable any services that are not required.

b
Audit logs will be reviewed on a daily basis.
CM-6 - Medium - CCI-000366 - V-3491 - SV-32267r2_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
1.029
Vuln IDs
  • V-3491
Rule IDs
  • SV-32267r2_rule
To be of value, audit logs from servers and other critical systems will be reviewed on a daily basis to identify security breaches and potential weaknesses in the security structure. This can be done with the use of monitoring software or other utilities for this purpose.System AdministratorInformation Assurance Officer
Checks: C-3244r2_chk

The site will have a policy that requires servers and other critical systems be reviewed on a daily basis to identify possible security breaches and weakness. This can be accomplished with the use of monitoring software or other utilities for this purpose.

Fix: F-6578r1_fix

Create a site policy that mandates review of audit logs.

b
The system will be configured to meet the minimum session security requirement for NTLM SSP based servers.
CM-6 - Medium - CCI-000366 - V-3666 - SV-32352r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
3.089
Vuln IDs
  • V-3666
Rule IDs
  • SV-32352r1_rule
Windows has implemented a variety of security support providers for use with RPC sessions. In a homogenous Windows environment, all of the options should be enabled and testing should be performed in a heterogeneous environment to determine the maximum-security level that provides reliable functionality.trueMicrosoft warns that setting these may prevent the server from communicating with legacy clients that do not support them. “Require NTLMv2 session security” will prevent authentication, if the “Network security: LAN Manager authentication level” is set to permit NTLM or LM authentication. System AdministratorInformation Assurance Officer
Checks: C-32752r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Network security: Minimum session security for NTLM SSP based (including secure RPC) servers” is not set to “Require NTLMv2 session security” and “Require 128-bit encryption”, then this is a finding. Warning: Microsoft warns that setting these may prevent the client from communicating with legacy servers that do not support them. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa\MSV1_0\ Value Name: NTLMMinServerSec Value Type: REG_DWORD Value: 0x20080000 (537395200) Warning: “Require NTLMv2 session security” will prevent authentication, if the “Network security: LAN Manager Authentication level” is set to permit NTLM or LM authentication. Documentable Explanation: If the required settings must be modified to support operation in a mixed Windows environment, then this should be documented with the IAO.

Fix: F-28830r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network security: Minimum session security for NTLM SSP based (including secure RPC) servers” to “Require NTLMv2 session security”, ”Require 128-bit encryption (all options selected).

b
Security-related Software Patches will be applied.
CM-6 - Medium - CCI-000366 - V-3828 - SV-32268r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
2.019
Vuln IDs
  • V-3828
Rule IDs
  • SV-32268r1_rule
Major software vendors release security patches and hot fixes to their products when security vulnerabilities are discovered. It is essential that these updates be applied in a timely manner to prevent unauthorized persons from exploiting identified vulnerabilities. The Severity code may be elevated to a Category I if patches deemed Critical have not been applied.If any of the patches not installed are Microsoft ‘Critical’, then this should be elevated to a Category 1.System AdministratorInformation Assurance Officer
Checks: C-35r1_chk

Verify that the site is applying all security-related patches released by Microsoft. Determine the local site method for doing this (e.g., connection to a WSUS server, local procedure, etc.). Severity Override: If any of the patches not installed are Microsoft ‘Critical’, then the category code should be elevated to ‘1’. Note: If a penetration scan has been run on the network, it will report findings if security-related updates are not applied. Then, this check may be marked as “Not Applicable”. Some applications (such as DMS and GCSS) use a system release process to keep systems current. If this is the case, then these systems should be at the current release.

Fix: F-63r1_fix

Apply all Microsoft security-related patches to the Windows system.

a
The system must generate an audit event when the audit log reaches a percentage of full threshold.
AU-5 - Low - CCI-000139 - V-4108 - SV-32353r2_rule
RMF Control
AU-5
Severity
Low
CCI
CCI-000139
Version
3.092
Vuln IDs
  • V-4108
Rule IDs
  • SV-32353r2_rule
Audit records may be lost if the security log becomes full. When the audit log reaches a given percent full, an audit event is written to the security log. An event is recorded as a success audit under the category of System. This option may be especially useful if the audit logs are set to be cleared manually.System AdministratorInformation Assurance OfficerECRR-1
Checks: C-59383r1_chk

If the system is configured to send audit records directly to an audit server, or automatically archive full logs, this is NA. This must be documented with the ISSO. Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for "MSS: (WarningLevel) Percentage threshold for the security event log at which the system will generate a warning" is not set to "90%" or less, this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Eventlog\Security\ Value Name: WarningLevel Value Type: REG_DWORD Value: 0x0000005a (90) (or less)

Fix: F-63895r1_fix

If the system is configured to send audit records directly to an audit server, or automatically archive full logs, this is NA. This must be documented with the ISSO. Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> "MSS: (WarningLevel) Percentage threshold for the security event log at which the system will generate a warning" to "90%" or less.

a
The system will be configured to prevent IP source routing.
CM-6 - Low - CCI-000366 - V-4110 - SV-32354r1_rule
RMF Control
CM-6
Severity
Low
CCI
CCI-000366
Version
3.094
Vuln IDs
  • V-4110
Rule IDs
  • SV-32354r1_rule
Protects against IP source routing spoofing.HKSystem Administrator
Checks: C-282r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “MSS: (DisableIPSourceRouting) IP source routing protection level (protects against packet spoofing)” is not set to “Highest protection, source routing is completely disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\Tcpip\Parameters\ Value Name: DisableIPSourceRouting Value Type: REG_DWORD Value: 2

Fix: F-5713r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “MSS: (DisableIPSourceRouting) IP source routing protection level (protects against packet spoofing)” to “Highest protection, source routing is completely disabled”.

a
The system will be configured to prevent ICMP redirects from overriding OSPF generated routes.
CM-6 - Low - CCI-000366 - V-4111 - SV-32355r1_rule
RMF Control
CM-6
Severity
Low
CCI
CCI-000366
Version
3.095
Vuln IDs
  • V-4111
Rule IDs
  • SV-32355r1_rule
When disabled, forces ICMP to be routed via shortest path first.HKSystem Administrator
Checks: C-286r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “MSS: (EnableICMPRedirect) Allow ICMP redirects to override OSPF generated routes” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\Tcpip\Parameters\ Value Name: EnableICMPRedirect Value Type: REG_DWORD Value: 0

Fix: F-5715r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “MSS: (EnableICMPRedirect) Allow ICMP redirects to override OSPF generated routes” to “Disabled”.

a
The system will be configured to disable the Internet Router Discover Protocol (IRDP).
SC-5 - Low - CCI-002385 - V-4112 - SV-32356r1_rule
RMF Control
SC-5
Severity
Low
CCI
CCI-002385
Version
3.104
Vuln IDs
  • V-4112
Rule IDs
  • SV-32356r1_rule
Enables or disables the Internet Router Discovery Protocol (IRDP) used to detect and configure Default Gateway addresses on the computer.HKSystem Administrator
Checks: C-321r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “MSS: (PerformRouterDiscovery) Allow IRDP to detect and configure Default Gateway addresses (could lead to DoS)” is not set to “Disabled”, then this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Subkey: \System\CurrentControlSet\Services\Tcpip\Parameters\ Value Name: PerformRouterDiscovery Value Type: REG_DWORD Value: 0

Fix: F-5730r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “MSS: (PerformRouterDiscovery) Allow IRDP to detect and configure Default Gateway addresses (could lead to DoS)” to “Disabled”.

a
The system will be configured to limit how often keep-alive packets are sent.
SC-5 - Low - CCI-002385 - V-4113 - SV-32357r1_rule
RMF Control
SC-5
Severity
Low
CCI
CCI-002385
Version
3.097
Vuln IDs
  • V-4113
Rule IDs
  • SV-32357r1_rule
Controls how often TCP sends a keep-alive packet in attempting to verify that an idle connection is still intact.HKSystem Administrator
Checks: C-32838r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “MSS: (KeepAliveTime) How often keep-alive packets are sent in milliseconds” is not set to “300000 or 5 minutes (recommended)” or less, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \System\CurrentControlSet\Services\Tcpip\Parameters\ Value Name: KeepAliveTime Value Type: REG_DWORD Value: 300000

Fix: F-28004r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “MSS: (KeepAliveTime) How often keep-alive packets are sent in milliseconds” to “300000 or 5 minutes (recommended)” or less.

a
The system must be configured to ignore NetBIOS name release requests except from WINS servers.
SC-5 - Low - CCI-002385 - V-4116 - SV-32358r2_rule
RMF Control
SC-5
Severity
Low
CCI
CCI-002385
Version
3.101
Vuln IDs
  • V-4116
Rule IDs
  • SV-32358r2_rule
Configuring the system to ignore name release requests, except from WINS servers, prevents a denial of service (DoS) attack. The DoS consists of sending a NetBIOS name release request to the server for each entry in the server's cache, causing a response delay in the normal operation of the servers WINS resolution capability.HKSystem Administrator
Checks: C-62035r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; Security Options. If the value for "MSS: (NoNameReleaseOnDemand) Allow the computer to ignore NetBIOS name release requests except from WINS servers" is not set to "Enabled", this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Netbt\Parameters\ Value Name: NoNameReleaseOnDemand Value Type: REG_DWORD Value: 1

Fix: F-66933r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "MSS: (NoNameReleaseOnDemand) Allow the computer to ignore NetBIOS name release requests except from WINS servers" to "Enabled".

b
Domain Controllers must require LDAP signing.
SC-8 - Medium - CCI-002418 - V-4407 - SV-36295r2_rule
RMF Control
SC-8
Severity
Medium
CCI
CCI-002418
Version
AD.3106_2008_R2
Vuln IDs
  • V-4407
Rule IDs
  • SV-36295r2_rule
Unsigned network traffic is susceptible to man-in-the-middle attacks where an intruder captures packets between the server and the client and modifies them before forwarding them to the client. In the case of an LDAP server, this means that an attacker can cause a client to make decisions based on false records from the LDAP directory. You can lower the risk of an attacker pulling this off in a corporate network by implementing strong physical security measures to protect the network infrastructure. Furthermore, implementing Internet Protocol security (IPSec) authentication header mode (AH), which performs mutual authentication and packet integrity for Internet Protocol (IP) traffic, can make all types of man-in-the-middle attacks extremely difficult.trueHKSystem AdministratorECSC-1
Checks: C-51799r3_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for "Domain Controller: LDAP Server signing requirements" is not set to "Require signing", this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\NTDS\Parameters\ Value Name: LDAPServerIntegrity Value Type: REG_DWORD Value: 2 Documentable Explanation: If LDAP Signing is not supported by a client, service or application, this must be documented with the IAO with supporting vendor information.

Fix: F-53593r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> "Domain controller: LDAP server signing requirements" to "Require signing".

a
The domain controller must be configured to allow reset of machine account passwords.
CM-6 - Low - CCI-000366 - V-4408 - SV-36192r1_rule
RMF Control
CM-6
Severity
Low
CCI
CCI-000366
Version
AD.3107_2008_R2
Vuln IDs
  • V-4408
Rule IDs
  • SV-36192r1_rule
Enabling this setting on all domain controllers in a domain prevents domain members from changing their computer account passwords. If these passwords are weak or compromised, the inability to change them may leave these computers vulnerable. HKSystem Administrator
Checks: C-32084r1_chk

1. Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. 2. Navigate to Local Policies and select Security Options. 3. If the value for “Domain Controller: Refuse machine account password changes” is set to "Enabled", then this is a finding.

Fix: F-28441r1_fix

Set the value for “Domain Controller: Refuse machine account password changes” to “Disabled”. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: RefusePasswordChange Value Type: REG_DWORD Value: 0

a
The system must limit how many times unacknowledged TCP data is retransmitted.
SC-5 - Low - CCI-002385 - V-4438 - SV-32359r2_rule
RMF Control
SC-5
Severity
Low
CCI
CCI-002385
Version
5.098
Vuln IDs
  • V-4438
Rule IDs
  • SV-32359r2_rule
In a SYN flood attack, the attacker sends a continuous stream of SYN packets to a server, and the server leaves the half-open connections open until it is overwhelmed and no longer able to respond to legitimate requests. HKSystem Administrator
Checks: C-62037r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; Security Options. If the value for "MSS: (TcpMaxDataRetransmissions) How many times unacknowledged data is retransmitted (3 recommended, 5 is default)" is not set to "3" or less, this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Tcpip\Parameters\ Value Name: TcpMaxDataRetransmissions Value Type: REG_DWORD Value: 3 (or less)

Fix: F-66935r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "MSS: (TcpMaxDataRetransmissions) How many times unacknowledged data is retransmitted (3 recommended, 5 is default)" to "3" or less.

a
The system will be configured to have password protection take effect within a limited time frame when the screen saver becomes active.
CM-6 - Low - CCI-000366 - V-4442 - SV-32360r1_rule
RMF Control
CM-6
Severity
Low
CCI
CCI-000366
Version
5.102
Vuln IDs
  • V-4442
Rule IDs
  • SV-32360r1_rule
Allowing more than several seconds for password protection to take effect when a screen saver becomes active makes the computer vulnerable to a potential attack from someone walking up to the console to attempt to access the system.HKSystem Administrator
Checks: C-32758r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “MSS: (ScreenSaverGracePeriod) The time in seconds before the screen saver grace period expires (0 recommended)” is not set to “5” or less, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows NT\CurrentVersion\Winlogon\ Value Name: ScreenSaverGracePeriod Value Type: REG_SZ Value: 5 (or less)

Fix: F-28833r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “MSS: (ScreenSaverGracePeriod) The time in seconds before the screen saver grace period expires (0 recommended)” to “5” or less.

c
Unauthorized remotely accessible registry paths and sub-paths must not be configured.
SC-4 - High - CCI-001090 - V-4443 - SV-32485r2_rule
RMF Control
SC-4
Severity
High
CCI
CCI-001090
Version
3.108
Vuln IDs
  • V-4443
Rule IDs
  • SV-32485r2_rule
The registry is integral to the function, security, and stability of the Windows system. Some processes may require remote access to the registry. This setting controls which registry paths and sub-paths are accessible from a remote computer. These registry paths must be limited, as they could give unauthorized individuals access to the registry.System Administrator
Checks: C-60989r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; Security Options. If the value for "Network access: Remotely accessible registry paths and sub-paths" contains entries besides the following, this is a finding: Software\Microsoft\OLAP Server Software\Microsoft\Windows NT\CurrentVersion\Perflib Software\Microsoft\Windows NT\CurrentVersion\Print Software\Microsoft\Windows NT\CurrentVersion\Windows System\CurrentControlSet\Control\ContentIndex System\CurrentControlSet\Control\Print\Printers System\CurrentControlSet\Control\Terminal Server System\CurrentControlSet\Control\Terminal Server\UserConfig System\CurrentControlSet\Control\Terminal Server\DefaultUserConfiguration System\CurrentControlSet\Services\Eventlog System\CurrentControlSet\Services\Sysmonlog The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\SecurePipeServers\Winreg\AllowedPaths\ Value Name: Machine Value Type: REG_MULTI_SZ Value: As defined in policy above Note: Legitimate applications may add entries to this registry value. If an application requires these entries to function properly and is documented with the ISSO, this would not be a finding. Documentation should contain supporting information from the vendor's instructions.

Fix: F-65719r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Network access: Remotely accessible registry paths and sub-paths" with the following entries: Software\Microsoft\OLAP Server Software\Microsoft\Windows NT\CurrentVersion\Perflib Software\Microsoft\Windows NT\CurrentVersion\Print Software\Microsoft\Windows NT\CurrentVersion\Windows System\CurrentControlSet\Control\ContentIndex System\CurrentControlSet\Control\Print\Printers System\CurrentControlSet\Control\Terminal Server System\CurrentControlSet\Control\Terminal Server\UserConfig System\CurrentControlSet\Control\Terminal Server\DefaultUserConfiguration System\CurrentControlSet\Services\Eventlog System\CurrentControlSet\Services\Sysmonlog

b
Users must be required to enter a password to access private keys stored on the computer.
IA-5 - Medium - CCI-000186 - V-4444 - SV-32361r2_rule
RMF Control
IA-5
Severity
Medium
CCI
CCI-000186
Version
3.109
Vuln IDs
  • V-4444
Rule IDs
  • SV-32361r2_rule
Configuring this setting so that users must provide a password (distinct from their domain password) every time they use a key makes it more difficult for an attacker to access locally stored user keys, even if the attacker takes control of the user's computers and determines their logon password. HKSystem Administrator
Checks: C-62041r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; Security Options. If the value for "System cryptography: Force strong key protection for user keys stored on the computer" is not set to "User must enter a password each time they use a key", this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Cryptography\ Value Name: ForceKeyProtection Value Type: REG_DWORD Value: 2

Fix: F-66939r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "System cryptography: Force strong key protection for user keys stored on the computer" to "User must enter a password each time they use a key".

a
Optional Subsystems will not be permitted to operate on the system.
CM-7 - Low - CCI-000381 - V-4445 - SV-32362r1_rule
RMF Control
CM-7
Severity
Low
CCI
CCI-000381
Version
3.110
Vuln IDs
  • V-4445
Rule IDs
  • SV-32362r1_rule
The POSIX subsystem is an Institute of Electrical and Electronic Engineers (IEEE) standard that defines a set of operating system services. The POSIX Subsystem is required if the server supports applications that use that subsystem. The subsystem introduces a security risk relating to processes that can potentially persist across logins. That is, if a user starts a process and then logs out, there is a potential that the next user who logs in to the system could access the previous users process. This is dangerous because the process started by the first user may retain that users system privileges; anything the second user does with that process will be performed with the privileges of the first user. trueHKSystem Administrator
Checks: C-32760r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “System Settings: Optional Subsystems” has entries listed, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Session Manager\Subsystems\ Value Name: Optional Value Type: REG_MULTI_SZ Value: (Blank) Documentable: If an optional subsystem such as POSIX is required, then this needs to be documented with the IAO.

Fix: F-28835r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “System Settings: Optional Subsystems” to “Blank” (Configured with no entries).

b
The Remote Desktop Session Host will require secure RPC communications.
AC-17 - Medium - CCI-001453 - V-4447 - SV-32499r1_rule
RMF Control
AC-17
Severity
Medium
CCI
CCI-001453
Version
5.103
Vuln IDs
  • V-4447
Rule IDs
  • SV-32499r1_rule
Allowing unsecure RPC communication exposes the server to man in the middle attacks and data disclosure attacks. A man in the middle attack occurs when an intruder captures packets between a client and server and modifies them before allowing the packets to be exchanged. Usually the attacker will modify the information in the packets in an attempt to cause either the client or server to reveal sensitive information. HKSystem Administrator
Checks: C-32899r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: fEncryptRPCTraffic Type: REG_DWORD Value: 1

Fix: F-28899r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Remote Desktop Services -> Remote Desktop Session Host -> Security “Require secure RPC communication” to “Enabled”.

b
Group Policy objects will be reprocessed even if they have not changed.
CM-6 - Medium - CCI-000366 - V-4448 - SV-32364r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
3.112
Vuln IDs
  • V-4448
Rule IDs
  • SV-32364r1_rule
Enabling this setting and then selecting the "Process even if the Group Policy objects have not changed" option ensures that the policies will be reprocessed even if none have been changed. This way, any unauthorized changes are forced to match the domain-based group policy settings again. HKSystem Administrator
Checks: C-32762r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: Software\Policies\Microsoft\Windows\Group Policy\{35378EAC-683F-11D2-A89A-00C04FBBCFA2} Value Name: NoGPOListChanges Type: REG_DWORD Value: 0

Fix: F-28955r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Group Policy “Registry Policy Processing” to “Enabled” and select the option “Process even if the Group Policy objects have not changed”.

b
Outgoing secure channel traffic will be encrypted or signed.
SC-8 - Medium - CCI-002418 - V-6831 - SV-32365r1_rule
RMF Control
SC-8
Severity
Medium
CCI
CCI-002418
Version
3.113
Vuln IDs
  • V-6831
Rule IDs
  • SV-32365r1_rule
Requests sent on the secure channel are authenticated, and sensitive information (such as passwords) is encrypted, but not all information is encrypted. If this policy is enabled, outgoing secure channel traffic will be encrypted and signed.HKSystem Administrator
Checks: C-3108r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Domain Member: Digitally encrypt or sign secure channel data (always)” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\Netlogon\Parameters\ Value Name: RequireSignOrSeal Value Type: REG_DWORD Value: 1

Fix: F-6518r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Domain Member: Digitally encrypt or sign secure channel data (always)” to “Enabled”.

b
The Windows SMB client will be enabled to always perform SMB packet signing.
SC-8 - Medium - CCI-002418 - V-6832 - SV-32366r1_rule
RMF Control
SC-8
Severity
Medium
CCI
CCI-002418
Version
3.114
Vuln IDs
  • V-6832
Rule IDs
  • SV-32366r1_rule
If this policy is enabled, it causes the Windows Server Message Block (SMB) client to perform SMB packet signing when communicating with an SMB server that is enabled or required to perform SMB packet signing.If the environment is a mixed one, with down-level OSs, or maintains trusts with down-level OSs, then configuring this to the required setting could cause compatibility problems. HKSystem Administrator
Checks: C-3110r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Microsoft Network Client: Digitally sign communications (always)” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\LanmanWorkstation\Parameters\ Value Name: RequireSecuritySignature Value Type: REG_DWORD Value: 1

Fix: F-6519r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Microsoft Network Client: Digitally sign communications (always)” to “Enabled”.

b
The Windows SMB server will be enabled to always perform SMB packet signing.
SC-8 - Medium - CCI-002418 - V-6833 - SV-32367r1_rule
RMF Control
SC-8
Severity
Medium
CCI
CCI-002418
Version
3.115
Vuln IDs
  • V-6833
Rule IDs
  • SV-32367r1_rule
If this policy is enabled, it causes the Windows Server Message Block (SMB) server to always perform SMB packet signing.If the environment is a mixed one, with down-level OSs, or maintains trusts with down-level OSs, then configuring this to the required setting could cause compatibility problems. HKSystem Administrator
Checks: C-3112r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Microsoft Network Server: Digitally sign communications (always)” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\LanManServer\Parameters\ Value Name: RequireSecuritySignature Value Type: REG_DWORD Value: 1

Fix: F-6520r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Microsoft Network Server: Digitally sign communications (always)” to “Enabled”.

c
Anonymous access to Named Pipes and Shares will be restricted.
SC-4 - High - CCI-001090 - V-6834 - SV-32368r1_rule
RMF Control
SC-4
Severity
High
CCI
CCI-001090
Version
3.116
Vuln IDs
  • V-6834
Rule IDs
  • SV-32368r1_rule
This is a Category 1 finding because of the potential for gaining unauthorized system access. Pipes are internal system communications processes. They are identified internally by ID numbers that vary between systems. To make access to these processes easier, these pipes are given names that do not vary between systems. When this setting is disabled, Network shares can be accessed by any network user. This could lead to the exposure or corruption of sensitive data.HKSystem Administrator
Checks: C-32764r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Network access: Restrict anonymous access to Named Pipes and Shares” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\LanManServer\Parameters\ Value Name: RestrictNullSessAccess Value Type: REG_DWORD Value: 1

Fix: F-28838r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network access: Restrict anonymous access to Named Pipes and Shares” to “Enabled”.

b
For systems utilizing a logon ID as the individual identifier, passwords will, at a minimum, be 14 characters.
IA-5 - Medium - CCI-000205 - V-6836 - SV-32369r1_rule
RMF Control
IA-5
Severity
Medium
CCI
CCI-000205
Version
4.013
Vuln IDs
  • V-6836
Rule IDs
  • SV-32369r1_rule
Information systems not protected with strong password schemes including passwords of minimum length provide the opportunity for anyone to crack the password, thus, gaining access to the system and causing the device, information, or the local network to be compromised or a denial of service. Strong passwords may invite users to write down the passwords. Ensure that all users store passwords in a secure location.HKSystem AdministratorInformation Assurance Officer
Checks: C-3225r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Account Policies -&gt; Password Policy. If the value for the “Minimum password length,” is less than 14 characters, then this is a finding.

Fix: F-28839r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Account Policies -> Password Policy -> “Minimum password length,” to 14 characters.

b
Windows 2008 R2 passwords must be configured to expire.
IA-5 - Medium - CCI-000199 - V-6840 - SV-32269r2_rule
RMF Control
IA-5
Severity
Medium
CCI
CCI-000199
Version
4.026
Vuln IDs
  • V-6840
Rule IDs
  • SV-32269r2_rule
Passwords that do not expire increase the exposure of a password with greater probability of being discovered or cracked. System AdministratorInformation Assurance Officer
Checks: C-78967r3_chk

Review the password never expires status for enabled user accounts. Open "Windows PowerShell" with elevated privileges (run as administrator). Domain Controllers: Enter "Import-Module ActiveDirectory". (This only needs to be run once during a PowerShell session.) Enter 'Search-ADAccount -PasswordNeverExpires -UsersOnly | Where {$_.PasswordNeverExpires -eq "True" | FT Name, PasswordNeverExpires, Enabled -AutoSize'. Exclude application accounts and disabled accounts (e.g., Guest). Domain accounts requiring smart card (CAC/PIV) and the built-in Administrator account may also be excluded. If any enabled user accounts are returned with a "PasswordNeverExpires" status of "True", this is a finding. Member servers and standalone systems: Enter 'Get-WMIObject -Class Win32_Useraccount -Filter "PasswordExpires=False and LocalAccount=True" | FT Name, PasswordExpires, Disabled, LocalAccount -AutoSize'. Exclude application accounts and disabled accounts (e.g., Guest). The built-in Administrator account may also be excluded. If any enabled user accounts are returned with a "PasswordExpires" status of "False", this is a finding. Note: Other queries or tools may be used. The organization must be able to demonstrate the results are valid and meet the intent of the requirement.

Fix: F-86125r1_fix

Configure all enabled user account passwords to expire. Uncheck "Password never expires" for all enabled user accounts in Active Directory Users and Computers for domain accounts and Users in Computer Management for member servers and standalone systems. Document any exceptions with the ISSO.

c
Windows 2008 R2 accounts must be configured to require passwords.
IA-2 - High - CCI-000764 - V-7002 - SV-32270r2_rule
RMF Control
IA-2
Severity
High
CCI
CCI-000764
Version
4.017
Vuln IDs
  • V-7002
Rule IDs
  • SV-32270r2_rule
The lack of password protection enables anyone to gain access to the information system, which opens a backdoor opportunity for intruders to compromise the system as well as other resources within the same administrative domain.System Administrator
Checks: C-78969r5_chk

Review the password required status for enabled user accounts. Open "Windows PowerShell" with elevated privileges (run as administrator). Domain Controllers: Enter "Import-Module ActiveDirectory". (This only needs to be run once during a PowerShell session.) Enter 'Get-ADUser -Filter * -Properties PasswordNotRequired | Where {$_.PasswordNotRequired -eq "True"} | FT Name, PasswordNotRequired, Enabled -AutoSize'. Exclude disabled accounts (e.g., Guest). Domain accounts requiring smart card (CAC/PIV) may also be excluded. If "PasswordNotRequired" is "True" for any enabled user account, this is a finding. Member servers and standalone systems: Enter 'Get-WMIObject -Class Win32_Useraccount -Filter "PasswordRequired=False and LocalAccount=True" | FT Name, PasswordRequired, Disabled, LocalAccount -AutoSize'. Exclude disabled accounts (e.g., Guest). If any enabled user accounts are returned with a "PasswordRequired" status of "False", this is a finding. Note: Other queries or tools may be used. The organization must be able to demonstrate the results are valid and meet the intent of the requirement.

Fix: F-86127r1_fix

Configure all enabled accounts to require passwords. The password required flag can be set by entering the following on a command line: "Net user [username] /passwordreq:yes", substituting [username] with the name of the user account.

c
Active Directory data files must have proper access control permissions.
AC-6 - High - CCI-002235 - V-8316 - SV-38994r3_rule
RMF Control
AC-6
Severity
High
CCI
CCI-002235
Version
DS00.0120_2008_R2
Vuln IDs
  • V-8316
Rule IDs
  • SV-38994r3_rule
Improper access permissions for directory data related files could allow unauthorized users to read, modify, or delete directory data or audit trails.System Administrator
Checks: C-74033r2_chk

Verify the permissions on the content of the NTDS directory. Open the registry editor (regedit). Navigate to HKEY_LOCAL_MACHINE\System\CurrentControlSet\Services\NTDS\Parameters. Note the directory locations in the values for: Database log files path DSA Database file By default they will be \Windows\NTDS. If the locations are different, the following will need to be run for each. Open an elevated command prompt (run as administrator). Navigate to the NTDS directory (\Windows\NTDS by default). Run "icacls *.*". If the permissions on each file are not at least as restrictive as the following, this is a finding. NT AUTHORITY\SYSTEM:(I)(F) BUILTIN\Administrators:(I)(F) (I) - permission inherited from parent container (F) - full access Do not use Windows Explorer to attempt to view permissions of the NTDS folder. Accessing the folder through Windows Explorer will change the permissions on the folder.

Fix: F-80451r1_fix

Ensure the permissions on NTDS database and log files are at least as restrictive as the following: NT AUTHORITY\SYSTEM:(I)(F) BUILTIN\Administrators:(I)(F) (I) - permission inherited from parent container (F) - full access

b
Data files owned by users must be on a different logical partition from the directory server data files.
SC-2 - Medium - CCI-001082 - V-8317 - SV-38996r2_rule
RMF Control
SC-2
Severity
Medium
CCI
CCI-001082
Version
DS00.1190_2008_R2
Vuln IDs
  • V-8317
Rule IDs
  • SV-38996r2_rule
When directory service data files, especially for directories used for identification, authentication, or authorization, reside on the same logical partition as user-owned files, the directory service data may be more vulnerable to unauthorized access or other availability compromises. Directory service and user-owned data files sharing a partition may be configured with less restrictive permissions in order to allow access to the user data. The directory service may be vulnerable to a denial of service attack when user-owned files on a common partition are expanded to an extent preventing the directory service from acquiring more space for directory or audit data.System Administrator
Checks: C-48684r2_chk

Refer to the AD database location obtained in check V-8316. Note the logical drive (e.g., C:) on which the files are located. Determine if the server is currently providing file sharing services to users with the following command. Enter "net share" at a command prompt. Note the logical drive(s) or file system partition for any site-created data shares. Ignore all system shares (e.g., Windows NETLOGON, SYSVOL, and administrative shares ending in $). User shares that are hidden (ending with $) should not be ignored. If user shares are located on the same logical partition as the directory server data files, this is a finding.

Fix: F-47807r2_fix

Ensure files owned by users are stored on a different logical partition then the directory server data files.

b
Time synchronization must be enabled on the domain controller.
AU-8 - Medium - CCI-001891 - V-8322 - SV-38999r2_rule
RMF Control
AU-8
Severity
Medium
CCI
CCI-001891
Version
DS00.0150_2008_R2
Vuln IDs
  • V-8322
Rule IDs
  • SV-38999r2_rule
When a directory service using multi-master replication (such as AD) executes on computers that do not have synchronized time, directory data may be corrupted or updated invalidly. The lack of synchronized time could lead to audit log data that is misleading, inconclusive, or unusable. In cases of intrusion, this may invalidate the audit data as a source of forensic evidence in an incident investigation. In AD, the lack of synchronized time could prevent clients from logging on or accessing server resources as a result of Kerberos requirements related to time variance.System Administrator
Checks: C-48687r3_chk

Determine if a time synchronization tool has been implemented on the Windows domain controller. If the Windows Time Service is used, verify the following registry values. If they are not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\W32Time\TimeProviders\NtpClient\ Value Name: Enabled Type: REG_DWORD Value: 1 Registry Path: \System\CurrentControlSet\Services\W32Time\Parameters\ Value Name: Type Type: REG_SZ Value: NT5DS (preferred), NTP, or Allsync If these Windows checks indicate a finding because the NtpClient is not enabled, determine if an alternate time synchronization tool is installed and enabled. If the Windows Time Service is not enabled and no alternate tool is enabled, this is a finding.

Fix: F-47810r3_fix

Ensure the Windows Time Service is configured as follows or install and enable another time synchronization tool. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\W32Time\TimeProviders\NtpClient\ Value Name: Enabled Type: REG_DWORD Value: 1 Registry Path: \System\CurrentControlSet\Services\W32Time\ Parameters\ Value Name: Type Type: REG_SZ Value: NT5DS (preferred), NTP, or Allsync

a
The time synchronization tool must be configured to enable logging of time source switching.
CM-6 - Low - CCI-000366 - V-8324 - SV-39001r2_rule
RMF Control
CM-6
Severity
Low
CCI
CCI-000366
Version
DS00.0151_2008_R2
Vuln IDs
  • V-8324
Rule IDs
  • SV-39001r2_rule
When a time synchronization tool executes, it may switch between time sources according to network or server contention. If switches between time sources are not logged, it may be difficult or impossible to detect malicious activity or availability problems.System Administrator
Checks: C-48681r2_chk

Verify logging is configured to capture time source switches. If the Windows Time Service is used, verify the following registry value. If it is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\W32Time\Config\ Value Name: EventLogFlags Type: REG_DWORD Value: 2 or 3 If another time synchronization tool is used, review the available configuration options and logs. If the tool has time source logging capability and it is not enabled, this is a finding.

Fix: F-47804r2_fix

Configure the time synchronization tool to log time source switching. If the Windows Time Service is used, configure the following registry value. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\W32Time\Config\ Value Name: EventLogFlags Type: REG_DWORD Value: 2 or 3

b
The directory server supporting (directly or indirectly) system access or resource authorization must run on a machine dedicated to that function.
SC-2 - Medium - CCI-001082 - V-8326 - SV-39002r2_rule
RMF Control
SC-2
Severity
Medium
CCI
CCI-001082
Version
DS00.1180_2008_R2
Vuln IDs
  • V-8326
Rule IDs
  • SV-39002r2_rule
Executing application servers on the same host machine with a directory server may substantially weaken the security of the directory server. Web or database server applications usually require the addition of many programs and accounts increasing the attack surface of the computer. Some applications require the addition of privileged accounts providing potential sources of compromise. Some applications (such as MS Exchange) may require the use of network ports or services conflicting with the directory server. In this case, non-standard ports might be selected and this could interfere with intrusion detection or prevention services.System Administrator
Checks: C-48690r2_chk

Review the roles and services the domain controller is running. Run "services.msc" to display the Services console. Determine if any running services are application components. Examples of services indicating the presence of applications are: -DHCP Server for DHCP server -IIS Admin Service for IIS web server -Microsoft Exchange System Attendant for Exchange -MSSQLServer for SQL Server. If any application-related components have the "Started" status, this is a finding. Installed roles can be displayed by viewing Server Roles in the Add (or Remove) Roles and Features wizard. (Cancel before any changes are made.) Determine if any additional server roles are installed. A basic domain controller set up will include the following: -Active Directory Domain Services -DNS Server If any roles not requiring installation on a domain controller are installed, this is a finding. Supplemental Notes: A Domain Name System (DNS) server integrated with the directory server (e.g., AD-integrated DNS) is an acceptable application. However, the DNS server must comply with the DNS STIG security requirements. Some directory servers utilize specialized web servers for administrative functions and databases for data management. These web and database servers are permitted as long as they are dedicated to directory server support and only administrative users have access to them.

Fix: F-33233r2_fix

Remove additional roles or applications such as web, database, and email from the domain controller.

b
Windows services that are critical for directory server operation must be configured for automatic startup.
CM-6 - Medium - CCI-000366 - V-8327 - SV-39004r2_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
DS00.3260_2008_R2
Vuln IDs
  • V-8327
Rule IDs
  • SV-39004r2_rule
Active Directory (AD) is dependent on several Windows services. If one or more of these services is not configured for automatic startup, AD functions may be partially or completely unavailable until the services are manually started. This could result in a failure to replicate data or to support client authentication and authorization requests.System Administrator
Checks: C-48693r2_chk

Run "services.msc" to display the Services console. Verify the Startup Type for the following Windows services: - Active Directory Domain Services - DFS Replication - DNS Client - DNS server - Group Policy Client - Intersite Messaging - Kerberos Key Distribution Center - NetLogon - Windows Time (not required if another time synchronization tool is implemented to start automatically) If the Startup Type for any of these services is not Automatic, this is a finding.

Fix: F-47815r2_fix

Ensure the following services that are critical for directory server operation are configured for automatic startup. - Active Directory Domain Services - DFS Replication - DNS Client - DNS server - Group Policy Client - Intersite Messaging - Kerberos Key Distribution Center - NetLogon - Windows Time (not required if another time synchronization tool is implemented to start automatically)

a
The system will be configured to prevent the display of the last user name on the logon screen.
CM-6 - Low - CCI-000366 - V-11806 - SV-32371r1_rule
RMF Control
CM-6
Severity
Low
CCI
CCI-000366
Version
3.119
Vuln IDs
  • V-11806
Rule IDs
  • SV-32371r1_rule
The user name of the last user to log onto a system will not be displayed. This eliminates half of the Userid/Password equation that an unauthorized person would need to log on.HKSystem Administrator
Checks: C-7791r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Interactive logon: Do not display last user name” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: DontDisplayLastUserName Value Type: REG_DWORD Value: 1

Fix: F-11088r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Interactive logon: Do not display last user name” to “Enabled”.

c
The Synchronize directory service data user right must be configured to include no accounts or groups (blank).
AC-6 - High - CCI-002235 - V-12780 - SV-39005r2_rule
RMF Control
AC-6
Severity
High
CCI
CCI-002235
Version
DS00.0210_2008_R2
Vuln IDs
  • V-12780
Rule IDs
  • SV-39005r2_rule
A Windows account with the "Synchronize directory service data" right has the ability to read all information in the AD database. This bypasses the object access permissions that would otherwise restrict access to the data. The scope of access granted by this right is too broad for secure usage. Specific object permissions or other group membership assignments could be used to provide access on an appropriate scale.System Administrator
Checks: C-48697r2_chk

Verify the effective setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy -&gt; Computer Configuration -&gt; Windows Settings -&gt; Security Settings -&gt; Local Policies -&gt; User Rights Assignment. If any accounts or groups are granted the "Synchronize directory service data" user right, this is a finding.

Fix: F-47818r2_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> User Rights Assignment -> "Synchronize directory service data" to be defined but containing no entries (blank).

b
The Windows 2008 R2 password for the built-in Administrator account must be changed at least annually or when a member of the administrative team leaves the organization.
CM-6 - Medium - CCI-000366 - V-14225 - SV-32274r2_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
3.122
Vuln IDs
  • V-14225
Rule IDs
  • SV-32274r2_rule
The longer a password is in use, the greater the opportunity for someone to gain unauthorized knowledge of the password. The password for the built-in Administrator account must be changed at least annually or when any member of the administrative team leaves the organization. Organizations that use an automated tool, such as Microsoft's Local Administrator Password Solution (LAPS), on domain-joined systems can configure this to occur more frequently. LAPS will change the password every 30 days by default.System AdministratorInformation Assurance Officer
Checks: C-80173r2_chk

Review the password last set date for the built-in Administrator account. Domain controllers: Open "Windows PowerShell". Enter "Get-ADUser -Filter * -Properties SID, PasswordLastSet | Where SID -Like "*-500" | FL Name, SID, PasswordLastSet". If the "PasswordLastSet" date is greater than one year old, this is a finding. Member servers and standalone systems: Open "Windows PowerShell" or "Command Prompt". Enter 'Net User [account name] | Find /i "Password Last Set"', where [account name] is the name of the built-in Administrator account. (The name of the built-in Administrator account must be changed to something other than "Administrator" per STIG requirements.) If the "PasswordLastSet" date is greater than one year old, this is a finding.

Fix: F-87305r1_fix

Change the built-in Administrator account password at least annually or whenever an administrator leaves the organization. More frequent changes are recommended. Automated tools, such as Microsoft's LAPS, may be used on domain-joined member servers to accomplish this.

b
Audit data must be retained for at least one year.
CM-6 - Medium - CCI-000366 - V-14226 - SV-32275r2_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
1.032
Vuln IDs
  • V-14226
Rule IDs
  • SV-32275r2_rule
Audit records are essential for investigating system activity after the fact. Retention periods for audit data are determined based on the sensitivity of the data handled by the system.System Administrator
Checks: C-66305r2_chk

Determine whether audit data is retained for at least one year. If the audit data is not retained for at least one year, this is a finding.

Fix: F-71693r2_fix

Ensure the audit data is retained for at least one year.

b
Auditing Access of Global System Objects must be turned off.
SC-5 - Medium - CCI-001095 - V-14228 - SV-32372r2_rule
RMF Control
SC-5
Severity
Medium
CCI
CCI-001095
Version
3.123
Vuln IDs
  • V-14228
Rule IDs
  • SV-32372r2_rule
This setting prevents the system from setting up a default system access control list for certain system objects, which could create a very large number of security events, filling the security log in Windows and making it difficult to identify actual issues.HKSystem AdministratorECSC-1
Checks: C-46900r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for "Audit: Audit the access of global system objects" is not set to "Disabled", this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa Value Name: AuditBaseObjects Value Type: REG_DWORD Value: 0

Fix: F-45021r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> "Audit: Audit the access of global system objects" to "Disabled".

b
Audit of Backup and Restore Privileges will be turned off.
SC-5 - Medium - CCI-001095 - V-14229 - SV-32373r1_rule
RMF Control
SC-5
Severity
Medium
CCI
CCI-001095
Version
3.124
Vuln IDs
  • V-14229
Rule IDs
  • SV-32373r1_rule
This policy setting stops the system from generating audit events for every file backed up or restored which could fill the Security log in Windows. HKSystem Administrator
Checks: C-11574r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Audit: Audit the use of Backup and Restore privilege” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa Value Name: FullPrivilegeAuditing Value Type: REG_Binary Value: 0

Fix: F-13553r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Audit: Audit the use of Backup and Restore privilege” to “Disabled”.

b
Audit policy using subcategories will be enabled.
AU-12 - Medium - CCI-000169 - V-14230 - SV-32374r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000169
Version
3.125
Vuln IDs
  • V-14230
Rule IDs
  • SV-32374r1_rule
This policy setting allows administrators to enable the more precise auditing capabilities present in Windows Vista and 2008 forward.System Administrator
Checks: C-11575r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa\ Value Name: SCENoApplyLegacyAuditPolicy Value Type: REG_DWORD Value: 1

Fix: F-13554r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” to “Enabled”.

a
IPSec Exemptions will be limited.
CM-6 - Low - CCI-000366 - V-14232 - SV-32375r1_rule
RMF Control
CM-6
Severity
Low
CCI
CCI-000366
Version
3.127
Vuln IDs
  • V-14232
Rule IDs
  • SV-32375r1_rule
This check verifies that Windows is configured to limit IPSec exemptions.System Administrator
Checks: C-32839r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “MSS: (NoDefaultExempt) Configure IPSec exemptions for various types of network traffic” is not set to “Only ISAKMP is exempt (recommended for Windows Server 2003)”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Services\IPSEC\ Value Name: NoDefaultExempt Value Type: REG_DWORD Value: 3

Fix: F-15854r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “MSS: (NoDefaultExempt) Configure IPSec exemptions for various types of network traffic” to “Only ISAKMP is exempt (recommended for Windows Server 2003)”.

b
User Account Control approval mode for the built-in Administrator will be enabled.
IA-11 - Medium - CCI-002038 - V-14234 - SV-32376r1_rule
RMF Control
IA-11
Severity
Medium
CCI
CCI-002038
Version
3.129
Vuln IDs
  • V-14234
Rule IDs
  • SV-32376r1_rule
This check verifies whether the built-in Administrator account runs in Admin Approval Mode.System Administrator
Checks: C-32766r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “User Account Control: Admin Approval Mode for the Built-in Administrator account” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: FilterAdministratorToken Value Type: REG_DWORD Value: 1

Fix: F-28841r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “User Account Control: Admin Approval Mode for the Built-in Administrator account” to “Enabled”.

b
User Account Control will, at a minimum, prompt administrators for consent.
SC-3 - Medium - CCI-001084 - V-14235 - SV-32377r1_rule
RMF Control
SC-3
Severity
Medium
CCI
CCI-001084
Version
3.130
Vuln IDs
  • V-14235
Rule IDs
  • SV-32377r1_rule
This check verifies whether logged on administrator is prompted for consent when attempting to complete a task that requires raised privileges.System Administrator
Checks: C-32767r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “User Account Control: Behavior of the elevation prompt for administrators in Admin Approval Mode” is not set to “Prompt for consent”, then this is a finding. More secure options for this setting would also be acceptable (e.g., Prompt for credentials, Prompt for consent (or credentials) on the secure desktop). The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: ConsentPromptBehaviorAdmin Value Type: REG_DWORD Value: 4 (Prompt for consent) 3 (Prompt for credentials) 2 (Prompt for consent on the secure desktop) 1 (Prompt for credentials on the secure desktop)

Fix: F-28842r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “User Account Control: Behavior of the elevation prompt for administrators in Admin Approval Mode” to “Prompt for consent”. Note: More secure options for this setting would also be acceptable (e.g., Prompt for credentials, Prompt for consent (or credentials) on the secure desktop).

b
User Account Control will automatically deny standard user requests for elevation.
IA-11 - Medium - CCI-002038 - V-14236 - SV-32382r1_rule
RMF Control
IA-11
Severity
Medium
CCI
CCI-002038
Version
3.131
Vuln IDs
  • V-14236
Rule IDs
  • SV-32382r1_rule
This check verifies whether the logged on user is automatically denied elevation when attempting to complete a task that requires raised privileges.System Administrator
Checks: C-32900r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “User Account Control: Behavior of the elevation prompt for standard users” is not set to “Automatically deny elevation requests”, then this is a finding. The policy referenced configures the following registry value: Registry Path: HKLM\Software\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: ConsentPromptBehaviorUser Value Type: REG_DWORD Value: 0

Fix: F-28843r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “User Account Control: Behavior of the elevation prompt for standard users” to “Automatically deny elevation requests”.

b
User Account Control will be configured to detect application installations and prompt for elevation.
SC-3 - Medium - CCI-001084 - V-14237 - SV-32383r1_rule
RMF Control
SC-3
Severity
Medium
CCI
CCI-001084
Version
3.132
Vuln IDs
  • V-14237
Rule IDs
  • SV-32383r1_rule
This check verifies whether Windows responds to application installation requests by prompting for credentials.System Administrator
Checks: C-32772r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “User Account Control: Detect application installations and prompt for elevation” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: EnableInstallerDetection Value Type: REG_DWORD Value: 1

Fix: F-28844r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “User Account Control: Detect application installations and prompt for elevation” to “Enabled”.

b
User Account Control will only elevate UIAccess applications that are installed in secure locations
SC-3 - Medium - CCI-001084 - V-14239 - SV-32384r1_rule
RMF Control
SC-3
Severity
Medium
CCI
CCI-001084
Version
3.134
Vuln IDs
  • V-14239
Rule IDs
  • SV-32384r1_rule
This check verifies whether Windows only allows applications installed in a secure location, such as the Program Files or the Windows\System32 folders, on the file system to run with elevated privileges.System Administrator
Checks: C-32773r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “User Account Control: Only elevate UIAccess applications that are installed in secure locations” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: EnableSecureUIAPaths Value Type: REG_DWORD Value: 1

Fix: F-28845r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “User Account Control: Only elevate UIAccess applications that are installed in secure locations” to “Enabled”.

b
User Account Control will run all administrators in Admin Approval Mode, enabling UAC.
IA-11 - Medium - CCI-002038 - V-14240 - SV-32387r1_rule
RMF Control
IA-11
Severity
Medium
CCI
CCI-002038
Version
3.137
Vuln IDs
  • V-14240
Rule IDs
  • SV-32387r1_rule
This check verifies that UAC has not been disabled.System Administrator
Checks: C-32775r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “User Account Control: Run all administrators in Admin Approval Mode” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: EnableLUA Value Type: REG_DWORD Value: 1

Fix: F-28846r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “User Account Control: Run all administrators in Admin Approval Mode” to “Enabled”.

b
User Account Control will switch to the secure desktop when prompting for elevation.
SC-3 - Medium - CCI-001084 - V-14241 - SV-32391r1_rule
RMF Control
SC-3
Severity
Medium
CCI
CCI-001084
Version
3.135
Vuln IDs
  • V-14241
Rule IDs
  • SV-32391r1_rule
This check verifies that the elevation prompt is only used in secure desktop mode.System Administrator
Checks: C-32776r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “User Account Control: Switch to the secure desktop when prompting for elevation” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: PromptOnSecureDesktop Value Type: REG_DWORD Value: 1

Fix: F-28847r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “User Account Control: Switch to the secure desktop when prompting for elevation” to “Enabled”.

b
User Account Control will virtualize file and registry write failures to per-user locations.
SC-3 - Medium - CCI-001084 - V-14242 - SV-32392r1_rule
RMF Control
SC-3
Severity
Medium
CCI
CCI-001084
Version
3.136
Vuln IDs
  • V-14242
Rule IDs
  • SV-32392r1_rule
This check verifies that non UAC-compliant applications will run in virtualized file and registry entries allowing them to run.System Administrator
Checks: C-32777r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “User Account Control: Virtualize file and registry write failures to per-user locations” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: EnableVirtualization Value Type: REG_DWORD Value: 1

Fix: F-28848r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “User Account Control: Virtualize file and registry write failures to per-user locations” to “Enabled”.

b
Administrator accounts must not be enumerated during elevation.
SC-3 - Medium - CCI-001084 - V-14243 - SV-32394r2_rule
RMF Control
SC-3
Severity
Medium
CCI
CCI-001084
Version
5.132
Vuln IDs
  • V-14243
Rule IDs
  • SV-32394r2_rule
Enumeration of administrator accounts when elevating can provide part of the logon information to an unauthorized user. This setting configures the system to always require users to enter a username and password to elevate a running application.System Administrator
Checks: C-74329r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\CredUI\ Value Name: EnumerateAdministrators Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-80999r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Credential User Interface >> "Enumerate administrator accounts on elevation" to "Disabled".

b
Passwords will not be saved in the Remote Desktop Client.
IA-11 - Medium - CCI-002038 - V-14247 - SV-32496r1_rule
RMF Control
IA-11
Severity
Medium
CCI
CCI-002038
Version
5.116
Vuln IDs
  • V-14247
Rule IDs
  • SV-32496r1_rule
This check verifies that the system is configured to prevent users from saving passwords in the Remote Desktop Client.System Administrator
Checks: C-11593r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: DisablePasswordSaving Type: REG_DWORD Value: 1

Fix: F-28883r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Remote Desktop Services -> Remote Desktop Connection Client “Do not allow passwords to be saved” to “Enabled”.

b
Local drives will be prevented from sharing with Remote Desktop Session Hosts (Remote Desktop Services Role).
SC-4 - Medium - CCI-001090 - V-14249 - SV-32497r2_rule
RMF Control
SC-4
Severity
Medium
CCI
CCI-001090
Version
5.118
Vuln IDs
  • V-14249
Rule IDs
  • SV-32497r2_rule
This check verifies that the system is configured to prevent users from sharing the local drives on their client computers to Remote Desktop Session Hosts that they access.System Administrator
Checks: C-11595r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: fDisableCdm Type: REG_DWORD Value: 1

Fix: F-28884r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Remote Desktop Services -> Remote Desktop Session Host -> Device and Resource Redirection “Do not allow drive redirection” to “Enabled”.

b
Web publishing and online ordering wizards will be prevented from downloading a list of providers.
CM-7 - Medium - CCI-000381 - V-14256 - SV-32398r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
5.126
Vuln IDs
  • V-14256
Rule IDs
  • SV-32398r1_rule
This check verifies that the system is configured to prevent Windows from downloading a list of providers for the Web publishing and online ordering wizards.HKSystem Administrator
Checks: C-11602r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Microsoft\Windows\CurrentVersion\Policies\Explorer Value Name: NoWebServices Type: REG_DWORD Value: 1

Fix: F-13581r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication setting ‘Turn off Internet download for Web publishing and online ordering wizards’ to “Enabled”.

b
Printing over HTTP will be prevented.
CM-7 - Medium - CCI-000381 - V-14259 - SV-32401r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
5.129
Vuln IDs
  • V-14259
Rule IDs
  • SV-32401r1_rule
This check verifies that the system is configured to prevent the client computer’s ability to print over HTTP, which allows the computer to print to printers on the intranet as well as the Internet.HKSystem Administrator
Checks: C-11606r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Printers Value Name: DisableHTTPPrinting Type: REG_DWORD Value: 1

Fix: F-13584r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication setting ‘Turn off printing over HTTP’ to “Enabled”.

b
Downloading print driver packages over HTTP will be prevented.
CM-7 - Medium - CCI-000381 - V-14260 - SV-32402r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
5.130
Vuln IDs
  • V-14260
Rule IDs
  • SV-32402r1_rule
This check verifies that the system is configured to prevent the computer from downloading print driver packages over HTTP.HKSystem Administrator
Checks: C-11607r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Printers Value Name: DisableWebPnPDownload Type: REG_DWORD Value: 1

Fix: F-13585r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication setting ‘Turn off downloading of print drivers over HTTP’ to “Enabled”.

b
Windows will be prevented from using Windows Update to search for drivers.
CM-11 - Medium - CCI-001812 - V-14261 - SV-32403r1_rule
RMF Control
CM-11
Severity
Medium
CCI
CCI-001812
Version
5.131
Vuln IDs
  • V-14261
Rule IDs
  • SV-32403r1_rule
This check verifies that the system is configured to prevent Windows from searching Windows Update for device drivers when no local drivers for a device are present.HKSystem Administrator
Checks: C-11608r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\DriverSearching Value Name: DontSearchWindowsUpdate Type: REG_DWORD Value: 1

Fix: F-13586r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication setting ‘Turn off Windows Update device driver searching’ to “Enabled”.

b
Zone information will be preserved when saving attachments.
CM-6 - Medium - CCI-000366 - V-14268 - SV-32404r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
5.134
Vuln IDs
  • V-14268
Rule IDs
  • SV-32404r1_rule
This check verifies that file attachments are marked with their zone of origin allowing Windows to determine risk.System Administrator
Checks: C-11758r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_Current_User Subkey: \Software\Microsoft\Windows\CurrentVersion\Policies\Attachments\ Value Name: SaveZoneInformation Type: REG_DWORD Value: 2

Fix: F-13606r1_fix

Configure the policy value for User Configuration -> Administrative Templates -> Windows Components -> Attachment Manager -> “Do not preserve zone information in file attachments” to “Disabled”.

b
Mechanisms for removing zone information from file attachments will be hidden.
CM-6 - Medium - CCI-000366 - V-14269 - SV-32405r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
5.135
Vuln IDs
  • V-14269
Rule IDs
  • SV-32405r1_rule
This check verifies that users cannot manually remove zone information from saved file attachments.System Administrator
Checks: C-11759r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_Current_User Subkey: \Software\Microsoft\Windows\CurrentVersion\Policies\Attachments\ Value Name: HideZoneInfoOnProperties Type: REG_DWORD Value: 1

Fix: F-13607r1_fix

Configure the policy value for User Configuration -> Administrative Templates -> Windows Components -> Attachment Manager -> “Hide mechanisms to remove zone information” to “Enabled”.

b
The system will notify antivirus when file attachments are opened.
CM-6 - Medium - CCI-000366 - V-14270 - SV-32406r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
5.136
Vuln IDs
  • V-14270
Rule IDs
  • SV-32406r1_rule
This check verifies that antivirus programs are notified when a user opens a file attachment.HKSystem Administrator
Checks: C-11760r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_Current_User Subkey: \Software\Microsoft\Windows\CurrentVersion\Policies\Attachments\ Value Name: ScanWithAntiVirus Type: REG_DWORD Value: 3

Fix: F-13608r1_fix

Configure policy value for User Configuration -> Administrative Templates -> Windows Components -> Attachment Manager -> “Notify antivirus programs when opening attachments” to “Enabled”.

b
Application account passwords must meet DoD requirements for length, complexity and changes.
IA-5 - Medium - CCI-000205 - V-14271 - SV-32271r2_rule
RMF Control
IA-5
Severity
Medium
CCI
CCI-000205
Version
4.018
Vuln IDs
  • V-14271
Rule IDs
  • SV-32271r2_rule
Setting application accounts to expire may cause applications to stop functioning. The organization must have a policy that manually managed application account passwords are changed at least annually or when a system administrator with knowledge of the password leaves the organization. Application/service account passwords must be at least 15 characters and follow complexity requirements for all passwords.System AdministratorInformation Assurance Officer
Checks: C-78971r4_chk

Determine if manually managed application/service accounts exist. If none exist, this is NA. Verify the organization has a policy to ensure passwords for manually managed application/service accounts are at least 15 characters in length. It must also require the passwords be changed at least annually or when an administrator with knowledge of the password leaves the organization. If such a policy does not exist or has not been implemented, this is a finding. Identify manually managed application/service accounts. To determine the date a password was last changed: Domain controllers: Open "Windows PowerShell" with elevated privileges (run as administrator). Enter "Import-Module ActiveDirectory". (This only needs to be run once during a PowerShell session.) Enter "Get-ADUser -Identity [application account name] -Properties PasswordLastSet | FL Name, PasswordLastSet", where [application account name] is the name of the manually managed application/service account. If the "PasswordLastSet" date is more than one year old, this is a finding. Member servers and standalone systems: Open "Windows PowerShell" or "Command Prompt". Enter 'Net User [application account name] | Find /i "Password Last Set"', where [application account name] is the name of the manually managed application/service account. If the "Password Last Set" date is more than one year old, this is a finding. Note: Other queries or tools may be used. The organization must be able to demonstrate the results are valid and meet the intent of the requirement.

Fix: F-86129r1_fix

Establish a policy that requires application/service account passwords that are manually managed to be at least 15 characters in length. It must also require the passwords be changed at least annually or when an administrator with knowledge of the password leaves the organization. Ensure the policy is enforced. Windows automatically addresses passwords for Managed Service Accounts.

b
Separate, NSA-approved (Type 1) cryptography must be used to protect the directory data-in-transit for directory service implementations at a classified confidentiality level when replication data traverses a network cleared to a lower level than the data.
SC-13 - Medium - CCI-002450 - V-14783 - SV-39007r3_rule
RMF Control
SC-13
Severity
Medium
CCI
CCI-002450
Version
DS00.3281_2008_R2
Vuln IDs
  • V-14783
Rule IDs
  • SV-39007r3_rule
Commercial-grade encryption does not provide adequate protection when the classification level of directory data in transit is higher than the level of the network.System Administrator
Checks: C-38004r3_chk

With the assistance of the SA, NSO, or network reviewer as required, review the site network diagram(s) or documentation to determine the level of classification for the network(s) over which replication data is transmitted. Determine the classification level of the Windows domain controller. If the classification level of the Windows domain controller is higher than the level of the networks, review the site network diagram(s) and directory implementation documentation to determine if NSA-approved encryption is used to protect the replication network traffic. If the classification level of the Windows domain controller is higher than the level of the network traversed and NSA-approved encryption is not used, this is a finding.

Fix: F-33238r3_fix

Configure NSA-approved (Type 1) cryptography to protect the directory data in transit for directory service implementations at a classified confidentiality level that transfers replication data through a network cleared to a lower level than the data.

a
Anonymous access to the root DSE of a non-public directory must be disabled.
CM-6 - Low - CCI-000366 - V-14797 - SV-39010r2_rule
RMF Control
CM-6
Severity
Low
CCI
CCI-000366
Version
DS00.3131_2008_R2
Vuln IDs
  • V-14797
Rule IDs
  • SV-39010r2_rule
Allowing anonymous access to the root DSE data on a directory server provides potential attackers with a number of details about the configuration and data contents of a directory. For example, the namingContexts attribute indicates the directory space contained in the directory; the supportedLDAPVersion attribute indicates which versions of the LDAP protocol the server supports; and the supportedSASLMechanisms attribute indicates the names of supported authentication mechanisms. An attacker with this information may be able to select more precisely targeted attack tools or higher value targets. The following network controls allow the finding severity to be downgraded to not a finding since these measures lower the risk associated with anonymous access. Network hardware ports at the site are subject to 802.1x authentication or MAC address restrictions. Premise firewall or host restrictions prevent access to ports 389, 636, 3268, and 3269 from client hosts not explicitly identified by domain (.mil) or IP address.System Administrator
Checks: C-46917r1_chk

At this time, this is a finding for all Windows domain controllers for sensitive or classified levels as Windows Active Directory Domain Services (AD DS) does not provide a method to restrict anonymous access to the root DSE on domain controllers. The following can be used to verify anonymous access if allowed. Open a command prompt (not elevated). Run "ldp.exe". From the Connection menu, select Bind. Select Simple bind for the Bind type. Clear the User, Password, and Domain fields, Click OK. RootDSE attributes should display, such as various namingContexts. Confirmation of anonymous access will be displayed at the end: res = ldap_simple_bind_s Authenticated as: 'NT AUTHORITY\ANONYMOUS LOGON'

Fix: F-45047r1_fix

Implement network protections to reduce the risk of anonymous access. Network hardware ports at the site are subject to 802.1x authentication or MAC address restrictions. Premise firewall or host restrictions prevent access to ports 389, 636, 3268, and 3269 from client hosts not explicitly identified by domain (.mil) or IP address.

c
Directory data (outside the root DSE) of a non-public directory must be configured to prevent anonymous access.
CM-6 - High - CCI-000366 - V-14798 - SV-39012r2_rule
RMF Control
CM-6
Severity
High
CCI
CCI-000366
Version
DS00.3130_2008_R2
Vuln IDs
  • V-14798
Rule IDs
  • SV-39012r2_rule
To the extent that anonymous access to directory data (outside the root DSE) is permitted, read access control of the data is effectively disabled. If other means of controlling access (such as, network restrictions) are compromised, there may be nothing else to protect the confidentiality of sensitive directory data. The following network controls allow the finding severity to be downgraded to a CAT II since these measures lower the risk associated with anonymous access. Network hardware ports at the site are subject to 802.1x authentication or MAC address restrictions. Premise firewall or host restrictions prevent access to ports 389, 636, 3268, and 3269 from client hosts not explicitly identified by domain (.mil) or IP address.System Administrator
Checks: C-46919r1_chk

Verify anonymous access is not allowed to the AD domain naming context. Open a command prompt (not elevated). Run "ldp.exe". From the Connection menu, select Bind. Select Simple bind for the Bind type. Clear the User, Password, and Domain fields, Click OK. Confirmation of anonymous access will be displayed at the end: res = ldap_simple_bind_s Authenticated as: 'NT AUTHORITY\ANONYMOUS LOGON' From the Browse menu, select Search. In the Search dialog, enter the DN of the domain naming context (generally something like "dc=disaost,dc=mil") in the Base DN field. Clear the Attributes field and select Run. Error messages should display related to binds and user not authenticated. If attribute data is displayed, anonymous access is enabled to the domain naming context and this is a finding.

Fix: F-45051r1_fix

Configure directory data (outside the root DSE) of a non-public directory to prevent anonymous access. For AD, there are multiple configuration items that could enable anonymous access. Changing the access permissions on the domain naming context object (from the secure defaults) could enable anonymous access. If the check procedures indicate this is the cause, the process that was used to change the permissions should be reversed. This could have been through the Windows Support Tools ADSI Edit console (adsiedit.msc). The dsHeuristics option is used. This is addressed in check V-8555 in the AD Forest STIG.

c
Domain Controller PKI certificates must be issued by the DoD PKI or an approved External Certificate Authority (ECA).
IA-5 - High - CCI-000185 - V-14820 - SV-39014r2_rule
RMF Control
IA-5
Severity
High
CCI
CCI-000185
Version
DS00.2140_2008_R2
Vuln IDs
  • V-14820
Rule IDs
  • SV-39014r2_rule
A PKI implementation depends on the practices established by the Certificate Authority (CA) to ensure the implementation is secure. Without proper practices, the certificates issued by a CA have limited value in authentication functions. The use of multiple CAs from separate PKI implementations results in interoperability issues. If servers and clients do not have a common set of root CA certificates, they are not able to authenticate each other.If the certificates in use are issued by a CA authorized by the Components CIO, then this is a CAT II finding. System Administrator
Checks: C-38010r2_chk

Verify the source of the domain controller's server certificate. Run "mmc". Select "Add/Remove Snap-in" from the File menu. Select "Certificates" in the left pane and click the "Add &gt;" button. Select "Computer Account", click "Next". Select the appropriate option for "Select the computer you want this snap-in to manage.", click "Finish". Click "OK". Select and expand the Certificates (Local Computer) entry in the left pane. Select and expand the Personal entry in the left pane. Select the Certificates entry in the left pane. In the right pane, examine the Issued By field for the certificate to determine the issuing CA. If the Issued By field of the PKI certificate being used by the domain controller does not indicate the issuing Certificate Authority (CA) is part of the DoD PKI or an approved ECA, this is a finding. There are multiple sources from which lists of valid DoD CAs and approved ECAs can be obtained: The Global Directory Service (GDS) website provides an online source. The address for this site is https://crl.gds.disa.mil. DoD Public Key Enablement (PKE) Engineering Support maintains the InstallRoot utility to manage DoD supported root certificates on Windows computers which includes a list of authorized CAs. The utility package can be downloaded from the PKI and PKE Tools page on IASE. http://iase.disa.mil/pki-pke/function_pages/tools.html

Fix: F-33247r2_fix

Obtain PKI certificates issued by the DoD PKI or an approved External Certificate Authority (ECA).

a
The directory service must be configured to terminate LDAP-based network connections to the directory server after five (5) minutes of inactivity.
SC-10 - Low - CCI-001133 - V-14831 - SV-39015r2_rule
RMF Control
SC-10
Severity
Low
CCI
CCI-001133
Version
DS00.3370_2008_R2
Vuln IDs
  • V-14831
Rule IDs
  • SV-39015r2_rule
The failure to terminate inactive network connections increases the risk of a successful attack on the directory server. The longer an established session is in progress, the more time an attacker has to hijack the session, implement a means to passively intercept data, or compromise any protections on client access. For example, if an attacker gains control of a client computer, an existing (already authenticated) session with the directory server could allow access to the directory. The lack of confidentiality protection in LDAP-based sessions increases exposure to this vulnerability. System Administrator
Checks: C-38011r2_chk

Verify the value for MaxConnIdleTime. Open an elevated command prompt. Enter "ntdsutil". At the "ntdsutil:" prompt, enter "LDAP policies". At the "ldap policy:" prompt, enter "connections". At the "server connections:" prompt, enter "connect to server [host-name]". (Where [host-name] is the computer name of the domain controller.) At the "server connections:" prompt, enter "q". At the "ldap policy:" prompt, enter "show values". If the value for MaxConnIdleTime is greater than 300 (the value for five minutes) or it is not specified, this is a finding. Enter "q" at the "ldap policy:" and "ntdsutil:" prompts to exit. Alternately, Dsquery can be used to display MaxConnIdleTime: Open an elevated command prompt. Enter the following command (on a single line). dsquery * "cn=Default Query Policy,cn=Query-Policies,cn=Directory Service, cn=Windows NT,cn=Services,cn=Configuration,dc=[forest-name]" -attr LDAPAdminLimits The quotes are required and dc=[forest-name] is the fully qualified LDAP name of the domain being reviewed (e.g., dc=disaost,dc=mil).

Fix: F-33250r2_fix

Configure the directory service to terminate LDAP-based network connections to the directory server after five (5) minutes of inactivity. Open an elevated command prompt. Enter "ntdsutil". At the "ntdsutil:" prompt, enter "LDAP policies". At the "ldap policy:" prompt, enter "connections". At the "server connections:" prompt, enter "connect to server [host-name]". (Where [host-name] is the computer name of the domain controller.) At the "server connections:" prompt, enter "q". At the "ldap policy:" prompt, enter "Set MaxConnIdleTime to 300". Enter "Commit Changes" to save. Enter "Show values" to verify changes. Enter "q" at the "ldap policy:" and "ntdsutil:" prompts to exit.

b
Active directory user accounts, including administrators, must be configured to require the use of a Common Access Card (CAC), PIV-compliant hardware token, or Alternate Logon Token (ALT) for user authentication.
IA-2 - Medium - CCI-000765 - V-15488 - SV-36196r3_rule
RMF Control
IA-2
Severity
Medium
CCI
CCI-000765
Version
AD.1033_2008_R2
Vuln IDs
  • V-15488
Rule IDs
  • SV-36196r3_rule
Smart cards such as the Common Access Card (CAC) support a two-factor authentication technique. This provides a higher level of trust in the asserted identity than use of the username and password for authentication.System Administrator
Checks: C-66221r2_chk

Verify active directory user accounts, including administrators, have "Smart card is required for interactive logon" selected. Run "Active Directory Module for Windows PowerShell". Enter the following: "Get-ADUser -Filter {(Enabled -eq $True) -and (SmartcardLogonRequired -eq $False)} | FT Name" ("DistinguishedName" may be substituted for "Name" for more detailed output.) If any user accounts are listed, this is a finding. Alternately: To view sample accounts in "Active Directory Users and Computers" (Available from various menus or run "dsa.msc"): Select the Organizational Unit (OU) where the User accounts are located. (By default this is the Users node; however, accounts may be under other organization-defined OUs.) Right click the sample User account and select "Properties". Select the "Account" tab. If any User accounts do not have "Smart card is required for interactive logon" checked in the "Account Options" area, this is a finding.

Fix: F-71585r2_fix

Configure all user accounts, including administrator accounts, in Active Directory to enable the option "Smart card is required for interactive logon". Run "Active Directory Users and Computers" (Available from various menus or run "dsa.msc"): Select the Organizational Unit (OU) where the user accounts are located. (By default this is the Users node; however, accounts may be under other organization-defined OUs.) Right click the user account and select "Properties". Select the "Account" tab. Check "Smart card is required for interactive logon" in the "Account Options" area.

b
The HBSS McAfee Agent must be installed.
CM-6 - Medium - CCI-000366 - V-15505 - SV-32272r3_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
5.140
Vuln IDs
  • V-15505
Rule IDs
  • SV-32272r3_rule
The McAfee Agent is the client side distributed component of McAfee ePolicy Orchestrator (McAfee ePO) which provides a secure communication channel between the ePO server and managed point products.System Administrator
Checks: C-73957r3_chk

Run "Services.msc". Verify the McAfee Agent service is running, depending on the version installed. Version - Service Name McAfee Agent v5.x - McAfee Agent Service McAfee Agent v4.x - McAfee Framework Service If the service is not listed or does not have a Status of "Started", this is a finding.

Fix: F-76989r1_fix

Deploy the McAfee Agent as detailed in accordance with the DoD HBSS STIG.

b
Windows Peer-to-Peer networking services will be turned off.
CM-7 - Medium - CCI-000381 - V-15666 - SV-32407r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
5.202
Vuln IDs
  • V-15666
Rule IDs
  • SV-32407r1_rule
This check verifies Microsoft Peer-to-Peer Networking Service is turned off.HKSystem Administrator
Checks: C-15310r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Peernet\ Value Name: Disabled Type: REG_DWORD Value: 1

Fix: F-15530r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Network -> Microsoft Peer-to-Peer Networking Services “Turn Off Microsoft Peer-to-Peer Networking Services” to “Enabled”.

b
Network Bridges will be prohibited in Windows.
CM-7 - Medium - CCI-000381 - V-15667 - SV-32408r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
5.203
Vuln IDs
  • V-15667
Rule IDs
  • SV-32408r1_rule
This check verifies the Network Bridge cannot be installed and configured. System Administrator
Checks: C-15311r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\Network Connections\ Value Name: NC_AllowNetBridge_NLA Type: REG_DWORD Value: 0

Fix: F-15533r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Network -> Network Connections “Prohibit installation and configuration of Network Bridge on your DNS domain network” to “Enabled”.

a
Event Viewer Events.asp links will be turned off.
CM-7 - Low - CCI-000381 - V-15672 - SV-32410r1_rule
RMF Control
CM-7
Severity
Low
CCI
CCI-000381
Version
5.214
Vuln IDs
  • V-15672
Rule IDs
  • SV-32410r1_rule
This check verifies that Events.asp hyperlinks in Event Viewer are turned off.System Administrator
Checks: C-24459r2_chk

If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Policies\Microsoft\EventViewer\ Value Name: MicrosoftEventVwrDisableLinks Type: REG_DWORD Value: 1

Fix: F-20476r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication settings “Turn off Event Viewer “Events.asp” links” to “Enabled”.

b
The Internet File Association service will be turned off.
CM-7 - Medium - CCI-000381 - V-15674 - SV-32412r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
5.217
Vuln IDs
  • V-15674
Rule IDs
  • SV-32412r1_rule
This check verifies that unhandled file associations will not use the Microsoft Web service to find an application.HKSystem Administrator
Checks: C-15318r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Microsoft\Windows\CurrentVersion\Policies\Explorer\ Value Name: NoInternetOpenWith Type: REG_DWORD Value: 1

Fix: F-15541r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication settings “Turn off Internet File Association service” to “Enabled”.

a
The Order Prints Online wizard will be turned off.
CM-7 - Low - CCI-000381 - V-15676 - SV-32414r1_rule
RMF Control
CM-7
Severity
Low
CCI
CCI-000381
Version
5.219
Vuln IDs
  • V-15676
Rule IDs
  • SV-32414r1_rule
This check verifies that the “Order Prints Online” task is not available in Windows Explorer.System Administrator
Checks: C-15320r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Microsoft\Windows\CurrentVersion\Policies\Explorer\ Value Name: NoOnlinePrintsWizard Type: REG_DWORD Value: 1

Fix: F-15543r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication settings “Turn off the “Order Prints” picture task” to “Enabled”.

b
Attachments must be prevented from being downloaded from RSS feeds.
CM-6 - Medium - CCI-000366 - V-15682 - SV-32416r2_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
5.231
Vuln IDs
  • V-15682
Rule IDs
  • SV-32416r2_rule
Attachments from RSS feeds may not be secure. This setting will prevent attachments from being downloaded from RSS feeds.HKSystem Administrator
Checks: C-57995r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Internet Explorer\Feeds\ Value Name: DisableEnclosureDownload Type: REG_DWORD Value: 1

Fix: F-62321r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> RSS Feeds -> "Prevent downloading of enclosures" to "Enabled". The policy name will be "Turn off downloading of enclosures" on systems with versions of Internet Explorer prior to IE 10.

b
Windows Explorer shell protocol will run in protected mode.
CM-6 - Medium - CCI-000366 - V-15683 - SV-32417r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
5.240
Vuln IDs
  • V-15683
Rule IDs
  • SV-32417r1_rule
This check verifies that the shell protocol runs in protected mode. (This allows applications to only open limited folders.)HKSystem Administrator
Checks: C-15327r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Microsoft\Windows\CurrentVersion\Policies\Explorer\ Value Name: PreXPSP2ShellProtocolBehavior Type: REG_DWORD Value: 0

Fix: F-15550r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Windows Explorer “Turn off shell protocol protected mode” to “Disabled”.

b
Users will be notified if a web-based program attempts to install software.
CM-6 - Medium - CCI-000366 - V-15684 - SV-32418r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
5.241
Vuln IDs
  • V-15684
Rule IDs
  • SV-32418r1_rule
This check verifies that users are notified if a web-based program attempts to install software. HKSystem Administrator
Checks: C-15328r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\Installer\ Value Name: SafeForScripting Type: REG_DWORD Value: 0

Fix: F-15551r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Windows Installer “Disable IE security prompt for Windows Installer scripts” to “Disabled”.

b
Users will be prevented from changing installation options.
CM-11 - Medium - CCI-001812 - V-15685 - SV-32419r1_rule
RMF Control
CM-11
Severity
Medium
CCI
CCI-001812
Version
5.242
Vuln IDs
  • V-15685
Rule IDs
  • SV-32419r1_rule
This check verifies that users are prevented from changing installation options.HKSystem Administrator
Checks: C-15329r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\Installer\ Value Name: EnableUserControl Type: REG_DWORD Value: 0

Fix: F-15552r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Windows Installer “Enable user control over installs” to “Disabled”.

a
Non-administrators will be prevented from applying vendor signed updates.
CM-11 - Low - CCI-001812 - V-15686 - SV-32420r1_rule
RMF Control
CM-11
Severity
Low
CCI
CCI-001812
Version
5.243
Vuln IDs
  • V-15686
Rule IDs
  • SV-32420r1_rule
This check verifies that users are prevented from applying vendor signed updates.HKSystem Administrator
Checks: C-15330r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\Installer\ Value Name: DisableLUAPatching Type: REG_DWORD Value: 1

Fix: F-15553r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Windows Installer “Prohibit non-administrators from applying vendor signed updates” to “Enabled”.

a
Users will not be presented with Privacy and Installation options on first use of Windows Media Player.
CM-6 - Low - CCI-000366 - V-15687 - SV-32421r1_rule
RMF Control
CM-6
Severity
Low
CCI
CCI-000366
Version
5.248
Vuln IDs
  • V-15687
Rule IDs
  • SV-32421r1_rule
This check verifies that users are not presented with Privacy and Installation options on first use of Windows Media Player.System Administrator
Checks: C-15331r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\WindowsMediaPlayer\ Value Name: GroupPrivacyAcceptance Type: REG_DWORD Value: 1

Fix: F-15554r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Windows Media Player “Do Not Show First Use Dialog Boxes” to “Enabled”.

b
The Mapper I/O network protocol driver will be disabled.
CM-7 - Medium - CCI-000381 - V-15696 - SV-32422r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
5.200
Vuln IDs
  • V-15696
Rule IDs
  • SV-32422r1_rule
This check verifies that the Mapper I/O network protocol driver is disabled.System Administrator
Checks: C-15384r1_chk

If the following registry values don’t exist or are not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\LLTD\ Value Name: AllowLLTDIOOndomain Value Name: AllowLLTDIOOnPublicNet Value Name: EnableLLTDIO Value Name: ProhibitLLTDIOOnPrivateNet Type: REG_DWORD Value: 0

Fix: F-15588r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Network -> Link-Layer Topology Discovery “Turn on Mapper I/O (LLTDIO) driver” to “Disabled”.

b
The Responder network protocol driver will be disabled.
CM-7 - Medium - CCI-000381 - V-15697 - SV-32423r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
5.201
Vuln IDs
  • V-15697
Rule IDs
  • SV-32423r1_rule
This check verifies that the Responder network protocol driver is disabled.System Administrator
Checks: C-15385r1_chk

If the following registry values don’t exist or are not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\LLTD\ Value Name: AllowRspndrOndomain Value Name: AllowRspndrOnPublicNet Value Name: EnableRspndr Value Name: ProhibitRspndrOnPrivateNet Type: REG_DWORD Value: 0

Fix: F-15589r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Network -> Link-Layer Topology Discovery “Turn on Responder (RSPNDR) driver” to “Disabled”.

b
The configuration of wireless devices using Windows Connect Now will be disabled.
CM-7 - Medium - CCI-000381 - V-15698 - SV-32424r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
5.206
Vuln IDs
  • V-15698
Rule IDs
  • SV-32424r1_rule
This check verifies that the configuration of wireless devices using Windows Connect Now is disabled.System Administrator
Checks: C-15386r1_chk

If the following registry values don’t exist or are not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\WCN\Registrars\ Value Name: DisableFlashConfigRegistrar Value Name: DisableInBand802DOT11Registrar Value Name: DisableUPnPRegistrar Value Name: DisableWPDRegistrar Value Name: EnableRegistrars Type: REG_Dword Value: 0

Fix: F-15590r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Network -> Windows Connect Now “Configuration of wireless settings using Windows Connect Now” to “Disabled”.

b
The Windows Connect Now wizards will be disabled.
CM-7 - Medium - CCI-000381 - V-15699 - SV-32425r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
5.207
Vuln IDs
  • V-15699
Rule IDs
  • SV-32425r1_rule
This check verifies that access to the Windows Connect Now wizards is disabled.System Administrator
Checks: C-15387r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\WCN\UI\ Value Name: DisableWcnUi Type: REG_DWORD Value: 1

Fix: F-15591r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Network -> Windows Connect Now “Prohibit Access of the Windows Connect Now wizards” to “Enabled”.

b
Remote access to the Plug and Play interface will be disabled for device installation.
CM-7 - Medium - CCI-000381 - V-15700 - SV-32470r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
5.208
Vuln IDs
  • V-15700
Rule IDs
  • SV-32470r1_rule
This check verifies that remote access to the Plug and Play interface is disabled.System Administrator
Checks: C-32787r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\DeviceInstall\Settings\ Value Name: AllowRemoteRPC Type: REG_DWORD Value: 0

Fix: F-28863r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Device Installation “Allow remote access to the Plug and Play interface” to “Disabled”.

a
A system restore point will be created when a new device driver is installed.
CM-6 - Low - CCI-000366 - V-15701 - SV-32471r1_rule
RMF Control
CM-6
Severity
Low
CCI
CCI-000366
Version
5.209
Vuln IDs
  • V-15701
Rule IDs
  • SV-32471r1_rule
This check verifies that a system restore point will be created when a new device driver is installed.System Administrator
Checks: C-32788r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\DeviceInstall\Settings\ Value Name: DisableSystemRestore Type: REG_DWORD Value: 0

Fix: F-28864r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Device Installation “Prevent creation of a system restore point during device activity that would normally prompt creation of a restore point” to “Disabled”.

a
An Error Report will not be sent when a generic device driver is installed.
CM-7 - Low - CCI-000381 - V-15702 - SV-32472r1_rule
RMF Control
CM-7
Severity
Low
CCI
CCI-000381
Version
5.210
Vuln IDs
  • V-15702
Rule IDs
  • SV-32472r1_rule
This check verifies that an Error Report will not be sent when a generic device driver is installed.System Administrator
Checks: C-32789r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\DeviceInstall\Settings\ Value Name: DisableSendGenericDriverNotFoundToWER Type: REG_DWORD Value: 1

Fix: F-28865r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Device Installation “Do not send a Windows error report when a generic driver is installed on a device” to “Enabled”.

a
Users will not be prompted to search Windows Update for device drivers.
CM-11 - Low - CCI-001812 - V-15703 - SV-32426r1_rule
RMF Control
CM-11
Severity
Low
CCI
CCI-001812
Version
5.211
Vuln IDs
  • V-15703
Rule IDs
  • SV-32426r1_rule
This check verifies that users will not be prompted to search Windows Update for device drivers.System Administrator
Checks: C-15391r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\DriverSearching\ Value Name: DontPromptForWindowsUpdate Type: REG_DWORD Value: 1

Fix: F-15595r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Driver Installation “Turn off Windows Update device driver search prompt” to “Enabled”.

a
Errors in handwriting recognition on Tablet PCs will not be reported to Microsoft.
CM-7 - Low - CCI-000381 - V-15704 - SV-32474r1_rule
RMF Control
CM-7
Severity
Low
CCI
CCI-000381
Version
5.215
Vuln IDs
  • V-15704
Rule IDs
  • SV-32474r1_rule
This check verifies that errors in handwriting recognition on Tablet PCs are not reported to Microsoft.System Administrator
Checks: C-15392r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\HandwritingErrorReports\ Value Name: PreventHandwritingErrorReports Type: REG_DWORD Value: 1

Fix: F-15596r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communications settings “Turn off handwriting recognition error reporting” to “Enabled”.

b
Users will be prompted for a password on resume from sleep (on battery). (Applicable to Server 2008 R2 if the system is configured to sleep.)
IA-11 - Medium - CCI-002038 - V-15705 - SV-32427r1_rule
RMF Control
IA-11
Severity
Medium
CCI
CCI-002038
Version
5.224
Vuln IDs
  • V-15705
Rule IDs
  • SV-32427r1_rule
This check verifies that the user is prompted for a password on resume from sleep (on battery).System Administrator
Checks: C-32778r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Power\PowerSettings\0e796bdb-100d-47d6-a2d5-f7d2daa51f51\ Value Name: DCSettingIndex Type: REG_DWORD Value: 1 Applicable on Server 2008 R2 if the system is configured to sleep.

Fix: F-15597r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Power Management -> Sleep Settings “Require a Password When a Computer Wakes (On Battery)” to “Enabled”.

b
The user will be prompted for a password on resume from sleep (Plugged In). (Applicable on Server 2008 R2 if the system is configured to sleep.)
IA-11 - Medium - CCI-002038 - V-15706 - SV-32428r1_rule
RMF Control
IA-11
Severity
Medium
CCI
CCI-002038
Version
5.225
Vuln IDs
  • V-15706
Rule IDs
  • SV-32428r1_rule
This check verifies that the user is prompted for a password on resume from sleep (Plugged In).System Administrator
Checks: C-32779r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Power\PowerSettings\0e796bdb-100d-47d6-a2d5-f7d2daa51f51\ Value Name: ACSettingIndex Type: REG_DWORD Value: 1 Applicable on Server 2008 R2 if the system is configured to sleep.

Fix: F-15598r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Power Management -> Sleep Settings “Require a Password When a Computer Wakes (Plugged In)” to “Enabled”.

a
Remote Assistance log files will be generated.
CM-6 - Low - CCI-000366 - V-15707 - SV-32429r1_rule
RMF Control
CM-6
Severity
Low
CCI
CCI-000366
Version
5.226
Vuln IDs
  • V-15707
Rule IDs
  • SV-32429r1_rule
This check verifies that Remote Assistance log files will be generated.System Administrator
Checks: C-15395r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: LoggingEnabled Type: REG_DWORD Value: 1

Fix: F-15599r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Remote Assistance “Turn on session logging” to “Enabled”.

a
Game explorer information will not be downloaded from Windows Metadata Services.
CM-6 - Low - CCI-000366 - V-15709 - SV-32475r1_rule
RMF Control
CM-6
Severity
Low
CCI
CCI-000366
Version
5.228
Vuln IDs
  • V-15709
Rule IDs
  • SV-32475r1_rule
This check verifies that game information is not downloaded from Windows Metadata Services.System Administrator
Checks: C-15397r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\GameUX\ Value Name: DownloadGameInfo Type: REG_DWORD Value: 0

Fix: F-15601r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Game Explorer “Turn off downloading of game information” to “Enabled”.

b
Windows Defender SpyNet membership will be disabled.
CM-7 - Medium - CCI-000381 - V-15713 - SV-32430r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
5.234
Vuln IDs
  • V-15713
Rule IDs
  • SV-32430r1_rule
This check verifies that SpyNet membership is disabled.System Administrator
Checks: C-15401r1_chk

If the following registry value exists and is set to “1” (Basic) or “2” (Advanced), this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows Defender\Spynet\ Value Name: SpyNetReporting Type: REG_DWORD Value: 1 or 2 = a Finding

Fix: F-15605r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Windows Defender “Configure Microsoft Spynet Reporting” to “Disabled”.

a
Windows Explorer heap termination on corruption will be disabled.
SC-5 - Low - CCI-002385 - V-15718 - SV-32434r1_rule
RMF Control
SC-5
Severity
Low
CCI
CCI-002385
Version
5.239
Vuln IDs
  • V-15718
Rule IDs
  • SV-32434r1_rule
This check verifies that heap termination on corruption is disabled. This may prevent Windows Explorer from terminating immediately from certain legacy plug-in applications.System Administrator
Checks: C-15406r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\Explorer\ Value Name: NoHeapTerminationOnCorruption Type: REG_DWORD Value: 0

Fix: F-28957r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Windows Explorer “Turn off heap termination on corruption” to “Disabled”.

b
Windows Media Digital Rights Management will be prevented from accessing the Internet.
CM-7 - Medium - CCI-000381 - V-15722 - SV-32436r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
5.247
Vuln IDs
  • V-15722
Rule IDs
  • SV-32436r1_rule
This check verifies that Windows Media Digital Rights Management will be prevented from accessing the Internet.System Administrator
Checks: C-15410r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\WMDRM\ Value Name: DisableOnline Type: REG_DWORD Value: 1

Fix: F-15614r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Windows Media Digital Rights Management “Prevent Windows Media DRM Internet Access” to “Enabled”.

b
Users will be prevented from sharing files in their profiles.
CM-6 - Medium - CCI-000366 - V-15727 - SV-32437r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
5.253
Vuln IDs
  • V-15727
Rule IDs
  • SV-32437r1_rule
This check verifies that users are prevented from sharing files.System Administrator
Checks: C-15415r1_chk

Note: This setting is in HKEY_CURRENT_USER, not HKEY_LOCAL_MACHINE If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_CURRENT_USER Subkey: \Software\Microsoft\Windows\CurrentVersion\Policies\Explorer\ Value Name: NoInPlaceSharing Type: REG_DWORD Value: 1

Fix: F-29053r1_fix

Note: This setting is under USER Configuration, not COMPUTER Configuration. Configure the policy value for User Configuration -> Administrative Templates -> Windows Components -> Network Sharing “Prevent users from sharing files within their profile” to “Enabled”.

b
Software certificate installation files must be removed from Windows 2008 R2.
CM-6 - Medium - CCI-000366 - V-15823 - SV-32276r2_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
2.021
Vuln IDs
  • V-15823
Rule IDs
  • SV-32276r2_rule
Use of software certificates and their accompanying installation files for end users to access resources is less secure than the use of hardware-based certificates.HKSystem Administrator
Checks: C-78299r1_chk

Search all drives for *.p12 and *.pfx files. If any files with these extensions exist, this is a finding. This does not apply to server-based applications that have a requirement for certificate files. Some applications create files with extensions of .p12 that are not certificate installation files. Removal of non-certificate installation files from systems is not required. These must be documented with the ISSO.

Fix: F-85465r1_fix

Remove any certificate installation files (*.p12 and *.pfx) found on a system. This does not apply to server-based applications that have a requirement for certificate files or non-certificate installation files with the same extension.

b
UIAccess applications will not be allowed to prompt for elevation without using the secure desktop.
SC-3 - Medium - CCI-001084 - V-15991 - SV-32438r1_rule
RMF Control
SC-3
Severity
Medium
CCI
CCI-001084
Version
3.138
Vuln IDs
  • V-15991
Rule IDs
  • SV-32438r1_rule
This check verifies whether User Interface Accessibility programs can automatically disable the secure desktop for elevation prompts for a standard user.System Administrator
Checks: C-32781r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “User Account Control: Allow UIAccess applications to prompt for elevation without using the secure desktop” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: EnableUIADesktopToggle Value Type: REG_DWORD Value: 0

Fix: F-28854r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “User Account Control: Allow UIAccess applications to prompt for elevation without using the secure desktop” to “Disabled”.

b
The system will be configured to prevent users from mapping local COM ports and redirecting data from the Remote Desktop Session Host to local COM ports. (Remote Desktop Services Role)
AC-17 - Medium - CCI-002314 - V-15997 - SV-32501r1_rule
RMF Control
AC-17
Severity
Medium
CCI
CCI-002314
Version
5.074
Vuln IDs
  • V-15997
Rule IDs
  • SV-32501r1_rule
This check verifies that the system is configured to prevent users from mapping local COM ports and redirecting data from the Remote Desktop Session Host to local COM ports.System Administrator
Checks: C-32905r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: fDisableCcm Type: REG_DWORD Value: 1

Fix: F-28916r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Remote Desktop Services -> Remote Desktop Session Host -> Device and Resource Redirection “Do not allow COM port redirection” to “Enabled”.

b
The system will be configured to prevent users from mapping local LPT ports and redirecting data from the Remote Desktop Session Host to local LPT ports. (Remote Desktop Services Role)
AC-17 - Medium - CCI-002314 - V-15998 - SV-32502r1_rule
RMF Control
AC-17
Severity
Medium
CCI
CCI-002314
Version
5.075
Vuln IDs
  • V-15998
Rule IDs
  • SV-32502r1_rule
This check verifies that the system is configured to prevent users from mapping local LPT ports and redirecting data from the Remote Desktop Session Host to local LPT ports.System Administrator
Checks: C-32906r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: fDisableLPT Type: REG_DWORD Value: 1

Fix: F-28921r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Remote Desktop Services -> Remote Desktop Session Host -> Device and Resource Redirection “Do not allow LPT port redirection” to “Enabled”.

b
The system will be configured to prevent users from redirecting Plug and Play devices to the Remote Desktop Session Host. (Remote Desktop Services Role)
AC-17 - Medium - CCI-002314 - V-15999 - SV-32506r1_rule
RMF Control
AC-17
Severity
Medium
CCI
CCI-002314
Version
5.076
Vuln IDs
  • V-15999
Rule IDs
  • SV-32506r1_rule
This check verifies that the system is configured to prevent users from redirecting Plug and Play devices to the Remote Desktop Session Host.System Administrator
Checks: C-32907r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: fDisablePNPRedir Type: REG_DWORD Value: 1

Fix: F-28926r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Remote Desktop Services -> Remote Desktop Session Host -> Device and Resource Redirection “Do not allow supported Plug and Play device redirection” to “Enabled”.

b
The system will be configured to ensure smart card devices can be redirected to the Remote Desktop Session. (Remote Desktop Services Role)
AC-17 - Medium - CCI-002314 - V-16000 - SV-32507r1_rule
RMF Control
AC-17
Severity
Medium
CCI
CCI-002314
Version
5.077
Vuln IDs
  • V-16000
Rule IDs
  • SV-32507r1_rule
This check verifies that the system is configured to ensure smart card devices can be redirected to the Remote Desktop session.System Administrator
Checks: C-32908r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: fEnableSmartCard Type: REG_DWORD Value: 1

Fix: F-28927r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Remote Desktop Services -> Remote Desktop Session Host -> Device and Resource Redirection “Do not allow smart card device redirection” to “Disabled”.

a
The system will be configured to allow only the default client printer to be redirected in the Remote Desktop session. (Remote Desktop Services Role)
AC-17 - Low - CCI-002314 - V-16001 - SV-32508r2_rule
RMF Control
AC-17
Severity
Low
CCI
CCI-002314
Version
5.078
Vuln IDs
  • V-16001
Rule IDs
  • SV-32508r2_rule
This check verifies that the system is configured to allow only the default client printer to be redirected in the Remote Desktop session.System AdministratorECSC-1
Checks: C-32909r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Terminal Services\ Value Name: RedirectOnlyDefaultClientPrinter Type: REG_DWORD Value: 1

Fix: F-28928r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Remote Desktop Services -> Remote Desktop Session Host -> Printer Redirection “Redirect only the default client printer” to “Enabled”.

b
Windows will elevate all applications in User Account Control, not just signed ones.
SC-3 - Medium - CCI-001084 - V-16008 - SV-32439r1_rule
RMF Control
SC-3
Severity
Medium
CCI
CCI-001084
Version
3.140
Vuln IDs
  • V-16008
Rule IDs
  • SV-32439r1_rule
This check verifies that Windows elevates all applications, not just signed ones.System Administrator
Checks: C-32853r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “User Account Control: Only elevate executables that are signed and validated” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: ValidateAdminCodeSignatures Value Type: REG_DWORD Value: 0

Fix: F-28963r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “User Account Control: Only elevate executables that are signed and validated” to “Disabled”.

b
The Windows Customer Experience Improvement Program will be disabled.
CM-7 - Medium - CCI-000381 - V-16020 - SV-32440r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
5.254
Vuln IDs
  • V-16020
Rule IDs
  • SV-32440r1_rule
This check verifies that the Windows Customer Experience Improvement Program is disabled so information is not passed to the vendor.System Administrator
Checks: C-16743r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_Local_Machine Subkey: \Software\Policies\Microsoft\SQMClient\Windows Value Name: CEIPEnable Type: REG_DWORD Value: 0

Fix: F-16061r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication Settings -> “Turn off Windows Customer Experience Improvement Program” to “Enabled”.

b
The Windows Help Experience Improvement Program will be disabled
CM-7 - Medium - CCI-000381 - V-16021 - SV-32442r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
5.255
Vuln IDs
  • V-16021
Rule IDs
  • SV-32442r1_rule
This check verifies that the Windows Help Experience Improvement Program is disabled to prevent information from being passed to the vendor.System Administrator
Checks: C-16744r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_Current_User Subkey: \Software\Policies\Microsoft\Assistance\Client\1.0 Value Name: NoImplicitFeedback Type: REG_DWORD Value: 1

Fix: F-16062r1_fix

Configure the policy value for User Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication Settings -> “Turn off Help Experience Improvement Program” to “Enabled”.

b
Windows Help Ratings feedback will be turned off.
CM-7 - Medium - CCI-000381 - V-16048 - SV-32443r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
5.256
Vuln IDs
  • V-16048
Rule IDs
  • SV-32443r1_rule
This check verifies that users cannot provide ratings feedback to Microsoft for Help content System Administrator
Checks: C-17017r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_Current_User Subkey: \Software\Policies\Microsoft\Assistance\Client\1.0 Value Name: NoExplicitFeedback Type: REG_DWORD Value: 1

Fix: F-16132r1_fix

Configure the policy value for User Configuration -> Administrative Templates -> System -> Internet Communication Management -> Internet Communication Settings -> “Turn off Help Ratings” to “Enabled”.

c
Unauthorized accounts must not have the Debug programs user right.
AC-6 - High - CCI-002235 - V-18010 - SV-32444r3_rule
RMF Control
AC-6
Severity
High
CCI
CCI-002235
Version
WINUR-000016
Vuln IDs
  • V-18010
Rule IDs
  • SV-32444r3_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Debug programs" user right can attach a debugger to any process or to the kernel, providing complete access to sensitive and critical operating system components.If an application requires this user right, this can be downgraded to a CAT III if the following conditions are met: Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. Passwords for accounts with this user right must be protected as highly privileged accounts. The application account must meet requirements for application account passwords, such as length and required changes frequency (V-14271).System AdministratorInformation Assurance Officer
Checks: C-61339r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups other than the following are granted the "Debug Programs" user right, this is a finding: Administrators

Fix: F-43223r3_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Debug Programs" to only include the following accounts or groups: Administrators

b
The service principal name (SPN) target name validation level will be turned off.
CM-6 - Medium - CCI-000366 - V-21950 - SV-32441r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
3.150
Vuln IDs
  • V-21950
Rule IDs
  • SV-32441r1_rule
If a service principle name (SPN) is provided by the client, it is validated against the server’s list of SPNs. This setting can cause disruptions in file and printer services.System Administrator
Checks: C-32782r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Microsoft network server: Server SPN target name validation level” is not set to “Off”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \System\CurrentControlSet\Services\LanmanServer\Parameters\ Value Name: SmbServerNameHardeningLevel Type: REG_DWORD Value: 0

Fix: F-28855r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Microsoft Network Server: Server SPN target name validation level” to “Off”.

b
Services using Local System that use negotiate when reverting to NTLM authentication will use the computer identity vs. authenticating anonymously.
IA-3 - Medium - CCI-000778 - V-21951 - SV-32445r1_rule
RMF Control
IA-3
Severity
Medium
CCI
CCI-000778
Version
3.151
Vuln IDs
  • V-21951
Rule IDs
  • SV-32445r1_rule
This setting ensures that services using Local System that use negotiate when reverting to NTLM authentication will use the computer identity vs. authenticating anonymously.System Administrator
Checks: C-32911r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Network Security: Allow Local System to use computer identity for NTLM” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \System\CurrentControlSet\Control\LSA\ Value Name: UseMachineId Type: REG_DWORD Value: 1

Fix: F-28856r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network Security: Allow Local System to use computer identity for NTLM” to “Enabled”.

b
NTLM will be prevented from falling back to a Null session.
CM-6 - Medium - CCI-000366 - V-21952 - SV-32446r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
3.152
Vuln IDs
  • V-21952
Rule IDs
  • SV-32446r1_rule
This setting prevents NTLM from falling back to a Null (unauthenticated) session.System Administrator
Checks: C-32912r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Network Security: Allow LocalSystem NULL session fallback” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \System\CurrentControlSet\Control\LSA\MSV1_0\ Value Name: allownullsessionfallback Type: REG_DWORD Value: 0

Fix: F-28857r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network Security: Allow LocalSystem NULL session fallback” to “Disabled”.

b
PKU2U authentication using online identities will be prevented.
CM-6 - Medium - CCI-000366 - V-21953 - SV-32447r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
3.153
Vuln IDs
  • V-21953
Rule IDs
  • SV-32447r1_rule
This setting prevents online identities from being used by PKU2U, which is a peer-to-peer authentication protocol. Authentication will be centrally managed with Windows user accounts.System Administrator
Checks: C-32913r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Network Security: Allow PKU2U authentication requests to this computer to use online identities” is not set to “Disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \System\CurrentControlSet\Control\LSA\pku2u\ Value Name: AllowOnlineID Type: REG_DWORD Value: 0

Fix: F-28858r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network Security: Allow PKU2U authentication requests to this computer to use online identities” to “Disabled”.

b
The use of DES encryption suites must not be allowed for Kerberos encryption.
IA-7 - Medium - CCI-000803 - V-21954 - SV-32706r3_rule
RMF Control
IA-7
Severity
Medium
CCI
CCI-000803
Version
3.154
Vuln IDs
  • V-21954
Rule IDs
  • SV-32706r3_rule
Certain encryption types are no longer considered secure. This setting configures a minimum encryption type for Kerberos, preventing the use of the DES encryption suites.System Administrator
Checks: C-78961r2_chk

Review the value to the following registry key to verify the DES_CBC_CRC and DES_CBC_MD5 encryption suites are not allowed. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\System\Kerberos\Parameters\ Value Name: SupportedEncryptionTypes Type: REG_DWORD The values are determined by the selection of encryption suites in the policy "Network Security: Configure encryption types allowed for Kerberos". Due to the various possible combinations, it is not possible to include all acceptable values as viewed directly in the registry. The value must be converted to binary to determine configuration of specific bits. This will determine whether this is a finding. Note the value for the registry key. For example when all suites, including the DES suites are selected, the value will be "0x7fffffff (2147483647)". Open the Windows calculator (Run/Search for "calc"). Select "View", then "Programmer". Select "Dword" and either "Hex" or "Dec". Enter the appropriate form of the value found for the registry key (e.g., Hex - enter 0x7fffffff, Dec - enter 2147483647). Select "Bin". The returned value may vary in length, up to 32 characters. If either of the 2 right most characters are "1", this is a finding. If both of the 2 right most characters are "0", this is not a finding.

Fix: F-86119r1_fix

Configure the policy for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "Network security: Configure encryption types allowed for Kerberos" to "Enabled" with only the following selected: RC4_HMAC_MD5 AES128_HMAC_SHA1 AES256_HMAC_SHA1 Future encryption types Options such as RC4_HMAC_MD5 may also be excluded to align with STIGs for later Windows versions. Changes should be thoroughly tested before implementing in a domain.

a
IPv6 source routing will be configured to highest protection.
CM-6 - Low - CCI-000366 - V-21955 - SV-32449r1_rule
RMF Control
CM-6
Severity
Low
CCI
CCI-000366
Version
3.155
Vuln IDs
  • V-21955
Rule IDs
  • SV-32449r1_rule
This check verifies Windows is configured to protect against IPv6 packet spoofing.System Administrator
Checks: C-32915r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “MSS: (DisableIPSourceRouting IPv6) IP source routing protection level (protects against packet spoofing)” is not set to “Highest protection, source routing is completely disabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \System\CurrentControlSet\Services\Tcpip6\Parameters\ Value Name: DisableIpSourceRouting Type: REG_DWORD Value: 2

Fix: F-28859r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “MSS: (DisableIPSourceRouting IPv6) IP source routing protection level (protects against packet spoofing)” to “Highest protection, source routing is completely disabled”.

a
IPv6 TCP data retransmissions must be configured to prevent resources from becoming exhausted.
SC-5 - Low - CCI-002385 - V-21956 - SV-32450r2_rule
RMF Control
SC-5
Severity
Low
CCI
CCI-002385
Version
3.156
Vuln IDs
  • V-21956
Rule IDs
  • SV-32450r2_rule
Configuring Windows to limit the number of times that IPv6 TCP retransmits unacknowledged data segments before aborting the attempt helps prevent resources from becoming exhausted.System Administrator
Checks: C-62039r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; Security Options. If the value for "MSS: (TcpMaxDataRetransmissions IPv6) How many times unacknowledged data is retransmitted (3 recommended, 5 is default)" is not set to "3" or less, this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\Tcpip6\Parameters\ Value Name: TcpMaxDataRetransmissions Type: REG_DWORD Value: 3 (or less)

Fix: F-66937r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> Security Options >> "MSS: (TcpMaxDataRetransmissions IPv6) How many times unacknowledged data is retransmitted (3 recommended, 5 is default)" to "3" or less.

a
Domain users will be required to elevate when setting a network’s location.
SC-3 - Low - CCI-001084 - V-21960 - SV-32451r1_rule
RMF Control
SC-3
Severity
Low
CCI
CCI-001084
Version
5.270
Vuln IDs
  • V-21960
Rule IDs
  • SV-32451r1_rule
This policy requires domain users to elevate when setting a network’s location.System Administrator
Checks: C-26849r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\Network Connections\ Value Name: NC_StdDomainUserSetLocation Type: REG_DWORD Value: 1

Fix: F-22948r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Network -> Network Connections -> “Require domain users to elevate when setting a network's location” to “Enabled”.

a
All Direct Access traffic will be routed through the internal network.
CM-6 - Low - CCI-000366 - V-21961 - SV-32452r1_rule
RMF Control
CM-6
Severity
Low
CCI
CCI-000366
Version
5.271
Vuln IDs
  • V-21961
Rule IDs
  • SV-32452r1_rule
This setting ensures all traffic is routed through the internal network, allowing monitoring and preventing split tunneling.System Administrator
Checks: C-26850r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\TCPIP\v6Transition\ Value Name: Force_Tunneling Type: REG_SZ Value: Enabled

Fix: F-22949r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Network -> Network Connections -> “Route all traffic through the internal network” to “Enabled: Enabled State”.

a
Windows Update will be prevented from searching for point and print drivers.
CM-11 - Low - CCI-001812 - V-21963 - SV-32453r1_rule
RMF Control
CM-11
Severity
Low
CCI
CCI-001812
Version
5.272
Vuln IDs
  • V-21963
Rule IDs
  • SV-32453r1_rule
This setting will prevent Windows from searching Windows Update for point and print drivers. Only the local driver store and server driver cache will be searched.System Administrator
Checks: C-26851r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows NT\Printers\ Value Name: DoNotInstallCompatibleDriverFromWindowsUpdate Type: REG_DWORD Value: 1

Fix: F-22950r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Printers -> “Extend Point and Print connection to search Windows Update” to “Disabled”.

a
Device metadata retrieval from the Internet must be prevented.
CM-7 - Low - CCI-000381 - V-21964 - SV-32454r2_rule
RMF Control
CM-7
Severity
Low
CCI
CCI-000381
Version
5.273
Vuln IDs
  • V-21964
Rule IDs
  • SV-32454r2_rule
Some features may communicate with the vendor, sending system information or downloading data or components for the feature. Turning off this capability will prevent potentially sensitive information from being sent outside the enterprise and uncontrolled updates to the system. This setting will prevent Windows from retrieving device metadata from the Internet.System Administrator
Checks: C-62043r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\Device Metadata\ Value Name: PreventDeviceMetadataFromNetwork Type: REG_DWORD Value: 1

Fix: F-66941r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> System >> Device Installation >> "Prevent device metadata retrieval from the Internet" to "Enabled".

a
Device driver searches using Windows Update will be prevented.
CM-11 - Low - CCI-001812 - V-21965 - SV-32455r1_rule
RMF Control
CM-11
Severity
Low
CCI
CCI-001812
Version
5.274
Vuln IDs
  • V-21965
Rule IDs
  • SV-32455r1_rule
This setting will prevent the system from searching Windows Update for device drivers.System Administrator
Checks: C-26853r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\DriverSearching\ Value Name: SearchOrderConfig Type: REG_DWORD Value: 0

Fix: F-22952r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Device Installation -> “Specify Search Order for device driver source locations” to “Enabled: Do not search Windows Update”.

a
Microsoft Support Diagnostic Tool (MSDT) interactive communication with Microsoft will be prevented.
CM-7 - Low - CCI-000381 - V-21967 - SV-32456r1_rule
RMF Control
CM-7
Severity
Low
CCI
CCI-000381
Version
5.276
Vuln IDs
  • V-21967
Rule IDs
  • SV-32456r1_rule
This setting prevents the MSDT from communicating with and sending collected data to Microsoft, the default support provider.System Administrator
Checks: C-26855r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\ScriptedDiagnosticsProvider\Policy\ Value Name: DisableQueryRemoteServer Type: REG_DWORD Value: 0

Fix: F-22955r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Troubleshooting and Diagnostics -> Microsoft Support Diagnostic Tool -> “Microsoft Support Diagnostic Tool: Turn on MSDT interactive communication with Support Provider” to “Disabled”.

a
Access to Windows Online Troubleshooting Service (WOTS) will be prevented.
CM-7 - Low - CCI-000381 - V-21969 - SV-32457r1_rule
RMF Control
CM-7
Severity
Low
CCI
CCI-000381
Version
5.277
Vuln IDs
  • V-21969
Rule IDs
  • SV-32457r1_rule
This setting prevents users from searching troubleshooting content on Microsoft servers. Only local content will be available.System Administrator
Checks: C-26856r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\ScriptedDiagnosticsProvider\Policy\ Value Name: EnableQueryRemoteServer Type: REG_DWORD Value: 0

Fix: F-22956r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Troubleshooting and Diagnostics -> Scripted Diagnostics -> “Troubleshooting: Allow users to access online troubleshooting content on Microsoft servers from the Troubleshooting Control Panel (via Windows Online Troubleshooting Service - WOTS)” to “Disabled”.

a
Responsiveness events will be prevented from being aggregated and sent to Microsoft.
CM-7 - Low - CCI-000381 - V-21970 - SV-32458r1_rule
RMF Control
CM-7
Severity
Low
CCI
CCI-000381
Version
5.278
Vuln IDs
  • V-21970
Rule IDs
  • SV-32458r1_rule
This setting prevents responsiveness events from being aggregated and sent to Microsoft.System Administrator
Checks: C-26857r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\WDI\{9c5a40da-b965-4fc3-8781-88dd50a6299d}\ Value Name: ScenarioExecutionEnabled Type: REG_DWORD Value: 0

Fix: F-22957r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Troubleshooting and Diagnostics -> Windows Performance PerfTrack -> “Enable/Disable PerfTrack” to “Disabled”.

a
The Application Compatibility Program Inventory will be prevented from collecting data and sending the information to Microsoft.
CM-7 - Low - CCI-000381 - V-21971 - SV-32459r1_rule
RMF Control
CM-7
Severity
Low
CCI
CCI-000381
Version
5.279
Vuln IDs
  • V-21971
Rule IDs
  • SV-32459r1_rule
This setting will prevent the Program Inventory from collecting data about a system and sending the information to Microsoft.System Administrator
Checks: C-26858r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\AppCompat\ Value Name: DisableInventory Type: REG_DWORD Value: 1

Fix: F-22959r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Application Compatibility -> “Turn off Program Inventory” to “Enabled”.

b
Autoplay will be turned off for non-volume devices.
CM-7 - Medium - CCI-001764 - V-21973 - SV-32460r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-001764
Version
5.280
Vuln IDs
  • V-21973
Rule IDs
  • SV-32460r1_rule
This setting will disable autoplay for non-volume devices (such as Media Transfer Protocol (MTP) devices).System Administrator
Checks: C-26859r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\Explorer\ Value Name: NoAutoplayfornonVolume Type: REG_DWORD Value: 1

Fix: F-22962r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> AutoPlay Policies -> “Turn off Autoplay for non-volume devices” to “Enabled”.

a
Downloading of game update information will be turned off.
CM-11 - Low - CCI-001812 - V-21974 - SV-32461r1_rule
RMF Control
CM-11
Severity
Low
CCI
CCI-001812
Version
5.281
Vuln IDs
  • V-21974
Rule IDs
  • SV-32461r1_rule
This setting will prevent the system from downloading game update information from Windows Metadata Services.System Administrator
Checks: C-26860r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\GameUX\ Value Name: GameUpdateOptions Type: REG_DWORD Value: 0

Fix: F-22964r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Game Explorer -> “Turn off game updates” to “Enabled”.

b
The system will be prevented from joining a homegroup.
CM-7 - Medium - CCI-000381 - V-21975 - SV-32462r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
5.282
Vuln IDs
  • V-21975
Rule IDs
  • SV-32462r1_rule
This setting will prevent a system from being joined to a homegroup. Homegroups are a method of sharing data and printers on a home network.System Administrator
Checks: C-26861r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\Homegroup\ Value Name: DisableHomeGroup Type: REG_DWORD Value: 1

Fix: F-22967r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> HomeGroup -> “Prevent the computer from joining a homegroup” to “Enabled”.

a
Windows Anytime Upgrade will be disabled.
CM-7 - Low - CCI-000381 - V-21978 - SV-32707r2_rule
RMF Control
CM-7
Severity
Low
CCI
CCI-000381
Version
5.284
Vuln IDs
  • V-21978
Rule IDs
  • SV-32707r2_rule
This setting will prevent Windows Anytime Upgrade from running.System AdministratorECSC-1
Checks: C-26863r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Microsoft\Windows\CurrentVersion\Policies\Explorer\WAU\ Value Name: Disabled Type: REG_DWORD Value: 1

Fix: F-22970r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Windows Anytime Upgrade -> “Prevent Windows Anytime Upgrade from running” to “Enabled”.

b
Explorer Data Execution Prevention will be enabled.
SI-16 - Medium - CCI-002824 - V-21980 - SV-32465r1_rule
RMF Control
SI-16
Severity
Medium
CCI
CCI-002824
Version
5.285
Vuln IDs
  • V-21980
Rule IDs
  • SV-32465r1_rule
This setting will prevent Data Execution Prevention from being turned off for Windows Explorer.System Administrator
Checks: C-26864r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\Explorer\ Value Name: NoDataExecutionPrevention Type: REG_DWORD Value: 0

Fix: F-22971r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Windows Explorer -> “Turn off Data Execution Prevention for Explorer” to “Disabled”.

c
The default autorun behavior will be configured to prevent autorun commands.
CM-7 - High - CCI-001764 - V-22692 - SV-32467r1_rule
RMF Control
CM-7
Severity
High
CCI
CCI-001764
Version
5.286
Vuln IDs
  • V-22692
Rule IDs
  • SV-32467r1_rule
Allowing autorun commands to execute may introduce malicious code to a system. Configuring this setting prevents autorun commands from executing.System Administrator
Checks: C-28096r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\Explorer\ Value Name: NoAutorun Type: REG_DWORD Value: 1

Fix: F-24430r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> AutoPlay Policies -> “Default behavior for AutoRun” to “Enabled:Do not execute any autorun commands”.

c
Standard user accounts must only have Read permissions to the Winlogon registry key.
AC-6 - High - CCI-002235 - V-26070 - SV-33310r3_rule
RMF Control
AC-6
Severity
High
CCI
CCI-002235
Version
2.023
Vuln IDs
  • V-26070
Rule IDs
  • SV-33310r3_rule
Permissions on the Winlogon registry key must only allow privileged accounts to change registry values. If standard users have this capability there is a potential for programs to run with elevated privileges when a privileged user logs on to the system. System Administrator
Checks: C-74013r2_chk

Run "Regedit". Navigate to the following registry key: HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows NT\CurrentVersion\Winlogon\ Right-click on "WinLogon" and select "Permissions…". Select "Advanced". If the permissions are not as restrictive as the defaults listed below, this is a finding. The following are the same for each permission listed: Type - Allow Inherited from - MACHINE\SOFTWARE\Microsoft\Windows NT\CurrentVersion Apply to - This key and subkeys Columns: Name - Permission TrustedInstaller - Full Control SYSTEM - Full Control Administrators - Full Control Users - Read

Fix: F-80409r1_fix

Maintain permissions at least as restrictive as the defaults listed below for the "WinLogon" registry key. It is recommended to not change the permissions from the defaults. HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Windows NT\CurrentVersion\Winlogon\ The following are the same for each permission listed: Type - Allow Inherited from - MACHINE\SOFTWARE\Microsoft\Windows NT\CurrentVersion Apply to - This key and subkeys Columns: Name - Permission TrustedInstaller - Full Control SYSTEM - Full Control Administrators - Full Control Users - Read

c
Anonymous enumeration of SAM accounts will not be allowed.
CM-6 - High - CCI-000366 - V-26283 - SV-33732r1_rule
RMF Control
CM-6
Severity
High
CCI
CCI-000366
Version
3.019
Vuln IDs
  • V-26283
Rule IDs
  • SV-33732r1_rule
This is a Category 1 finding as it allows anonymous logon users (null session connections) to list all account names, thus providing a list of potential points to attack the system.System Administrator
Checks: C-33725r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Network access: Do not allow anonymous enumeration of SAM accounts” is not set to “Enabled”, then this is a finding. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \System\CurrentControlSet\Control\Lsa\ Value Name: RestrictAnonymousSAM Value Type: REG_DWORD Value: 1

Fix: F-29359r1_fix

Configure the policy values for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options -> “Network access: Do not allow anonymous enumeration of SAM accounts” to “Enabled".

a
The Windows dialog box title for the legal banner will be configured.
AC-8 - Low - CCI-000048 - V-26359 - SV-33733r2_rule
RMF Control
AC-8
Severity
Low
CCI
CCI-000048
Version
3.014
Vuln IDs
  • V-26359
Rule IDs
  • SV-33733r2_rule
Failure to display the logon banner prior to a logon attempt will negate legal proceedings resulting from unauthorized access to system resources.System Administrator
Checks: C-40786r3_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; Security Options. If the value for “Interactive Logon: Message title for users attempting to log on” is not set to “DoD Notice and Consent Banner”, “US Department of Defense Warning Statement”, or a site defined equivalent, this is a finding. If a site defined title is used, it can in no case contravene or modify the language of the banner text required in V-1089. Automated tools may only search for the titles defined above. If a site defined title is used, a manual review will be required. The policy referenced configures the following registry value: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \Software\Microsoft\Windows\CurrentVersion\Policies\System\ Value Name: LegalNoticeCaption Value Type: REG_SZ Value: See message title above

Fix: F-36225r2_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> Security Options “Interactive Logon: Message title for users attempting to log on” to “DoD Notice and Consent Banner”, “US Department of Defense Warning Statement”, or a site defined equivalent. If a site defined title is used, it can in no case contravene or modify the language of the banner text required in V-1089.

b
Unauthorized accounts must not have the Access Credential Manager as a trusted caller user right.
AC-6 - Medium - CCI-002235 - V-26469 - SV-33374r2_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
WINUR-000001
Vuln IDs
  • V-26469
Rule IDs
  • SV-33374r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Access Credential Manager as a trusted caller" user right may be able to retrieve the credentials of other accounts from Credential Manager.System Administrator
Checks: C-60993r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups are granted the "Access Credential Manager as a trusted caller" user right, this is a finding.

Fix: F-65723r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Access Credential Manager as a trusted caller" to be defined but containing no entries (blank).

b
Unauthorized accounts will not have the "Access this computer from the network" user right.
AC-3 - Medium - CCI-000213 - V-26470 - SV-39581r1_rule
RMF Control
AC-3
Severity
Medium
CCI
CCI-000213
Version
WINUR-000002-AD
Vuln IDs
  • V-26470
Rule IDs
  • SV-39581r1_rule
Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. Accounts with the "Access this computer from the network" right may access resources on the system and should be limited to those requiring it. trueSystem AdministratorInformation Assurance Officer
Checks: C-38496r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; User Rights Assignment. If any accounts or groups other than the following are granted the “Access this computer from the network” right, this is a finding: Administrators Authenticated Users Enterprise Domain Controllers

Fix: F-29549r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> User Rights Assignment -> "Access this computer from the network" as defined in the Check section.

b
Unauthorized accounts must not have the Allow log on locally user right.
AC-3 - Medium - CCI-000213 - V-26472 - SV-33380r2_rule
RMF Control
AC-3
Severity
Medium
CCI
CCI-000213
Version
WINUR-000005
Vuln IDs
  • V-26472
Rule IDs
  • SV-33380r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Allow log on locally" user right can log on interactively to a system.If an application requires this user right, this can be downgraded to not a finding if the following conditions are met: Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length and required changes frequency (V-14271).System Administrator
Checks: C-33863r4_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups other than the following are granted the "Allow log on locally" user right, this is a finding: Administrators

Fix: F-66021r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Allow log on locally" to only include the following accounts or groups: Administrators

b
The Allow log on through Remote Desktop Services user right must only be assigned to the Administrators group.
AC-3 - Medium - CCI-000213 - V-26473 - SV-33381r3_rule
RMF Control
AC-3
Severity
Medium
CCI
CCI-000213
Version
WINUR-000006-DC
Vuln IDs
  • V-26473
Rule IDs
  • SV-33381r3_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Allow log on through Remote Desktop Services" user right can access a system through Remote Desktop. System AdministratorInformation Assurance Officer
Checks: C-69277r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups other than the following are granted the "Allow log on through Remote Desktop Services" user right, this is a finding: Administrators

Fix: F-74881r1_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Allow log on through Remote Desktop Services" to only include the following accounts or groups: Administrators

b
Unauthorized accounts must not have the Back up files and directories user right.
AC-6 - Medium - CCI-002235 - V-26474 - SV-33382r2_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
WINUR-000007
Vuln IDs
  • V-26474
Rule IDs
  • SV-33382r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Back up files and directories" user right can circumvent file and directory permissions and could allow access to sensitive data.If an application requires this user right, this can be downgraded to not a finding if the following conditions are met: Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length and required changes frequency (V-14271).System AdministratorInformation Assurance Officer
Checks: C-61331r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups other than the following are granted the "Back up files and directories" user right, this is a finding: Administrators

Fix: F-66025r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Back up files and directories" to only include the following accounts or groups: Administrators

b
Unauthorized accounts must not have the Change the system time user right.
AC-6 - Medium - CCI-002235 - V-26476 - SV-33384r2_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
WINUR-000009
Vuln IDs
  • V-26476
Rule IDs
  • SV-33384r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Change the system time" user right can change the system time, which can impact authentication, as well as affect time stamps on event log entries.System Administrator
Checks: C-60995r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups other than the following are granted the "Change the system time" user right, this is a finding: Administrators Local Service

Fix: F-65725r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Change the system time" to only include the following accounts or groups: Administrators Local Service

b
Unauthorized accounts must not have the Create a pagefile user right.
AC-6 - Medium - CCI-002235 - V-26478 - SV-33386r2_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
WINUR-000011
Vuln IDs
  • V-26478
Rule IDs
  • SV-33386r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Create a pagefile" user right can change the size of a pagefile, which could affect system performance.System Administrator
Checks: C-61061r3_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups other than the following are granted the "Create a pagefile" user right, this is a finding: Administrators

Fix: F-65795r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Create a pagefile" to only include the following accounts or groups: Administrators

c
Unauthorized accounts must not have the Create a token object user right.
AC-6 - High - CCI-002235 - V-26479 - SV-33392r2_rule
RMF Control
AC-6
Severity
High
CCI
CCI-002235
Version
WINUR-000012
Vuln IDs
  • V-26479
Rule IDs
  • SV-33392r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Create a token object" user right allows a process to create an access token. This could be used to provide elevated rights and compromise a system.If an application requires this user right, this can be downgraded to a CAT III if the following conditions are met: Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. Passwords for accounts with this user right must be protected as highly privileged accounts. The application account must meet requirements for application account passwords, such as length and required changes frequency (V-14271).System Administrator
Checks: C-61335r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups are granted the "Create a token object" user right, this is a finding.

Fix: F-66029r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Create a token object" to be defined but containing no entries (blank).

b
Unauthorized accounts must not have the Create global objects user right.
AC-6 - Medium - CCI-002235 - V-26480 - SV-33394r2_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
WINUR-000013
Vuln IDs
  • V-26480
Rule IDs
  • SV-33394r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Create global objects" user right can create objects that are available to all sessions, which could affect processes in other users' sessions.If an application requires this user right, this can be downgraded to not a finding if the following conditions are met: Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length and required changes frequency (V-14271).System Administrator
Checks: C-61337r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups other than the following are granted the "Create global objects" user right, this is a finding: Administrators Service Local Service Network Service

Fix: F-66031r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Create global objects" to only include the following accounts or groups: Administrators Service Local Service Network Service

b
Unauthorized accounts must not have the Create permanent shared objects user right.
AC-6 - Medium - CCI-002235 - V-26481 - SV-33396r2_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
WINUR-000014
Vuln IDs
  • V-26481
Rule IDs
  • SV-33396r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Create permanent shared objects" user right could expose sensitive data by creating shared objects.System Administrator
Checks: C-61063r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups are granted the "Create permanent shared objects" user right, this is a finding.

Fix: F-65797r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Create permanent shared objects" to be defined but containing no entries (blank).

b
Unauthorized accounts must not have the Create symbolic links user right.
AC-6 - Medium - CCI-002235 - V-26482 - SV-33400r2_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
WINUR-000015
Vuln IDs
  • V-26482
Rule IDs
  • SV-33400r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Create symbolic links" right can create pointers to other objects which could potentially expose the system to attack.System Administrator
Checks: C-61323r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups other than the following are granted the “Create symbolic links” right, this is a finding: Administrators Systems that have the Hyper-V role will also have "Virtual Machines" given this user right (this may be displayed as "NT Virtual Machine\Virtual Machines"). This is not a finding.

Fix: F-66015r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Create symbolic links" to only include the following accounts or groups: Administrators Systems that have the Hyper-V role will also have "Virtual Machines" given this user right. If this needs to be added manually, enter it as "NT Virtual Machine\Virtual Machines".

b
The Deny log on as a batch job user right on domain controllers must be configured to prevent unauthenticated access.
AC-3 - Medium - CCI-000213 - V-26483 - SV-47115r1_rule
RMF Control
AC-3
Severity
Medium
CCI
CCI-000213
Version
WINUR-000018-DC
Vuln IDs
  • V-26483
Rule IDs
  • SV-47115r1_rule
Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. The "Deny log on as a batch job" right defines accounts that are prevented from logging on to the system as a batch job, such as Task Scheduler. The Guests group must be assigned to prevent unauthenticated access.System Administrator
Checks: C-44732r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; User Rights Assignment. If the following accounts or groups are not defined for the "Deny log on as a batch job" right, this is a finding. Guests Group

Fix: F-41032r2_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> User Rights Assignment -> "Deny log on as a batch job" to include the following. Guests Group

b
The Deny log on as a service user right must be configured to include no accounts or groups (blank).
AC-3 - Medium - CCI-000213 - V-26484 - SV-47127r1_rule
RMF Control
AC-3
Severity
Medium
CCI
CCI-000213
Version
WINUR-000019-DC
Vuln IDs
  • V-26484
Rule IDs
  • SV-47127r1_rule
Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. The "Deny log on as a service" right defines accounts that are denied log on as a service. Incorrect configurations could prevent services from starting and result in a DoS.System Administrator
Checks: C-44744r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; User Rights Assignment. If any accounts or groups are defined for the "Deny log on as a service" right, this is a finding.

Fix: F-41044r3_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> User Rights Assignment -> "Deny log on as a service" to include no entries (blank).

b
The Deny log on locally user right on domain controllers must be configured to prevent unauthenticated access.
AC-3 - Medium - CCI-000213 - V-26485 - SV-47108r1_rule
RMF Control
AC-3
Severity
Medium
CCI
CCI-000213
Version
WINUR-000020-DC
Vuln IDs
  • V-26485
Rule IDs
  • SV-47108r1_rule
Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. The "Deny log on locally" right defines accounts that are prevented from logging on interactively. The Guests group must be assigned this right to prevent unauthenticated access.System Administrator
Checks: C-44736r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; User Rights Assignment. If the following accounts or groups are not defined for the "Deny log on locally" right, this is a finding: Guests Group

Fix: F-41036r2_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> User Rights Assignment -> "Deny log on locally" to include the following. Guests Group

b
The Deny log on through Remote Desktop Services user right on domain controllers must be configured to prevent unauthenticated access.
AC-3 - Medium - CCI-000213 - V-26486 - SV-47145r1_rule
RMF Control
AC-3
Severity
Medium
CCI
CCI-000213
Version
WINUR-000021-DC
Vuln IDs
  • V-26486
Rule IDs
  • SV-47145r1_rule
Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. The "Deny log on through Remote Desktop Services" right defines the accounts that are prevented from logging on using Remote Desktop Services. The Guests group must be assigned this right to prevent unauthenticated access.System Administrator
Checks: C-44740r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; User Rights Assignment. If the following accounts or groups are not defined for the "Deny log on through Remote Desktop/Terminal Services" right, this is a finding. Guests Group

Fix: F-41040r2_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> User Rights Assignment -> "Deny log on through Remote Desktop/Terminal Services" to include the following. Guests Group

b
Unauthorized accounts must not have the Enable computer and user accounts to be trusted for delegation user right.
AC-6 - Medium - CCI-002235 - V-26487 - SV-33414r2_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
WINUR-000022
Vuln IDs
  • V-26487
Rule IDs
  • SV-33414r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Enable computer and user accounts to be trusted for delegation" user right allows the "Trusted for Delegation" setting to be changed. This could potentially allow unauthorized users to impersonate other users.System Administrator
Checks: C-33897r3_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups other than the following are granted the "Enable computer and user accounts to be trusted for delegation" user right, this is a finding: Administrators

Fix: F-65799r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Enable computer and user accounts to be trusted for delegation" to only include the following accounts or groups: Administrators

b
Unauthorized accounts must not have the Force shutdown from a remote system user right.
AC-6 - Medium - CCI-002235 - V-26488 - SV-33421r2_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
WINUR-000023
Vuln IDs
  • V-26488
Rule IDs
  • SV-33421r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Force shutdown from a remote system" user right can remotely shut down a system which could result in a DoS.System Administrator
Checks: C-61065r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups other than the following are granted the "Force shutdown from a remote system" user right, this is a finding: Administrators

Fix: F-65801r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Force shutdown from a remote system" to only include the following accounts or groups: Administrators

b
Unauthorized accounts must not have the Generate security audits user right.
AC-6 - Medium - CCI-002235 - V-26489 - SV-33423r2_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
WINUR-000024
Vuln IDs
  • V-26489
Rule IDs
  • SV-33423r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Generate security audits" user right specifies users and processes that can generate Security Log audit records, which must only be the system service accounts defined.If an application requires this user right, this can be downgraded to not a finding if the following conditions are met: Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length and required changes frequency (V-14271).System Administrator
Checks: C-61341r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups other than the following are granted the "Generate security audits" user right, this is a finding: Local Service Network Service

Fix: F-66033r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Generate security audits" to only include the following accounts or groups: Local Service Network Service

b
Unauthorized accounts must not have the Impersonate a client after authentication user right.
AC-6 - Medium - CCI-002235 - V-26490 - SV-33425r2_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
WINUR-000025
Vuln IDs
  • V-26490
Rule IDs
  • SV-33425r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Impersonate a client after authentication" user right allows a program to impersonate another user or account to run on their behalf. An attacker could potentially use this to elevate privileges.If an application requires this user right, this can be downgraded to not a finding if the following conditions are met: Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length and required changes frequency (V-14271).System Administrator
Checks: C-61343r3_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups other than the following are granted the "Impersonate a client after authentication" user right, this is a finding: Administrators Service Local Service Network Service

Fix: F-66035r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Impersonate a client after authentication" to only include the following accounts or groups: Administrators Service Local Service Network Service

b
Unauthorized accounts must not have the Increase scheduling priority user right.
AC-6 - Medium - CCI-002235 - V-26492 - SV-33427r2_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
WINUR-000027
Vuln IDs
  • V-26492
Rule IDs
  • SV-33427r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Increase scheduling priority" user right can change a scheduling priority causing performance issues or a DoS.If an application requires this user right, this can be downgraded to not a finding if the following conditions are met: Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length and required changes frequency (V-14271).System Administrator
Checks: C-61345r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups other than the following are granted the "Increase scheduling priority" user right, this is a finding: Administrators

Fix: F-66037r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Increase scheduling priority" to only include the following accounts or groups: Administrators

b
Unauthorized accounts must not have the Load and unload device drivers user right.
AC-6 - Medium - CCI-002235 - V-26493 - SV-33429r2_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
WINUR-000028
Vuln IDs
  • V-26493
Rule IDs
  • SV-33429r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Load and unload device drivers" user right allows device drivers to dynamically be loaded on a system by a user. This could potentially be used to install malicious code by an attacker.System Administrator
Checks: C-61069r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups other than the following are granted the "Load and unload device drivers" user right, this is a finding: Administrators

Fix: F-65805r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Load and unload device drivers" to only include the following accounts or groups: Administrators

b
Unauthorized accounts must not have the Lock pages in memory user right.
AC-6 - Medium - CCI-002235 - V-26494 - SV-33431r2_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
WINUR-000029
Vuln IDs
  • V-26494
Rule IDs
  • SV-33431r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Lock pages in memory" user right allows physical memory to be assigned to processes, which could cause performance issues or a DoS.If an application requires this user right, this can be downgraded to not a finding if the following conditions are met: Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length and required changes frequency (V-14271).System Administrator
Checks: C-61347r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups are granted the "Lock pages in memory" user right, this is a finding.

Fix: F-66039r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Lock pages in memory" to be defined but containing no entries (blank).

b
Unauthorized accounts must not have the Manage auditing and security log user right.
AU-9 - Medium - CCI-000162 - V-26496 - SV-33484r4_rule
RMF Control
AU-9
Severity
Medium
CCI
CCI-000162
Version
WINUR-000032
Vuln IDs
  • V-26496
Rule IDs
  • SV-33484r4_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Manage auditing and security log" user right can manage the security log and change auditing configurations. This could be used to clear evidence of tampering.System Administrator
Checks: C-72729r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups other than the following are granted the "Manage auditing and security log" right, this is a finding: Administrators If the organization has an Auditors group, the assignment of this group to the user right would not be a finding. If an application requires this user right, this would not be a finding. Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length (V-36661) and required changes frequency (V-36662).

Fix: F-67169r3_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Manage auditing and security log" to only include the following accounts or groups: Administrators

b
Unauthorized accounts must not have the Modify an object label user right.
AC-6 - Medium - CCI-002235 - V-26497 - SV-33485r2_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
WINUR-000033
Vuln IDs
  • V-26497
Rule IDs
  • SV-33485r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Modify an object label" user right can change the integrity label of an object. This could potentially be used to execute code at a higher privilege.System Administrator
Checks: C-61073r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups are granted the "Modify an object label" user right, this is a finding.

Fix: F-65809r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Modify an object label" to be defined but containing no entries (blank).

b
Unauthorized accounts must not have the Modify firmware environment values user right.
AC-6 - Medium - CCI-002235 - V-26498 - SV-33488r2_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
WINUR-000034
Vuln IDs
  • V-26498
Rule IDs
  • SV-33488r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Modify firmware environment values" user right can change hardware configuration environment variables. This could result in hardware failures or a DoS.System Administrator
Checks: C-61075r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups other than the following are granted the "Modify firmware environment values" user right, this is a finding: Administrators

Fix: F-65811r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Modify firmware environment values" to only include the following accounts or groups: Administrators

b
Unauthorized accounts must not have the Perform volume maintenance tasks user right.
AC-6 - Medium - CCI-002235 - V-26499 - SV-33489r2_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
WINUR-000035
Vuln IDs
  • V-26499
Rule IDs
  • SV-33489r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Perform volume maintenance tasks" user right can manage volume and disk configurations. They could potentially delete volumes, resulting in, data loss or a DoS.System Administrator
Checks: C-61077r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups other than the following are granted the "Perform volume maintenance tasks" user right, this is a finding: Administrators

Fix: F-65813r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Perform volume maintenance tasks" to only include the following accounts or groups: Administrators

b
Unauthorized accounts must not have the Profile single process user right.
AC-6 - Medium - CCI-002235 - V-26500 - SV-33490r2_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
WINUR-000036
Vuln IDs
  • V-26500
Rule IDs
  • SV-33490r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Profile single process" user right can monitor non-system processes performance. An attacker could potentially use this to identify processes to attack.System Administrator
Checks: C-61079r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups other than the following are granted the "Profile single process" user right, this is a finding: Administrators

Fix: F-65815r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Profile single process" to only include the following accounts or groups: Administrators

b
Unauthorized accounts must not have the Profile system performance user right.
AC-6 - Medium - CCI-002235 - V-26501 - SV-33491r2_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
WINUR-000037
Vuln IDs
  • V-26501
Rule IDs
  • SV-33491r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Profile system performance" user right can monitor system processes performance. An attacker could potentially use this to identify processes to attack.System Administrator
Checks: C-61081r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups other than the following are granted the "Profile system performance" user right, this is a finding: Administrators NT Service\WdiServiceHost

Fix: F-65817r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Profile system performance" to only include the following accounts or groups: Administrators NT Service\WdiServiceHost

b
Unauthorized accounts must not have the Replace a process level token user right.
AC-6 - Medium - CCI-002235 - V-26503 - SV-33494r2_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
WINUR-000039
Vuln IDs
  • V-26503
Rule IDs
  • SV-33494r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. The "Replace a process level token" user right allows one process or service to start another process or service with a different security access token. A user with this right could use this to impersonate another account.If an application requires this user right, this can be downgraded to not a finding if the following conditions are met: Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length and required changes frequency (V-14271).System Administrator
Checks: C-61351r3_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups other than the following are granted the "Replace a process level token" user right, this is a finding: Local Service Network Service

Fix: F-66043r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Replace a process level token" to only include the following accounts or groups: Local Service Network Service

b
Unauthorized accounts must not have the Restore files and directories user right.
AC-6 - Medium - CCI-002235 - V-26504 - SV-33495r2_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
WINUR-000040
Vuln IDs
  • V-26504
Rule IDs
  • SV-33495r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Restore files and directories" user right can circumvent file and directory permissions and could allow access to sensitive data. It could also be used to overwrite more current data.If an application requires this user right, this can be downgraded to not a finding if the following conditions are met: Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length and required changes frequency (V-14271).System AdministratorInformation Assurance Officer
Checks: C-61353r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups other than the following are granted the "Restore files and directories" user right, this is a finding: Administrators

Fix: F-66383r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Restore files and directories" to only include the following accounts or groups: Administrators

b
Unauthorized accounts must not have the Take ownership of files or other objects user right.
AC-6 - Medium - CCI-002235 - V-26506 - SV-33498r2_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
WINUR-000042
Vuln IDs
  • V-26506
Rule IDs
  • SV-33498r2_rule
Inappropriate granting of user rights can provide system, administrative, and other high-level capabilities. Accounts with the "Take ownership of files or other objects" user right can take ownership of objects and make changes.If an application requires this user right, this can be downgraded to not a finding if the following conditions are met: Vendor documentation must support the requirement for having the user right. The requirement must be documented with the ISSO. The application account must meet requirements for application account passwords, such as length and required changes frequency (V-14271).System Administrator
Checks: C-61355r2_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies &gt;&gt; User Rights Assignment. If any accounts or groups other than the following are granted the "Take ownership of files or other objects" user right, this is a finding: Administrators

Fix: F-66045r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Local Policies >> User Rights Assignment >> "Take ownership of files or other objects" to only include the following accounts or groups: Administrators

b
The system will be configured to audit "Account Logon -> Credential Validation" successes.
AU-12 - Medium - CCI-000172 - V-26529 - SV-33616r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000101
Vuln IDs
  • V-26529
Rule IDs
  • SV-33616r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Credential validation records events related to validation tests on credentials for a user account logon. System Administrator
Checks: C-34080r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: Account Logon -&gt; Credential Validation - Success

Fix: F-29757r1_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> Account Logon -> "Audit Credential Validation" with “Success” selected.

b
The system will be configured to audit "Account Logon -> Credential Validation" failures.
AU-12 - Medium - CCI-000172 - V-26530 - SV-33617r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000151
Vuln IDs
  • V-26530
Rule IDs
  • SV-33617r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Credential validation records events related to validation tests on credentials for a user account logon. System Administrator
Checks: C-34082r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: Account Logon -&gt; Credential Validation - Failure

Fix: F-29759r1_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> Account Logon -> "Audit Credential Validation" with “Failure” selected.

b
Windows Server 2008 R2 domain controllers must be configured to audit Account Management - Computer Account Management successes.
AU-12 - Medium - CCI-000172 - V-26531 - SV-33620r2_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000202-DC
Vuln IDs
  • V-26531
Rule IDs
  • SV-33620r2_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Computer Account Management records events such as the creating, changing, deleting, renaming, disabling, or enabling computer accounts. System Administrator
Checks: C-34083r2_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: Account Management &gt;&gt; Computer Account Management - Success

Fix: F-29760r2_fix

Configure the policy value for Computer Configuration -> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Account Management >> "Audit Computer Account Management" with "Success" selected.

b
The system will be configured to audit "Account Management -> Other Account Management Events" successes.
AU-12 - Medium - CCI-000172 - V-26533 - SV-33623r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000204
Vuln IDs
  • V-26533
Rule IDs
  • SV-33623r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Other Account Management records events such as the access of a password hash or the Password Policy Checking API being called. System Administrator
Checks: C-34087r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: Account Management -&gt; Other Account Management Events - Success

Fix: F-29763r1_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> Account Management -> "Audit Other Account Management Events" with “Success” selected.

b
The system will be configured to audit "Account Management -> Security Group Management" successes.
AC-2 - Medium - CCI-000018 - V-26535 - SV-33628r1_rule
RMF Control
AC-2
Severity
Medium
CCI
CCI-000018
Version
WINAU-000205
Vuln IDs
  • V-26535
Rule IDs
  • SV-33628r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Security Group Management records events such as the creating, deleting or changing of security groups, including changes in group members. System Administrator
Checks: C-34090r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: Account Management -&gt; Security Group Management - Success

Fix: F-29769r1_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> Account Management -> "Audit Security Group Management" with “Success” selected.

b
The system will be configured to audit "Account Management -> User Account Management" successes.
AC-2 - Medium - CCI-000018 - V-26537 - SV-33632r1_rule
RMF Control
AC-2
Severity
Medium
CCI
CCI-000018
Version
WINAU-000206
Vuln IDs
  • V-26537
Rule IDs
  • SV-33632r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. User Account Management records events such as the creating, changing, deleting, renaming, disabling, or enabling user accounts. System Administrator
Checks: C-34094r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: Account Management -&gt; User Account Management - Success

Fix: F-29773r1_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> Account Management -> "Audit User Account Management" with “Success” selected.

b
The system will be configured to audit "Account Management -> User Account Management" failures.
AC-2 - Medium - CCI-000018 - V-26538 - SV-33633r1_rule
RMF Control
AC-2
Severity
Medium
CCI
CCI-000018
Version
WINAU-000256
Vuln IDs
  • V-26538
Rule IDs
  • SV-33633r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. User Account Management records events such as the creating, changing, deleting, renaming, disabling, or enabling user accounts. System Administrator
Checks: C-34096r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: Account Management -&gt; User Account Management - Failure

Fix: F-29775r1_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> Account Management -> "Audit User Account Management" with “Failure” selected.

b
The system will be configured to audit "Detailed Tracking -> Process Creation" successes.
AU-12 - Medium - CCI-000172 - V-26539 - SV-33635r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000302
Vuln IDs
  • V-26539
Rule IDs
  • SV-33635r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Process creation records events related to the creation of a process and the source. System Administrator
Checks: C-34098r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: Detailed Tracking -&gt; Process Creation - Success

Fix: F-29777r1_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> Detailed Tracking -> "Audit Process Creation" with “Success” selected.

b
The system will be configured to audit "Logon/Logoff -> Logoff" successes.
AC-17 - Medium - CCI-000067 - V-26540 - SV-33638r1_rule
RMF Control
AC-17
Severity
Medium
CCI
CCI-000067
Version
WINAU-000505
Vuln IDs
  • V-26540
Rule IDs
  • SV-33638r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Logoff records user logoffs. If this is an interactive logon, it is recorded on the local system. If it is to a network share, it is recorded on the system accessed. System Administrator
Checks: C-34099r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: Logon/Logoff -&gt; Logoff - Success

Fix: F-29778r1_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> Logon/Logoff -> "Audit Logoff" with “Success” selected.

b
The system will be configured to audit "Logon/Logoff -> Logon" successes.
AC-17 - Medium - CCI-000067 - V-26541 - SV-33641r1_rule
RMF Control
AC-17
Severity
Medium
CCI
CCI-000067
Version
WINAU-000506
Vuln IDs
  • V-26541
Rule IDs
  • SV-33641r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Logon records user logons. If this is an interactive logon, it is recorded on the local system. If it is to a network share, it is recorded on the system accessed. System Administrator
Checks: C-34101r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: Logon/Logoff -&gt; Logon - Success

Fix: F-29780r1_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> Logon/Logoff -> "Audit Logon" with “Success” selected.

b
The system will be configured to audit "Logon/Logoff -> Logon" failures.
AC-17 - Medium - CCI-000067 - V-26542 - SV-33643r1_rule
RMF Control
AC-17
Severity
Medium
CCI
CCI-000067
Version
WINAU-000556
Vuln IDs
  • V-26542
Rule IDs
  • SV-33643r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Logon records user logons. If this is an interactive logon, it is recorded on the local system. If it is to a network share, it is recorded on the system accessed. System Administrator
Checks: C-34103r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: Logon/Logoff -&gt; Logon - Failure

Fix: F-29782r1_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> Logon/Logoff -> "Audit Logon" with “Failure” selected.

b
The system will be configured to audit "Logon/Logoff -> Special Logon" successes.
AU-12 - Medium - CCI-000172 - V-26543 - SV-33644r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000509
Vuln IDs
  • V-26543
Rule IDs
  • SV-33644r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Special Logon records special logons which have administrative privileges and can be used to elevate processes. System Administrator
Checks: C-34104r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: Logon/Logoff -&gt; Special Logon - Success

Fix: F-29784r1_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> Logon/Logoff -> "Audit Special Logon" with “Success” selected.

b
The system will be configured to audit "Policy Change -> Audit Policy Change" successes.
AU-12 - Medium - CCI-000172 - V-26546 - SV-33648r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000701
Vuln IDs
  • V-26546
Rule IDs
  • SV-33648r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit Policy Change records events related to changes in audit policy. System Administrator
Checks: C-34108r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: Policy Change -&gt; Audit Policy Change - Success

Fix: F-29788r1_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> Policy Change -> "Audit Audit Policy Change" with “Success” selected.

b
The system will be configured to audit "Policy Change -> Audit Policy Change" failures.
AU-12 - Medium - CCI-000172 - V-26547 - SV-33650r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000751
Vuln IDs
  • V-26547
Rule IDs
  • SV-33650r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit Policy Change records events related to changes in audit policy. System Administrator
Checks: C-34109r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: Policy Change -&gt; Audit Policy Change - Failure

Fix: F-29789r1_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> Policy Change -> "Audit Audit Policy Change" with “Failure” selected.

b
The system will be configured to audit "Policy Change -> Authentication Policy Change" successes.
AU-12 - Medium - CCI-000172 - V-26548 - SV-33653r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000702
Vuln IDs
  • V-26548
Rule IDs
  • SV-33653r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Authentication Policy Change records events related to changes in authentication policy including Kerberos policy and Trust changes. System Administrator
Checks: C-34112r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: Policy Change -&gt; Authentication Policy Change - Success

Fix: F-29792r1_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> Policy Change -> "Audit Authentication Policy Change" with “Success” selected.

b
The system will be configured to audit "Privilege Use -> Sensitive Privilege Use" successes.
AU-12 - Medium - CCI-000172 - V-26549 - SV-33654r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000803
Vuln IDs
  • V-26549
Rule IDs
  • SV-33654r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Sensitive Privilege Use records events related to use of sensitive privilege such as Act as part of the operating system or Debug programs. System Administrator
Checks: C-34114r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: Privilege Use -&gt; Sensitive Privilege Use - Success

Fix: F-29794r1_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> Privilege Use -> "Audit Sensitive Privilege Use" with “Success” selected.

b
The system will be configured to audit "Privilege Use -> Sensitive Privilege Use" failures.
AU-12 - Medium - CCI-000172 - V-26550 - SV-33656r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000853
Vuln IDs
  • V-26550
Rule IDs
  • SV-33656r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Sensitive Privilege Use records events related to use of sensitive privilege such as Act as part of the operating system or Debug programs. System Administrator
Checks: C-34115r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: Privilege Use -&gt; Sensitive Privilege Use - Failure

Fix: F-29795r1_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> Privilege Use -> "Audit Sensitive Privilege Use" with “Failure” selected.

b
The system will be configured to audit "System -> IPSec Driver" successes.
AU-12 - Medium - CCI-000172 - V-26551 - SV-33658r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000901
Vuln IDs
  • V-26551
Rule IDs
  • SV-33658r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. IPSec Driver records events related to the IPSec Driver such as dropped packets. System Administrator
Checks: C-34117r1_chk

"Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding:" System -&gt; IPSec Driver - Success

Fix: F-29797r1_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> System -> "Audit IPSec Driver" with “Success” selected.

b
The system will be configured to audit "System -> IPSec Driver" failures.
AU-12 - Medium - CCI-000172 - V-26552 - SV-33659r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000951
Vuln IDs
  • V-26552
Rule IDs
  • SV-33659r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. IPSec Driver records events related to the IPSec Driver such as dropped packets. System Administrator
Checks: C-34119r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: System -&gt; IPSec Driver - Failure

Fix: F-29799r1_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> System -> "Audit IPSec Driver" with “Failure” selected.

b
The system will be configured to audit "System -> Security State Change" successes.
AU-12 - Medium - CCI-000172 - V-26553 - SV-33660r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000903
Vuln IDs
  • V-26553
Rule IDs
  • SV-33660r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Security State Change records events related to changes in the security state such as startup and shutdown of the system. System Administrator
Checks: C-34120r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: System -&gt; Security State Change - Success

Fix: F-29800r1_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> System -> "Audit Security State Change" with “Success” selected.

b
The system will be configured to audit "System -> Security System Extension" successes.
AU-12 - Medium - CCI-000172 - V-26555 - SV-33663r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000904
Vuln IDs
  • V-26555
Rule IDs
  • SV-33663r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Security System Extension records events related to extension code being loaded by the security subsystem. System Administrator
Checks: C-34123r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: System -&gt; Security System Extension - Success

Fix: F-29803r1_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> System -> "Audit Security System Extension" with “Success” selected.

b
The system will be configured to audit "System -> System Integrity" successes.
AU-12 - Medium - CCI-000172 - V-26557 - SV-33666r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000905
Vuln IDs
  • V-26557
Rule IDs
  • SV-33666r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. System Integrity records events related to violations of integrity to the security subsystem. System Administrator
Checks: C-34125r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: System -&gt; System Integrity - Success

Fix: F-29806r1_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> System -> "Audit System Integrity" with “Success” selected.

b
The system will be configured to audit "System -> System Integrity" failures.
AU-12 - Medium - CCI-000172 - V-26558 - SV-33667r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000955
Vuln IDs
  • V-26558
Rule IDs
  • SV-33667r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. System Integrity records events related to violations of integrity to the security subsystem. System Administrator
Checks: C-34127r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: System -&gt; System Integrity - Failure

Fix: F-29809r1_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> System -> "Audit System Integrity" with “Failure” selected.

b
The 6to4 IPv6 transition technology will be disabled.
CM-7 - Medium - CCI-000381 - V-26575 - SV-33685r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
WINNE-000001
Vuln IDs
  • V-26575
Rule IDs
  • SV-33685r1_rule
IPv6 transition technologies which tunnel packets through other protocols do not provide visibility.System Administrator
Checks: C-34136r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\TCPIP\v6Transition\ Value Name: 6to4_State Type: REG_SZ Value: Disabled

Fix: F-29826r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Network -> TCPIP Settings -> IPv6 Transition Technologies -> “6to4 State” to “Enabled: Disabled State”.

b
The IP-HTTPS IPv6 transition technology will be disabled.
CM-7 - Medium - CCI-000381 - V-26576 - SV-33686r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
WINNE-000002
Vuln IDs
  • V-26576
Rule IDs
  • SV-33686r1_rule
IPv6 transition technologies which tunnel packets through other protocols do not provide visibility.System Administrator
Checks: C-34137r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\TCPIP\v6Transition\IPHTTPS\IPHTTPSInterface\ Value Name: IPHTTPS_ClientState Type: REG_DWORD Value: 3

Fix: F-29827r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Network -> TCPIP Settings -> IPv6 Transition Technologies -> “IP-HTTPS State” to “Enabled: Disabled State”. Note: "IPHTTPS URL:" must be entered in policy even if set to Disabled State, enter “about:blank”.

b
The ISATAP IPv6 transition technology will be disabled.
CM-7 - Medium - CCI-000381 - V-26577 - SV-33689r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
WINNE-000003
Vuln IDs
  • V-26577
Rule IDs
  • SV-33689r1_rule
IPv6 transition technologies which tunnel packets through other protocols do not provide visibility.System Administrator
Checks: C-34138r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\TCPIP\v6Transition\ Value Name: ISATAP_State Type: REG_SZ Value: Disabled

Fix: F-29828r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Network -> TCPIP Settings -> IPv6 Transition Technologies -> “ISATAP State” to “Enabled: Disabled State”.

b
The Teredo IPv6 transition technology will be disabled.
CM-7 - Medium - CCI-000382 - V-26578 - SV-33691r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000382
Version
WINNE-000004
Vuln IDs
  • V-26578
Rule IDs
  • SV-33691r1_rule
IPv6 transition technologies which tunnel packets through other protocols do not provide visibility.System Administrator
Checks: C-34139r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\TCPIP\v6Transition\ Value Name: Teredo_State Type: REG_SZ Value: Disabled

Fix: F-29829r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Network -> TCPIP Settings -> IPv6 Transition Technologies -> “Teredo State” to “Enabled: Disabled State”.

b
The Application event log must be configured to a minimum size requirement.
AU-4 - Medium - CCI-001849 - V-26579 - SV-33693r2_rule
RMF Control
AU-4
Severity
Medium
CCI
CCI-001849
Version
WINAU-100100
Vuln IDs
  • V-26579
Rule IDs
  • SV-33693r2_rule
Inadequate log size will cause the log to fill up quickly. This may prevent audit events from being recorded properly and require frequent attention by administrative personnel.System Administrator
Checks: C-59273r1_chk

If the system is configured to send audit records directly to an audit server, this is NA. This must be documented with the ISSO. If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\EventLog\Application\ Value Name: MaxSize Type: REG_DWORD Value: 0x00008000 (32768) (or greater)

Fix: F-63761r1_fix

If the system is configured to send audit records directly to an audit server, this is NA. This must be documented with the ISSO. Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Event Log Service -> Application -> "Maximum Log Size (KB)" to "Enabled" with a "Maximum Log Size (KB)" of "32768" or greater.

b
The Security event log must be configured to a minimum size requirement.
AU-4 - Medium - CCI-001849 - V-26580 - SV-33695r2_rule
RMF Control
AU-4
Severity
Medium
CCI
CCI-001849
Version
WINAU-100101
Vuln IDs
  • V-26580
Rule IDs
  • SV-33695r2_rule
Inadequate log size will cause the log to fill up quickly. This may prevent audit events from being recorded properly and require frequent attention by administrative personnel.System Administrator
Checks: C-59285r1_chk

If the system is configured to send audit records directly to an audit server, this is NA. This must be documented with the ISSO. If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\EventLog\Security\ Value Name: MaxSize Type: REG_DWORD Value: 0x00030000 (196608) (or greater)

Fix: F-63773r1_fix

If the system is configured to send audit records directly to an audit server, this is NA. This must be documented with the ISSO. Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Event Log Service -> Security -> "Maximum Log Size (KB)" to "Enabled" with a "Maximum Log Size (KB)" of "196608" or greater.

b
The Setup event log must be configured to a minimum size requirement.
AU-4 - Medium - CCI-001849 - V-26581 - SV-33698r2_rule
RMF Control
AU-4
Severity
Medium
CCI
CCI-001849
Version
WINAU-100102
Vuln IDs
  • V-26581
Rule IDs
  • SV-33698r2_rule
Inadequate log size will cause the log to fill up quickly. This may prevent audit events from being recorded properly and require frequent attention by administrative personnel.System Administrator
Checks: C-59299r1_chk

If the system is configured to send audit records directly to an audit server, this is NA. This must be documented with the ISSO. If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\EventLog\Setup\ Value Name: MaxSize Type: REG_DWORD Value: 0x00008000 (32768) (or greater)

Fix: F-63787r1_fix

If the system is configured to send audit records directly to an audit server, this is NA. This must be documented with the ISSO. Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Event Log Service -> Setup -> "Maximum Log Size (KB)" to "Enabled" with a "Maximum Log Size (KB)" of "32768" or greater.

b
The System event log must be configured to a minimum size requirement.
AU-4 - Medium - CCI-001849 - V-26582 - SV-33700r2_rule
RMF Control
AU-4
Severity
Medium
CCI
CCI-001849
Version
WINAU-100103
Vuln IDs
  • V-26582
Rule IDs
  • SV-33700r2_rule
Inadequate log size will cause the log to fill up quickly. This may prevent audit events from being recorded properly and require frequent attention by administrative personnel.System Administrator
Checks: C-59315r1_chk

If the system is configured to send audit records directly to an audit server, this is NA. This must be documented with the ISSO. If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\Policies\Microsoft\Windows\EventLog\System\ Value Name: MaxSize Type: REG_DWORD Value: 0x00008000 (32768) (or greater)

Fix: F-63803r1_fix

If the system is configured to send audit records directly to an audit server, this is NA. This must be documented with the ISSO. Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Event Log Service -> System -> "Maximum Log Size (KB)" to "Enabled" with a "Maximum Log Size (KB)" of "32768" or greater.

b
The Fax service will be disabled.
CM-7 - Medium - CCI-000381 - V-26600 - SV-33723r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
WINSV-000100
Vuln IDs
  • V-26600
Rule IDs
  • SV-33723r1_rule
Unnecessary Services increase the attack surface of a system. Some of these services may not support required levels of authentication or encryption.System Administrator
Checks: C-34147r1_chk

Verify the service is not installed or is disabled. Select “Start”. Select “Run”. Enter "Services.msc" in the run box. Respond to any User Account Control prompts. If the following is installed and not disabled, this is a finding: Fax (fax)

Fix: F-29837r1_fix

Remove or disable the Fax (fax) service.

b
The Microsoft FTP service must not be installed unless required.
CM-7 - Medium - CCI-000382 - V-26602 - SV-33725r2_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000382
Version
WINSV-000101
Vuln IDs
  • V-26602
Rule IDs
  • SV-33725r2_rule
Unnecessary Services increase the attack surface of a system. Some of these services may not support required levels of authentication or encryption. System Administrator
Checks: C-34148r2_chk

If the server has the role of an FTP server, this is NA. Verify the service is not installed or is disabled. Select "Start". Select "Run". Enter "Services.msc". Respond to any User Account Control prompts. If the "Microsoft FTP Service" (Service name: msftpsvc) is installed and not disabled, this is a finding.

Fix: F-29838r2_fix

Uninstall or disable the Microsoft FTP Service (msftpsvc) service.

b
The Peer Networking Identity Manager service will be disabled.
CM-7 - Medium - CCI-000381 - V-26604 - SV-33729r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
WINSV-000103
Vuln IDs
  • V-26604
Rule IDs
  • SV-33729r1_rule
Unnecessary Services increase the attack surface of a system. Some of these services may not support required levels of authentication or encryption. System Administrator
Checks: C-34150r1_chk

Verify the service is not installed or is disabled. Select “Start”. Select “Run”. Enter "Services.msc" in the run box. Respond to any User Account Control prompts. If the following is installed and not disabled, this is a finding: Peer Networking Identity Manager (p2pimsvc)

Fix: F-29840r1_fix

Remove or disable the Peer Networking Identity Manager (p2pimsvc) service.

b
The Simple TCP/IP Services service will be disabled.
CM-7 - Medium - CCI-000381 - V-26605 - SV-33731r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
WINSV-000104
Vuln IDs
  • V-26605
Rule IDs
  • SV-33731r1_rule
Unnecessary Services increase the attack surface of a system. Some of these services may not support required levels of authentication or encryption. System Administrator
Checks: C-34151r1_chk

Verify the service is not installed or is disabled. Select “Start”. Select “Run”. Enter "Services.msc" in the run box. Respond to any User Account Control prompts. If the following is installed and not disabled, this is a finding: Simple TCP/IP Services (simptcp)

Fix: F-29841r1_fix

Remove or disable the Simple TCP/IP Services (simptcp) service.

b
The Telnet service will be disabled.
CM-7 - Medium - CCI-000382 - V-26606 - SV-33721r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000382
Version
WINSV-000105
Vuln IDs
  • V-26606
Rule IDs
  • SV-33721r1_rule
Unnecessary Services increase the attack surface of a system. Some of these services may not support required levels of authentication or encryption. System Administrator
Checks: C-34146r1_chk

Verify the service is not installed or is disabled. Select “Start”. Select “Run”. Enter "Services.msc" in the run box. Respond to any User Account Control prompts. If the following is installed and not disabled, this is a finding: Telnet (tlntsvr)

Fix: F-29836r1_fix

Remove or disable the Telnet (tlntsvr) service.

c
PKI certificates associated with user accounts must be issued by the DoD PKI or an approved External Certificate Authority (ECA).
IA-5 - High - CCI-000185 - V-26683 - SV-39016r4_rule
RMF Control
IA-5
Severity
High
CCI
CCI-000185
Version
DS00.2141_2008_R2
Vuln IDs
  • V-26683
Rule IDs
  • SV-39016r4_rule
A PKI implementation depends on the practices established by the Certificate Authority (CA) to ensure the implementation is secure. Without proper practices, the certificates issued by a CA have limited value in authentication functions.System Administrator
Checks: C-75981r2_chk

Open "PowerShell" as Administrator. Enter "Import-Module ActiveDirectory". (This only needs to be run once during a PowerShell session.) Enter "Get-ADUser -Filter * | FT Name, UserPrincipalName, Enabled -AutoSize". Review the User Principal Name (UPN) of user accounts, including administrators. Exclude the built-in accounts such as Administrator and Guest. If the User Principal Name (UPN) is not in the format of an individual's identifier for the certificate type and for the appropriate domain suffix, this is a finding. For standard NIPRNET certificates the individual's identifier is in the format of an Electronic Data Interchange - Personnel Identifier (EDI-PI). Alt Tokens and other certificates may use a different UPN format than the EDI-PI, which vary by organization. Verify these with the organization. NIPRNET Example: Name - User Principal Name User1 - 1234567890@mil See PKE documentation for other network domain suffixes. If the mappings are to certificates issued by a CA authorized by the Component's CIO, this is a CAT II finding.

Fix: F-80471r1_fix

Map user accounts, including administrators, to PKI certificates using the appropriate User Principal Name (UPN) for the network. See PKE documentation for details.

b
File Replication Service (FRS) directory data files must have proper access control permissions.
AC-6 - Medium - CCI-002235 - V-27109 - SV-39018r2_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
DS00.0121_2008_R2
Vuln IDs
  • V-27109
Rule IDs
  • SV-39018r2_rule
Improper access permissions for directory data files could allow unauthorized users to read, modify, or delete directory data.System Administrator
Checks: C-49677r2_chk

If the system is using the more current Distributed File System (DFS) replication, this is NA. Execute the command "Dfsrmig /getmigrationstate", to verify DFSR is being used. The following message should be returned if the system is using DFSR: "All Domain Controllers have migrated successfully to Global state ('Eliminated'). Migration has reached a consistent state on all Domain Controllers." If the system is using FRS: Run "Regedit". Navigate to "HKEY_LOCAL_MACHINE\SYSTEM\CurrentControlSet\Services\NtFrs\Parameters". Note the value for "Working Directory", typically "%SystemRoot%\ntfrs". Verify the permissions of the noted location. If the access control permissions of the FRS directory are not at least as restrictive as those below, this is a finding. FRS Directory Permissions: Administrators - Full Control (F) SYSTEM - Full Control (F)

Fix: F-50025r2_fix

If the system is using the more current DFS replication, this is NA. Maintain the access control permissions for the FRS directory as outlined below. FRS Directory Permissions: Administrators - Full Control (F) SYSTEM - Full Control (F)

c
The Active Directory SYSVOL directory must have the proper access control permissions.
AC-6 - High - CCI-002235 - V-27119 - SV-39859r2_rule
RMF Control
AC-6
Severity
High
CCI
CCI-002235
Version
DS00.0122_2008_R2
Vuln IDs
  • V-27119
Rule IDs
  • SV-39859r2_rule
Improper access permissions for directory data files could allow unauthorized users to read, modify, or delete directory data. The SYSVOL directory contains public files (to the domain) such as policies and logon scripts. Data in shared subdirectories are replicated to all domain controllers in a domain.System AdministratorECAN-1, ECCD-1, ECCD-2
Checks: C-48680r1_chk

Verify the permissions on the SYSVOL directory. Open a command prompt. Run "net share". Make note of the directory location of the SYSVOL share. By default this will be \Windows\SYSVOL\sysvol. For this requirement, permissions will be verified at the first SYSVOL directory level. Open Windows Explorer. Navigate to \Windows\SYSVOL (or the directory noted previously if different). Right click the directory and select properties. Select the Security tab. Click Advanced. If any standard user accounts or groups are allowed greater than read &amp; execute permissions, this is a finding. The default permissions noted below meet this requirement. Name - Authenticated Users Permission - Read &amp; execute Apply To - This folder, subfolder and files Name - Server Operators Permission - Read &amp; execute Apply To - This folder, subfolder and files Name - Administrators Permission - Special Apply To - This folder only (Permission - Special : all selected except Full control, Delete subfolders and files) Name - CREATOR OWNER Permission - Special (Full control in Detail view) Apply To - Subfolders and files only Name - Administrators Permission - Special (Full control in Detail view) Apply To - Subfolders and files only Name - SYSTEM Permission - Full control Apply To - This folder, subfolders and files Alternately, use Icacls.exe to view the permissions of the SYSVOL directory. Open a command prompt. Run "icacls c:\Windows\SYSVOL The following results should be displayed: NT AUTHORITY\Authenticated Users:(RX) NT AUTHORITY\Authenticated Users:(OI)(CI)(IO)(GR,GE) BUILTIN\Server Operators:(RX) BUILTIN\Server Operators:(OI)(CI)(IO)(GR,GE) BUILTIN\Administrators:(M,WDAC,WO) BUILTIN\Administrators:(OI)(CI)(IO)(F) NT AUTHORITY\SYSTEM:(F) NT AUTHORITY\SYSTEM:(OI)(CI)(IO)(F) BUILTIN\Administrators:(M,WDAC,WO) CREATOR OWNER:(OI)(CI)(IO)(F) (RX) - Read &amp; execute Run "icacls /help" to view definitions of other permission codes.

Fix: F-47803r1_fix

Ensure the permissions on SYSVOL directory do not allow greater than read & execute for standard user accounts or groups. The defaults below meet this requirement. Name - Authenticated Users Permission - Read & execute Apply To - This folder, subfolder and files Name - Server Operators Permission - Read & execute Apply To - This folder, subfolder and files Name - Administrators Permission - Special Apply To - This folder only (Permission - Special - Permissions: all selected except Full control, Delete subfolders and files) Name - CREATOR OWNER Permission - Special (Full control in Detail view) Apply To - Subfolders and files only Name - Administrators Permission - Special (Full control in Detail view) Apply To - Subfolders and files only Name - SYSTEM Permission - Full control Apply To - This folder, subfolders and files

a
Windows will be prevented from sending an error report when a device driver requests additional software during installation.
CM-7 - Low - CCI-000381 - V-28504 - SV-36284r1_rule
RMF Control
CM-7
Severity
Low
CCI
CCI-000381
Version
5.269
Vuln IDs
  • V-28504
Rule IDs
  • SV-36284r1_rule
Sending error reports to vendors can disclose information about a system to an outside organization.System Administrator
Checks: C-35392r1_chk

If the following registry value doesn’t exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\DeviceInstall\Settings\ Value Name: DisableSendRequestAdditionalSoftwareToWER Type: REG_DWORD Value: 1

Fix: F-30621r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> System -> Device Installation -> “Prevent Windows from sending an error report when a device driver requests additional software during installation” to “Enabled”.

b
Unauthorized accounts will not have the "Add workstations to domain” user right.
AC-6 - Medium - CCI-002235 - V-30016 - SV-39583r1_rule
RMF Control
AC-6
Severity
Medium
CCI
CCI-002235
Version
WINUR-000043-AD
Vuln IDs
  • V-30016
Rule IDs
  • SV-39583r1_rule
Inappropriate granting of user rights can provide system, administrative, and other high level capabilities. Accounts with the "Add workstations to domain” right may add computers to a domain. This could result in unapproved or incorrectly configured systems being added to a domain. System Administrator
Checks: C-38497r1_chk

Analyze the system using the Security Configuration and Analysis snap-in. Expand the Security Configuration and Analysis tree view. Navigate to Local Policies -&gt; User Rights Assignment. If any accounts or groups other than the following are granted the “Add workstations to domain” right, this is a finding: Administrators

Fix: F-33755r1_fix

Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Local Policies -> User Rights Assignment -> "Add workstations to domain” as defined in the Check section.

b
The DoD Root CA certificates must be installed in the Trusted Root Store.
IA-5 - Medium - CCI-000185 - V-32272 - SV-42596r6_rule
RMF Control
IA-5
Severity
Medium
CCI
CCI-000185
Version
WINPK-000001
Vuln IDs
  • V-32272
Rule IDs
  • SV-42596r6_rule
To ensure secure DoD websites and DoD-signed code are properly validated, the system must trust the DoD Root Certificate Authorities (CAs). The DoD root certificates will ensure that the trust chain is established for server certificates issued from the DoD CAs.System Administrator
Checks: C-80195r2_chk

Verify the DoD Root CA certificates are installed as Trusted Root Certification Authorities. The certificates and thumbprints referenced below apply to unclassified systems; see PKE documentation for other networks. Run "PowerShell" as an administrator. Execute the following command: Get-ChildItem -Path Cert:Localmachine\root | Where-object {$_.Subject -Like "*DoD*"} | FL Subject, Thumbprint, NotAfter If the following certificate "Subject" and "Thumbprint" information is not displayed, this is finding. If an expired certificate ("NotAfter" date) is not listed in the results, this is not a finding. Subject: CN=DoD Root CA 2, OU=PKI, OU=DoD, O=U.S. Government, C=US Thumbprint: 8C941B34EA1EA6ED9AE2BC54CF687252B4C9B561 NotAfter: 12/5/2029 Subject: CN=DoD Root CA 3, OU=PKI, OU=DoD, O=U.S. Government, C=US Thumbprint: D73CA91102A2204A36459ED32213B467D7CE97FB NotAfter: 12/30/2029 Subject: CN=DoD Root CA 4, OU=PKI, OU=DoD, O=U.S. Government, C=US Thumbprint: B8269F25DBD937ECAFD4C35A9838571723F2D026 NotAfter: 7/25/2032 Subject: CN=DoD Root CA 5, OU=PKI, OU=DoD, O=U.S. Government, C=US Thumbprint: 4ECB5CC3095670454DA1CBD410FC921F46B8564B NotAfter: 6/14/2041 Alternately use the Certificates MMC snap-in: Run "MMC". Select "File", "Add/Remove Snap-in". Select "Certificates", click "Add". Select "Computer account", click "Next". Select "Local computer: (the computer this console is running on)", click "Finish". Click "OK". Expand "Certificates" and navigate to "Trusted Root Certification Authorities &gt;&gt; Certificates". For each of the DoD Root CA certificates noted below: Right-click on the certificate and select "Open". Select the "Details" Tab. Scroll to the bottom and select "Thumbprint". If the DoD Root CA certificates below are not listed or the value for the "Thumbprint" field is not as noted, this is a finding. If an expired certificate ("Valid to" date) is not listed in the results, this is not a finding. DoD Root CA 2 Thumbprint: 8C941B34EA1EA6ED9AE2BC54CF687252B4C9B561 Valid to: Wednesday, December 5, 2029 DoD Root CA 3 Thumbprint: D73CA91102A2204A36459ED32213B467D7CE97FB Valid to: Sunday, December 30, 2029 DoD Root CA 4 Thumbprint: B8269F25DBD937ECAFD4C35A9838571723F2D026 Valid to: Sunday, July 25, 2032 DoD Root CA 5 Thumbprint: 4ECB5CC3095670454DA1CBD410FC921F46B8564B Valid to: Friday, June 14, 2041

Fix: F-87321r1_fix

Install the DoD Root CA certificates. DoD Root CA 2 DoD Root CA 3 DoD Root CA 4 DoD Root CA 5 The InstallRoot tool is available on IASE at http://iase.disa.mil/pki-pke/Pages/tools.aspx.

b
The DoD Interoperability Root CA cross-certificates must be installed in the Untrusted Certificates Store on unclassified systems.
IA-5 - Medium - CCI-000185 - V-32274 - SV-42607r8_rule
RMF Control
IA-5
Severity
Medium
CCI
CCI-000185
Version
WINPK-000003
Vuln IDs
  • V-32274
Rule IDs
  • SV-42607r8_rule
To ensure users do not experience denial of service when performing certificate-based authentication to DoD websites due to the system chaining to a root other than DoD Root CAs, the DoD Interoperability Root CA cross-certificates must be installed in the Untrusted Certificate Store. This requirement only applies to unclassified systems.System Administrator
Checks: C-91541r1_chk

Verify the DoD Interoperability cross-certificates are installed on unclassified systems as Untrusted Certificates. Run "PowerShell" as an administrator. Execute the following command: Get-ChildItem -Path Cert:Localmachine\disallowed | Where {$_.Issuer -Like "*DoD Interoperability*" -and $_.Subject -Like "*DoD*"} | FL Subject, Issuer, Thumbprint, NotAfter If the following certificate "Subject", "Issuer", and "Thumbprint", information is not displayed, this is finding. If an expired certificate ("NotAfter" date) is not listed in the results, this is not a finding. Subject: CN=DoD Root CA 2, OU=PKI, OU=DoD, O=U.S. Government, C=US Issuer: CN=DoD Interoperability Root CA 1, OU=PKI, OU=DoD, O=U.S. Government, C=US Thumbprint: 22BBE981F0694D246CC1472ED2B021DC8540A22F NotAfter: 9/6/2019 Subject: CN=DoD Root CA 3, OU=PKI, OU=DoD, O=U.S. Government, C=US Issuer: CN=DoD Interoperability Root CA 2, OU=PKI, OU=DoD, O=U.S. Government, C=US Thumbprint: AC06108CA348CC03B53795C64BF84403C1DBD341 NotAfter: 1/22/2022 Alternately use the Certificates MMC snap-in: Run "MMC". Select "File", "Add/Remove Snap-in". Select "Certificates", click "Add". Select "Computer account", click "Next". Select "Local computer: (the computer this console is running on)", click "Finish". Click "OK". Expand "Certificates" and navigate to "Untrusted Certificates &gt;&gt; Certificates". For each certificate with "DoD Root CA…" under "Issued To" and "DoD Interoperability Root CA…" under "Issued By": Right-click on the certificate and select "Open". Select the "Details" Tab. Scroll to the bottom and select "Thumbprint". If the certificates below are not listed or the value for the "Thumbprint" field is not as noted, this is a finding. If an expired certificate ("Valid to" date) is not listed in the results, this is not a finding. Issued To: DoD Root CA 2 Issued By: DoD Interoperability Root CA 1 Thumbprint: 22BBE981F0694D246CC1472ED2B021DC8540A22F Valid to: Friday, September 6, 2019 Issued To: DoD Root CA 3 Issued By: DoD Interoperability Root CA 2 Thumbprint: AC06108CA348CC03B53795C64BF84403C1DBD341 Valid to: Saturday, January 22, 2022

Fix: F-98483r3_fix

Install the DoD Interoperability Root CA cross-certificates on unclassified systems. Issued To - Issued By - Thumbprint DoD Root CA 2 - DoD Interoperability Root CA 1 - 22BBE981F0694D246CC1472ED2B021DC8540A22F DoD Root CA 3 - DoD Interoperability Root CA 2 - AC06108CA348CC03B53795C64BF84403C1DBD341 The certificates can be installed using the InstallRoot tool. The tool and user guide are available on IASE at http://iase.disa.mil/pki-pke/Pages/tools.aspx.

c
Standard user accounts must only have Read permissions to the Active Setup\Installed Components registry key.
AC-6 - High - CCI-002235 - V-32282 - SV-42619r2_rule
RMF Control
AC-6
Severity
High
CCI
CCI-002235
Version
WINRG-000001
Vuln IDs
  • V-32282
Rule IDs
  • SV-42619r2_rule
Permissions on the Active Setup\Installed Components registry key must only allow privileged accounts to add or change registry values. If standard user accounts have this capability there is a potential for programs to run with elevated privileges when a privileged user logs on to the system. System Administrator
Checks: C-66333r1_chk

Run "Regedit". Navigate to the following registry keys and review the permissions: HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Active Setup\Installed Components\ HKEY_LOCAL_MACHINE\SOFTWARE\Wow6432Node\Microsoft\Active Setup\Installed Components\ (64-bit systems) If the default permissions listed below have been changed, this is a finding. Users - Read Administrators - Full Control SYSTEM - Full Control CREATOR OWNER - Special (Special = Full Control - Subkeys only)

Fix: F-71721r1_fix

Maintain the default permissions of the following registry keys: HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Active Setup\Installed Components\ HKEY_LOCAL_MACHINE\SOFTWARE\Wow6432Node\Microsoft\Active Setup\Installed Components\ (64-bit systems only) Users - Read Administrators - Full Control SYSTEM - Full Control CREATOR OWNER - Special (Special = Full Control - Subkeys only)

b
The system must be configured to audit DS Access - Directory Service Access successes.
AU-12 - Medium - CCI-000172 - V-33663 - SV-44083r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000402
Vuln IDs
  • V-33663
Rule IDs
  • SV-44083r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit directory service access records events related to users accessing an Active Directory object.System AdministratorECAR-2, ECAR-3
Checks: C-41814r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: DS Access -&gt; Directory Service Access - Success

Fix: F-37557r2_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> DS Access -> “Directory Service Access” with “Success” selected.

b
The system must be configured to audit DS Access - Directory Service Access failures.
AU-12 - Medium - CCI-000172 - V-33664 - SV-44087r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000452
Vuln IDs
  • V-33664
Rule IDs
  • SV-44087r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit directory service access records events related to users accessing an Active Directory object.System AdministratorECAR-2, ECAR-3
Checks: C-41815r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: DS Access -&gt; Directory Service Access - Failure

Fix: F-37558r2_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> DS Access -> “Directory Service Access” with “Failure” selected.

b
The system must be configured to audit DS Access - Directory Service Changes successes.
AU-12 - Medium - CCI-000172 - V-33665 - SV-44088r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000403
Vuln IDs
  • V-33665
Rule IDs
  • SV-44088r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit directory service changes records events related to changes made to objects in Active Directory Domain Services.System AdministratorECAR-2, ECAR-3
Checks: C-41816r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: DS Access -&gt; Directory Service Changes - Success

Fix: F-37559r2_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> DS Access -> “Directory Service Changes” with “Success” selected.

b
The system must be configured to audit DS Access - Directory Service Changes failures.
AU-12 - Medium - CCI-000172 - V-33666 - SV-44089r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000453
Vuln IDs
  • V-33666
Rule IDs
  • SV-44089r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred as well as detecting attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit directory service changes records events related to changes made to objects in Active Directory Domain Services.System AdministratorECAR-2, ECAR-3
Checks: C-41817r1_chk

Security Option “Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings” must be set to “Enabled” (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: -Open a Command Prompt with elevated privileges (“Run as Administrator”). -Enter “AuditPol /get /category:*”. Compare the Auditpol settings with the following. If the system does not audit the following, this is a finding: DS Access -&gt; Directory Service Changes - Failure

Fix: F-37560r2_fix

Detailed auditing subcategories are configured in Security Settings -> Advanced Audit Policy Configuration. The summary level settings under Security Settings -> Local Policies -> Audit Policy will not be enforced (see V-14230). Configure the policy value for Computer Configuration -> Windows Settings -> Security Settings -> Advanced Audit Policy Configuration -> System Audit Policies -> DS Access -> “Directory Service Changes” with “Failure” selected.

c
Active Directory Group Policy objects must have proper access control permissions.
AC-6 - High - CCI-002235 - V-33673 - SV-44097r4_rule
RMF Control
AC-6
Severity
High
CCI
CCI-002235
Version
DS00.0133_2008_R2
Vuln IDs
  • V-33673
Rule IDs
  • SV-44097r4_rule
When directory service database objects do not have appropriate access control permissions, it may be possible for malicious users to create, read, update, or delete the objects and degrade or destroy the integrity of the data. When the directory service is used for identification, authentication, or authorization functions, a compromise of the database objects could lead to a compromise of all systems relying on the directory service. For Active Directory (AD), the Group Policy objects require special attention. In a distributed administration model (i.e., help desk), Group Policy objects are more likely to have access permissions changed from the secure defaults. If inappropriate access permissions are defined for Group Policy Objects, this could allow an intruder to change the security policy applied to all domain client computers (workstations and servers).System Administrator
Checks: C-51605r2_chk

Verify the permissions on Group Policy objects. Open "Group Policy Management". (Available from various menus or run "gpmc.msc".) Navigate to "Group Policy Objects" in the domain being reviewed (Forest &gt; Domains &gt; Domain). For each Group Policy object: Select the Group Policy object item in the left pane. Select the Delegation tab in the right pane. Select the Advanced button. If any standard user accounts or groups have greater than Allow permissions of Read and Apply group policy, this is a finding. Other access permissions that allow the objects to be updated are considered findings unless specifically documented by the IAO. The default permissions noted below meet this requirement. The permissions shown are at the summary level. More detailed permissions can be viewed by selecting the next Advanced button, selecting the desired Permission entry, and the Edit button. Authenticated Users - Read, Apply group policy, Special permissions The Special permissions for Authenticated Users are for Read type Properties. If detailed permissions include any Create, Delete, Modify, or Write Permissions or Properties, this is a finding. The Special permissions for the following default groups are not the focus of this requirement and may include a wide range of permissions and properties. CREATOR OWNER - Special permissions SYSTEM - Read, Write, Create all child objects, Delete all child objects, Special permissions Domain Admins - Read, Write, Create all child objects, Delete all child objects, Special permissions Enterprise Admins - Read, Write, Create all child objects, Delete all child objects, Special permissions ENTERPRISE DOMAIN CONTROLLERS - Read, Special permissions The Domain Admins and Enterprise Admins will not have the "Delete all child objects" permission on the two default group policy objects: Default Domain Policy and Default Domain Controllers Policy. They will have this permission on created group policy objects. The Anonymous Logon, Guests, or any group that contains those groups (in which users are not uniquely identified and authenticated) must not have any access permissions unless the group and justification is explicitly documented with the IAO.

Fix: F-53289r2_fix

Ensure the permissions on Group Policy objects do not allow greater than Read and Apply group policy for standard user accounts or groups. The default permissions below meet this requirement. Authenticated Users - Read, Apply group policy, Special permissions The Special permissions for Authenticated Users are for Read type Properties. CREATOR OWNER - Special permissions SYSTEM - Read, Write, Create all child objects, Delete all child objects, Special permissions Domain Admins - Read, Write, Create all child objects, Delete all child objects, Special permissions Enterprise Admins - Read, Write, Create all child objects, Delete all child objects, Special permissions ENTERPRISE DOMAIN CONTROLLERS - Read, Special permissions Document any other access permissions that allow the objects to be updated with the IAO. The Domain Admins and Enterprise Admins will not have the "Delete all child objects" permission on the two default group policy objects: Default Domain Policy and Default Domain Controllers Policy. They will have this permission on created group policy objects.

c
The Windows Installer Always install with elevated privileges must be disabled.
CM-11 - High - CCI-001812 - V-34974 - SV-46220r1_rule
RMF Control
CM-11
Severity
High
CCI
CCI-001812
Version
WINCC-000001
Vuln IDs
  • V-34974
Rule IDs
  • SV-46220r1_rule
Standard user accounts must not be granted elevated privileges. Enabling Windows Installer to elevate privileges when installing applications can allow malicious persons and applications to gain full control of a system.
Checks: C-43425r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Subkey: \Software\Policies\Microsoft\Windows\Installer\ Value Name: AlwaysInstallElevated Type: REG_DWORD Value: 0

Fix: F-39540r1_fix

Configure the policy value for Computer Configuration -> Administrative Templates -> Windows Components -> Windows Installer -> "Always install with elevated privileges" to "Disabled".

c
Administrative accounts must not be used with applications that access the Internet, such as web browsers, or with potential Internet sources, such as email.
CM-6 - High - CCI-000366 - V-36451 - SV-47866r2_rule
RMF Control
CM-6
Severity
High
CCI
CCI-000366
Version
1.006-01
Vuln IDs
  • V-36451
Rule IDs
  • SV-47866r2_rule
Using applications that access the internet or have potential internet sources using administrative privileges exposes a system to compromise. If a flaw in an application is exploited while running as a privileged user, the entire system could be compromised. Web browsers and email are common attack vectors for introducing malicious code and must not be run with an administrative user account. Since administrative user accounts may generally change or work around technical restrictions for running a web browser or other applications, it is essential that policy requires administrative users not access the internet or use applications, such as email. The policy should define specific exceptions for local service administration. These exceptions may include HTTP(S)-based tools that are used for the administration of the local system, services, or attached devices. Technical means such as application whitelisting can be used to enforce the policy to ensure compliance.
Checks: C-74331r2_chk

Determine whether administrative accounts are prevented from using applications that access the Internet, such as web browsers, or with potential Internet sources, such as email, except as necessary for local service administration. The organization must have a policy that prohibits administrative accounts from using applications that access the Internet, such as web browsers, or with potential Internet sources, such as email, except as necessary for local service administration. The policy should define specific exceptions for local service administration. These exceptions may include HTTP(S)-based tools that are used for the administration of the local system, services, or attached devices. Technical measures such as the removal of applications or application whitelisting must be used where feasible to prevent the use of applications that access the Internet. If accounts with administrative privileges are not prevented from using applications that access the Internet or with potential Internet sources, this is a finding.

Fix: F-81001r2_fix

Establish and enforce a policy that prohibits administrative accounts from using applications that access the Internet, such as web browsers, or with potential Internet sources, such as email. Define specific exceptions for local service administration. These exceptions may include HTTP(S)-based tools that are used for the administration of the local system, services, or attached devices. Implement technical measures where feasible such as removal of applications or use of application whitelisting to restrict the use of applications that can access the Internet.

b
Active Directory Group Policy objects must be configured with proper audit settings.
AU-12 - Medium - CCI-000172 - V-39325 - SV-55015r3_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000207-DC
Vuln IDs
  • V-39325
Rule IDs
  • SV-55015r3_rule
When inappropriate audit settings are configured for directory service database objects, it may be possible for a user or process to update the data without generating any tracking data. The impact of missing audit data is related to the type of object. A failure to capture audit data for objects used by identification, authentication, or authorization functions could degrade or eliminate the ability to track changes to access policy for systems or data. For Active Directory (AD), there are a number of critical object types in the domain naming context of the AD database for which auditing is essential. This includes Group Policy objects. Because changes to these objects can significantly impact access controls or the availability of systems, the absence of auditing data makes it impossible to identify the source of changes that impact the confidentiality, integrity, and availability of data and systems throughout an AD domain. The lack of proper auditing can result in insufficient forensic evidence needed to investigate an incident and prosecute the intruder.
Checks: C-79573r3_chk

Review the auditing configuration for all Group Policy objects. Open "Group Policy Management". (Available from various menus, or run "gpmc.msc".) Navigate to "Group Policy Objects" in the domain being reviewed (Forest &gt;&gt; Domains &gt;&gt; Domain). For each Group Policy object: Select the Group Policy Object item in the left pane. Select the "Delegation" tab in the right pane. Select the "Advanced" button. Select the "Advanced" button again and then the "Auditing" tab. If the audit settings for any Group Policy object are not at least as inclusive as those below, this is a finding. Type - Fail Name - Everyone Access - Full Control Applies To - Descendant groupPolicyContainer objects The three Success types listed below are defaults Inherited From the Parent Object. Where Special is listed in the summary screens for Access, detailed Permissions are provided for reference. Type - Success Name - Everyone Access - Special (Permissions: Write all properties, Modify permissions; Properties: all "Write" type selected) Inherited From - Parent Object Applies To - Descendant groupPolicyContainer objects Two instances with the following summary information will be listed. Type - Success Name - Everyone Access - blank (Permissions: none selected; Properties: one instance - Write gPLink, one instance - Write gPOptions) Inherited From - Parent Object Applies To - Descendant Organization Unit objects

Fix: F-86711r2_fix

Configure the audit settings for Group Policy objects to include the following. This can be done at the Policy level in Active Directory to apply to all group policies. Open "Active Directory Users and Computers" (available from various menus or run "dsa.msc"). Select "Advanced Features" from the "View" Menu. Navigate to [Domain] >> System >> Policies in the left panel. Right click "Policies", select "Properties". Select the "Security" tab. Select the "Advanced" button. Select the "Auditing" tab. Type - Fail Name - Everyone Access - Full Control Applies To - Descendant groupPolicyContainer objects The three Success types listed below are defaults Inherited From the Parent Object. Where Special is listed in the summary screens for Access, detailed Permissions are provided for reference. Type - Success Name - Everyone Access - Special (Permissions: Write all properties, Modify permissions; Properties: all "Write" type selected) Inherited From - Parent Object Applies To - Descendant groupPolicyContainer objects Two instances with the following summary information will be listed. Type - Success Name - Everyone Access - blank (Permissions: none selected; Properties: one instance - Write gPLink, one instance - Write gPOptions) Inherited From - Parent Object Applies To - Descendant Organization Unit objects

b
The Active Directory Domain object must be configured with proper audit settings.
AU-12 - Medium - CCI-000172 - V-39326 - SV-55055r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000208-DC
Vuln IDs
  • V-39326
Rule IDs
  • SV-55055r1_rule
When inappropriate audit settings are configured for directory service database objects, it may be possible for a user or process to update the data without generating any tracking data. The impact of missing audit data is related to the type of object. A failure to capture audit data for objects used by identification, authentication, or authorization functions could degrade or eliminate the ability to track changes to access policy for systems or data. For Active Directory (AD), there are a number of critical object types in the domain naming context of the AD database for which auditing is essential. This includes the Domain object. Because changes to these objects can significantly impact access controls or the availability of systems, the absence of auditing data makes it impossible to identify the source of changes that impact the confidentiality, integrity, and availability of data and systems throughout an AD domain. The lack of proper auditing can result in insufficient forensic evidence needed to investigate an incident and prosecute the intruder.
Checks: C-48742r1_chk

Verify the auditing configuration for the Domain object. Open "Active Directory Users and Computers". (Available from various menus or run "dsa.msc".) Ensure Advanced Features is selected in the View menu. Select the domain being reviewed in the left pane. Right click the domain name and select Properties. Select the Security tab. Select the Advanced button and then the Auditing tab. If the audit settings on the Domain object are not at least as inclusive as those below, this is a finding. Type - Fail Name - Everyone Access - Full Control Inherited From - &lt;not inherited&gt; Applies To - This object only The success types listed below are defaults. Where Special is listed in the summary screens for Access, detailed Permissions are provided for reference, various Properties selections may also exist by default. Two instances with the following summary information will be listed. Type - Success Name - Everyone Access - (blank) Inherited From - &lt;not inherited&gt; Applies To - Special Type - Success Name - Domain Users Access - All extended rights Inherited From - &lt;not inherited&gt; Applies To - This object only Type - Success Name - Administrators Access - All extended rights Inherited From - &lt;not inherited&gt; Applies To - This object only Type - Success Name - Everyone Access - Special Inherited From - &lt;not inherited&gt; Applies To - This object only (Access - Special = Permissions: Write all properties, Modify permissions, Modify owner)

Fix: F-47927r1_fix

Configure the audit settings for Domain object to include the following. Type - Fail Name - Everyone Access - Full Control Inherited From - <not inherited> Applies To - This object only The success types listed below are defaults. Where Special is listed in the summary screens for Access, detailed Permissions are provided for reference, various Properties selections may also exist by default. Two instances with the following summary information will be listed. Type - Success Name - Everyone Access - (blank) Inherited From - <not inherited> Applies To - Special Type - Success Name - Domain Users Access - All extended rights Inherited From - <not inherited> Applies To - This object only Type - Success Name - Administrators Access - All extended rights Inherited From - <not inherited> Applies To - This object only Type - Success Name - Everyone Access - Special Inherited From - <not inherited> Applies To - This object only (Access - Special = Permissions: Write all properties, Modify permissions, Modify owner)

b
The Active Directory Infrastructure object must be configured with proper audit settings.
AU-12 - Medium - CCI-000172 - V-39327 - SV-55059r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000209-DC
Vuln IDs
  • V-39327
Rule IDs
  • SV-55059r1_rule
When inappropriate audit settings are configured for directory service database objects, it may be possible for a user or process to update the data without generating any tracking data. The impact of missing audit data is related to the type of object. A failure to capture audit data for objects used by identification, authentication, or authorization functions could degrade or eliminate the ability to track changes to access policy for systems or data. For Active Directory (AD), there are a number of critical object types in the domain naming context of the AD database for which auditing is essential. This includes the Infrastructure object. Because changes to these objects can significantly impact access controls or the availability of systems, the absence of auditing data makes it impossible to identify the source of changes that impact the confidentiality, integrity, and availability of data and systems throughout an AD domain. The lack of proper auditing can result in insufficient forensic evidence needed to investigate an incident and prosecute the intruder.
Checks: C-48746r1_chk

Verify the auditing configuration for Infrastructure object. Open "Active Directory Users and Computers". (Available from various menus or run "dsa.msc".) Ensure Advanced Features is selected in the View menu. Select the domain being reviewed in the left pane. Right click the Infrastructure object in the right pane and select Properties. Select the Security tab. Select the Advanced button and then the Auditing tab. If the audit settings on the Infrastructure object are not at least as inclusive as those below, this is a finding. Type - Fail Name - Everyone Access - Full Control Inherited From - &lt;not inherited&gt; The success types listed below are defaults. Where Special is listed in the summary screens for Access, detailed Permissions are provided for reference, various Properties selections may also exist by default. Type - Success Name - Everyone Access - Special Inherited From - &lt;not inherited&gt; (Access - Special = Permissions: Write all properties, All extended rights, Change infrastructure master) Two instances with the following summary information will be listed. Type - Success Name - Everyone Access - (blank) Inherited From - (CN of domain)

Fix: F-47931r1_fix

Configure the audit settings for Infrastructure object to include the following. Type - Fail Name - Everyone Access - Full Control Inherited From - <not inherited> The success types listed below are defaults. Where Special is listed in the summary screens for Access, detailed Permissions are provided for reference, various Properties selections may also exist by default. Type - Success Name - Everyone Access - Special Inherited From - <not inherited> (Access - Special = Permissions: Write all properties, All extended rights, Change infrastructure master) Two instances with the following summary information will be listed. Type - Success Name - Everyone Access - (blank) Inherited From - (CN of domain)

b
The Active Directory Domain Controllers Organizational Unit (OU) object must be configured with proper audit settings.
AU-12 - Medium - CCI-000172 - V-39328 - SV-55062r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000210-DC
Vuln IDs
  • V-39328
Rule IDs
  • SV-55062r1_rule
When inappropriate audit settings are configured for directory service database objects, it may be possible for a user or process to update the data without generating any tracking data. The impact of missing audit data is related to the type of object. A failure to capture audit data for objects used by identification, authentication, or authorization functions could degrade or eliminate the ability to track changes to access policy for systems or data. For Active Directory (AD), there are a number of critical object types in the domain naming context of the AD database for which auditing is essential. This includes the Domain Controller OU object. Because changes to these objects can significantly impact access controls or the availability of systems, the absence of auditing data makes it impossible to identify the source of changes that impact the confidentiality, integrity, and availability of data and systems throughout an AD domain. The lack of proper auditing can result in insufficient forensic evidence needed to investigate an incident and prosecute the intruder.
Checks: C-48749r2_chk

Verify the auditing configuration for the Domain Controller OU object. Open "Active Directory Users and Computers". (Available from various menus or run "dsa.msc".) Ensure Advanced Features is selected in the View menu. Select the Domain Controllers OU under the domain being reviewed in the left pane. Right click the Domain Controllers OU object and select Properties. Select the Security tab. Select the Advanced button and then the Auditing tab. If the audit settings on the Domain Controllers OU object are not at least as inclusive as those below, this is a finding. Type - Fail Name - Everyone Access - Full Control Inherited From - &lt;not inherited&gt; Applies To - This object and all descendant objects The success types listed below are defaults. Where Special is listed in the summary screens for Access, detailed Permissions are provided for reference, various Properties selections may also exist by default. Type - Success Name - Everyone Access - Special Inherited From - &lt;not inherited&gt; Applies To - This object only (Access - Special = Permissions: all create, delete, and modify permissions) Type - Success Name - Everyone Access - Write all properties Inherited From - &lt;not inherited&gt; Applies To - This object and all descendant objects Two instances with the following summary information will be listed. Type - Success Name - Everyone Access - (blank) Inherited From - (CN of domain) Applies To - Descendant Organizational Unit objects

Fix: F-47934r2_fix

Configure the audit settings for Domain Controllers OU object to include the following. Type - Fail Name - Everyone Access - Full Control Inherited From - <not inherited> The success types listed below are defaults. Where Special is listed in the summary screens for Access, detailed Permissions are provided for reference, various Properties selections may also exist by default. Type - Success Name - Everyone Access - Special Inherited From - <not inherited> Applies To - This object only (Access - Special = Permissions: all create, delete, and modify permissions) Type - Success Name - Everyone Access - Write all properties Inherited From - <not inherited> Applies To - This object and all descendant objects Two instances with the following summary information will be listed. Type - Success Name - Everyone Access - (blank) Inherited From - (CN of domain) Applies To - Descendant Organizational Unit objects

b
The Active Directory AdminSDHolder object must be configured with proper audit settings.
AU-12 - Medium - CCI-000172 - V-39329 - SV-55065r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000211-DC
Vuln IDs
  • V-39329
Rule IDs
  • SV-55065r1_rule
When inappropriate audit settings are configured for directory service database objects, it may be possible for a user or process to update the data without generating any tracking data. The impact of missing audit data is related to the type of object. A failure to capture audit data for objects used by identification, authentication, or authorization functions could degrade or eliminate the ability to track changes to access policy for systems or data. For Active Directory (AD), there are a number of critical object types in the domain naming context of the AD database for which auditing is essential. This includes the AdminSDHolder object. Because changes to these objects can significantly impact access controls or the availability of systems, the absence of auditing data makes it impossible to identify the source of changes that impact the confidentiality, integrity, and availability of data and systems throughout an AD domain. The lack of proper auditing can result in insufficient forensic evidence needed to investigate an incident and prosecute the intruder.
Checks: C-48752r1_chk

Verify the auditing configuration for the AdminSDHolder object. Open "Active Directory Users and Computers". (Available from various menus or run "dsa.msc".) Ensure Advanced Features is selected in the View menu. Select System under the domain being reviewed in the left pane. Right click the AdminSDHolder object in the right pane and select Properties. Select the Security tab. Select the Advanced button and then the Auditing tab. If the audit settings on the AdminSDHolder object are not at least as inclusive as those below, this is a finding. Type - Fail Name - Everyone Access - Full Control Inherited From - &lt;not inherited&gt; Applies To - This object only The success types listed below are defaults. Where Special is listed in the summary screens for Access, detailed Permissions are provided for reference, various Properties selections may also exist by default. Type - Success Name - Everyone Access - Special Inherited From - &lt;not inherited&gt; Applies To - This object only (Access - Special = Write all properties, Modify permissions, Modify owner) Two instances with the following summary information will be listed. Type - Success Name - Everyone Access - (blank) Inherited From - (CN of domain) Applies To - Descendant Organizational Unit objects

Fix: F-47937r1_fix

Configure the audit settings for AdminSDHolder object to include the following. Type - Fail Name - Everyone Access - Full Control Inherited From - <not inherited> Applies To - This object only The success types listed below are defaults. Where Special is listed in the summary screens for Access, detailed Permissions are provided for reference, various Properties selections may also exist by default. Type - Success Name - Everyone Access - Special Inherited From - <not inherited> Applies To - This object only (Access - Special = Write all properties, Modify permissions, Modify owner) Two instances with the following summary information will be listed. Type - Success Name - Everyone Access - (blank) Inherited From - (CN of domain) Applies To - Descendant Organizational Unit objects

b
The Active Directory RID Manager$ object must be configured with proper audit settings.
AU-12 - Medium - CCI-000172 - V-39330 - SV-55068r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000212-DC
Vuln IDs
  • V-39330
Rule IDs
  • SV-55068r1_rule
When inappropriate audit settings are configured for directory service database objects, it may be possible for a user or process to update the data without generating any tracking data. The impact of missing audit data is related to the type of object. A failure to capture audit data for objects used by identification, authentication, or authorization functions could degrade or eliminate the ability to track changes to access policy for systems or data. For Active Directory (AD), there are a number of critical object types in the domain naming context of the AD database for which auditing is essential. This includes the RID Manager$ object. Because changes to these objects can significantly impact access controls or the availability of systems, the absence of auditing data makes it impossible to identify the source of changes that impact the confidentiality, integrity, and availability of data and systems throughout an AD domain. The lack of proper auditing can result in insufficient forensic evidence needed to investigate an incident and prosecute the intruder.
Checks: C-48755r1_chk

Verify the auditing configuration for the RID Manager$ object. Open "Active Directory Users and Computers". (Available from various menus or run "dsa.msc".) Ensure Advanced Features is selected in the View menu. Select System under the domain being reviewed in the left pane. Right-click the RID Manager$ object in the right pane and select Properties. Select the Security tab. Select the Advanced button and then the Auditing tab. If the audit settings on the RID Manager$ object are not at least as inclusive as those below, this is a finding. Type - Fail Name - Everyone Access - Full Control Inherited From - &lt;not inherited&gt; The success types listed below are defaults. Where Special is listed in the summary screens for Access, detailed Permissions are provided for reference, various Properties selections may also exist by default. Type - Success Name - Everyone Access - Special Inherited From - &lt;not inherited&gt; (Access - Special = Write all properties, All extended rights, Change RID master) Two instances with the following summary information will be listed. Type - Success Name - Everyone Access - (blank) Inherited From - (CN of domain)

Fix: F-47940r1_fix

Configure the audit settings for RID Manager$ object to include the following. Type - Fail Name - Everyone Access - Full Control Inherited From - <not inherited> The success types listed below are defaults. Where Special is listed in the summary screens for Access, detailed Permissions are provided for reference, various Properties selections may also exist by default. Type - Success Name - Everyone Access - Special Inherited From - <not inherited> (Access - Special = Write all properties, All extended rights, Change RID master) Two instances with the following summary information will be listed. Type - Success Name - Everyone Access - (blank) Inherited From - (CN of domain)

c
The Active Directory Domain Controllers Organizational Unit (OU) object must have the proper access control permissions.
AC-6 - High - CCI-002235 - V-39332 - SV-56719r2_rule
RMF Control
AC-6
Severity
High
CCI
CCI-002235
Version
WINAD-000004-DC_2008_R2
Vuln IDs
  • V-39332
Rule IDs
  • SV-56719r2_rule
When Active Directory (AD) objects do not have appropriate access control permissions, it may be possible for malicious users to create, read, update, or delete the objects and degrade or destroy the integrity of the data. When the directory service is used for identification, authentication, or authorization functions, a compromise of the database objects could lead to a compromise of all systems that rely on the directory service. The Domain Controllers OU object requires special attention as the Domain Controllers are central to the configuration and management of the domain. Inappropriate access permissions defined for the Domain Controllers OU could allow an intruder or unauthorized personnel to make changes which could lead to the compromise of the domain.
Checks: C-75983r1_chk

Verify the permissions on the Domain Controllers OU. Open "Active Directory Users and Computers". (Available from various menus or run "dsa.msc".) Select Advanced Features in the View menu if not previously selected. Navigate to the Domain Controllers OU (folder in folder icon). Right click the OU and select Properties. Select the Security tab. If the permissions on the Domain Controllers OU do not restrict changes to System, Domain Admins, Enterprise Admins and Administrators, this is a finding. The default permissions listed below satisfy this requirement. Domains supporting Microsoft Exchange will have additional Exchange related permissions on the Domain Controllers OU. These may include some change related permissions and are not a finding. The permissions shown are at the summary level. More detailed permissions can be viewed by selecting the Advanced button, selecting the desired Permission entry, and the Edit button. SELF - Special permissions Authenticated Users - Read, Special permissions The Special permissions for Authenticated Users are Read types. If detailed permissions include any Create, Delete, Modify, or Write Permissions or Properties, this is a finding. SYSTEM - Full Control Domain Admins - Read, Write, Create all child objects, Generate resultant set of policy (logging), Generate resultant set of policy (planning), Special permissions Enterprise Admins - Full Control Administrators - Read, Write, Create all child objects, Generate resultant set of policy (logging), Generate resultant set of policy (planning), Special permissions Pre-Windows 2000 Compatible Access - Special permissions The Special permissions for Pre-Windows 2000 Compatible Access are Read types. If detailed permissions include any Create, Delete, Modify, or Write Permissions or Properties, this is a finding. ENTERPRISE DOMAIN CONTROLLERS - Read, Special permissions

Fix: F-82933r1_fix

Limit the permissions on the Domain Controllers OU to restrict changes to System, Domain Admins, Enterprise Admins and Administrators. The default permissions listed below satisfy this requirement. Domains supporting Microsoft Exchange will have additional Exchange related permissions on the Domain Controllers OU. These may include some change related permissions. SELF - Special permissions Authenticated Users - Read, Special permissions The Special permissions for Authenticated Users are Read types. If detailed permissions include any Create, Delete, Modify, or Write Permissions or Properties, this is a finding. SYSTEM - Full Control Domain Admins - Read, Write, Create all child objects, Generate resultant set of policy (logging), Generate resultant set of policy (planning), Special permissions Enterprise Admins - Full Control Administrators - Read, Write, Create all child objects, Generate resultant set of policy (logging), Generate resultant set of policy (planning), Special permissions Pre-Windows 2000 Compatible Access - Special permissions The Special permissions for Pre-Windows 2000 Compatible Access are Read types. If detailed permissions include any Create, Delete, Modify, or Write Permissions or Properties, this is a finding. ENTERPRISE DOMAIN CONTROLLERS - Read, Special permissions

c
Domain created Active Directory Organizational Unit (OU) objects must have proper access control permissions.
AC-6 - High - CCI-002235 - V-39333 - SV-56720r1_rule
RMF Control
AC-6
Severity
High
CCI
CCI-002235
Version
WINAD-000005-DC_2008_R2
Vuln IDs
  • V-39333
Rule IDs
  • SV-56720r1_rule
When Active Directory (AD) objects do not have appropriate access control permissions, it may be possible for malicious users to create, read, update, or delete the objects and degrade or destroy the integrity of the data. When the directory service is used for identification, authentication, or authorization functions, a compromise of the database objects could lead to a compromise of all systems that rely on the directory service. AD Organizational Unit (OU) objects require special attention. In a distributed administration model (i.e., help desk), OU objects are more likely to have access permissions changed from the secure defaults. Inappropriate access permissions defined for OU objects could allow an intruder or unauthorized personnel to add or delete accounts in the OU. This could result in unauthorized access to data or a Denial of Service to authorized users.If any OU with improper permissions includes identification or authentication data (e.g., accounts, passwords, or password hash data) used by systems to determine access control, the severity is Category I (e.g., OUs that include user accounts, including service/application accounts). If the OU with improper permissions does not include identification and authentication data used by systems to determine access control, the severity is Category II (e.g., Workstation, Printer OUs).
Checks: C-49416r3_chk

Verify the permissions on domain defined OUs. Open "Active Directory Users and Computers". (Available from various menus or run "dsa.msc".) Select Advanced Features in the View menu if not previously selected. For each OU that is defined (folder in folder icon), excluding the Domain Controllers OU: Right click the OU and select Properties. Select the Security tab. If the permissions on the OU are not at least as restrictive as those below, this is a finding. The permissions shown are at the summary level. More detailed permissions can be viewed by selecting the Advanced button, selecting the desired Permission entry and the Edit button. Self - Special permissions Authenticated Users - Read, Special permissions The Special permissions for Authenticated Users are Read type. If detailed permissions include any Create, Delete, Modify, or Write Permissions or Properties, this is a finding. SYSTEM - Full Control Domain Admins - Full Control Enterprise Admins - Full Control Administrators - Read, Write, Create all child objects, Generate resultant set of policy (logging), Generate resultant set of policy (planning), Special permissions Pre-Windows 2000 Compatible Access - Special permissions The Special permissions for Pre-Windows 2000 Compatible Access are for Read types. If detailed permissions include any Create, Delete, Modify, or Write Permissions or Properties, this is a finding. ENTERPRISE DOMAIN CONTROLLERS - Read, Special permissions If an IAO-approved distributed administration model (help desk or other user support staff) is implemented, permissions above Read may be allowed for groups documented with the IAO.

Fix: F-49487r1_fix

Maintain the permissions on domain defined OUs to be at least as restrictive as the defaults below. Document any additional permissions above read with the IAO if an approved distributed administration model (help desk or other user support staff) is implemented. Self - Special permissions Authenticated Users - Read, Special permissions The Special permissions for Authenticated Users are Read type. If detailed permissions include any Create, Delete, Modify, or Write Permissions or Properties, this is a finding. SYSTEM - Full Control Domain Admins - Full Control Enterprise Admins - Full Control Administrators - Read, Write, Create all child objects, Generate resultant set of policy (logging), Generate resultant set of policy (planning), Special permissions Pre-Windows 2000 Compatible Access - Special permissions The Special permissions for Pre-Windows 2000 Compatible Access are for Read types. If detailed permissions include any Create, Delete, Modify, or Write Permissions or Properties, this is a finding. ENTERPRISE DOMAIN CONTROLLERS - Read, Special permissions

b
The US DoD CCEB Interoperability Root CA cross-certificates must be installed in the Untrusted Certificates Store on unclassified systems.
IA-5 - Medium - CCI-000185 - V-40237 - SV-52397r5_rule
RMF Control
IA-5
Severity
Medium
CCI
CCI-000185
Version
WINPK-000004
Vuln IDs
  • V-40237
Rule IDs
  • SV-52397r5_rule
To ensure users do not experience denial of service when performing certificate-based authentication to DoD websites due to the system chaining to a root other than DoD Root CAs, the US DoD CCEB Interoperability Root CA cross-certificates must be installed in the Untrusted Certificate Store. This requirement only applies to unclassified systems.
Checks: C-91551r1_chk

Verify the US DoD CCEB Interoperability Root CA cross-certificate is installed on unclassified systems as an Untrusted Certificate. Run "PowerShell" as an administrator. Execute the following command: Get-ChildItem -Path Cert:Localmachine\disallowed | Where Issuer -Like "*CCEB Interoperability*" | FL Subject, Issuer, Thumbprint, NotAfter If the following certificate "Subject", "Issuer", and "Thumbprint", information is not displayed, this is finding. If an expired certificate ("NotAfter" date) is not listed in the results, this is not a finding. Subject: CN=DoD Root CA 3, OU=PKI, OU=DoD, O=U.S. Government, C=US Issuer: CN=US DoD CCEB Interoperability Root CA 2, OU=PKI, OU=DoD, O=U.S. Government, C=US Thumbprint: 929BF3196896994C0A201DF4A5B71F603FEFBF2E NotAfter: 9/27/2019 Alternately use the Certificates MMC snap-in: Run "MMC". Select "File", "Add/Remove Snap-in". Select "Certificates", click "Add". Select "Computer account", click "Next". Select "Local computer: (the computer this console is running on)", click "Finish". Click "OK". Expand "Certificates" and navigate to "Untrusted Certificates &gt;&gt; Certificates". For each certificate with "US DoD CCEB Interoperability Root CA …" under "Issued By": Right-click on the certificate and select "Open". Select the "Details" Tab. Scroll to the bottom and select "Thumbprint". If the certificate below is not listed or the value for the "Thumbprint" field is not as noted, this is a finding. If an expired certificate ("Valid to" date) is not listed in the results, this is not a finding. Issued To: DoD Root CA 3 Issuer by: US DoD CCEB Interoperability Root CA 2 Thumbprint: 929BF3196896994C0A201DF4A5B71F603FEFBF2E Valid: Friday, September 27, 2019

Fix: F-98493r3_fix

Install the US DoD CCEB Interoperability Root CA cross-certificate on unclassified systems. Issued To - Issued By - Thumbprint DoD Root CA 3 - US DoD CCEB Interoperability Root CA 2 - 929BF3196896994C0A201DF4A5B71F603FEFBF2E The certificates can be installed using the InstallRoot tool. The tool and user guide are available on IASE at http://iase.disa.mil/pki-pke/Pages/tools.aspx.

b
Windows Server 2008 R2 must be configured to audit Policy Change - Authorization Policy Change successes.
AU-12 - Medium - CCI-000172 - V-57633 - SV-92761r1_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000703
Vuln IDs
  • V-57633
Rule IDs
  • SV-92761r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Authorization Policy Change records events related to changes in user rights, such as Create a token object.
Checks: C-77629r2_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open a Command Prompt with elevated privileges ("Run as Administrator"). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Policy Change &gt;&gt; Authorization Policy Change - Success

Fix: F-84777r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Policy Change >> "Audit Authorization Policy Change" with "Success" selected.

b
The operating system must employ a deny-all, permit-by-exception policy to allow the execution of authorized software programs.
CM-7 - Medium - CCI-001774 - V-57637 - SV-75123r4_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-001774
Version
WIN00-000018
Vuln IDs
  • V-57637
Rule IDs
  • SV-75123r4_rule
Utilizing a whitelist provides a configuration management method for allowing the execution of only authorized software. Using only authorized software decreases risk by limiting the number of potential vulnerabilities. The organization must identify authorized software programs and only permit execution of authorized software. The process used to identify software programs that are authorized to execute on organizational information systems is commonly referred to as whitelisting.
Checks: C-69267r4_chk

This is applicable to unclassified systems; for other systems this is NA. Verify the operating system employs a deny-all, permit-by-exception policy to allow the execution of authorized software programs. If an application whitelisting program is not in use on the system, this is a finding. Configuration of whitelisting applications will vary by the program. AppLocker is a whitelisting application built into Windows Server 2008 R2. A deny-by-default implementation is initiated by enabling any AppLocker rules within a category, only allowing what is specified by defined rules. If AppLocker is used, perform the following to view the configuration of AppLocker: Open PowerShell. If the AppLocker PowerShell module has not been previously imported, execute the following first: Import-Module AppLocker Execute the following command, substituting [c:\temp\file.xml] with a location and file name appropriate for the system: Get-AppLockerPolicy -Effective -XML &gt; c:\temp\file.xml This will produce an xml file with the effective settings that can be viewed in a browser or opened in a program such as Excel for review. Implementation guidance for AppLocker is available in the NSA paper "Application Whitelisting using Microsoft AppLocker" at the following link: https://www.iad.gov/iad/library/ia-guidance/tech-briefs/application-whitelisting-using-microsoft-applocker.cfm

Fix: F-66347r11_fix

Configure an application whitelisting program to employ a deny-all, permit-by-exception policy to allow the execution of authorized software programs. Configuration of whitelisting applications will vary by the program. AppLocker is a whitelisting application built into Windows Server 2008 R2. If AppLocker is used, it is configured through group policy in Computer Configuration >> Windows Settings >> Security Settings >> Application Control Policies >> AppLocker. Implementation guidance for AppLocker is available in the NSA paper "Application Whitelisting using Microsoft AppLocker" at the following link: https://www.iad.gov/iad/library/ia-guidance/tech-briefs/application-whitelisting-using-microsoft-applocker.cfm

b
WDigest Authentication must be disabled.
CM-7 - Medium - CCI-000381 - V-72753 - SV-87389r1_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
WINCC-000150
Vuln IDs
  • V-72753
Rule IDs
  • SV-87389r1_rule
When the WDigest Authentication protocol is enabled, plain text passwords are stored in the Local Security Authority Subsystem Service (LSASS) exposing them to theft. This setting will prevent WDigest from storing credentials in memory.
Checks: C-72899r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Control\SecurityProviders\Wdigest\ Value Name: UseLogonCredential Type: REG_DWORD Value: 0x00000000 (0) Note: Microsoft Security Advisory update 2871997 is required for this setting to be effective on Windows 2008 R2.

Fix: F-79161r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> MS Security Guide >> "WDigest Authentication (disabling may require KB2871997)" to "Disabled". Note: Microsoft Security Advisory update 2871997 is required for this setting to be effective on Windows 2008 R2. This policy setting requires the installation of the SecGuide custom templates included with the STIG package. "SecGuide.admx" and "SecGuide.adml" must be copied to the \Windows\PolicyDefinitions and \Windows\PolicyDefinitions\en-US directories respectively.

b
The Server Message Block (SMB) v1 protocol must be disabled on the SMB server.
CM-7 - Medium - CCI-000381 - V-73519 - SV-88191r2_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
WIN00-000170
Vuln IDs
  • V-73519
Rule IDs
  • SV-88191r2_rule
SMBv1 is a legacy protocol that uses the MD5 algorithm as part of SMB. MD5 is known to be vulnerable to a number of attacks such as collision and preimage attacks as well as not being FIPS compliant. Disabling SMBv1 support may prevent access to file or print sharing resources with systems or devices that only support SMBv1. File shares and print services hosted on Windows Server 2003 are an example, however Windows Server 2003 is no longer a supported operating system. Some older network attached devices may only support SMBv1.
Checks: C-73625r1_chk

If the following registry value does not exist or is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\LanmanServer\Parameters\ Value Name: SMB1 Type: REG_DWORD Value: 0x00000000 (0)

Fix: F-82937r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> MS Security Guide >> "Configure SMBv1 Server" to "Disabled". The system must be restarted for the change to take effect. This policy setting requires the installation of the SecGuide custom templates included with the STIG package. "SecGuide.admx" and "SecGuide.adml" must be copied to the \Windows\PolicyDefinitions and \Windows\PolicyDefinitions\en-US directories respectively.

b
The Server Message Block (SMB) v1 protocol must be disabled on the SMB client.
CM-7 - Medium - CCI-000381 - V-73523 - SV-88199r2_rule
RMF Control
CM-7
Severity
Medium
CCI
CCI-000381
Version
WIN00-000180
Vuln IDs
  • V-73523
Rule IDs
  • SV-88199r2_rule
SMBv1 is a legacy protocol that uses the MD5 algorithm as part of SMB. MD5 is known to be vulnerable to a number of attacks such as collision and preimage attacks as well as not being FIPS compliant. Disabling SMBv1 support may prevent access to file or print sharing resources with systems or devices that only support SMBv1. File shares and print services hosted on Windows Server 2003 are an example, however Windows Server 2003 is no longer a supported operating system. Some older network attached devices may only support SMBv1.
Checks: C-75973r1_chk

If the following registry value is not configured as specified, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\mrxsmb10\ Value Name: Start Type: REG_DWORD Value: 0x00000004 (4) If the following registry value includes MRxSmb10, this is a finding: Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SYSTEM\CurrentControlSet\Services\LanmanWorkstation\ Value Name: DependOnService Type: REG_MULTI_SZ Value: Default values after removing MRxSmb10 include the following, which are not a finding: Bowser MRxSmb20 NSI

Fix: F-82927r1_fix

Configure the policy value for Computer Configuration >> Administrative Templates >> MS Security Guide >> "Configure SMBv1 client driver" to "Enabled" with "Disable driver (recommended)" selected for "Configure MrxSmb10 driver". Configure the policy value for Computer Configuration >> Administrative Templates >> MS Security Guide >> "Configure SMBv1 client (extra setting needed for pre-Win8.1/2012R2)" to "Enabled" with the following three lines of text entered for "Configure LanmanWorkstation Dependencies": Bowser MRxSmb20 NSI The system must be restarted for the changes to take effect. These policy settings requires the installation of the SecGuide custom templates included with the STIG package. "SecGuide.admx" and "SecGuide.adml" must be copied to the \Windows\PolicyDefinitions and \Windows\PolicyDefinitions\en-US directories respectively.

b
Orphaned security identifiers (SIDs) must be removed from user rights on Windows 2008 R2.
CM-6 - Medium - CCI-000366 - V-75915 - SV-90601r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
WIN00-000190
Vuln IDs
  • V-75915
Rule IDs
  • SV-90601r1_rule
Accounts or groups given rights on a system may show up as unresolved SIDs for various reasons including deletion of the accounts or groups. If the account or group objects are reanimated, there is a potential they may still have rights no longer intended. Valid domain accounts or groups may also show up as unresolved SIDs if a connection to the domain cannot be established for some reason.
Checks: C-75609r2_chk

Review the effective User Rights setting in Local Group Policy Editor. Run "gpedit.msc". Navigate to Local Computer Policy &gt;&gt; Computer Configuration &gt;&gt; Windows Settings &gt;&gt; Security Settings &gt;&gt; Local Policies &gt;&gt; User Rights Assignment. Review each User Right listed for any unresolved SIDs to determine whether they are valid, such as due to being temporarily disconnected from the domain. (Unresolved SIDs have the format of "*S-1-…".) If any unresolved SIDs exist and are not for currently valid accounts or groups, this is a finding.

Fix: F-82551r1_fix

Remove any unresolved SIDs found in User Rights assignments and determined to not be for currently valid accounts or groups by removing the accounts or groups from the appropriate group policy.

b
Windows Server 2008 R2 must be configured to audit Logon/Logoff - Account Lockout successes.
AU-12 - Medium - CCI-000172 - V-78057 - SV-92753r2_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000501
Vuln IDs
  • V-78057
Rule IDs
  • SV-92753r2_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Account Lockout events can be used to identify potentially malicious logon attempts.
Checks: C-77621r2_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*" Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Logon/Logoff &gt;&gt; Account Lockout - Success

Fix: F-84769r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Logon/Logoff >> "Audit Account Lockout" with "Success" selected.

b
Windows Server 2008 R2 must be configured to audit Logon/Logoff - Account Lockout failures.
AU-12 - Medium - CCI-000172 - V-78059 - SV-92755r2_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000502
Vuln IDs
  • V-78059
Rule IDs
  • SV-92755r2_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Account Lockout events can be used to identify potentially malicious logon attempts.
Checks: C-77623r2_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*" Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. Logon/Logoff &gt;&gt; Account Lockout - Failure

Fix: F-84771r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> Logon/Logoff >> "Audit Account Lockout" with "Failure" selected.

b
Windows Server 2008 R2 must be configured to audit System - Other System Events successes.
AU-12 - Medium - CCI-000172 - V-78061 - SV-92757r2_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000907
Vuln IDs
  • V-78061
Rule IDs
  • SV-92757r2_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit Other System Events records information related to cryptographic key operations and the Windows Firewall service.
Checks: C-77625r2_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*" Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. System &gt;&gt; Other System Events - Success

Fix: F-84773r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> System >> "Audit Other System Events" with "Success" selected.

b
Windows Server 2008 R2 must be configured to audit System - Other System Events failures.
AU-12 - Medium - CCI-000172 - V-78063 - SV-92759r2_rule
RMF Control
AU-12
Severity
Medium
CCI
CCI-000172
Version
WINAU-000908
Vuln IDs
  • V-78063
Rule IDs
  • SV-92759r2_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Audit Other System Events records information related to cryptographic key operations and the Windows Firewall service.
Checks: C-77627r3_chk

Security Option "Audit: Force audit policy subcategory settings (Windows Vista or later) to override audit policy category settings" must be set to "Enabled" (V-14230) for the detailed auditing subcategories to be effective. Use the AuditPol tool to review the current Audit Policy configuration: Open an elevated "Command Prompt" (run as administrator). Enter "AuditPol /get /category:*". Compare the AuditPol settings with the following. If the system does not audit the following, this is a finding. System &gt;&gt; Other System Events - Failure

Fix: F-84775r2_fix

Configure the policy value for Computer Configuration >> Windows Settings >> Security Settings >> Advanced Audit Policy Configuration >> System Audit Policies >> System >> "Audit Other System Events" with "Failure" selected.

b
Windows PowerShell must be updated to a version that supports script block logging on Windows 2008 R2.
CM-6 - Medium - CCI-000366 - V-80473 - SV-95177r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
WIN00-000200
Vuln IDs
  • V-80473
Rule IDs
  • SV-95177r1_rule
Later versions of Windows PowerShell provide additional security and advanced logging features that can provide greater detail when malware has been run on a system. PowerShell 5.x includes the advanced logging features. PowerShell 4.0 with the addition of patch KB3109118 on Windows 2008 R2 adds advanced logging features. PowerShell is updated with the installation of the corresponding version of the Windows Management Framework (WMF). Updating to a later PowerShell version may have compatibility issues with some applications. The following links should be reviewed and updates tested before applying to a production environment. WMF 4.0: Review the System Requirements under the download link - https://www.microsoft.com/en-us/download/details.aspx?id=40855 WMF 5.0: https://docs.microsoft.com/en-us/powershell/wmf/5.0/productincompat WMF 5.1: https://docs.microsoft.com/en-us/powershell/wmf/5.1/productincompat
Checks: C-80145r2_chk

Open "Windows PowerShell". Enter "$PSVersionTable". If the value for "PSVersion" is not 4.0 or 5.x, this is a finding.

Fix: F-87279r3_fix

Update Windows PowerShell to version 4.0 or 5.x. Windows 2008 R2 requires the installation of .NET Framework 4.5 or greater and Windows Management Framework (WMF) 4.0, 5.0, or 5.1. Updating to a later PowerShell version may have compatibility issues with some applications. The following links should be reviewed and updates tested before applying to a production environment. WMF 4.0: Review the System Requirements under the download link - https://www.microsoft.com/en-us/download/details.aspx?id=40855 WMF 5.0: https://docs.microsoft.com/en-us/powershell/wmf/5.0/productincompat WMF 5.1: https://docs.microsoft.com/en-us/powershell/wmf/5.1/productincompat

b
PowerShell script block logging must be enabled on Windows 2008 R2.
AU-3 - Medium - CCI-000135 - V-80475 - SV-95181r1_rule
RMF Control
AU-3
Severity
Medium
CCI
CCI-000135
Version
WIN00-000210
Vuln IDs
  • V-80475
Rule IDs
  • SV-95181r1_rule
Maintaining an audit trail of system activity logs can help identify configuration errors, troubleshoot service disruptions, and analyze compromises that have occurred, as well as detect attacks. Audit logs are necessary to provide a trail of evidence in case the system or network is compromised. Collecting this data is essential for analyzing the security of information assets and detecting signs of suspicious and unexpected behavior. Enabling PowerShell script block logging will record detailed information from the processing of PowerShell commands and scripts. This can provide additional detail when malware has run on a system. PowerShell 5.x supports script block logging. PowerShell 4.0 with the addition of patch KB3109118 on Windows 2008 R2 adds support for script block logging.
Checks: C-80149r2_chk

If the following registry value does not exist or is not configured as specified, this is a finding. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\ Policies\Microsoft\Windows\PowerShell\ScriptBlockLogging\ Value Name: EnableScriptBlockLogging Value Type: REG_DWORD Value: 0x00000001 (1) PowerShell 4.0 requires the installation of patch KB3109118 on Windows 2008 R2. If the patch is not installed on systems with PowerShell 4.0, this is a finding. PowerShell 5.x does not require the installation of an additional patch.

Fix: F-87283r2_fix

Configure the following registry value as specified. Registry Hive: HKEY_LOCAL_MACHINE Registry Path: \SOFTWARE\ Policies\Microsoft\Windows\PowerShell\ScriptBlockLogging\ Value Name: EnableScriptBlockLogging Value Type: REG_DWORD Value: 0x00000001 (1) Administrative templates from later versions of Windows include a group policy setting for this. Configure the policy value for Computer Configuration >> Administrative Templates >> Windows Components >> Windows PowerShell >> "Turn on PowerShell Script Block Logging" to "Enabled". Install patch KB3109118 on Windows 2008 R2 on systems with PowerShell 4.0. PowerShell 5.x does not require the installation of an additional patch.

b
The password for the krbtgt account on a domain must be reset at least every 180 days.
CM-6 - Medium - CCI-000366 - V-91777 - SV-101877r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
WINAD-000015-DC_2008_R2
Vuln IDs
  • V-91777
Rule IDs
  • SV-101877r1_rule
The krbtgt account acts as a service account for the Kerberos Key Distribution Center (KDC) service. The account and password are created when a domain is created and the password is typically not changed. If the krbtgt account is compromised, attackers can create valid Kerberos Ticket Granting Tickets (TGT). The password must be changed twice to effectively remove the password history. Changing once, waiting for replication to complete and changing again reduces the risk of issues. Changing twice in rapid succession forces clients to re-authenticate (including application services) but is desired if a compromise is suspected.
Checks: C-90933r1_chk

This requirement is applicable to domain controllers; it is NA for other systems. Open "Windows PowerShell". Enter "Get-ADUser krbtgt -Property PasswordLastSet". If the "PasswordLastSet" date is more than 180 days old, this is a finding.

Fix: F-97977r1_fix

Reset the password for the krbtgt account a least every 180 days. The password must be changed twice to effectively remove the password history. Changing once, waiting for replication to complete and changing again reduces the risk of issues. Changing twice in rapid succession forces clients to re-authenticate (including application services) but is desired if a compromise is suspected. PowerShell scripts are available to accomplish this such as at the following link: https://gallery.technet.microsoft.com/Reset-the-krbtgt-account-581a9e51 Open "Active Directory Users and Computers" (available from various menus or run "dsa.msc"). Select "Advanced Features" in the "View" menu if not previously selected. Select the "Users" node. Right click on the krbtgt account and select "Reset password". Enter a password that meets password complexity requirements. Clear the "User must change password at next logon" check box. The system will automatically change this to a system generated complex password.

b
The Windows Explorer Preview pane must be disabled for Windows Server 2008.
CM-6 - Medium - CCI-000366 - V-102633 - SV-111583r1_rule
RMF Control
CM-6
Severity
Medium
CCI
CCI-000366
Version
WIN00-000191
Vuln IDs
  • V-102633
Rule IDs
  • SV-111583r1_rule
A known vulnerability in Windows could allow the execution of malicious code by either opening a compromised document or viewing it in the Windows Preview pane. Organizations must disable the Windows Preview pane and Windows Detail pane.
Checks: C-101371r4_chk

If the following registry values do not exist or are not configured as specified, this is a finding: Registry Hive: HKEY_CURRENT_USER Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\Explorer Value Name: NoPreviewPane Value Type: REG_DWORD Value: 1 Registry Hive: HKEY_CURRENT_USER Registry Path: \SOFTWARE\Microsoft\Windows\CurrentVersion\Policies\Explorer Value Name: NoReadingPane Value Type: REG_DWORD Value: 1

Fix: F-108167r3_fix

Ensure the following settings are configured for Windows Server 2008 locally or applied through group policy. Configure the policy value for User Configuration >> Administrative Templates >> Windows Components >> Windows Explorer >> Explorer Frame Pane "Turn off Preview Pane" to "Enabled". Configure the policy value for User Configuration >> Administrative Templates >> Windows Components Windows Explorer >> Explorer Frame Pane "Turn on or off details pane" to "Enabled" and “Configure details pane” to “Always hide”.