DoD Compliance · STIG

Microsoft Exchange 2016 Edge Transport Server Security Technical Implementation Guide

V1R3 · · · Released 26 Jul 2019 · 70 rules
Compare

Pick two releases to diff their requirements.

View

Open a previous version of this STIG.

This Security Technical Implementation Guide is published as a tool to improve the security of Department of Defense (DoD) information systems. The requirements are derived from the National Institute of Standards and Technology (NIST) 800-53 and related documents. Comments or proposed revisions to this document should be sent via email to the following address: disa.stig_spt@mail.mil.
Digest of Updates vs. V1R2 · 26 Apr 2019 ✎ 2

Comparison against the immediately-prior release (V1R2). Rule matching uses the Group Vuln ID. Content-change detection compares the rule’s description, check, and fix text after stripping inline markup — cosmetic-only edits aren’t flagged.

Content changes 2

  • V-80491 Medium check Exchange must have auto-forwarding of email to remote domains disabled or restricted.
  • V-80587 High check Exchange must strip hyperlink email sources from non-.mil domains.
Sort by
b
Exchange must limit the Receive connector timeout.
AC-10 - Medium - CCI-000054 - V-80485 - SV-95195r1_rule
RMF Control
AC-10
Severity
M
CCI
CCI-000054
Version
EX16-ED-000010
Vuln IDs
  • V-80485
Rule IDs
  • SV-95195r1_rule
Email system availability depends in part on best practices strategies for setting tuning. This configuration controls the number of idle minutes before the connection is dropped. It works in conjunction with the Maximum Inbound Connections Count setting. Connections, once established, may incur delays in message transfer. If the timeout period is too long, there is risk that connections may be maintained for unnecessarily long time periods, preventing new connections from being established.
Checks: C-80217r1_chk

Review the Email Domain Security Plan (EDSP), or Organizations applicable documentation. Determine the connection Timeout value. Open the Exchange Management Shell and enter the following command: Get-ReceiveConnector | Select Name, Identity, ConnectionTimeout For each Receive connector, if the value of "ConnectionTimeout" is not set to "00:05:00", this is a finding. or If "ConnectionTimeout" is set to another value other than "00:05:00" and has signoff and risk acceptance in the EDSP, this is not a finding.

Fix: F-87337r1_fix

Update the EDSP, or the applicable documentation. Open the Exchange Management Shell and enter the following command: Set-ReceiveConnector -Identity <'IdentityName'> -ConnectionTimeout 00:05:00 Note: The <IdentityName> value must be in single quotes. or The value as identified by the EDSP that has obtained a signoff with risk acceptance. Repeat the procedures for each Receive connector.

b
Exchange servers must use approved DoD certificates.
AC-3 - Medium - CCI-000213 - V-80487 - SV-95197r1_rule
RMF Control
AC-3
Severity
M
CCI
CCI-000213
Version
EX16-ED-000020
Vuln IDs
  • V-80487
Rule IDs
  • SV-95197r1_rule
To mitigate the risk of unauthorized access to sensitive information by entities that have been issued certificates by DoD-approved PKIs, all DoD systems (e.g., networks, web servers, and web portals) must be properly configured to incorporate access control methods that do not rely solely on the possession of a certificate for access. Successful authentication must not automatically give an entity access to an asset or security boundary. Authorization procedures and controls must be implemented to ensure each authenticated entity also has a validated and current authorization. Authorization is the process of determining whether an entity, once authenticated, is permitted to access a specific asset. Information systems use access control policies and enforcement mechanisms to implement this requirement. Access control policies include identity-based policies, role-based policies, and attribute-based policies. Access enforcement mechanisms include access control lists, access control matrices, and cryptography. These policies and mechanisms must be employed by the application to control access between users (or processes acting on behalf of users) and objects (e.g., devices, files, records, processes, programs, and domains) in the information system. This requirement is applicable to access control enforcement applications (e.g., authentication servers) and other applications that perform information and system access control functions.
Checks: C-80219r1_chk

Open the Exchange Management Shell and enter the following command: Get-ExchangeCertificate | Select CertificateDomains, issuer If the value of "CertificateDomains" does not indicate it is issued by the DoD, this is a finding.

Fix: F-87339r1_fix

Remove the non-DoD certificate and import the correct DoD certificates.

b
Exchange must have accepted domains configured.
AC-4 - Medium - CCI-001368 - V-80489 - SV-95199r1_rule
RMF Control
AC-4
Severity
M
CCI
CCI-001368
Version
EX16-ED-000030
Vuln IDs
  • V-80489
Rule IDs
  • SV-95199r1_rule
Exchange may be configured to accept email for multiple domain names. This setting identifies the domains for which the server will accept mail. This check verifies the email server is not accepting email for unauthorized domains.
Checks: C-80221r1_chk

Review the Email Domain Security Plan (EDSP). Determine the Accepted Domain values. Open the Exchange Management Shell and enter the following command: Get-AcceptedDomain | Select Name, DomainName, Identity, Default If the value of "Default" is not set to "True", this is a finding. or If the "Default" value for "AcceptedDomains" is set to another value other than "True" and has signoff and risk acceptance in the EDSP, this is not a finding.

Fix: F-87341r1_fix

Update the EDSP. Open the Exchange Management Shell and enter the following command: Set-AcceptedDomain -Identity <'IdentityName'> -MakeDefault $true Note: The <IdentityName> value must be in single quotes.

b
Exchange must have auto-forwarding of email to remote domains disabled or restricted.
AC-4 - Medium - CCI-001368 - V-80491 - SV-95201r2_rule
RMF Control
AC-4
Severity
M
CCI
CCI-001368
Version
EX16-ED-000040
Vuln IDs
  • V-80491
Rule IDs
  • SV-95201r2_rule
Attackers can use automated messages to determine whether a user account is active, in the office, traveling, and so on. An attacker might use this information to conduct future attacks. Ensure Automatic Forwards to remote domains are disabled, except for enterprise email that must be restricted to forward-only to .mil and .gov. domains. Before enabling this setting, first configure a remote domain.
Checks: C-80223r2_chk

Non-Enterprise Mail Check Content: Open the Exchange Management Shell and enter the following command: Get-RemoteDomain | Select Name, DomainName, Identity, AutoForwardEnabled If the value of "AutoForwardEnabled" is not set to "False", this is a finding. Enterprise Mail Check Content: Open the Exchange Management Shell and enter the following command: Get-RemoteDomain | Select Name, DomainName, Identity, AutoForwardEnabled If the value of “AutoForwardEnabled” is “True” and “DomainName” is not set to a “.mil” and/or “.gov” domain(s), this is a finding.

Fix: F-87343r1_fix

For Non-Enterprise Mail Fix Text: Open the Exchange Management Shell and enter the following command: Set-RemoteDomain -Identity <'IdentityName'> -AutoForwardEnabled $false Note: The <IdentityName> value must be in single quotes. For Enterprise Mail Fix Text, enter the following commands: New-RemoteDomain -Name <NewDomainName> -DomainName <SMTP address space> Note: NewDomainName must be either a ".mil" or ".gov" domain. Set-RemoteDomain -Identity <'IdentityName'> -AutoForwardEnabled $true

b
Exchange external Receive connectors must be domain secure-enabled.
AC-4 - Medium - CCI-001368 - V-80493 - SV-95203r1_rule
RMF Control
AC-4
Severity
M
CCI
CCI-001368
Version
EX16-ED-000050
Vuln IDs
  • V-80493
Rule IDs
  • SV-95203r1_rule
The Simple Mail Transfer Protocol (SMTP) connector is used by Exchange to send and receive messages from server to server. Several controls work together to provide security between internal servers. This setting controls the authentication method used for communications between servers. With this feature enabled, messages can be securely passed from a partner domain securely. The use of secure communication prevents eavesdroppers from reading or modifying communications between mail clients and servers. While sensitive message bodies should be encrypted by the sender at the client, requiring a secure connection from server to server adds protection by encrypting the sender and recipient information that cannot be encrypted by the sender. Individually, channel security and encryption can be compromised by attackers. Used together, email becomes a more difficult target, and security is heightened. Failure to enable this feature gives eavesdroppers an opportunity to read or modify messages between servers.
Checks: C-80225r1_chk

Open the Exchange Management Shell and enter the following command: Get-ReceiveConnector | Select Name, Identity, DomainSecureEnabled For each receive connector, if the value of "DomainSecureEnabled" is not set to "True", this is a finding.

Fix: F-87345r1_fix

Open the Exchange Management Shell and enter the following command: Set-ReceiveConnector -Identity <'IdentityName'> -DomainSecureEnabled $true Note: The <IdentityName> value must be in single quotes. Repeat the procedures for each receive connector.

b
The Exchange email Diagnostic log level must be set to the lowest level.
AU-12 - Medium - CCI-000169 - V-80495 - SV-95205r1_rule
RMF Control
AU-12
Severity
M
CCI
CCI-000169
Version
EX16-ED-000060
Vuln IDs
  • V-80495
Rule IDs
  • SV-95205r1_rule
Log files help establish a history of activities and can be useful in detecting attack attempts or determining tuning adjustments to improve availability. Diagnostic logging, however, characteristically produces large volumes of data and requires care in managing the logs to prevent risk of disk capacity denial of service conditions. Exchange diagnostic logging is broken up into 29 main "services", each of which has anywhere from 2 to 26 "categories" of events to be monitored. Moreover, each category may be set to one of four levels of logging: Lowest, Low, CAT II, and High, depending on how much detail one desires. The higher the level of detail, the more disk space required to store the audit material. Diagnostic logging is intended to help administrators debug problems with their systems, not as a general-purpose auditing tool. Because the diagnostic logs collect a great deal of information, the log files may grow large very quickly. Diagnostic log levels may be raised for limited periods of time when attempting to debug relevant pieces of Exchange functionality. Once debugging has finished, diagnostic log levels should be reduced again.
Checks: C-80227r1_chk

Open the Exchange Management Shell and enter the following command: Get-EventLogLevel If any "EventLogLevel" values returned are not set to "Lowest", this is a finding.

Fix: F-87347r1_fix

Open the Exchange Management Shell and enter the following command: Set-EventLogLevel -Identity <'IdentityName\EventlogName'> -Level Lowest Note: The <IdentityName\EventlogName> value must be in single quotes.

b
Exchange Connectivity logging must be enabled.
AU-12 - Medium - CCI-000169 - V-80497 - SV-95207r1_rule
RMF Control
AU-12
Severity
M
CCI
CCI-000169
Version
EX16-ED-000070
Vuln IDs
  • V-80497
Rule IDs
  • SV-95207r1_rule
A connectivity log is a record of the SMTP connection activity of the outbound message delivery queues to the destination mailbox server, smart host, or domain. Connectivity logging is available on Hub Transport servers and Edge Transport servers. By default, connectivity logging is disabled. If events are not recorded, it may be difficult or impossible to determine the root cause of system problems or the unauthorized activities of malicious users. Note: Transport configuration settings apply to the organization/global level of the Exchange SMTP path. By checking and setting them at the Hub server, the setting will apply to both Hub and Edge roles.
Checks: C-80229r1_chk

Open the Exchange Management Shell and enter the following command: Get-TransportService | Select Name, Identity, ConnectivityLogEnabled If the value of "ConnectivityLogEnabled" is not set to "True", this is a finding.

Fix: F-87349r1_fix

Open the Exchange Management Shell and enter the following command: Set-TransportService -Identity <'IdentityName'> -ConnectivityLogEnabled $true Note: The <IdentityName> value must be in single quotes.

b
Exchange Queue monitoring must be configured with threshold and action.
AU-6 - Medium - CCI-000154 - V-80499 - SV-95209r1_rule
RMF Control
AU-6
Severity
M
CCI
CCI-000154
Version
EX16-ED-000080
Vuln IDs
  • V-80499
Rule IDs
  • SV-95209r1_rule
Monitors are automated "process watchers" that respond to performance changes and can be useful in detecting outages and alerting administrators where attention is needed. Exchange has built-in monitors that enable the administrator to generate alerts if thresholds are reached, better enabling them to react in a timely fashion. This field offers choices of alerts when a "warning" or "critical" threshold is reached on the SMTP queue. A good rule of thumb (default) is to issue warnings when SMTP queue growth exceeds 10 minutes and critical messages when it exceeds 20 minutes, which should only exist occasionally. Frequent alerts against this counter may indicate a network or other issue (such as inbound SPAMMER traffic) that directly impacts email delivery. Notification choices include email alert to an email-enabled account (e.g., an email Administrator) or invoke a script to take other action (e.g., to add an Event to the Microsoft Application Event Log, where external monitors might detect it).
Checks: C-80231r1_chk

Note: If a third-party application is performing monitoring functions, the reviewer should verify the application is monitoring correctly and mark the vulnerability NA. Open the Exchange Management Shell and enter the following command: perfmon In the left pane, navigate to Performance &gt;&gt; Data Collector Sets &gt;&gt; User Defined. If no sets are defined or queues are not being monitored, this is a finding.

Fix: F-87351r1_fix

Open the Exchange Management Shell and enter the following command: perfmon In the left pane, navigate to Performance >> Data Collector Sets >> User Defined. In left pane, right-click on User Defined >> New >> Data Collector Set and configure the system to use the data collection set for monitoring the queues.

b
Exchange must not send Customer Experience reports to Microsoft.
CM-7 - Medium - CCI-000381 - V-80501 - SV-95211r1_rule
RMF Control
CM-7
Severity
M
CCI
CCI-000381
Version
EX16-ED-000090
Vuln IDs
  • V-80501
Rule IDs
  • SV-95211r1_rule
It is detrimental for applications to provide, or install by default, functionality exceeding requirements or mission objectives. These unnecessary capabilities or services are often overlooked and therefore may remain unsecured. They increase the risk to the platform by providing additional attack vectors. Applications are capable of providing a wide variety of functions and services. Some of the functions and services, provided by default, may not be necessary to support essential organizational operations (e.g., key missions, functions). Examples of non-essential capabilities include, but are not limited to, advertising software or browser plug-ins not related to requirements or providing a wide array of functionality not required for every mission, but cannot be disabled. All system errors in Exchange will result in outbound traffic that may be identified by an eavesdropper. For this reason, the "Report Fatal Errors to Microsoft" feature must be disabled.
Checks: C-80233r1_chk

Open the Exchange Management Shell and enter the following command: Get-OrganizationConfig | Select Name, Identity, CustomerFeedbackEnabled If the value for "CustomerFeedbackEnabled" is not set to "False", this is a finding.

Fix: F-87353r1_fix

Open the Exchange Management Shell and enter the following command: Set-OrganizationConfig -CustomerFeedbackEnabled $false

b
Exchange Audit data must be protected against unauthorized access (read access).
AU-9 - Medium - CCI-000162 - V-80503 - SV-95213r1_rule
RMF Control
AU-9
Severity
M
CCI
CCI-000162
Version
EX16-ED-000100
Vuln IDs
  • V-80503
Rule IDs
  • SV-95213r1_rule
Log files help establish a history of activities and can be useful in detecting attack attempts or determining tuning adjustments to improve availability. Audit log content must always be considered sensitive and in need of protection. Audit data available for modification by a malicious user can be altered to conceal malicious activity. Audit data might also provide a means for the malicious user to plan unauthorized activities that exploit weaknesses. The contents of audit logs are protected against unauthorized access, modification, or deletion. Only authorized auditors and the audit functions should be granted read and write access to audit log data.
Checks: C-80235r1_chk

Review the Email Domain Security Plan (EDSP). Determine the authorized groups or users that should have read access to the audit data. If any group or user has read access to the audit data that is not documented in the EDSP, this is a finding.

Fix: F-87355r1_fix

Update the EDSP to reflect the authorized groups or users that should have read access to the audit data. Restrict any unauthorized groups' or users' read access to the audit logs.

b
Exchange Send Fatal Errors to Microsoft must be disabled.
CM-7 - Medium - CCI-000381 - V-80505 - SV-95215r1_rule
RMF Control
CM-7
Severity
M
CCI
CCI-000381
Version
EX16-ED-000110
Vuln IDs
  • V-80505
Rule IDs
  • SV-95215r1_rule
It is detrimental for applications to provide, or install by default, functionality exceeding requirements or mission objectives. These unnecessary capabilities or services are often overlooked and therefore may remain unsecured. They increase the risk to the platform by providing additional attack vectors. Applications are capable of providing a wide variety of functions and services. Some of the functions and services, provided by default, may not be necessary to support essential organizational operations (e.g., key missions, functions). Examples of non-essential capabilities include, but are not limited to, advertising software or browser plug-ins not related to requirements or providing a wide array of functionality not required for every mission, but cannot be disabled. Customer Experience reports in Exchange will result in outbound traffic that may be identified by an eavesdropper. For this reason, the Customer Experience reports to Microsoft must not be sent.
Checks: C-80237r1_chk

Open the Exchange Management Shell and enter the following command: Get-ExchangeServer –status | Select Name, Identity, ErrorReportingEnabled For each exchange server, if the value of "ErrorReportingEnabled" is not set to "False", this is a finding.

Fix: F-87357r1_fix

Open the Exchange Management Shell and enter the following command: Set-ExchangeServer -Identity <'IdentityName'> -ErrorReportingEnabled $false Note: The <IdentityName> value must be in single quotes. Repeat the procedure for each Identity.

b
Exchange audit data must be protected against unauthorized access for modification.
AU-9 - Medium - CCI-000163 - V-80507 - SV-95217r1_rule
RMF Control
AU-9
Severity
M
CCI
CCI-000163
Version
EX16-ED-000120
Vuln IDs
  • V-80507
Rule IDs
  • SV-95217r1_rule
Log files help establish a history of activities and can be useful in detecting attack attempts or determining tuning adjustments to improve availability. Audit log content must always be considered sensitive and in need of protection. Audit data available for modification by a malicious user can be altered to conceal malicious activity. Audit data might also provide a means for the malicious user to plan unauthorized activities that exploit weaknesses. The contents of audit logs are protected against unauthorized access, modification, or deletion. Only authorized auditors and the audit functions should be granted read and write access to audit log data.
Checks: C-80239r1_chk

Review the Email Domain Security Plan (EDSP). Determine the authorized groups or users that should have modify permissions to the audit data. If any group or user has modify permissions for the audit data that is not documented in the EDSP, this is a finding.

Fix: F-87359r1_fix

Update the EDSP to reflect the authorized groups or users that should have modify permissions to the audit data. Restrict any unauthorized groups' or users' modify permissions for the audit logs.

b
Exchange audit data must be protected against unauthorized access for deletion.
AU-9 - Medium - CCI-000164 - V-80509 - SV-95219r1_rule
RMF Control
AU-9
Severity
M
CCI
CCI-000164
Version
EX16-ED-000130
Vuln IDs
  • V-80509
Rule IDs
  • SV-95219r1_rule
Log files help establish a history of activities and can be useful in detecting attack attempts or determining tuning adjustments to improve availability. Audit log content must always be considered sensitive and in need of protection. Audit data available for modification by a malicious user can be altered to conceal malicious activity. Audit data might also provide a means for the malicious user to plan unauthorized activities that exploit weaknesses. The contents of audit logs are protected against unauthorized access, modification, or deletion. Only authorized auditors and the audit functions should be granted read and write access to audit log data.
Checks: C-80241r1_chk

Review the Email Domain Security Plan (EDSP). Determine the authorized groups or users that should have delete permissions for the audit data. If any group or user has delete permissions for the audit data that is not documented in the EDSP, this is a finding.

Fix: F-87361r1_fix

Update the EDSP to reflect the authorized groups or users that should have delete permissions for the audit data. Restrict any unauthorized groups' or users' delete permissions for the audit logs.

b
Exchange audit data must be on separate partitions.
AU-9 - Medium - CCI-001348 - V-80511 - SV-95221r1_rule
RMF Control
AU-9
Severity
M
CCI
CCI-001348
Version
EX16-ED-000140
Vuln IDs
  • V-80511
Rule IDs
  • SV-95221r1_rule
Log files help establish a history of activities and can be useful in detecting attack attempts or determining tuning adjustments to improve availability. Audit log content must always be considered sensitive and in need of protection. Successful exploit of an application server vulnerability may well be logged by monitoring or audit processes when it occurs. Writing log and audit data to a separate partition where separate security contexts protect them may offer the ability to protect this information from being modified or removed by the exploit mechanism.
Checks: C-80243r1_chk

Review the Email Domain Security Plan (EDSP). Determine the audit logs' assigned partition. Note: By default, the logs are located on the application partition in \Program Files\Microsoft\Exchange Server\V15\Logging\. If the log files are not on a separate partition from the application, this is a finding.

Fix: F-87363r1_fix

Update the EDSP. Configure the audit log location to be on a partition drive separate from the application.

b
The Exchange local machine policy must require signed scripts.
CM-5 - Medium - CCI-001749 - V-80513 - SV-95223r1_rule
RMF Control
CM-5
Severity
M
CCI
CCI-001749
Version
EX16-ED-000150
Vuln IDs
  • V-80513
Rule IDs
  • SV-95223r1_rule
Scripts, especially those downloaded from untrusted locations, often provide a way for attackers to infiltrate a system. By setting machine policy to prevent unauthorized script executions, unanticipated system impacts can be avoided.
Checks: C-80245r1_chk

Open the Exchange Management Shell and enter the following command: Get-ExecutionPolicy If the value returned is not "RemoteSigned", this is a finding.

Fix: F-87365r1_fix

Open the Exchange Management Shell and enter the following command: Set-ExecutionPolicy RemoteSigned

b
Exchange Internet-facing Send connectors must specify a Smart Host.
SC-20 - Medium - CCI-001178 - V-80515 - SV-95225r1_rule
RMF Control
SC-20
Severity
M
CCI
CCI-001178
Version
EX16-ED-000160
Vuln IDs
  • V-80515
Rule IDs
  • SV-95225r1_rule
When identifying a "Smart Host" for the email environment, a logical Send connector is the preferred method. A Smart Host acts as an Internet-facing concentrator for other email servers. Appropriate hardening can be applied to the Smart Host, rather than at multiple locations throughout the enterprise. Failure to identify a Smart Host could default to each email server performing its own lookups (potentially through protective firewalls). Exchange servers should not be Internet facing and should therefore not perform any Smart Host functions. When the Exchange servers are Internet facing, they must be configured to identify the Internet-facing server that is performing the Smart Host function.
Checks: C-80247r1_chk

Review the Email Domain Security Plan (EDSP). Determine the Internet-facing connectors. Open the Exchange Management Shell and enter the following command: Get-SendConnector | Select Name, Identity, SmartHosts, DNSRoutingEnabled For each send connector, if the value of "SmartHosts" does not return the Smart Host IP Address and the value for "DNSRoutingEnabled" is not set to "False", this is a finding.

Fix: F-87367r1_fix

Open the Exchange Management Shell and enter the following command: Set-SendConnector <'IdentityName'> -SmartHosts <'IP Address of Smart Host'> -DNSRoutingEnabled $false Note: The <IdentityName> value must be in single quotes. Repeat the procedures for each send connector.

b
Exchange internal Send connectors must use domain security (mutual authentication Transport Layer Security).
SC-23 - Medium - CCI-001184 - V-80517 - SV-95227r1_rule
RMF Control
SC-23
Severity
M
CCI
CCI-001184
Version
EX16-ED-000170
Vuln IDs
  • V-80517
Rule IDs
  • SV-95227r1_rule
The Simple Mail Transfer Protocol (SMTP) connector is used by Exchange to send and receive messages from server to server. Several controls work together to provide security between internal servers. This setting controls the authentication method used for communications between servers. With this feature enabled, only servers capable of supporting domain authentication will be able to send and receive mail within the domain. The use of secure communication prevents eavesdroppers from reading or modifying communications between mail clients and servers. While sensitive message bodies should be encrypted by the sender at the client, requiring a secure connection from server to server adds protection by encrypting the sender and recipient information that cannot be encrypted by the sender. Individually, channel security and encryption can be compromised by attackers. Used together, email becomes a more difficult target, and security is heightened. Failure to enable this feature gives eavesdroppers an opportunity to read or modify messages between servers.
Checks: C-80249r1_chk

Open the Exchange Management Shell and enter the following command: Get-SendConnector | Select Name, Identity, DomainSecureEnabled For each send connector, if the value of "DomainSecureEnabled" is not set to "True", this is a finding. If the "TlsAuthLevel" parameter is set to "DomainValidation" then the "TlsDomain" parameter is required if "DNSRoutingEnabled" parameter is set to "$false". The "DNSRoutingEnabled" parameter must be "$true" If the value of "DomainSecureEnabled" is "$true".

Fix: F-87369r1_fix

Open the Exchange Management Shell and enter the following command: Set-SendConnector <'IdentityName'> -DomainSecureEnabled $true Note: The <IdentityName> value must be in single quotes. Repeat the procedures for each send connector.

b
Exchange Internet-facing Receive connectors must offer Transport Layer Security (TLS) before using basic authentication.
SC-23 - Medium - CCI-001184 - V-80519 - SV-95229r1_rule
RMF Control
SC-23
Severity
M
CCI
CCI-001184
Version
EX16-ED-000180
Vuln IDs
  • V-80519
Rule IDs
  • SV-95229r1_rule
Sending unencrypted email over the Internet increases the risk that messages can be intercepted or altered. TLS is designed to protect confidentiality and data integrity by encrypting email messages between servers and thereby reducing the risk of eavesdropping, interception, and alteration. This setting forces Exchange to offer TLS before using basic authentication.
Checks: C-80251r1_chk

Open the Exchange Management Shell and enter the following command: Get-ReceiveConnector | Select Name, Identity, AuthMechanism For each receive connector, if the value of "AuthMechanism" is not set to "Tls, BasicAuth, BasicAuthRequireTLS", this is a finding.

Fix: F-87371r1_fix

Open the Exchange Management Shell and enter the following command: Set-ReceiveConnector -Identity <'IdentityName'> -AuthMechanism 'Tls, BasicAuth, BasicAuthRequireTLS' Note: The <IdentityName> value must be in single quotes. Example only for the Identity: <ServerName>\Frontend <ServerName> Repeat the procedure for each receive connector.

b
Exchange Outbound Connection Timeout must be 10 minutes or less.
SC-5 - Medium - CCI-001095 - V-80521 - SV-95231r1_rule
RMF Control
SC-5
Severity
M
CCI
CCI-001095
Version
EX16-ED-000190
Vuln IDs
  • V-80521
Rule IDs
  • SV-95231r1_rule
Email system availability depends in part on best practice strategies for setting tuning configurations. This configuration controls the number of idle minutes before the connection is dropped. It works in conjunction with the Maximum Outbound Connections Count setting. Connections, once established, may incur delays in message transfer. The default of 10 minutes is a reasonable window in which to resume activities without maintaining idle connections for excessive intervals. If the timeout period is too long, idle connections may be maintained for unnecessarily long time periods, preventing new connections from being established. Sluggish connectivity increases the risk of lost data. A value of 10 or less is optimal.
Checks: C-80253r1_chk

Review the Email Domain Security Plan (EDSP). Determine the Connection Timeout value. Open the Exchange Management Shell and enter the following command: Get-SendConnector | Select Name, Identity, ConnectionInactivityTimeOut For each send connector, if the value of "ConnectionInactivityTimeOut" is not set to "00:10:00", this is a finding. or If "ConnectionInactivityTimeOut" is set to other than "00:10:00" and has signoff and risk acceptance in the EDSP, this is not a finding.

Fix: F-87373r1_fix

Update the EDSP to reflect the Connection Timeout value. Open the Exchange Management Shell and enter the following command: Set-SendConnector -Identity <'IdentityName'> -ConnectionInactivityTimeOut 00:10:00 Note: The <IdentityName> value must be in single quotes. or The value as identified by the EDSP that has obtained a signoff with risk acceptance. Repeat the procedure for each send connector.

b
Exchange Outbound Connection Limit per Domain Count must be controlled.
SC-5 - Medium - CCI-001095 - V-80523 - SV-95233r1_rule
RMF Control
SC-5
Severity
M
CCI
CCI-001095
Version
EX16-ED-000200
Vuln IDs
  • V-80523
Rule IDs
  • SV-95233r1_rule
Email system availability depends in part on best practice strategies for setting tuning configurations. This configuration controls the maximum number of simultaneous outbound connections from a domain and works in conjunction with the Maximum Outbound Connections Count setting as a delivery tuning mechanism. If the limit is too low, connections may be dropped. If the limit is too high, some domains may use a disproportionate resource share, denying access to other domains. Appropriate tuning reduces the risk of data delay or loss. By default, a limit of 20 simultaneous outbound connections from a domain should be sufficient. The value may be adjusted if justified by local site conditions.
Checks: C-80255r1_chk

Review the Email Domain Security Plan (EDSP). Determine the value for Maximum Domain Connections. Open the Exchange Management Shell and enter the following command: Get-TransportService | Select Name, Identity, MaxPerDomainOutboundConnections If the value of "MaxPerDomainOutboundConnections" is not set to "20", this is a finding. or If the value of "MaxPerDomainOutboundConnections" is set to a value other than "20" and has signoff and risk acceptance in the EDSP, this is not a finding.

Fix: F-87375r1_fix

Update the EDSP to reflect the value for Maximum Domain Connections. Open the Exchange Management Shell and enter the following command: Set-TransportService -Identity <'IdentityName'> -MaxPerDomainOutboundConnections 20 Note: The <IdentityName> value must be in single quotes. or The value as identified by the EDSP that has obtained a signoff with risk acceptance.

a
Exchange Send connector connections count must be limited.
SC-5 - Low - CCI-001095 - V-80525 - SV-95235r1_rule
RMF Control
SC-5
Severity
L
CCI
CCI-001095
Version
EX16-ED-000230
Vuln IDs
  • V-80525
Rule IDs
  • SV-95235r1_rule
This setting controls the maximum number of simultaneous outbound connections allowed for a given SMTP Connector and can be used to throttle the SMTP service if resource constraints warrant it. If the limit is too low, connections may be dropped. If the limit is too high, some domains may use a disproportionate resource share, denying access to other domains. Appropriate tuning reduces the risk of data delay or loss.
Checks: C-80257r1_chk

Review the Email Domain Security Plan (EDSP). Determine the value for SMTP Server Maximum Outbound Connections. Open the Exchange Management Shell and enter the following command: Get-TransportService | Select Name, Identity, MaxOutboundConnections If the value of "MaxOutboundConnections" is not set to "1000", this is a finding. or If the value of "MaxOutboundConnections" is set to a value other than "1000" and has signoff and risk acceptance in the EDSP, this is not a finding.

Fix: F-87377r1_fix

Update the EDSP to reflect the value for SMTP Server Maximum Outbound Connections. Open the Exchange Management Shell and enter the following command: Set-TransportService -Identity <'IdentityName'> -MaxOutboundConnections 1000 Note: The <IdentityName> value must be in single quotes. or The value as identified by the EDSP that has obtained a signoff with risk acceptance.

a
Exchange message size restrictions must be controlled on Send connectors.
SC-5 - Low - CCI-001095 - V-80527 - SV-95237r1_rule
RMF Control
SC-5
Severity
L
CCI
CCI-001095
Version
EX16-ED-000240
Vuln IDs
  • V-80527
Rule IDs
  • SV-95237r1_rule
Email system availability depends in part on best practice strategies for setting tuning configurations. For message size restrictions, multiple places exist to set or override inbound or outbound message size. Failure to control the configuration strategy can result in loss of data or system availability. This setting enables the administrator to control the maximum message size on a Send connector. Using connectors to control size limits may necessitate applying message size limitations in multiple places, with the potential of introducing conflicts and impediments in the mail flow. Changing this setting at the connector overrides the global one. Therefore, if operational needs require it, the connector value may be set lower than the global value with the rationale documented in the EDSP.
Checks: C-80259r1_chk

Review the Email Domain Security Plan (EDSP). Determine the maximum message send size. Open the Exchange Management Shell and enter the following command: Get-SendConnector | Select Name, Identity, MaxMessageSize For each send connector, if the value of "MaxMessageSize" is not the same as the global value, this is a finding. or If "MaxMessageSize" is set to a numeric value different from the maximum message send size value documented in the EDSP, this is a finding.

Fix: F-87379r1_fix

Update the EDSP to reflect the maximum message send size. Open the Exchange Management Shell and enter the following command: Set-SendConnector -Identity <'IdentityName'> -MaxMessageSize <MaxSendSize> Note: The <IdentityName> value must be in single quotes. or The value as identified by the EDSP that has obtained a signoff with risk acceptance. Repeat the procedure for each send connector.

a
Exchange Send connectors delivery retries must be controlled.
SC-5 - Low - CCI-001095 - V-80529 - SV-95239r1_rule
RMF Control
SC-5
Severity
L
CCI
CCI-001095
Version
EX16-ED-000250
Vuln IDs
  • V-80529
Rule IDs
  • SV-95239r1_rule
This setting controls the rate at which delivery attempts from the home domain are retried and user notifications are issued and notes the expiration time when the message will be discarded. If delivery retry attempts are too frequent, servers will generate network congestion. If they are too far apart, messages may remain queued longer than necessary, potentially raising disk resource requirements. The default values of these fields should be adequate for most environments. Administrators may wish to modify the values, but changes should be documented in the System Security Plan. Note: Transport configuration settings apply to the organization/global level of the Exchange SMTP path. By checking and setting them at the Hub server, the setting will apply to both Hub and Edge roles.
Checks: C-80261r1_chk

Review the Email Domain Security Plan (EDSP). Determine the value for Transient Failure Retry Count. Open the Exchange Management Shell and enter the following command: Get-TransportService | Select Name, Identity, TransientFailureRetryCount If the value of "TransientFailureRetryCount" is not set to "10" or less, this is a finding. or If the value of "TransientFailureRetryCount" is set to more than "10" or has signoff and risk acceptance in the EDSP, this is not a finding.

Fix: F-87381r1_fix

Update the EDSP to reflect the value for Transient Failure Retry Count. Open the Exchange Management Shell and enter the following command: Set-TransportService -Identity <'IdentityName'> -TransientFailureRetryCount 10 Note: The <IdentityName> value must be in single quotes. or The value as identified by the EDSP that has obtained a signoff with risk acceptance.

a
Exchange Send connectors must be clearly named.
SC-5 - Low - CCI-001095 - V-80531 - SV-95241r1_rule
RMF Control
SC-5
Severity
L
CCI
CCI-001095
Version
EX16-ED-000260
Vuln IDs
  • V-80531
Rule IDs
  • SV-95241r1_rule
For Send connectors, unclear naming as to direction and purpose increases risk that messages may not flow as intended, troubleshooting efforts may be impaired, or incorrect assumptions may be made about the completeness of the configuration. Collectively, connectors should account for all connections required for the overall email topology design. Simple Mail Transfer Protocol (SMTP) connectors, when listed, must name purpose and direction clearly, and their counterparts on servers to which they connect should be recognizable as their partners.
Checks: C-80263r1_chk

Open the Exchange Management Shell and enter the following command: Get-SendConnector | Select Name, Identity Review the naming for connectors. For each send connector, if the connectors are not clearly named for purpose and direction, this is a finding.

Fix: F-87383r1_fix

Open the Exchange Management Shell and enter the following command: Set-SendConnector -Name <'NewName'> -Identity <'IdentityName'> Note: Both the <NewName> and <IdentityName> values must be in single quotes. Repeat the procedure for each send connector.

b
Exchange Receive connector Maximum Hop Count must be 60.
SC-5 - Medium - CCI-001095 - V-80533 - SV-95243r1_rule
RMF Control
SC-5
Severity
M
CCI
CCI-001095
Version
EX16-ED-000270
Vuln IDs
  • V-80533
Rule IDs
  • SV-95243r1_rule
Email system availability depends in part on best practice strategies for setting tuning configurations. This setting controls the maximum number of hops (email servers traversed) a message may take as it travels to its destination. Part of the original Internet protocol implementation, the hop count limit prevents a message from being passed in a routing loop indefinitely. Messages exceeding the maximum hop count are discarded undelivered. Recent studies indicate that virtually all messages can be delivered in fewer than 60 hops. If the hop count is set too low, messages may expire before they reach their destinations. If set too high, an undeliverable message may cycle between servers, raising the risk of network congestion.
Checks: C-80265r1_chk

Review the Email Domain Security Plan (EDSP). Determine the value for Receive connectors. Open the Exchange Management Shell and enter the following command: Get-ReceiveConnector | Select Name, Identity, MaxHopCount For each receive connector, if the value of "MaxHopCount" is not set to "60", this is a finding. or If the value of "MaxHopCount" is set to a value other than "60" and has signoff and risk acceptance, this is not a finding.

Fix: F-87385r1_fix

Update the EDSP to reflect the value for Receive connectors. Open the Exchange Management Shell and enter the following command: Set-ReceiveConnector -Identity <'IdentityName'> -MaxHopCount 60 Note: The <IdentityName> value must be in single quotes. or The value as identified by the EDSP that has obtained a signoff with risk acceptance. Repeat the procedure for each receive connector.

a
Exchange Receive connectors must be clearly named.
SC-5 - Low - CCI-001095 - V-80535 - SV-95245r1_rule
RMF Control
SC-5
Severity
L
CCI
CCI-001095
Version
EX16-ED-000280
Vuln IDs
  • V-80535
Rule IDs
  • SV-95245r1_rule
For receive connectors, unclear naming as to direction and purpose increases risk that messages may not flow as intended, troubleshooting efforts may be impaired, or incorrect assumptions may be made about the completeness of the configuration. Collectively, connectors should account for all connections required for the overall email topology design. Simple Mail Transfer Protocol (SMTP) connectors, when listed, must name purpose and direction clearly, and their counterparts on servers to which they connect should be recognizable as their partners.
Checks: C-80267r1_chk

Open the Exchange Management Shell and enter the following command: For each Receive connector, review the naming for connectors. If the connectors are not clearly named for purpose and direction, this is a finding.

Fix: F-87387r1_fix

Open the Exchange Management Shell and enter the following command: Set-ReceiveConnector -Name <'NewName'> -Identity <'IdentityName'> Note: Both the <NewName> and <IdentityName> value must be in single quotes. Repeat the procedure for each receive connector.

a
Exchange Receive connectors must control the number of recipients chunked on a single message.
SC-5 - Low - CCI-001095 - V-80537 - SV-95247r1_rule
RMF Control
SC-5
Severity
L
CCI
CCI-001095
Version
EX16-ED-000290
Vuln IDs
  • V-80537
Rule IDs
  • SV-95247r1_rule
Email system availability depends in part on best practice strategies for setting tuning configurations. For message size restrictions, multiple places exist to set or override inbound or outbound message size. Failure to control the configuration strategy can result in loss of data or system availability. This setting enables the administrator to enable "chunking" on received messages as they arrive at the domain. This is done so large message bodies can be relayed by the remote sender to the Receive connector in multiple, smaller chunks.
Checks: C-80269r1_chk

Open the Exchange Management Shell and enter the following command: Get-ReceiveConnector | Select Name, Identity, ChunkingEnabled For each receive connector, if the value of "ChunkingEnabled" is not set to "True", this is a finding.

Fix: F-87389r1_fix

Open the Exchange Management Shell and enter the following command: Set-ReceiveConnector -Identity <'IdentityName'> -ChunkingEnabled $true Note: The <IdentityName> value must be in single quotes. Repeat the procedure for each receive connector.

b
Exchange Receive connectors must control the number of recipients per message.
SC-5 - Medium - CCI-001095 - V-80539 - SV-95249r1_rule
RMF Control
SC-5
Severity
M
CCI
CCI-001095
Version
EX16-ED-000300
Vuln IDs
  • V-80539
Rule IDs
  • SV-95249r1_rule
Email system availability depends in part on best practice strategies for setting tuning configurations. This configuration controls the maximum number of recipients who will receive a copy of a message at one time. This tunable value is related to throughput capacity and can enable the ability to optimize message delivery. Note: There are two types of default Receive connecters: "Client Servername" accepts SMTP connections from all non-MAPI clients, such as POP and IMAP. As POP and IMAP are not authorized for use in DoD, these should not be present. Their default value for MaxRecipientsPerMessage is 200. "Default Servername" accepts connections from other mailbox servers and any Edge Transport servers. Their default value for MaxRecipientsPerMessage is 5000.
Checks: C-80271r1_chk

Review the Email Domain Security Plan (EDSP). Determine the Maximum Recipients per Message value. Open the Exchange Management Shell and enter the following command: Get-ReceiveConnector | Select Name, Identity, MaxRecipientsPerMessage For each receive connector, if the value of "MaxRecipientsPerMessage" is not set to "5000", this is a finding. or If the value of "MaxRecipientsPerMessage" is set to a value other than "5000" and has signoff and risk acceptance in the EDSP, this is not a finding.

Fix: F-87391r1_fix

Update the EDSP to reflect the Maximum Recipients per Message value. Open the Exchange Management Shell and enter the following command: Set-ReceiveConnector -Identity <'IdentityName'> -MaxRecipientsPerMessage 5000 Note: The <IdentityName> value must be in single quotes. or The value as identified by the EDSP that has obtained a signoff with risk acceptance. Repeat the procedure for each receive connector.

a
The Exchange Internet Receive connector connections count must be set to default.
SC-5 - Low - CCI-001095 - V-80541 - SV-95251r1_rule
RMF Control
SC-5
Severity
L
CCI
CCI-001095
Version
EX16-ED-000310
Vuln IDs
  • V-80541
Rule IDs
  • SV-95251r1_rule
Email system availability depends in part on best practice strategies for setting tuning configurations. This configuration controls the maximum number of simultaneous inbound connections allowed to the SMTP server. By default, the number of simultaneous inbound connections is 5000. If a limit is set too low, the connections pool may be filled. If attackers perceive the limit is too low, they could deny service to the Simple Mail Transfer Protocol (SMTP) server by using a connection count that exceeds the limit set. By setting the default configuration to 5000, attackers would need many more connections to cause denial of service.
Checks: C-80273r1_chk

Review the Email Domain Security Plan (EDSP). Determine the Maximum Inbound connections value. Open the Exchange Management Shell and enter the following command: Get-ReceiveConnector | Select Name, Identity, MaxInboundConnection Identify Internet-facing connectors. For each receive connector, if the value of "MaxInboundConnection" is not set to "5000", this is a finding. or If "MaxInboundConnection" is set to a value other than "5000" or is set to unlimited and has signoff and risk acceptance in the EDSP, this is not a finding.

Fix: F-87393r1_fix

Update the EDSP to reflect the Maximum Inbound connections value. Open the Exchange Management Shell and enter the following command: Set-ReceiveConnector -Identity <'IdentityName'> -MaxInboundConnection 5000 Note: The <IdentityName> value must be in single quotes. or The value as identified by the EDSP that has obtained a signoff with risk acceptance. Repeat the procedure for each receive connector.

a
Exchange Message size restrictions must be controlled on Receive connectors.
SC-5 - Low - CCI-001095 - V-80543 - SV-95253r1_rule
RMF Control
SC-5
Severity
L
CCI
CCI-001095
Version
EX16-ED-000320
Vuln IDs
  • V-80543
Rule IDs
  • SV-95253r1_rule
Email system availability depends in part on best practices strategies for setting tuning configurations. For message size restrictions, multiple places exist to set or override inbound or outbound message size. Failure to control the configuration strategy can result in loss of data or system availability. This setting enables the administrator to control the maximum message size on Receive connectors. Using connectors to control size limits may necessitate applying message size limitations in multiple places, with the potential of introducing conflicts and impediments in the mail flow. Changing this setting at the connector overrides the global one. Therefore, if operational needs require it, the connector value may be set lower than the global value with the rationale documented in the EDSP.
Checks: C-80275r1_chk

Review the Email Domain Security Plan (EDSP). Determine the global maximum message receive size. Open the Exchange Management Shell and enter the following command: Identify Internet-facing connectors. Get-ReceiveConnector | Select Name, Identity, MaxMessageSize If the value of "MaxMessageSize" is not the same as the global value, this is a finding. or If "MaxMessageSize" is set to a numeric value different from the global value and has signoff and risk acceptance in the EDSP, this is not a finding.

Fix: F-87395r1_fix

Update the EDSP to reflect the global maximum message receive size. Open the Exchange Management Shell and enter the following command: Set-ReceiveConnector -Identity <'IdentityName'> -MaxMessageSize <'MaxReceiveSize'> Note: The <IdentityName> and <MaxReceiveSize> values must be in single quotes. or The value as identified by the EDSP that has obtained a signoff with risk acceptance.

b
Exchange messages with a blank sender field must be rejected.
SI-8 - Medium - CCI-001308 - V-80545 - SV-95255r1_rule
RMF Control
SI-8
Severity
M
CCI
CCI-001308
Version
EX16-ED-000330
Vuln IDs
  • V-80545
Rule IDs
  • SV-95255r1_rule
By performing filtering at the perimeter, up to 90 percent of spam, malware, and other undesirable messages are eliminated from the message stream rather than admitting them into the mail server environment. Anonymous email (messages with blank sender fields) cannot be replied to. Messages formatted in this way may be attempting to hide their true origin to avoid responses or to spam any receiver with impunity while hiding their source of origination. Rather than spend resources and risk infection while evaluating them, it is recommended that these messages be filtered immediately upon receipt and not forwarded to end users.
Checks: C-80277r2_chk

This requirement is N/A for SIPR enclaves. This requirement is N/A if the organization subscribes to EEMSG or other similar DoD enterprise protections for email services. Open the Exchange Management Shell and enter the following command: Get-SenderFilterConfig | Select Name, Action If the value of "Action" is not set to "Reject", this is a finding.

Fix: F-87397r1_fix

Open the Exchange Management Shell and enter the following command: Set-SenderFilterConfig -Action Reject

b
Exchange messages with a blank sender field must be filtered.
SI-8 - Medium - CCI-001308 - V-80547 - SV-95257r1_rule
RMF Control
SI-8
Severity
M
CCI
CCI-001308
Version
EX16-ED-000340
Vuln IDs
  • V-80547
Rule IDs
  • SV-95257r1_rule
By performing filtering at the perimeter, up to 90 percent of spam, malware, and other undesirable messages are eliminated from the message stream rather than admitting them into the mail server environment. Anonymous email (messages with blank sender fields) cannot be replied to. Messages formatted in this way may be attempting to hide their true origin to avoid responses or to spam any receiver with impunity while hiding their source of origination. Rather than spend resources and risk infection while evaluating them, it is recommended that these messages be filtered immediately upon receipt and not forwarded to end users.
Checks: C-80279r2_chk

This requirement is N/A for SIPR enclaves. This requirement is N/A if the organization subscribes to EEMSG or other similar DoD enterprise protections for email services. Open the Exchange Management Shell and enter the following command: Get-SenderFilterConfig | Select Name, BlankSenderBlockingEnabled If the value of "BlankSenderBlockingEnabled" is not set to "True", this is a finding.

Fix: F-87399r1_fix

Open the Exchange Management Shell and enter the following command: Set-SenderFilterConfig -BlankSenderBlockingEnabled $true

b
Exchange filtered messages must be archived.
SI-8 - Medium - CCI-001308 - V-80549 - SV-95259r1_rule
RMF Control
SI-8
Severity
M
CCI
CCI-001308
Version
EX16-ED-000350
Vuln IDs
  • V-80549
Rule IDs
  • SV-95259r1_rule
By performing filtering at the perimeter, up to 90 percent of spam, malware, and other undesirable messages are eliminated from the message stream rather than admitting them into the mail server environment. This significantly reduces the attack vector for inbound email-borne spam and malware. As messages are filtered, it is prudent to temporarily host them in an archive for evaluation by administrators or users. The archive can be used to recover messages that might have been inappropriately filtered, preventing data loss, and to provide a base of analysis that can provide future filter refinements.
Checks: C-80281r1_chk

Open the Exchange Management Shell and enter the following command: Get-ContentFilterConfig | Select Name, QuarantineMailbox If no SMTP address is assigned to "QuarantineMailbox", this is a finding.

Fix: F-87401r1_fix

Open the Exchange Management Shell and enter the following command: Set-ContentFilterConfig -QuarantineMailbox <'QuarantineMailbox SmtpAddress'> Note: The <QuarantineMailbox SmtpAddress> value must be in single quotes.

b
The Exchange Sender filter must block unaccepted domains.
SI-8 - Medium - CCI-001308 - V-80551 - SV-95261r1_rule
RMF Control
SI-8
Severity
M
CCI
CCI-001308
Version
EX16-ED-000360
Vuln IDs
  • V-80551
Rule IDs
  • SV-95261r1_rule
Spam origination sites and other sources of suspected email-borne malware have the ability to corrupt, compromise, or otherwise limit availability of email servers. Limiting exposure to unfiltered inbound messages can reduce the risk of spam and malware impacts. The Global Deny list blocks messages originating from specific sources. Most blacklist filtering is done using a commercial Block List service, because eliminating threats from known spammers prevents the messages being evaluated inside the enclave where there is more risk they can do harm. Additional sources should also be blocked to supplement the contents of the commercial Block List service. For example, during a zero-day threat action, entries can be added and then removed when the threat is mitigated. An additional best practice is to enter the enterprise’s home domains in the Deny List, because inbound email with a "from" address of the home domain is very likely to be spoofed spam.
Checks: C-80283r1_chk

Review the Email Domain Security Plan (EDSP). Determine the unaccepted domains that are to be blocked. Open the Exchange Management Shell and enter the following command: Get-SenderFilterConfig | Select Name, BlockedDomains, BlockedDomainsAndSubdomains If the value for "BlockedDomains" or "BlockedDomainsAndSubdomains" does not reflect the list of accepted domains, this is a finding.

Fix: F-87403r1_fix

Update the EDSP to reflect the unaccepted domains that are to be blocked. Open the Exchange Management Shell and enter the following command: For BlockedDomains: Set-SenderFilterConfig -BlockedDomains <BlockedDomain> Repeat the procedure for each domain that is to be blocked. or For BlockedDomainsAndSubdomains: Set-SenderFilterConfig -BlockedDomainsAndSubdomains <BlockedDomainAndSubdomain> Repeat the procedure for each domain and all of its subdomains that are to be blocked.

b
Exchange nonexistent recipients must not be blocked.
SI-8 - Medium - CCI-001308 - V-80553 - SV-95263r1_rule
RMF Control
SI-8
Severity
M
CCI
CCI-001308
Version
EX16-ED-000370
Vuln IDs
  • V-80553
Rule IDs
  • SV-95263r1_rule
Spam originators, in an effort to refine mailing lists, sometimes use a technique where they first create fictitious names and then monitor rejected emails for non-existent recipients. Those not rejected are deemed to exist and are used in future spam mailings. To prevent this disclosure of existing email accounts to spammers, email to nonexistent recipients must not be blocked. Instead, it is recommended that all messages be received, then evaluated and disposed of without enabling the sender to determine existent vs. nonexistent recipients.
Checks: C-80285r1_chk

Open the Exchange Management Shell and enter the following command: Get-RecipientFilterConfig | Select Name, RecipientValidationEnabled If the value of "RecipientValidationEnabled" is not set to "False", this is a finding.

Fix: F-87405r1_fix

Open the Exchange Management Shell and enter the following command: Set-RecipientFilterConfig -RecipientValidationEnabled $false

b
The Exchange Sender Reputation filter must be enabled.
SI-8 - Medium - CCI-001308 - V-80555 - SV-95265r1_rule
RMF Control
SI-8
Severity
M
CCI
CCI-001308
Version
EX16-ED-000380
Vuln IDs
  • V-80555
Rule IDs
  • SV-95265r1_rule
By performing filtering at the perimeter, up to 90 percent of spam, malware, and other undesirable messages are eliminated from the message stream rather than admitting them into the mail server environment. Sender Reputation is antispam functionality that blocks messages according to many characteristics of the sender. Sender Reputation relies on persisted data about the sender to determine what action, if any, to take on an inbound message. This setting enables the Sender Reputation function.
Checks: C-80287r1_chk

Open the Exchange Management Shell and enter the following command: Get-SenderReputationConfig | Select Name, Enabled If the value of "Enabled" is not set to "True", this is a finding.

Fix: F-87407r1_fix

Open the Exchange Management Shell and enter the following command: Set-SenderReputationConfig -Enabled $true

b
The Exchange Sender Reputation filter must identify the spam block level.
SI-8 - Medium - CCI-001308 - V-80557 - SV-95267r1_rule
RMF Control
SI-8
Severity
M
CCI
CCI-001308
Version
EX16-ED-000390
Vuln IDs
  • V-80557
Rule IDs
  • SV-95267r1_rule
By performing filtering at the perimeter, up to 90 percent of spam, malware, and other undesirable messages are eliminated from the message stream rather than admitting them into the mail server environment. Sender Reputation is antispam functionality that blocks messages according to many characteristics of the sender. Sender Reputation relies on persisted data about the sender to determine what action, if any, to take on an inbound message. This setting enables the threshold at which an email will be considered spam.
Checks: C-80289r1_chk

Review the Email Domain Security Plan (EDSP). Determine the SrlBlockThreshold value. Open the Exchange Management Shell and enter the following command: Get-SenderReputationConfig | Select Name, SrlBlockThreshold If the value of SrlBlockThreshold is not set to "6", this is a finding. or If the value of "SrlBlockThreshold" is set to a value other than "6" and has signoff and risk acceptance in the EDSP, this is not a finding.

Fix: F-87409r1_fix

Update the EDSP to reflect the SrlBlockThreshold size. Open the Exchange Management Shell and enter the following command: Set-SenderReputationConfig -SrlBlockThreshold 6 or The value as identified by the EDSP that has obtained a signoff with risk acceptance.

b
Exchange Attachment filtering must remove undesirable attachments by file type.
SI-8 - Medium - CCI-001308 - V-80559 - SV-95269r1_rule
RMF Control
SI-8
Severity
M
CCI
CCI-001308
Version
EX16-ED-000400
Vuln IDs
  • V-80559
Rule IDs
  • SV-95269r1_rule
By performing filtering at the perimeter, up to 90 percent of spam, malware, and other undesirable messages are eliminated from the message stream rather than admitting them into the mail server environment. Attachments are being used more frequently for different forms of attacks. By filtering undesirable attachments, a large percent of malicious code can be prevented from entering the system. Attachments must be controlled at the entry point into the email environment to prevent successful attachment-based attacks. The following is a basic list of known attachments that should be filtered from Internet mail attachments: *.ade *.crt *.jse *.msi *.scr *.wsh *.dir *.adp *.csh *.ksh *.msp *.sct *.htm *.dcr *.app *.exe *.lnk *.mst *.shb *.html *.plg *.asx *.fxp *.mda *.ops *.shs *.htc *.spl *.bas *.hlp *.mdb *.pcd *.url *.mht *.swf *.bat *.hta *.mde *.pif *.vb *.mhtml *.zip *.chm *.inf *.mdt *.prf *.vbe *.shtm *.cmd *.ins *.mdw *.prg *.vbs *.shtml *.com *.isp *.mdz *.reg *.wsc *.stm *.cpl *.js *.msc *.scf *.wsf *.xml
Checks: C-80291r1_chk

Review the Email Domain Security Plan (EDSP). Determine the list of undesirable attachment types that should be stripped. Open the Exchange Management Shell and enter the following command: Get-AttachmentFilterEntry For each attachment type, if the values returned are different from the EDSP documented attachment types, this is a finding.

Fix: F-87411r1_fix

Update the EDSP to reflect the list of undesirable attachment types that should be stripped. Open the Exchange Management Shell and enter the following command: Add-AttachmentFilterEntry -Name <'*.FileExtension'> -Type FileName Repeat the procedure for each undesirable attachment type.

b
The Exchange Spam Evaluation filter must be enabled.
SI-8 - Medium - CCI-001308 - V-80561 - SV-95271r1_rule
RMF Control
SI-8
Severity
M
CCI
CCI-001308
Version
EX16-ED-000410
Vuln IDs
  • V-80561
Rule IDs
  • SV-95271r1_rule
By performing filtering at the perimeter, up to 90 percent of spam, malware, and other undesirable messages may be eliminated from the transport message stream, preventing their entry into the Exchange environment. This significantly reduces the attack vector for inbound email-borne spam and malware. Spam Evaluation filters scan inbound email messages for evidence of spam and other attacks that primarily use "social engineering" techniques. Upon evaluation completion, a rating is assigned to each message estimating the likelihood of its being spam. Upon arrival at the destination mailbox, the junk mail filter threshold (also configurable) determines whether the message will be withheld from delivery, delivered to the junk mail folder, or delivered to the user’s inbox.
Checks: C-80293r1_chk

Open the Exchange Management Shell and enter the following command: Get-ContentFilterConfig | Select Name, Identity, Enabled If the value of "Enabled" is not set to "True", this is a finding.

Fix: F-87413r1_fix

Open the Exchange Management Shell and enter the following command: Set-ContentFilterConfig -Enabled $true

b
The Exchange Block List service provider must be identified.
SI-8 - Medium - CCI-001308 - V-80563 - SV-95273r1_rule
RMF Control
SI-8
Severity
M
CCI
CCI-001308
Version
EX16-ED-000420
Vuln IDs
  • V-80563
Rule IDs
  • SV-95273r1_rule
Block List filtering is a sanitization process performed on email messages prior to their arrival at the destination mailbox. By performing this process at the email perimeter, threats can be eliminated outside the enclave, where there is less risk for them to do harm. Block List services (sometimes called Reputation Data services) are fee-based data providers that collect the IP addresses of known spammers and other malware purveyors. Block List service subscribers benefit from more effective spam elimination. (Spam is estimated to compose up to 90 percent of inbound mail volume.) Failure to specify a Block List provider risks that manual email administration effort would be needed to maintain and update larger Block Lists than a single email site administrator could conveniently or accurately maintain. The Block List service vendor provides a value for this field, usually the Domain Name System (DNS) suffix for its domain.
Checks: C-80295r1_chk

If not using a service provider, this requirement is not applicable. Review the Email Domain Security Plan (EDSP). Determine the name and information for the Block List provider. Open the Exchange Management Shell and enter the following command: Get-IPBlockListProvider | Select Name, Identity, LookupDomain If the values for "Name", GUID, and "LookupDomain" are not configured, this is a finding.

Fix: F-87415r1_fix

Update the EDSP to reflect the name and information for the Block List provider. Open the Exchange Management Shell and enter the following command: Set-IPBlockListProvider -Name <Provider Name> [Additional optional parameters as required by the service provider]

b
Exchange messages with a malformed From address must be rejected.
SI-8 - Medium - CCI-001308 - V-80565 - SV-95275r1_rule
RMF Control
SI-8
Severity
M
CCI
CCI-001308
Version
EX16-ED-000430
Vuln IDs
  • V-80565
Rule IDs
  • SV-95275r1_rule
Sender Identification (SID) is an email antispam sanitization process. Sender ID uses DNS MX record lookups to verify the Simple Mail Transfer Protocol (SMTP) sending server is authorized to send email for the originating domain. Failure to implement Sender ID risks that spam could be admitted into the email domain that originates from rogue servers. Most spam content originates from domains where the IP address has been spoofed prior to sending, thereby avoiding detection. For example, messages with malformed or incorrect "purported responsible sender" data in the message header could be (best case) created by using RFI noncompliant software but is more likely to be spam.
Checks: C-80297r1_chk

Open the Exchange Management Shell and enter the following command: Get-SenderIdConfig | Select Name, Identity, SpoofedDomainAction If the value of "SpoofedDomainAction" is not set to "Reject", this is a finding.

Fix: F-87417r1_fix

Open the Exchange Management Shell and enter the following command: Set-SenderIdConfig -SpoofedDomainAction Reject

b
The Exchange Recipient filter must be enabled.
SI-8 - Medium - CCI-001308 - V-80567 - SV-95277r1_rule
RMF Control
SI-8
Severity
M
CCI
CCI-001308
Version
EX16-ED-000470
Vuln IDs
  • V-80567
Rule IDs
  • SV-95277r1_rule
Email system availability depends in part on best practice strategies for setting tuning configurations. Careful tuning reduces the risk that system or network congestion will contribute to availability impacts. Filters that govern inbound email evaluation can significantly reduce spam, phishing, and spoofed emails. Messages from blank senders, known spammers, or zero-day attack modifications must be enabled to be effective.
Checks: C-80299r1_chk

Open the Exchange Management Shell and enter the following command: Get-RecipientFilterConfig | Select Name, Enabled If the value of "Enabled" is not set to "True", this is a finding.

Fix: F-87419r1_fix

Open the Exchange Management Shell and enter the following command: Set-RecipientFilterConfig -Enabled $true

b
The Exchange tarpitting interval must be set.
SI-8 - Medium - CCI-001308 - V-80569 - SV-95279r1_rule
RMF Control
SI-8
Severity
M
CCI
CCI-001308
Version
EX16-ED-000480
Vuln IDs
  • V-80569
Rule IDs
  • SV-95279r1_rule
Tarpitting is the practice of artificially delaying server responses for specific Simple Mail Transfer Protocol (SMTP) communication patterns that indicate high volumes of spam or other unwelcome messages. The intent of tarpitting is to slow down the communication process for spam batches to reduce the cost effectiveness of sending spam and thwart directory harvest attacks. A directory harvest attack is an attempt to collect valid email addresses from a particular organization so the email addresses can be added to a spam database. A program can be written to collect email addresses that return a "Recipient OK" SMTP response and discard all email addresses that return a "User unknown" SMTP response. Tarpitting makes directory harvest attacks too costly to automate efficiently.
Checks: C-80301r1_chk

Open the Exchange Management Shell and enter the following command: Get-ReceiveConnector | Select Name, Identity, TarpitInterval For each Receive connector, if the value of "TarpitInterval" is not set to "00:00:05" or greater, this is a finding.

Fix: F-87421r1_fix

Open the Exchange Management Shell and enter the following command: Set-ReceiveConnector -Identity <'IdentityName'> -TarpitInterval '00:00:05' Note: The <IdentityName> value and the Interval must be in single quotes. Repeat the procedures for each Receive connector.

b
Exchange internal Receive connectors must not allow anonymous connections.
SI-8 - Medium - CCI-001308 - V-80571 - SV-95281r1_rule
RMF Control
SI-8
Severity
M
CCI
CCI-001308
Version
EX16-ED-000490
Vuln IDs
  • V-80571
Rule IDs
  • SV-95281r1_rule
This control is used to limit the servers that may use this server as a relay. If a Simple Mail Transport Protocol (SMTP) sender does not have a direct connection to the Internet (for example, an application that produces reports to be emailed), it will need to use an SMTP Receive connector that does have a path to the Internet (for example, a local email server) as a relay. SMTP relay functions must be protected so third parties are not able to hijack a relay service for their own purposes. Most commonly, relay hijacking is done by spammers to disguise the source of their messages and may also be used to cover the source of more destructive attacks. Relays can be restricted in one of three ways: by blocking relays (restrict to a blank list of servers); by restricting use to lists of valid servers; or by restricting use to servers that can authenticate. Because authenticated connections are the most secure for SMTP Receive connectors, it is recommended that relays allow only servers that can authenticate.
Checks: C-80303r1_chk

Open the Exchange Management Shell and enter the following command: Get-ReceiveConnector | Select Name, Identity, PermissionGroups For each Receive connector, if the value of "PermissionGroups" is "AnonymousUsers" for any non-Internet connector, this is a finding.

Fix: F-87423r1_fix

Open the Exchange Management Shell and enter the following command: Set-ReceiveConnector -Identity <'IdentityName'> -PermissionGroups 'valid user group(s)' Note: The <IdentityName> value and user group(s) must be in single quotes. Example for user groups only: 'ExchangeServers, ExchangeUsers' Repeat the procedures for each Receive connector. This is an Example only: Set-ReceiveConnector -Identity <'IdentityName'> -PermissionGroups 'ExchangeUsers'

b
Exchange Simple Mail Transfer Protocol (SMTP) IP Allow List entries must be empty.
SI-8 - Medium - CCI-001308 - V-80573 - SV-95283r1_rule
RMF Control
SI-8
Severity
M
CCI
CCI-001308
Version
EX16-ED-000500
Vuln IDs
  • V-80573
Rule IDs
  • SV-95283r1_rule
Email system availability depends in part on best practice strategies for setting tuning configurations. Careful tuning reduces the risk that system or network congestion will contribute to availability impacts. Filters that govern inbound email evaluation can significantly reduce spam, phishing, and spoofed emails. Filters for messages from blank senders, known spammers, or zero-day attack modifications must be enabled to be effective. Having items identified in the Allow List causes other spam evaluation steps to be bypassed and therefore should be used only with an abundance of caution. If spammers were to learn of entries in the Allow List, it could enable them to plan a denial of service attack (or other attack) by spoofing that source.
Checks: C-80305r1_chk

Review the Email Domain Security Plan (EDSP). Identify the SMTP allow list settings. Open the Exchange Management Shell and enter the following command: Get-IPAllowListEntry | fl If the result returns any values, this is a finding. or If the result returns any values but has signoff and risk acceptance in the EDSP, this is not a finding.

Fix: F-87425r1_fix

Update the EDSP to reflect the SMTP allow list settings. Open the Exchange Management Shell and enter the following command: Note: Remove any value(s) that are not identified by the EDSP or have not obtained a signoff with risk acceptance. Remove-IPAllowListEntry -Identity <IP Allow List entry ID>

b
The Exchange Simple Mail Transfer Protocol (SMTP) IP Allow List Connection filter must be enabled.
SI-8 - Medium - CCI-001308 - V-80575 - SV-95285r1_rule
RMF Control
SI-8
Severity
M
CCI
CCI-001308
Version
EX16-ED-000510
Vuln IDs
  • V-80575
Rule IDs
  • SV-95285r1_rule
Email system availability depends in part on best practice strategies for setting tuning configurations. Careful tuning reduces the risk that system or network congestion will contribute to availability impacts. Filters that govern inbound email evaluation can significantly reduce spam, phishing, and spoofed emails. Filters for messages from blank senders, known spammers, or zero-day attack modifications must be enabled to be effective. Having items identified in the Allow List causes other spam evaluation steps to be bypassed and therefore should be used only with an abundance of caution. If spammers were to learn of entries in the Allow List, it could enable them to plan a denial of service attack (or other attack) by spoofing that source.
Checks: C-80307r1_chk

Open the Exchange Management Shell and enter the following command: Get-IPAllowListConfig | Select Name, Enabled If the value for "Enabled" is not set to "True", this is a finding.

Fix: F-87427r1_fix

Open the Exchange Management Shell and enter the following command: Set-IPAllowListConfig -Enabled $true

b
The Exchange Simple Mail Transfer Protocol (SMTP) Sender filter must be enabled.
SI-8 - Medium - CCI-001308 - V-80577 - SV-95287r1_rule
RMF Control
SI-8
Severity
M
CCI
CCI-001308
Version
EX16-ED-000520
Vuln IDs
  • V-80577
Rule IDs
  • SV-95287r1_rule
Email system availability depends in part on best practices strategies for setting tuning configurations. Careful tuning reduces the risk that system or network congestion will contribute to availability impacts. Filters that govern inbound email evaluation can significantly reduce spam, phishing, and spoofed emails. Filters for messages from blank senders, known spammers, or zero-day attack modifications must be enabled to be effective. Failure to enable the filter will result in no action taken. This setting should always be enabled.
Checks: C-80309r2_chk

This requirement is N/A for SIPR enclaves. This requirement is N/A if the organization subscribes to EEMSG or other similar DoD enterprise protections for email services. Open the Exchange Management Shell and enter the following command: Get-SenderFilterConfig | Select Name, Enabled If the value of "Enabled" is not set to "True", this is a finding.

Fix: F-87429r1_fix

Open the Exchange Management Shell and enter the following command: Set-SenderFilterConfig -Enabled $true

b
Exchange must have antispam filtering installed.
SI-8 - Medium - CCI-001308 - V-80579 - SV-95289r1_rule
RMF Control
SI-8
Severity
M
CCI
CCI-001308
Version
EX16-ED-000530
Vuln IDs
  • V-80579
Rule IDs
  • SV-95289r1_rule
Originators of spam messages are constantly changing their techniques in order to defeat spam countermeasures; therefore, spam software must be constantly updated to address the changing threat. Spam protection mechanisms include, for example, signature definitions, rule sets, and algorithms. Exchange 2016 provides both antispam and antimalware protection out of the box. The Exchange 2016 antispam and antimalware product capabilities are limited but still provide some protection.
Checks: C-80311r1_chk

Review the Email Domain Security Plan (EDSP) for an installed antispam product. Note: If using another DoD-approved antispam product for email or a DoD-approved Email Gateway spamming device, such as Enterprise Email Security Gateway (EEMSG), this is not applicable. Open the Exchange Management Shell and enter the following command: Get-ContentFilterConfig | Format-Table Name, Enabled If no value is returned, this is a finding.

Fix: F-87431r1_fix

Install the AntiSpam module. Open the Exchange Management Shell and enter the following command: & $env:ExchangeInstallPath\Scripts\Install-AntiSpamAgents.ps1

b
Exchange must have antispam filtering enabled.
SI-8 - Medium - CCI-001308 - V-80581 - SV-95291r1_rule
RMF Control
SI-8
Severity
M
CCI
CCI-001308
Version
EX16-ED-000540
Vuln IDs
  • V-80581
Rule IDs
  • SV-95291r1_rule
Originators of spam messages are constantly changing their techniques in order to defeat spam countermeasures; therefore, spam software must be constantly updated to address the changing threat. Spam protection mechanisms include, for example, signature definitions, rule sets, and algorithms. Exchange 2016 provides both antispam and antimalware protection out of the box. The Exchange 2016 antispam and antimalware product capabilities are limited but still provide some protection.
Checks: C-80313r1_chk

Review the Email Domain Security Plan (EDSP) for an installed antispam product. Note: If using another DoD-approved antispam product for email or a DoD-approved Email Gateway spamming device, such as Enterprise Email Security Gateway (EEMSG), this is not applicable. Open the Exchange Management Shell and enter the following command: Get-ContentFilterConfig | Format-Table Name, Enabled; Get-SenderFilterConfig | Format-Table Name, Enabled; Get-SenderIDConfig | Format-Table Name, Enabled; Get-SenderReputationConfig | Format-Table Name, Enabled If any of the following values returned are not set to "True", this is a finding: Set-ContentFilterConfig Set-SenderFilterConfig Set-SenderIDConfig Set-SenderReputationConfig

Fix: F-87433r1_fix

Open the Exchange Management Shell and enter the following command for any values that were not set to True: Set-ContentFilterConfig -Enabled $true Set-SenderFilterConfig -Enabled $true Set-SenderIDConfig -Enabled $true Set-SenderReputationConfig -Enabled $true

b
Exchange must have antispam filtering configured.
SI-8 - Medium - CCI-001308 - V-80583 - SV-95293r1_rule
RMF Control
SI-8
Severity
M
CCI
CCI-001308
Version
EX16-ED-000550
Vuln IDs
  • V-80583
Rule IDs
  • SV-95293r1_rule
Originators of spam messages are constantly changing their techniques in order to defeat spam countermeasures; therefore, spam software must be constantly updated to address the changing threat. A manual update procedure is labor intensive and does not scale well in an enterprise environment. This risk may be mitigated by using an automatic update capability. Spam protection mechanisms include, for example, signature definitions, rule sets, and algorithms. Exchange 2016 provides both antispam and antimalware protection out of the box. The Exchange 2016 antispam and antimalware product capabilities are limited but still provide some protection.
Checks: C-80315r1_chk

Site should utilize an approved DoD scanner as Exchange Malware software has a limited scanning capability. If an approved DoD scanner is not being used, this is a finding.

Fix: F-87435r1_fix

Following vendor best practice guidance, install and configure a DoD approved scanner.

b
Exchange Sender Identification Framework must be enabled.
SI-8 - Medium - CCI-001308 - V-80585 - SV-95295r1_rule
RMF Control
SI-8
Severity
M
CCI
CCI-001308
Version
EX16-ED-000560
Vuln IDs
  • V-80585
Rule IDs
  • SV-95295r1_rule
Email is only as secure as the recipient. When the recipient is an email server accepting inbound messages, authenticating the sender enables the receiver to better assess message quality and to validate the sending domain as authentic. One or more authentication techniques used in combination can be effective in reducing spam, phishing, and forger attacks. The Sender ID Framework (SIDF) receiver accesses specially formatted DNS records (SPF format) that contain the IP address of authorized sending servers for the sending domain that can be compared to data in the email message header. Receivers are able to validate the authenticity of the sending domain, helping to avoid receiving inbound messages from phishing or other spam domains.
Checks: C-80317r1_chk

Open the Exchange Management Shell and enter the following command: Get-SenderIdConfig | Select Name, Identity, Enabled If the value of "Enabled" is not set to "True", this is a finding.

Fix: F-87437r1_fix

Open the Exchange Management Shell and enter the following command: Set-SenderIdConfig -Enable $true

c
Exchange must strip hyperlink email sources from non-.mil domains.
SI-8 - High - CCI-001308 - V-80587 - SV-95297r3_rule
RMF Control
SI-8
Severity
H
CCI
CCI-001308
Version
EX16-ED-000570
Vuln IDs
  • V-80587
Rule IDs
  • SV-95297r3_rule
Active hyperlinks within an email are susceptible to attacks of malicious software or malware. The hyperlink could lead to a malware infection or redirect the website to another fraudulent website without the user's consent or knowledge. Exchange does not have a built-in message filtering capability. DoD Enterprise Email (DEE) has created a custom resolution to filter messages from non-.mil users that have hyperlinks in the message body. The hyperlink within the messages will be modified, preventing end users from automatically clicking links.
Checks: C-80319r3_chk

Note: If using another DoD-approved antispam product for email or a DoD-approved Email Gateway spamming device, such as Enterprise Email Security Gateway (EEMSG), this is not applicable. Note: If system is on SIPRNet, this is not applicable. Review the Email Domain Security Plan (EDSP). Determine the name of the Transport Agent. Open the Windows PowerShell console and enter the following command: Get-TransportAgent -Name 'customAgent' | FL If the value does not return "customAgent", this is a finding. Note: "customAgent" is the name of the custom agent developed to strip hyperlink email sources from non .mil domains and must be in single quot

Fix: F-87439r1_fix

Update the EDSP to reflect the name of the Transport Agent. Contact the DISA Enterprise Email Service Desk at disa.tinker.eis.mbx.dod-enterprise-services-service-desk@mail.mil and request the Agent and installation procedures. or Contact DEE Engineering PMO and request the Agent and installation procedures.

b
The Exchange application directory must be protected from unauthorized access.
CM-11 - Medium - CCI-001812 - V-80589 - SV-95299r1_rule
RMF Control
CM-11
Severity
M
CCI
CCI-001812
Version
EX16-ED-000580
Vuln IDs
  • V-80589
Rule IDs
  • SV-95299r1_rule
Default product installations may provide more generous access permissions than are necessary to run the application. By examining and tailoring access permissions to more closely provide the least amount of privilege possible, attack vectors that align with user permissions are less likely to access more highly secured areas.
Checks: C-80321r1_chk

Review the Email Domain Security Plan (EDSP). Determine the authorized groups and users that have access to the Exchange application directories. Determine if the access permissions on the directory match the access permissions listed in the EDSP. If any group or user has different access permissions than listed in the EDSP, this is a finding. Note: The default installation directory is \Program Files\Microsoft\Exchange Server\V15.

Fix: F-87441r1_fix

Update the EDSP to reflect the authorized groups and users that have access to the Exchange application directories. Navigate to the Exchange application directory and remove or modify the group or user access permissions. Note: The default installation directory is \Program Files\Microsoft\Exchange Server\V15.

b
The Exchange software baseline copy must exist.
CM-5 - Medium - CCI-001813 - V-80591 - SV-95301r1_rule
RMF Control
CM-5
Severity
M
CCI
CCI-001813
Version
EX16-ED-000590
Vuln IDs
  • V-80591
Rule IDs
  • SV-95301r1_rule
Exchange software, as with other application software installed on a host system, must be included in a system baseline record and periodically reviewed; otherwise, unauthorized changes to the software may not be discovered. This effort is a vital step to securing the host and the applications, as it is the only method that may provide the ability to detect and recover from otherwise undetected changes, such as those that result from worm or bot intrusions. The Exchange software and configuration baseline is created and maintained for comparison during scanning efforts. Operational procedures must include baseline updates as part of configuration management tasks that change the software and configuration.
Checks: C-80323r1_chk

Review the Email Domain Security Plan (EDSP). Determine the baseline documentation. Review the application software baseline procedures and implementation artifacts. Note the list of files and directories included in the baseline procedure for completeness. If an email software copy exists to serve as a baseline and is available for comparison during scanning efforts, this is not a finding.

Fix: F-87443r1_fix

Implement an email software baseline process and update the EDSP.

b
Exchange services must be documented and unnecessary services must be removed or disabled.
CM-7 - Medium - CCI-001762 - V-80593 - SV-95303r1_rule
RMF Control
CM-7
Severity
M
CCI
CCI-001762
Version
EX16-ED-000610
Vuln IDs
  • V-80593
Rule IDs
  • SV-95303r1_rule
Unneeded but running services offer attackers an enhanced attack profile, and attackers are constantly watching to discover open ports with running services. By analyzing and disabling unneeded services, the associated open ports become unresponsive to outside queries, and servers become more secure as a result. Exchange Server has role-based server deployment to enable protocol path control and logical separation of network traffic types. For example, a server implemented in the Client Access role (i.e., Outlook Web App [OWA]) is configured and tuned as a web server using web protocols. A client access server exposes only web protocols (HTTP/HTTPS), enabling system administrators to optimize the protocol path and disable all services unnecessary for Exchange web services. Similarly, servers created to host mailboxes are dedicated to that task and must operate only the services needed for mailbox hosting. (Exchange servers must also operate some web services, but only to the degree that Exchange requires the IIS engine in order to function). Because POP3 and IMAP4 clients are not included in the standard desktop offering, they must be disabled.
Checks: C-80325r1_chk

Review the Email Domain Security Plan (EDSP). Note: Required services will vary between organizations and will vary depending on the role of the individual system. Organizations will develop their own list of services, which will be documented and justified with the ISSO. The site’s list will be provided for any security review. Services that are common to multiple systems can be addressed in one document. Exceptions for individual systems should be identified separately by system. Open a Windows PowerShell and enter the following command: Get-Service | Where-Object {$_.status -eq 'running'} Note: The command returns a list of installed services and the status of that service. If the services required are not documented in the EDSP or undocumented or unnecessary services are running, this is a finding.

Fix: F-87445r1_fix

Update the EDSP with the services required for the system to function. Navigate to Administrator Tools >> Services and disable or remove any services that are not required.

b
Exchange software must be installed on a separate partition from the OS.
SC-39 - Medium - CCI-002530 - V-80595 - SV-95305r1_rule
RMF Control
SC-39
Severity
M
CCI
CCI-002530
Version
EX16-ED-000620
Vuln IDs
  • V-80595
Rule IDs
  • SV-95305r1_rule
In the same way that added security layers can provide a cumulative positive effect on security posture, multiple applications can provide a cumulative negative effect. A vulnerability and subsequent exploit to one application can lead to an exploit of other applications sharing the same security context. For example, an exploit to a web server process that leads to unauthorized administrative access to the host system can most likely lead to a compromise of all applications hosted by the same system. Email services should be installed on a partition that does not host other applications. Email services should never be installed on a Domain Controller/Directory Services server.
Checks: C-80327r1_chk

Review the Email Domain Security Plan (EDSP). Determine the directory where Exchange is installed. Open Windows Explorer. Navigate to the location where Exchange is installed. If Exchange resides on a directory or partition other than that of the OS and does not have other applications installed (without associated approval from the ISSO), this is not a finding.

Fix: F-87447r1_fix

Update the EDSP to reflect the directory where Exchange is installed. Install Exchange on a dedicated application directory or partition separate than that of the OS.

b
The Exchange SMTP automated banner response must not reveal server details.
SC-5 - Medium - CCI-002385 - V-80597 - SV-95307r1_rule
RMF Control
SC-5
Severity
M
CCI
CCI-002385
Version
EX16-ED-000630
Vuln IDs
  • V-80597
Rule IDs
  • SV-95307r1_rule
Automated connection responses occur as a result of FTP or Telnet connections when connecting to those services. They report a successful connection by greeting the connecting client and stating the name, release level, and (often) additional information about the responding product. While useful to the connecting client, connection responses can also be used by a third party to determine operating system or product release levels on the target server. The result can include disclosure of configuration information to third parties, paving the way for possible future attacks. For example, when querying the SMTP service on port 25, the default response looks similar to this one: 220 exchange.mydomain.org Microsoft ESMTP MAIL Service, Version: 6.0.3790.211 ready at Wed, 2 Feb 2005 23:40:00 -0500 Changing the response to hide local configuration details reduces the attack profile of the target.
Checks: C-80329r1_chk

Open the Exchange Management Shell and enter the following command: Get-ReceiveConnector | Select Name, Identity, Banner If the value of "Banner" is not set to "220 SMTP Server Ready", this is a finding.

Fix: F-87449r1_fix

Open the Exchange Management Shell and enter the following command: Set-ReceiveConnector -Identity <'IdentityName'> -Banner '220 SMTP Server Ready' Note: The <IdentityName> and 220 SMTP Server Ready values must be in single quotes.

c
Exchange must provide redundancy.
SC-8 - High - CCI-002418 - V-80599 - SV-95309r1_rule
RMF Control
SC-8
Severity
H
CCI
CCI-002418
Version
EX16-ED-000660
Vuln IDs
  • V-80599
Rule IDs
  • SV-95309r1_rule
Denial of Service (DoS) is a condition when a resource is not available for legitimate users. When this occurs, the organization either cannot accomplish its mission or must operate at degraded capacity. This requirement addresses the configuration of applications to mitigate the impact of DoS attacks that have occurred or are ongoing on application availability. For each application, known and potential DoS attacks must be identified and solutions for each type implemented. A variety of technologies exist to limit or, in some cases, eliminate the effects of DoS attacks (e.g., limiting processes or restricting the number of sessions the application opens at one time). Employing increased capacity and bandwidth, combined with service redundancy, may reduce the susceptibility to some DoS attacks.
Checks: C-80331r1_chk

Review the Email Domain Security Plan (EDSP). Determine if the Exchange servers are using redundancy by entering the following command: Get-TransportService | select FL If the value returned is not at least two Edge servers, this is a finding.

Fix: F-87451r1_fix

Update the EDSP to reflect the Exchange servers used for redundancy. Configure two or more Edge servers for load balancing.

b
Exchange internal Send connectors must use an authentication level.
SC-5 - Medium - CCI-002385 - V-80601 - SV-95311r1_rule
RMF Control
SC-5
Severity
M
CCI
CCI-002385
Version
EX16-ED-000670
Vuln IDs
  • V-80601
Rule IDs
  • SV-95311r1_rule
The Simple Mail Transfer Protocol (SMTP) connector is used by Exchange to send and receive messages from server to server. Several controls work together to provide security between internal servers. This setting controls the encryption method used for communications between servers. With this feature enabled, only servers capable of supporting Transport Layer Security (TLS) will be able to send and receive mail within the domain. The use of secure communication prevents eavesdroppers from reading or modifying communications between mail clients and servers. While sensitive message bodies should be encrypted by the sender at the client, requiring a secure connection from server to server adds protection by encrypting the sender and recipient information that cannot be encrypted by the sender. Individually, channel security and encryption can be compromised by attackers. Used together, email becomes a more difficult target, and security is heightened. Failure to enable this feature gives eavesdroppers an opportunity to read or modify messages between servers.
Checks: C-80333r1_chk

Open the Exchange Management Shell and enter the following command: Get-SendConnector | Select Name, Identity, TlsAuthLevel If the value of "TlsAuthLevel" is not set to "DomainValidation", this is a finding.

Fix: F-87453r1_fix

Open the Exchange Management Shell and enter the following command: Set-SendConnector -Identity <'IdentityName'> -TlsAuthLevel DomainValidation

c
Exchange internal Send connectors must require encryption.
SC-8 - High - CCI-002418 - V-80603 - SV-95313r1_rule
RMF Control
SC-8
Severity
H
CCI
CCI-002418
Version
EX16-ED-000690
Vuln IDs
  • V-80603
Rule IDs
  • SV-95313r1_rule
The Simple Mail Transfer Protocol (SMTP) connector is used by Exchange to send and receive messages from server to server. Several controls work together to provide security between internal servers. This setting controls the encryption method used for communications between servers. With this feature enabled, only servers capable of supporting Transport Layer Security (TLS) will be able to send and receive mail within the domain. The use of secure communication prevents eavesdroppers from reading or modifying communications between mail clients and servers. While sensitive message bodies should be encrypted by the sender at the client, requiring a secure connection from server to server adds protection by encrypting the sender and recipient information that cannot be encrypted by the sender. Individually, channel security and encryption can be compromised by attackers. Used together, email becomes a more difficult target, and security is heightened. Failure to enable this feature gives eavesdroppers an opportunity to read or modify messages between servers.
Checks: C-80335r1_chk

Open the Exchange Management Shell and enter the following command: Get-SendConnector | Select Name, Identity, TlsDomain If the value of "TlsDomain" is not set to the value of the internal &lt;'SMTP Domain'&gt;, this is a finding.

Fix: F-87455r1_fix

Open the Exchange Management Shell and enter the following command: Set-SendConnector -Identity <'IdentityName'> -TlsDomain <'SMTP Domain'> Note: The SMTP Domain is the internal SMTP domain within the organization.

b
Exchange must have the most current, approved service pack installed.
SI-2 - Medium - CCI-002605 - V-80605 - SV-95315r1_rule
RMF Control
SI-2
Severity
M
CCI
CCI-002605
Version
EX16-ED-000700
Vuln IDs
  • V-80605
Rule IDs
  • SV-95315r1_rule
The organization (including any contractor to the organization) must promptly install security-relevant software updates (e.g., patches, service packs, hot fixes). Flaws discovered during security assessments, continuous monitoring, incident response activities, or information system error handling must also be addressed.
Checks: C-80337r1_chk

Open the Exchange Management Shell and enter the following command: Get-ExchangeServer | fl name, AdminDisplayVersion If the value of "AdminDisplayVersion" does not return the most current, approved service pack, this is a finding.

Fix: F-87457r1_fix

Install the most current, approved service pack.

b
The application must configure malicious code protection mechanisms to perform periodic scans of the information system every seven days.
SI-3 - Medium - CCI-001241 - V-80607 - SV-95317r1_rule
RMF Control
SI-3
Severity
M
CCI
CCI-001241
Version
EX16-ED-000720
Vuln IDs
  • V-80607
Rule IDs
  • SV-95317r1_rule
Malicious code protection mechanisms include, but are not limited, to anti-virus and malware detection software. In order to minimize potential negative impact to the organization that can be caused by malicious code, it is imperative that malicious code is identified and eradicated. Malicious code includes viruses, worms, trojan horses, and spyware. It is not enough to simply have the software installed; this software must periodically scan the system to search for malware on an organization-defined frequency. This requirement applies to applications providing malicious code protection.
Checks: C-80339r1_chk

Open the Exchange Management Shell and enter the following command: Get-TransportAgent "Malware Agent" If the value of "Enabled" is set to "True", this is a finding.

Fix: F-87459r1_fix

Open the Exchange Management Shell and enter the following command: & env:ExchangeInstallPath\Scripts\Disable-Antimalwarescanning.ps1

b
The application must configure malicious code protection mechanisms to perform periodic scans of the information system every seven days.
SI-3 - Medium - CCI-001241 - V-80609 - SV-95319r1_rule
RMF Control
SI-3
Severity
M
CCI
CCI-001241
Version
EX16-ED-000730
Vuln IDs
  • V-80609
Rule IDs
  • SV-95319r1_rule
Malicious code protection mechanisms include, but are not limited, to anti-virus and malware detection software. In order to minimize potential negative impact to the organization that can be caused by malicious code, it is imperative that malicious code is identified and eradicated. Malicious code includes viruses, worms, trojan horses, and spyware. It is not enough to simply have the software installed; this software must periodically scan the system to search for malware on an organization-defined frequency. This requirement applies to applications providing malicious code protection.
Checks: C-80341r1_chk

Site must utilize an approved DoD third-party malicious code scanner. Consult with System Administrator to demonstrate the application being used to provide malicious code protection in the Exchange implementation. If System Administrator is unable to demonstrate a third-party malicious code protection application, this is a finding. If System Administrator is unaware of a third-party malicious code protection application, this is a finding.

Fix: F-87461r1_fix

Following vendor best practice guidance, install and configure a third-party malicious code protection application.

b
The application must be configured to block and quarantine malicious code upon detection, then send an immediate alert to appropriate individuals.
SI-3 - Medium - CCI-001243 - V-80611 - SV-95321r1_rule
RMF Control
SI-3
Severity
M
CCI
CCI-001243
Version
EX16-ED-000750
Vuln IDs
  • V-80611
Rule IDs
  • SV-95321r1_rule
Malicious code protection mechanisms include, but are not limited, to anti-virus and malware detection software. In order to minimize potential negative impact to the organization that can be caused by malicious code, it is imperative that malicious code is identified and eradicated. Applications providing this capability must be able to perform actions in response to detected malware. Responses include blocking, quarantining, deleting, and alerting. Other technology- or organization-specific responses may also be employed to satisfy this requirement. Malicious code includes viruses, worms, trojan horses, and spyware. This requirement applies to applications providing malicious code protection.
Checks: C-80343r1_chk

Open the Exchange Management Shell and enter the following command: Get-TransportAgent "Malware Agent" If the value of "Enabled" is set to "True", this is a finding.

Fix: F-87463r1_fix

Open the Exchange Management Shell and enter the following command: & env:ExchangeInstallPath\Scripts\Disable-Antimalwarescanning.ps1

b
The application must be configured to block and quarantine malicious code upon detection, then send an immediate alert to appropriate individuals.
SI-3 - Medium - CCI-001243 - V-80613 - SV-95323r1_rule
RMF Control
SI-3
Severity
M
CCI
CCI-001243
Version
EX16-ED-000760
Vuln IDs
  • V-80613
Rule IDs
  • SV-95323r1_rule
Malicious code protection mechanisms include, but are not limited, to anti-virus and malware detection software. In order to minimize potential negative impact to the organization that can be caused by malicious code, it is imperative that malicious code is identified and eradicated. Applications providing this capability must be able to perform actions in response to detected malware. Responses include blocking, quarantining, deleting, and alerting. Other technology- or organization-specific responses may also be employed to satisfy this requirement. Malicious code includes viruses, worms, trojan horses, and spyware. This requirement applies to applications providing malicious code protection.
Checks: C-80345r1_chk

Site must utilize an approved DoD third-party malicious code scanner. Consult with System Administrator to demonstrate the application being used to provide malicious code protection in the Exchange implementation. If System Administrator is unable to demonstrate a third-party malicious code protection application, this is a finding. If System Administrator is unaware of a third-party malicious code protection application, this is a finding.

Fix: F-87465r1_fix

Following vendor best practice guidance, install and configure a third-party malicious code protection application.

b
The application must update malicious code protection mechanisms whenever new releases are available in accordance with organizational configuration management policy and procedures.
SI-3 - Medium - CCI-001240 - V-80615 - SV-95325r1_rule
RMF Control
SI-3
Severity
M
CCI
CCI-001240
Version
EX16-ED-002400
Vuln IDs
  • V-80615
Rule IDs
  • SV-95325r1_rule
Malicious code includes viruses, worms, trojan horses, and spyware. The code provides the ability for a malicious user to read from and write to files and folders on a computer's hard drive. Malicious code may also be able to run and attach programs, which may allow the unauthorized distribution of malicious mobile code. Once this code is installed on endpoints within the network, unauthorized users may be able to breach firewalls and gain access to sensitive data. This requirement applies to applications providing malicious code protection. Malicious code protection mechanisms include, but are not limited, to, anti-virus and malware detection software. Malicious code protection mechanisms (including signature definitions and rule sets) must be updated when new releases are available.
Checks: C-80347r1_chk

Open the Exchange Management Shell and enter the following command: Get-TransportAgent "Malware Agent" If the value of "Enabled" is set to "True", this is a finding.

Fix: F-87467r1_fix

Open the Exchange Management Shell and enter the following command: & env:ExchangeInstallPath\Scripts\Disable-Antimalwarescanning.ps1

b
The application must update malicious code protection mechanisms whenever new releases are available in accordance with organizational configuration management policy and procedures.
SI-3 - Medium - CCI-001240 - V-80617 - SV-95327r1_rule
RMF Control
SI-3
Severity
M
CCI
CCI-001240
Version
EX16-ED-002410
Vuln IDs
  • V-80617
Rule IDs
  • SV-95327r1_rule
Malicious code includes viruses, worms, trojan horses, and spyware. The code provides the ability for a malicious user to read from and write to files and folders on a computer's hard drive. Malicious code may also be able to run and attach programs, which may allow the unauthorized distribution of malicious mobile code. Once this code is installed on endpoints within the network, unauthorized users may be able to breach firewalls and gain access to sensitive data. This requirement applies to applications providing malicious code protection. Malicious code protection mechanisms include, but are not limited, to, anti-virus and malware detection software. Malicious code protection mechanisms (including signature definitions and rule sets) must be updated when new releases are available.
Checks: C-80349r1_chk

Site must utilize an approved DoD third-party malicious code scanner. Consult with System Administrator to demonstrate the application being used to provide malicious code protection in the Exchange implementation. If System Administrator is unable to demonstrate a third-party malicious code protection application, this is a finding. If System Administrator is unaware of a third-party malicious code protection application, this is a finding.

Fix: F-87469r1_fix

Following vendor best practice guidance, install and configure a third-party malicious code protection application.

b
The applications built-in Malware Agent must be disabled.
SI-3 - Medium - CCI-001242 - V-80619 - SV-95329r1_rule
RMF Control
SI-3
Severity
M
CCI
CCI-001242
Version
EX16-ED-003010
Vuln IDs
  • V-80619
Rule IDs
  • SV-95329r1_rule
Malicious code protection mechanisms include, but are not limited, to, anti-virus and malware detection software. In order to minimize potential negative impact to the organization that can be caused by malicious code, it is imperative that malicious code is identified and eradicated. Malicious code includes viruses, worms, trojan horses, and spyware. It is not enough to simply have the software installed; this software must periodically scan the system to search for malware on an organization-defined frequency. Exchange's built-in Malware Agent is not designed to address all malicious code protection workloads. This workload is best handled by third-party anti-virus and intrusion prevention software. Site must utilize an approved DoD scanner. Exchange Malware software has a limited scanning capability and does not scan files that are downloaded, opened, or executed.
Checks: C-80351r1_chk

Open the Exchange Management Shell and enter the following command: Get-TransportAgent "Malware Agent" If the value of "Enabled" is set to "True", this is a finding.

Fix: F-87471r1_fix

Open the Exchange Management Shell and enter the following command: & env:ExchangeInstallPath\Scripts\Disable-Antimalwarescanning.ps1

b
A DoD-approved third-party Exchange-aware malicious code protection application must be implemented.
SI-3 - Medium - CCI-001242 - V-80621 - SV-95331r1_rule
RMF Control
SI-3
Severity
M
CCI
CCI-001242
Version
EX16-ED-003020
Vuln IDs
  • V-80621
Rule IDs
  • SV-95331r1_rule
Malicious code protection mechanisms include, but are not limited, to, anti-virus and malware detection software. In order to minimize potential negative impact to the organization that can be caused by malicious code, it is imperative that malicious code is identified and eradicated. Malicious code includes viruses, worms, trojan horses, and spyware. It is not enough to simply have the software installed; this software must periodically scan the system to search for malware on an organization-defined frequency. Exchange's built-in Malware Agent is not designed to address all malicious code protection workloads. This workload is best handled by third-party anti-virus and intrusion prevention software. Site must utilize an approved DoD scanner. Exchange Malware software has a limited scanning capability and does not scan files that are downloaded, opened, or executed.
Checks: C-80353r1_chk

Site must utilize an approved DoD third-party malicious code scanner. Consult with System Administrator to demonstrate the application being used to provide malicious code protection in the Exchange implementation. If System Administrator is unable to demonstrate a third-party malicious code protection application, this is a finding. If System Administrator is unaware of a third-party malicious code protection application, this is a finding.

Fix: F-87473r1_fix

Following vendor best practice guidance, install and configure a third-party malicious code protection application.

c
Exchange internal Receive connectors must require encryption.
SC-8 - High - CCI-002418 - V-80753 - SV-95463r1_rule
RMF Control
SC-8
Severity
H
CCI
CCI-002418
Version
EX16-ED-000680
Vuln IDs
  • V-80753
Rule IDs
  • SV-95463r1_rule
The Simple Mail Transfer Protocol (SMTP) Receive connector is used by Exchange to send and receive messages from server to server using SMTP protocol. This setting controls the encryption strength used for client connections to the SMTP Receive connector. With this feature enabled, only clients capable of supporting secure communications will be able to send mail using this SMTP server. Where secure channels are required, encryption can also be selected. The use of secure communication prevents eavesdroppers from reading or modifying communications between mail clients and servers. While sensitive message bodies should be encrypted by the sender at the client, requiring a secure connection from the client to the server adds protection by encrypting the sender and recipient information that cannot be encrypted by the sender. Individually, channel security and encryption have been compromised by attackers. Used together, email becomes a more difficult target, and security is heightened. Failure to enable this feature gives eavesdroppers an opportunity to read or modify messages between the client and server.
Checks: C-80487r1_chk

Open the Exchange Management Shell and enter the following command: Get-ReceiveConnector | Select Name, Identity, AuthMechanism For each Receive connector, if the value of "AuthMechanism" is not set to "Tls", this is a finding.

Fix: F-87607r1_fix

Open the Exchange Management Shell and enter the following command: Set-ReceiveConnector -Identity <'IdentityName'> -AuthMechanism 'Tls' Note: The <IdentityName> value must be in single quotes. Repeat the process for each Receive connector.