Active Directory Forest Security Technical Implementation Guide (STIG)


This STIG provides focused security requirements for the AD or Active Directory Domain Services (AD DS) element for Windows Servers operating systems. These requirements apply to the forest and can typically be reviewed once per AD Forest. The separate Active Directory Domain STIG contains domain level requirements. Systems must also be reviewed using the applicable Windows STIG. Comments or proposed revisions to this document should be sent via e-mail to the following address: [email protected]

Version / Release: V2R5

Published: 2014-12-18

Updated At: 2018-09-23 01:25:57




Vuln Rule Version CCI Severity Title Description
SV-30998r3_rule DS00.0100_AD CCI-000366 LOW Changes to the AD schema must be subject to a documented configuration management process. Poorly planned or implemented changes to the AD schema could cause the applications that rely on AD (such as web and database servers) to operate incorrectly or not all. Improper changes to the schema could result in changes to AD objects that are incompatible with correct operation of the Windows domain controller and the domain clients. This could cause outages that prevent users from logging on or accessing Windows server resources across multiple hosts.Information Assurance OfficerInformation Assurance ManagerDCPR-1
SV-9052r2_rule AD.0230 CCI-000366 MEDIUM Anonymous Access to AD forest data above the rootDSE level must be disabled. For Windows Server 2003 or above, the dsHeuristics option can be configured to override the default restriction on anonymous access to AD data above the rootDSE level. Anonymous access to AD data could provide valuable account or configuration information to an intruder trying to determine the most effective attack strategies.System AdministratorECAN-1, ECCD-1, ECCD-2
SV-9054r2_rule AD.0295 CCI-001891 MEDIUM The Windows Time Service on the forest root PDC Emulator must be configured to acquire its time from an external time source. When the Windows Time service is used to synchronize time on client computers (workstations and servers) throughout an AD forest, the forest root domain PDC Emulator is the normal default to provide the authoritative time source for the entire forest. To obtain an accurate time for itself, the forest root domain PDC Emulator acts as a client to an external time source. If the Windows Time service on the forest root domain PDC Emulator is not configured to acquire the time from a proper source, it may cause time service clients throughout the forest to operate with the inaccurate time setting. When a Windows computer operates with an inaccurate time setting, access to resources on computers with the accurate time might be denied. This is notably true when Kerberos authentication is utilized. Operation with an inaccurate time setting can reduce the value of audit data and invalidate it as a source of forensic evidence in an incident investigation. Further Policy Details: The Windows Time service is the preferred time synchronization tool for Windows domain controllers. This check is Not Applicable for Component locations that do not have the AD forest root domain on site. This check must be performed on the domain controller in the *forest root domain* that holds the PDC Emulator FSMO role. Information Assurance OfficerECTM-1, ECTM-2
SV-30999r3_rule DS00.3140_AD CCI-002235 HIGH Update access to the directory schema must be restricted to appropriate accounts. A failure to control update access to the AD Schema object could result in the creation of invalid directory objects and attributes. Applications that rely on AD could fail as a result of invalid formats and values. The presence of invalid directory objects and attributes could cause failures in Windows AD client functions and improper resource access decisions.Information Assurance OfficerECAN-1, ECCD-1, ECCD-2